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Ann Nowé

Publications and source records attributed to Ann Nowé.

At least 19 recordsLinked to original sources

Value-oriented policy distillation for interpretable wind farm power control

Wind farm power control can help the system maintain balance and avoid blackouts. In Europe, this can be achieved through implicit balancing, where a wind farm adjusts its power setpoint in anticipation of the imbalance price using information published by the Transmission System Operator. Thereby, the wind farm helps restore system balance while also reducing its own imbalance costs resulting from forecast errors. However, implicit balancing is a challenging problem since the settlement price is unknown in advance and can be impacted by the pursued control strategy. Reinforcement learning methods could help to solve this problem, but lack the interpretability needed to be deployed on real wind farms. Therefore, we propose a policy distillation framework using explainable boosting machines (EBMs), a variant of generalized additive models, to obtain a transparent control policy. To increase the value captured by the EBM model, we introduce a value-oriented perspective to policy distillation inspired by research in the field of energy forecasting. Furthermore, we suggest to include expert knowledge during model design, such that the control strategy is also justifiable to stakeholders. Using real data of the Belgian grid and an offshore wind farm, we find that our value-oriented and expert-based controller can reduce imbalance costs by 82%, while outperforming a price threshold controller as well as a policy distillation baseline using decision trees.

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Every minute counts: Wind farm power control during imbalance settlement using distributional soft actor-critic

Wind farms can provide flexibility by curtailing their output during periods of excess generation in the power grid. This can be done through implicit balancing, where the power setpoints of the farm are adapted to anticipate the imbalance price. By doing so, the wind farm helps reduce the resulting system imbalance while also lowering its own costs. However, implicit balancing is challenging since the imbalance prices are unknown in advance and hard to predict. Furthermore, the control strategy of the wind farm can affect the imbalance price formation. To address both challenges, we develop a control policy with 1-minute setpoints using distributional soft actor-critic. Evaluated on real data of the Belgian grid and an offshore wind farm, we show that our method outperforms a price threshold controller, often used in industry, by 88% and performs on par with soft actor-critic. Furthermore, unlike soft actor-critic, our approach can learn a risk-averse policy by optimizing a risk measure, such as conditional value at risk. The risk-averse policy was found to better account for its own impact on the price, showing a reduction in overshoots, while achieving a similar degree of imbalance cost savings. Last, we find that using 1-minute instead of 15-minute setpoints further reduces imbalance costs for all evaluated control policies.

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Conditioning LLMs on Social Value Orientation improves behavioural alignment in a sequential social dilemma

Large language Models (LLMs) are increasingly used to simulate human decision-making, yet their outputs often under-represent human behavioural heterogeneity. We investigate whether conditioning LLMs on Social Value Orientation (SVO, a measure of how individuals value their own outcomes relative to others') can better reproduce human behaviour in a sequential social dilemma. Using experimental data from two variants of the Centipede Game (CG) as reference, we compare the default behaviour of eight LLMs with behaviour generated after conditioning them on SVO profiles drawn from the human sample. We find that the default strategies vary substantially across models, but are generally distant from the reference distributions. However, conditioning them on SVO profiles systematically steers their strategic behaviour, improving alignment with the human reference by up to 70% with respect to the default. Across models, higher induced SVO values decrease the probability of stopping the game, reproducing the relationship between prosociality and cooperation observed in human behaviour. Together with the sensitivity of LLMs' elicited SVO to prompt and order effects, these results suggest that the usefulness of SVO for behavioural simulation does not depend on LLMs possessing stable social preferences, but rather on their ability to map social preferences onto corresponding strategic choices.

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It's a matter of timescale: non-linear utility in successor features and multi-objective planning and learning

Time is of the essence when dealing with multiple reward signals and non-linear utility. In this paper we argue that the current main approaches in multi-objective RL (SER and ESR), and successor features, are insufficient. While each approach deals with non-linear effects on user utility on different timescales, none of them take into account that different effects happening on different timescales can happen within the same decision problem. We motivate that this can indeed be the case by an example, both intuitively and numerically, leading to a new perspective, and a significant and non-trivial gap in the literature.

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Probabilistic Wind Power Forecasting with Tree-Based Machine Learning and Weather Ensembles

Accurate production forecasts are essential for the integration of renewable energy sources into the power grid. This paper illustrates how to obtain probabilistic forecasts of wind power generation using gradient boosting trees and an ensemble of weather forecasts. To this end, we perform a comparative analysis across three state-of-the-art probabilistic prediction methods-conformalized quantile regression, natural gradient boosting and conditional diffusion models-all of which can be combined with tree-based machine learning. The methods are validated using four years of data for all Belgian offshore wind farms. We benchmark the models against the power curve and a calibrated wake model as well as a probabilistic method using stochastic variational Gaussian process regression. The tree-based models significantly reduce the mean absolute error in comparison to the deterministic baselines. Additionally, all three methods outperform the Gaussian process baseline in probabilistic skill, while two out of the three also improve point forecast accuracy. The conditional diffusion model attains the best performance, with improvements of 5% in mean absolute error and 12% in continuous rank probability score compared to the probabilistic baseline. Last, the results indicate an average improvement in point forecast accuracy of 17% by using an ensemble of weather forecasts instead of a single provider.

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Hierarchical Support Vector State Partitioning for Distilling Black Box Reinforcement Learning Policies

We introduce State Vector Space Partitioning (SVSP), a novel method to mimic a black box reinforcement learning policy using a set of human-interpretable subpolicies. By partitioning a distillation dataset of state action pairs with linear support vector machine splits, SVSP constructs a compact and structured representation of the original policy. Our method improves mean return by +7.4% over previous critic driven state partitioning attempts such as Voronoi State Partitioning (VSP) and +2.8% over the original TD3 policy, while reducing the number of required subpolicies against VSP by 82.1%. Our results pave the path towards a more flexible form of distillation where both the decision boundary and surrogate models can be chosen within a margin of the original black box behavior.

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Preserving Plasticity in Continual Learning via Dynamical Isometry

Continual training of deep neural networks under non-stationarity often leads to a progressive loss of plasticity, eventually limiting further learning. We relate plasticity to the empirical Neural Tangent Kernel, and identify dynamical isometry (the condition that layer-wise Jacobian singular values remain close to one) as a key mechanism for preserving plasticity in continual learning. We revisit a class of networks that are almost-everywhere isometric while remaining universal Lipschitz function approximators, demonstrating that near-dynamical isometry is compatible with expressive nonlinear representations. For general architectures, we propose an efficient isometry-promoting regularization scheme and identify a novel mechanism by which it can reactivate dormant ReLU units. Building on this, we introduce AdamO, an Adam-style adaptive optimizer that decouples isometry regularization from gradient updates, analogous to AdamW. We further reinterpret prior plasticity-preserving approaches through the lens of dynamical isometry, showing that they target only a partial measure of isometry. Across supervised and reinforcement-learning continual-learning benchmarks designed to induce plasticity loss, our methods consistently match or outperform existing approaches.

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Critic-Driven Voronoi-Quantization for Distilling Deep RL Policies to Explainable Models

Despite many successful attempts at explaining Deep Reinforcement Learning policies using distillation, it remains difficult to balance the performance-interpretability trade-off and select a fitting surrogate model. In addition to this, traditional distillation only minimizes the distance between the behavior of the original and the surrogate policy while other RL-specific components such as action value are disregarded. To solve this, we introduce a new model-agnostic method called Critic-Driven Voronoi State Partitioning, which partitions a black box control policy into regions where a simple class of model can be optimized using gradient descent. By exploiting the critic value network of the original policy, we iteratively introduce new subpolicies in regions with insufficient value, standing in for a measure of policy complexity. The partitioning, a Voronoi quantizer, uses nearest neighbor lookups to assign a linear function to each point in the state space resulting in a cell-like diagram. We validate our approach on several well known benchmarks and proof that this distillation approaches the original policy using a reasonable sized set of linear functions.

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Preference Guided Iterated Pareto Referent Optimisation for Accessible Route Planning

We propose the Preference Guided Iterated Pareto Referent Optimisation (PG-IPRO) for urban route planning for people with different accessibility requirements and preferences. With this algorithm the user can interact with the system by giving feedback on a route, i.e., the user can say which objective should be further minimized, or conversely can be relaxed. This leads to intuitive user interaction, that is especially effective during early iterations compared to information-gain-based interaction. Furthermore, due to PG-IPRO's iterative nature, the full set of alternative, possibly optimal policies (the Pareto front), is never computed, leading to higher computational efficiency and shorter waiting times for users.

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A three-Level Framework for LLM-Enhanced eXplainable AI: From technical explanations to natural language

The growing application of artificial intelligence in sensitive domains has intensified the demand for systems that are not only accurate but also explainable and trustworthy. Although explainable AI (XAI) methods have proliferated, many do not consider the diverse audiences that interact with AI systems: from developers and domain experts to end-users and society. This paper addresses how trust in AI is influenced by the design and delivery of explanations and proposes a multilevel framework that aligns explanations with the epistemic, contextual, and ethical expectations of different stakeholders. The framework consists of three layers: algorithmic and domain-based, human-centered, and social explainability, with Large Language Models serving as crucial mediators that transform technical outputs of AI explanations into accessible, contextual narratives across all levels. We show how LLMs enable dynamic, conversational explanations that bridge the gap between complex model behavior and human understanding, facilitating interactive dialogue and enhancing societal transparency. Through comprehensive case studies, we show how this LLM-enhanced approach achieves technical fidelity, user engagement, and societal accountability, reframing XAI as a dynamic, trust-building process that leverages natural language capabilities to democratize AI explainability.

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Explainable RL Policies by Distilling to Locally-Specialized Linear Policies with Voronoi State Partitioning

Deep Reinforcement Learning is one of the state-of-the-art methods for producing near-optimal system controllers. However, deep RL algorithms train a deep neural network, that lacks transparency, which poses challenges when the controller has to meet regulations, or foster trust. To alleviate this, one could transfer the learned behaviour into a model that is human-readable by design using knowledge distilla- tion. Often this is done with a single model which mimics the original model on average but could struggle in more dynamic situations. A key challenge is that this simpler model should have the right balance be- tween flexibility and complexity or right balance between balance bias and accuracy. We propose a new model-agnostic method to divide the state space into regions where a simplified, human-understandable model can operate in. In this paper, we use Voronoi partitioning to find regions where linear models can achieve similar performance to the original con- troller. We evaluate our approach on a gridworld environment and a classic control task. We observe that our proposed distillation to locally- specialized linear models produces policies that are explainable and show that the distillation matches or even slightly outperforms the black-box policy they are distilled from.

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Inclusive Fitness as a Key Step Towards More Advanced Social Behaviors in Multi-Agent Reinforcement Learning Settings

The competitive and cooperative forces of natural selection have driven the evolution of intelligence for millions of years, culminating in nature's vast biodiversity and the complexity of human minds. Inspired by this process, we propose a novel multi-agent reinforcement learning framework where each agent is assigned a genotype and where reward functions are modelled after the concept of inclusive fitness. An agent's genetic material may be shared with other agents, and our inclusive reward function naturally accounts for this. We study the resulting social dynamics in two types of network games with prisoner's dilemmas and find that our results align with well-established principles from biology, such as Hamilton's rule. Furthermore, we outline how this framework can extend to more open-ended environments with spatial and temporal structure, finite resources, and evolving populations. We hypothesize the emergence of an arms race of strategies, where each new strategy is a gradual improvement over earlier adaptations of other agents, effectively producing a multi-agent autocurriculum analogous to biological evolution. In contrast to the binary team-based structures prevalent in earlier research, our gene-based reward structure introduces a spectrum of cooperation ranging from full adversity to full cooperativeness based on genetic similarity, enabling unique non team-based social dynamics. For example, one agent having a mutual cooperative relationship with two other agents, while the two other agents behave adversarially towards each other. We argue that incorporating inclusive fitness in agents provides a foundation for the emergence of more strategically advanced and socially intelligent agents.

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Automated Behavior Planning for Fruit Tree Pruning via Redundant Robot Manipulators: Addressing the Behavior Planning Challenge

Pruning is an essential agricultural practice for orchards. Proper pruning can promote healthier growth and optimize fruit production throughout the orchard's lifespan. Robot manipulators have been developed as an automated solution for this repetitive task, which typically requires seasonal labor with specialized skills. While previous research has primarily focused on the challenges of perception, the complexities of manipulation are often overlooked. These challenges involve planning and control in both joint and Cartesian spaces to guide the end-effector through intricate, obstructive branches. Our work addresses the behavior planning challenge for a robotic pruning system, which entails a multi-level planning problem in environments with complex collisions. In this paper, we formulate the planning problem for a high-dimensional robotic arm in a pruning scenario, investigate the system's intrinsic redundancies, and propose a comprehensive pruning workflow that integrates perception, modeling, and holistic planning. In our experiments, we demonstrate that more comprehensive planning methods can significantly enhance the performance of the robotic manipulator. Finally, we implement the proposed workflow on a real-world robot. As a result, this work complements previous efforts on robotic pruning and motivates future research and development in planning for pruning applications.

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Fairness-Aware Reinforcement Learning (FAReL): A Framework for Transparent and Balanced Sequential Decision-Making

Equity in real-world sequential decision problems can be enforced using fairness-aware methods. Therefore, we require algorithms that can make suitable and transparent trade-offs between performance and the desired fairness notions. As the desired performance-fairness trade-off is hard to specify a priori, we propose a framework where multiple trade-offs can be explored. Insights provided by the reinforcement learning algorithm regarding the obtainable performance-fairness trade-offs can then guide stakeholders in selecting the most appropriate policy. To capture fairness, we propose an extended Markov decision process, $f$MDP, that explicitly encodes individuals and groups. Given this $f$MDP, we formalise fairness notions in the context of sequential decision problems and formulate a fairness framework that computes fairness measures over time. We evaluate our framework in two scenarios with distinct fairness requirements: job hiring, where strong teams must be composed while treating applicants equally, and fraud detection, where fraudulent transactions must be detected while ensuring the burden on customers is fairly distributed. We show that our framework learns policies that are more fair across multiple scenarios, with only minor loss in performance reward. Moreover, we observe that group and individual fairness notions do not necessarily imply one another, highlighting the benefit of our framework in settings where both fairness types are desired. Finally, we provide guidelines on how to apply this framework across different problem settings.

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Artificial Delegates Resolve Fairness Issues in Perpetual Voting with Partial Turnout

Perpetual voting addresses fairness in sequential collective decision-making by evaluating representational equity over time. However, existing perpetual voting rules rely on full participation and complete approval information, assumptions that rarely hold in practice, where partial turnout is the norm. In this work, we study the integration of Artificial Delegates, preference-learning agents trained to represent absent voters, into perpetual voting systems. We examine how absenteeism affects fairness and representativeness under various voting methods and evaluate the extent to which Artificial Delegates can compensate for missing participation. Our findings indicate that while absenteeism significantly affects fairness, Artificial Delegates reliably mitigate these effects and enhance robustness across diverse scenarios.

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Explainable AI Based Diagnosis of Poisoning Attacks in Evolutionary Swarms

Swarming systems, such as for example multi-drone networks, excel at cooperative tasks like monitoring, surveillance, or disaster assistance in critical environments, where autonomous agents make decentralized decisions in order to fulfill team-level objectives in a robust and efficient manner. Unfortunately, team-level coordinated strategies in the wild are vulnerable to data poisoning attacks, resulting in either inaccurate coordination or adversarial behavior among the agents. To address this challenge, we contribute a framework that investigates the effects of such data poisoning attacks, using explainable AI methods. We model the interaction among agents using evolutionary intelligence, where an optimal coalition strategically emerges to perform coordinated tasks. Then, through a rigorous evaluation, the swarm model is systematically poisoned using data manipulation attacks. We showcase the applicability of explainable AI methods to quantify the effects of poisoning on the team strategy and extract footprint characterizations that enable diagnosing. Our findings indicate that when the model is poisoned above 10%, non-optimal strategies resulting in inefficient cooperation can be identified.

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Composing Reinforcement Learning Policies, with Formal Guarantees

We propose a novel framework to controller design in environments with a two-level structure: a known high-level graph ("map") in which each vertex is populated by a Markov decision process, called a "room". The framework "separates concerns" by using different design techniques for low- and high-level tasks. We apply reactive synthesis for high-level tasks: given a specification as a logical formula over the high-level graph and a collection of low-level policies obtained together with "concise" latent structures, we construct a "planner" that selects which low-level policy to apply in each room. We develop a reinforcement learning procedure to train low-level policies on latent structures, which unlike previous approaches, circumvents a model distillation step. We pair the policy with probably approximately correct guarantees on its performance and on the abstraction quality, and lift these guarantees to the high-level task. These formal guarantees are the main advantage of the framework. Other advantages include scalability (rooms are large and their dynamics are unknown) and reusability of low-level policies. We demonstrate feasibility in challenging case studies where an agent navigates environments with moving obstacles and visual inputs.

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Evaluating COVID-19 vaccine allocation policies using Bayesian $m$-top exploration

Individual-based epidemiological models support the study of fine-grained preventive measures, such as tailored vaccine allocation policies, in silico. As individual-based models are computationally intensive, it is pivotal to identify optimal strategies within a reasonable computational budget. Moreover, due to the high societal impact associated with the implementation of preventive strategies, uncertainty regarding decisions should be communicated to policy makers, which is naturally embedded in a Bayesian approach. We present a novel technique for evaluating vaccine allocation strategies using a multi-armed bandit framework in combination with a Bayesian anytime $m$-top exploration algorithm. $m$-top exploration allows the algorithm to learn $m$ policies for which it expects the highest utility, enabling experts to inspect this small set of alternative strategies, along with their quantified uncertainty. The anytime component provides policy advisors with flexibility regarding the computation time and the desired confidence, which is important as it is difficult to make this trade-off beforehand. We consider the Belgian COVID-19 epidemic using the individual-based model STRIDE, where we learn a set of vaccination policies that minimize the number of infections and hospitalisations. Through experiments we show that our method can efficiently identify the $m$-top policies, which is validated in a scenario where the ground truth is available. Finally, we explore how vaccination policies can best be organised under different contact reduction schemes and we investigate the impact of vaccine uptake proportions (i.e., the proportion of individuals that will comply with the strategy and take the vaccine).

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