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Anmin Fu

Publications and source records attributed to Anmin Fu.

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Vertical Federated Learning: Taxonomies, Threats, and Prospects

Federated learning (FL) is the most popular distributed machine learning technique. FL allows machine-learning models to be trained without acquiring raw data to a single point for processing. Instead, local models are trained with local data; the models are then shared and combined. This approach preserves data privacy as locally trained models are shared instead of the raw data themselves. Broadly, FL can be divided into horizontal federated learning (HFL) and vertical federated learning (VFL). For the former, different parties hold different samples over the same set of features; for the latter, different parties hold different feature data belonging to the same set of samples. In a number of practical scenarios, VFL is more relevant than HFL as different companies (e.g., bank and retailer) hold different features (e.g., credit history and shopping history) for the same set of customers. Although VFL is an emerging area of research, it is not well-established compared to HFL. Besides, VFL-related studies are dispersed, and their connections are not intuitive. Thus, this survey aims to bring these VFL-related studies to one place. Firstly, we classify existing VFL structures and algorithms. Secondly, we present the threats from security and privacy perspectives to VFL. Thirdly, for the benefit of future researchers, we discussed the challenges and prospects of VFL in detail.

cs.LG

MLMSA: Multi-Label Multi-Side-Channel-Information enabled Deep Learning Attacks on APUF Variants

To improve the modeling resilience of silicon strong physical unclonable functions (PUFs), in particular, the APUFs, that yield a very large number of challenge response pairs (CRPs), a number of composited APUF variants such as XOR-APUF, interpose-PUF (iPUF), feed-forward APUF (FF-APUF),and OAX-APUF have been devised. When examining their security in terms of modeling resilience, utilizing multiple information sources such as power side channel information (SCI) or/and reliability SCI given a challenge is under-explored, which poses a challenge to their supposed modeling resilience in practice. Building upon multi-label/head deep learning model architecture,this work proposes Multi-Label Multi-Side-channel-information enabled deep learning Attacks (MLMSA) to thoroughly evaluate the modeling resilience of aforementioned APUF variants. Despite its simplicity, MLMSA can successfully break large-scaled APUF variants, which has not previously been achieved. More precisely, the MLMSA breaks 128-stage 30-XOR-APUF, (9, 9)- and (2, 18)-iPUFs, and (2, 2, 30)-OAX-APUF when CRPs, power SCI and reliability SCI are concurrently used. It breaks 128-stage 12-XOR-APUF and (2, 2, 9)-OAX-APUF even when only the easy-to-obtain reliability SCI and CRPs are exploited. The 128-stage six-loop FF-APUF and one-loop 20-XOR-FF-APUF can be broken by simultaneously using reliability SCI and CRPs. All these attacks are normally completed within an hour with a standard personalcomputer. Therefore, MLMSA is a useful technique for evaluating other existing or any emerging strong PUF designs.

cs.CR

CASSOCK: Viable Backdoor Attacks against DNN in The Wall of Source-Specific Backdoor Defences

As a critical threat to deep neural networks (DNNs), backdoor attacks can be categorized into two types, i.e., source-agnostic backdoor attacks (SABAs) and source-specific backdoor attacks (SSBAs). Compared to traditional SABAs, SSBAs are more advanced in that they have superior stealthier in bypassing mainstream countermeasures that are effective against SABAs. Nonetheless, existing SSBAs suffer from two major limitations. First, they can hardly achieve a good trade-off between ASR (attack success rate) and FPR (false positive rate). Besides, they can be effectively detected by the state-of-the-art (SOTA) countermeasures (e.g., SCAn). To address the limitations above, we propose a new class of viable source-specific backdoor attacks, coined as CASSOCK. Our key insight is that trigger designs when creating poisoned data and cover data in SSBAs play a crucial role in demonstrating a viable source-specific attack, which has not been considered by existing SSBAs. With this insight, we focus on trigger transparency and content when crafting triggers for poisoned dataset where a sample has an attacker-targeted label and cover dataset where a sample has a ground-truth label. Specifically, we implement $CASSOCK_{Trans}$ and $CASSOCK_{Cont}$. While both they are orthogonal, they are complementary to each other, generating a more powerful attack, called $CASSOCK_{Comp}$, with further improved attack performance and stealthiness. We perform a comprehensive evaluation of the three $CASSOCK$-based attacks on four popular datasets and three SOTA defenses. Compared with a representative SSBA as a baseline ($SSBA_{Base}$), $CASSOCK$-based attacks have significantly advanced the attack performance, i.e., higher ASR and lower FPR with comparable CDA (clean data accuracy). Besides, $CASSOCK$-based attacks have effectively bypassed the SOTA defenses, and $SSBA_{Base}$ cannot.

cs.CR

Towards Explainable Meta-Learning for DDoS Detection

The Internet is the most complex machine humankind has ever built, and how to defense it from intrusions is even more complex. With the ever increasing of new intrusions, intrusion detection task rely on Artificial Intelligence more and more. Interpretability and transparency of the machine learning model is the foundation of trust in AI-driven intrusion detection results. Current interpretation Artificial Intelligence technologies in intrusion detection are heuristic, which is neither accurate nor sufficient. This paper proposed a rigorous interpretable Artificial Intelligence driven intrusion detection approach, based on artificial immune system. Details of rigorous interpretation calculation process for a decision tree model is presented. Prime implicant explanation for benign traffic flow are given in detail as rule for negative selection of the cyber immune system. Experiments are carried out in real-life traffic.

cs.AI

PPA: Preference Profiling Attack Against Federated Learning

Federated learning (FL) trains a global model across a number of decentralized users, each with a local dataset. Compared to traditional centralized learning, FL does not require direct access to local datasets and thus aims to mitigate data privacy concerns. However, data privacy leakage in FL still exists due to inference attacks, including membership inference, property inference, and data inversion. In this work, we propose a new type of privacy inference attack, coined Preference Profiling Attack (PPA), that accurately profiles the private preferences of a local user, e.g., most liked (disliked) items from the client's online shopping and most common expressions from the user's selfies. In general, PPA can profile top-k (i.e., k = 1, 2, 3 and k = 1 in particular) preferences contingent on the local client (user)'s characteristics. Our key insight is that the gradient variation of a local user's model has a distinguishable sensitivity to the sample proportion of a given class, especially the majority (minority) class. By observing a user model's gradient sensitivity to a class, PPA can profile the sample proportion of the class in the user's local dataset, and thus the user's preference of the class is exposed. The inherent statistical heterogeneity of FL further facilitates PPA. We have extensively evaluated the PPA's effectiveness using four datasets (MNIST, CIFAR10, RAF-DB and Products-10K). Our results show that PPA achieves 90% and 98% top-1 attack accuracy to the MNIST and CIFAR10, respectively. More importantly, in real-world commercial scenarios of shopping (i.e., Products-10K) and social network (i.e., RAF-DB), PPA gains a top-1 attack accuracy of 78% in the former case to infer the most ordered items (i.e., as a commercial competitor), and 88% in the latter case to infer a victim user's most often facial expressions, e.g., disgusted.

cs.LG

RBNN: Memory-Efficient Reconfigurable Deep Binary Neural Network with IP Protection for Internet of Things

Though deep neural network models exhibit outstanding performance for various applications, their large model size and extensive floating-point operations render deployment on mobile computing platforms a major challenge, and, in particular, on Internet of Things devices. One appealing solution is model quantization that reduces the model size and uses integer operations commonly supported by microcontrollers . To this end, a 1-bit quantized DNN model or deep binary neural network maximizes the memory efficiency, where each parameter in a BNN model has only 1-bit. In this paper, we propose a reconfigurable BNN (RBNN) to further amplify the memory efficiency for resource-constrained IoT devices. Generally, the RBNN can be reconfigured on demand to achieve any one of M (M>1) distinct tasks with the same parameter set, thus only a single task determines the memory requirements. In other words, the memory utilization is improved by times M. Our extensive experiments corroborate that up to seven commonly used tasks can co-exist (the value of M can be larger). These tasks with a varying number of classes have no or negligible accuracy drop-off on three binarized popular DNN architectures including VGG, ResNet, and ReActNet. The tasks span across different domains, e.g., computer vision and audio domains validated herein, with the prerequisite that the model architecture can serve those cross-domain tasks. To protect the intellectual property of an RBNN model, the reconfiguration can be controlled by both a user key and a device-unique root key generated by the intrinsic hardware fingerprint. By doing so, an RBNN model can only be used per paid user per authorized device, thus benefiting both the user and the model provider.

cs.CR

Towards Privacy-Preserving and Verifiable Federated Matrix Factorization

Recent years have witnessed the rapid growth of federated learning (FL), an emerging privacy-aware machine learning paradigm that allows collaborative learning over isolated datasets distributed across multiple participants. The salient feature of FL is that the participants can keep their private datasets local and only share model updates. Very recently, some research efforts have been initiated to explore the applicability of FL for matrix factorization (MF), a prevalent method used in modern recommendation systems and services. It has been shown that sharing the gradient updates in federated MF entails privacy risks on revealing users' personal ratings, posing a demand for protecting the shared gradients. Prior art is limited in that they incur notable accuracy loss, or rely on heavy cryptosystem, with a weak threat model assumed. In this paper, we propose VPFedMF, a new design aimed at privacy-preserving and verifiable federated MF. VPFedMF provides guarantees on the confidentiality of individual gradient updates through lightweight and secure aggregation. Moreover, VPFedMF ambitiously and newly supports correctness verification of the aggregation results produced by the coordinating server in federated MF. Experiments on a real-world movie rating dataset demonstrate the practical performance of VPFedMF in terms of computation, communication, and accuracy.

cs.CR

Dangerous Cloaking: Natural Trigger based Backdoor Attacks on Object Detectors in the Physical World

Deep learning models have been shown to be vulnerable to recent backdoor attacks. A backdoored model behaves normally for inputs containing no attacker-secretly-chosen trigger and maliciously for inputs with the trigger. To date, backdoor attacks and countermeasures mainly focus on image classification tasks. And most of them are implemented in the digital world with digital triggers. Besides the classification tasks, object detection systems are also considered as one of the basic foundations of computer vision tasks. However, there is no investigation and understanding of the backdoor vulnerability of the object detector, even in the digital world with digital triggers. For the first time, this work demonstrates that existing object detectors are inherently susceptible to physical backdoor attacks. We use a natural T-shirt bought from a market as a trigger to enable the cloaking effect--the person bounding-box disappears in front of the object detector. We show that such a backdoor can be implanted from two exploitable attack scenarios into the object detector, which is outsourced or fine-tuned through a pretrained model. We have extensively evaluated three popular object detection algorithms: anchor-based Yolo-V3, Yolo-V4, and anchor-free CenterNet. Building upon 19 videos shot in real-world scenes, we confirm that the backdoor attack is robust against various factors: movement, distance, angle, non-rigid deformation, and lighting. Specifically, the attack success rate (ASR) in most videos is 100% or close to it, while the clean data accuracy of the backdoored model is the same as its clean counterpart. The latter implies that it is infeasible to detect the backdoor behavior merely through a validation set. The averaged ASR still remains sufficiently high to be 78% in the transfer learning attack scenarios evaluated on CenterNet. See the demo video on https://youtu.be/Q3HOF4OobbY.

cs.CV

Design and Evaluate Recomposited OR-AND-XOR-PUF

Physical Unclonable Function (PUF) is a hardware security primitive with a desirable feature of low-cost. Based on the space of challenge-response pairs (CRPs), it has two categories:weak PUF and strong PUF. Though designing a reliable and secure lightweight strong PUF is challenging, there is continuing efforts to fulfill this gap due to wide range of applications enabled by strong PUF. It was prospected that the combination of MAX and MIN bit-wise operation is promising for improving the modeling resilience when MAX and MIN are employed in the PUF recomposition. The main rationale lies on the fact that each bit-wise might be mainly vulnerable to one specific type of modeling attack, combining them can have an improved holistic resilience. This work is to first evaluate the main PUF performance, in particular,uniformity and reliability of the OR-AND-XOR-PUF(OAX-PUF)-(x, y, z)-OAX-PUF. Compared with the most used l-XOR-PUF, the (x, y, z)-OAX-PUF eventually exhibits better reliability given l=x+y+z without degrading the uniformity retaining to be 50%. We further examine the modeling resilience of the (x, y, z)-OAX-PUF with four powerful attacking strategies to date, which are Logistic Regression (LR) attack, reliability assisted CMA-ES attack, multilayer perceptron (MLP) attack, and the most recent hybrid LR-reliability attack. In comparison with the XOR-APUF, the OAX-APUF successfully defeats the CAM-ES attack. However, it shows no notable modeling accuracy drop against other three attacks, though the attacking times have been greatly prolonged to LR and hybrid LR-reliability attacks. Overall, the OAX recomposition could be an alternative lightweight recomposition method compared to XOR towards constructing strong PUFs if the underlying PUF, e.g., FF-APUF, has exhibited improved resilience to modeling attack, because the OAX incurs smaller reliability degradation compared to XOR.

cs.CR

Towards A Critical Evaluation of Robustness for Deep Learning Backdoor Countermeasures

Since Deep Learning (DL) backdoor attacks have been revealed as one of the most insidious adversarial attacks, a number of countermeasures have been developed with certain assumptions defined in their respective threat models. However, the robustness of these countermeasures is inadvertently ignored, which can introduce severe consequences, e.g., a countermeasure can be misused and result in a false implication of backdoor detection. For the first time, we critically examine the robustness of existing backdoor countermeasures with an initial focus on three influential model-inspection ones that are Neural Cleanse (S&P'19), ABS (CCS'19), and MNTD (S&P'21). Although the three countermeasures claim that they work well under their respective threat models, they have inherent unexplored non-robust cases depending on factors such as given tasks, model architectures, datasets, and defense hyper-parameter, which are \textit{not even rooted from delicate adaptive attacks}. We demonstrate how to trivially bypass them aligned with their respective threat models by simply varying aforementioned factors. Particularly, for each defense, formal proofs or empirical studies are used to reveal its two non-robust cases where it is not as robust as it claims or expects, especially the recent MNTD. This work highlights the necessity of thoroughly evaluating the robustness of backdoor countermeasures to avoid their misleading security implications in unknown non-robust cases.

cs.CR

Systematically Evaluation of Challenge Obfuscated APUFs

As a well-known physical unclonable function that can provide huge number of challenge response pairs (CRP) with a compact design and fully compatibility with current electronic fabrication process, the arbiter PUF (APUF) has attracted great attention. To improve its resilience against modeling attacks, many APUF variants have been proposed so far. Though the modeling resilience of response obfuscated APUF variants such as XOR-APUF and lightweight secure APUF (LSPUF) have been well studied, the challenge obfuscated APUFs (CO-APUFs) such as feed-forward APUF (FF-APUF), and XOR-FF-APUF are less elucidated, especially, with the deep learning (DL) methods. This work systematically evaluates five CO-APUFs including three influential designs of FF-APUF, XOR-FF-APUF, iPUF, one very recently design and our newly optimized design (dubbed as OAX-FF-APUF), in terms of their reliability, uniformity (related to uniqueness), and modeling resilience. Three DL techniques of GRU, TCN and MLP are employed to examine these CO-APUFs' modeling resilience -- the first two are newly explored. With computation resource of a common personal computer, we show that all five CO-APUFs with relatively large scale can be successfully modeled -- attacking accuracy higher or close to its reliability. The hyper-parameter tuning of DL technique is crucial for implementing efficient attacks. Increasing the scale of the CO-APUF is validated to be able to improve the resilience but should be done with minimizing the reliability degradation. As the powerful capability of DL technique affirmed by us, we recommend the DL, specifically the MLP technique always demonstrating best efficacy, to be always considered for examining the modeling resilience when newly composited APUFs are devised or to a large extent, other strong PUFs are constructed.

cs.CR

NTD: Non-Transferability Enabled Backdoor Detection

A backdoor deep learning (DL) model behaves normally upon clean inputs but misbehaves upon trigger inputs as the backdoor attacker desires, posing severe consequences to DL model deployments. State-of-the-art defenses are either limited to specific backdoor attacks (source-agnostic attacks) or non-user-friendly in that machine learning (ML) expertise or expensive computing resources are required. This work observes that all existing backdoor attacks have an inevitable intrinsic weakness, non-transferability, that is, a trigger input hijacks a backdoored model but cannot be effective to another model that has not been implanted with the same backdoor. With this key observation, we propose non-transferability enabled backdoor detection (NTD) to identify trigger inputs for a model-under-test (MUT) during run-time.Specifically, NTD allows a potentially backdoored MUT to predict a class for an input. In the meantime, NTD leverages a feature extractor (FE) to extract feature vectors for the input and a group of samples randomly picked from its predicted class, and then compares similarity between the input and the samples in the FE's latent space. If the similarity is low, the input is an adversarial trigger input; otherwise, benign. The FE is a free pre-trained model privately reserved from open platforms. As the FE and MUT are from different sources, the attacker is very unlikely to insert the same backdoor into both of them. Because of non-transferability, a trigger effect that does work on the MUT cannot be transferred to the FE, making NTD effective against different types of backdoor attacks. We evaluate NTD on three popular customized tasks such as face recognition, traffic sign recognition and general animal classification, results of which affirm that NDT has high effectiveness (low false acceptance rate) and usability (low false rejection rate) with low detection latency.

cs.CR

Backdoor Attacks and Countermeasures on Deep Learning: A Comprehensive Review

This work provides the community with a timely comprehensive review of backdoor attacks and countermeasures on deep learning. According to the attacker's capability and affected stage of the machine learning pipeline, the attack surfaces are recognized to be wide and then formalized into six categorizations: code poisoning, outsourcing, pretrained, data collection, collaborative learning and post-deployment. Accordingly, attacks under each categorization are combed. The countermeasures are categorized into four general classes: blind backdoor removal, offline backdoor inspection, online backdoor inspection, and post backdoor removal. Accordingly, we review countermeasures, and compare and analyze their advantages and disadvantages. We have also reviewed the flip side of backdoor attacks, which are explored for i) protecting intellectual property of deep learning models, ii) acting as a honeypot to catch adversarial example attacks, and iii) verifying data deletion requested by the data contributor.Overall, the research on defense is far behind the attack, and there is no single defense that can prevent all types of backdoor attacks. In some cases, an attacker can intelligently bypass existing defenses with an adaptive attack. Drawing the insights from the systematic review, we also present key areas for future research on the backdoor, such as empirical security evaluations from physical trigger attacks, and in particular, more efficient and practical countermeasures are solicited.

cs.CR

VFL: A Verifiable Federated Learning with Privacy-Preserving for Big Data in Industrial IoT

Due to the strong analytical ability of big data, deep learning has been widely applied to train the collected data in industrial IoT. However, for privacy issues, traditional data-gathering centralized learning is not applicable to industrial scenarios sensitive to training sets. Recently, federated learning has received widespread attention, since it trains a model by only relying on gradient aggregation without accessing training sets. But existing researches reveal that the shared gradient still retains the sensitive information of the training set. Even worse, a malicious aggregation server may return forged aggregated gradients. In this paper, we propose the VFL, verifiable federated learning with privacy-preserving for big data in industrial IoT. Specifically, we use Lagrange interpolation to elaborately set interpolation points for verifying the correctness of the aggregated gradients. Compared with existing schemes, the verification overhead of VFL remains constant regardless of the number of participants. Moreover, we employ the blinding technology to protect the privacy of the gradients submitted by the participants. If no more than n-2 of n participants collude with the aggregation server, VFL could guarantee the encrypted gradients of other participants not being inverted. Experimental evaluations corroborate the practical performance of the presented VFL framework with high accuracy and efficiency.

cs.CR

Authentication, Access Control, Privacy, Threats and Trust Management Towards Securing Fog Computing Environments: A Review

Fog computing is an emerging computing paradigm that has come into consideration for the deployment of IoT applications amongst researchers and technology industries over the last few years. Fog is highly distributed and consists of a wide number of autonomous end devices, which contribute to the processing. However, the variety of devices offered across different users are not audited. Hence, the security of Fog devices is a major concern in the Fog computing environment. Furthermore, mitigating and preventing those security measures is a research issue. Therefore, to provide the necessary security for Fog devices, we need to understand what the security concerns are with regards to Fog. All aspects of Fog security, which have not been covered by other literature works needs to be identified and need to be aggregate all issues in Fog security. It needs to be noted that computation devices consist of many ordinary users, and are not managed by any central entity or managing body. Therefore, trust and privacy is also a key challenge to gain market adoption for Fog. To provide the required trust and privacy, we need to also focus on authentication, threats and access control mechanisms as well as techniques in Fog computing. In this paper, we perform a survey and propose a taxonomy, which presents an overview of existing security concerns in the context of the Fog computing paradigm. We discuss the Blockchain-based solutions towards a secure Fog computing environment and presented various research challenges and directions for future research.

cs.CR