Von Neumann's 1927 Trilogy on the Foundations of Quantum Mechanics. Annotated Translations
English translation of John von Neumann's 1927 trilogy on the foundations of quantum mechanics with an introduction and detailed commentary.
physics.hist-ph↗
arXiv subjects
Anthony Duncan
Publications and source records attributed to Anthony Duncan.
Quantization Conditions, 1900-1927
We trace the evolution of quantization conditions from Planck's introduction of a new fundamental constant (h) in his treatment of blackbody radiation in 1900 to Heisenberg's interpretation of the commutation relations of modern quantum mechanics in terms of his uncertainty principle in 1927.
physics.hist-ph↗
Introduction to Volume 15 of The Collected Papers of Albert Einstein. The Berlin Years: Writings and Correspondence June 1925 - May 1927
This volume covers one of the most thrilling two-year periods in twentieth-century physics, as matrix mechanics - developed chiefly by W. Heisenberg, M. Born, and P. Jordan - and wave mechanics - developed by E. Schrödinger - supplanted the earlier quantum theory. The almost one hundred writings by Einstein, of which a third have never been published, and the more than thirteen hundred letters show Einstein's immense productivity and hectic pace of life. Einstein quickly grasps the conceptual peculiarities involved in the new quantum mechanics, such as the difference between Schrödinger's wave function and a field defined in spacetime, or the emerging statistical interpretation of both matrix and wave mechanics. Inspired by correspondence with G. Y. Rainich, he investigates with Jakob Grommer the problem of motion in general relativity, hoping for a hint at a new avenue to unified field theory. Einstein falls victim to scientific fraud when, in a collaboration with E. Rupp, he becomes convinced that the latter's experiments, aimed at deciding whether excited atoms emit light instantaneously (in quanta) or in a finite time (in waves), confirm a wave-theoretic explanation. While it was known that the teenage Einstein had been romantically involved with Marie Winteler in 1895, newly discovered documents reveal that his love for Marie was rekindled in 1909-10 while he was still married to Mileva Marić. The 1925 Locarno Treaties renew Einstein's optimism in European reconciliation. He backs the `International manifesto against compulsory military service' and continues his participation in the League of Nations' International Committee on Intellectual Cooperation. He remains intensely committed to the shaping of the Hebrew University in Jerusalem, although his enthusiasm for this cause is sorely tested.
physics.hist-ph↗
The trouble with orbits: the Stark effect in the old and the new quantum theory
The old quantum theory and Schrödinger's wave mechanics (and other forms of quantum mechanics) give the same results for the line splittings in the first-order Stark effect in hydrogen, the leading terms in the splitting of the spectral lines emitted by a hydrogen atom in an external electric field. We examine the account of the effect in the old quantum theory, which was hailed as a major success of that theory, from the point of view of wave mechanics. First, we show how the new quantum mechanics solves a fundamental problem one runs into in the old quantum theory with the Stark effect. It turns out that, even without an external field, it depends on the coordinates in which the quantum conditions are imposed which electron orbits are allowed in a hydrogen atom. The allowed energy levels and hence the line splittings are independent of the coordinates used but the size and eccentricity of the orbits are not. In the new quantum theory, this worrisome non-uniqueness of orbits turns into the perfectly innocuous non-uniqueness of bases in Hilbert space. Second, we review how the so-called WKB (Wentzel-Kramers-Brillouin) approximation method for solving the Schrödinger equation reproduces the quantum conditions of the old quantum theory amended by some additional half-integer terms. These extra terms remove the need for some arbitrary extra restrictions on the allowed orbits that the old quantum theory required over and above the basic quantum conditions
physics.hist-ph↗
The Stark effect in the Bohr-Sommerfeld theory and in Schrödinger's wave mechanics
The explanation of the first-order Stark effect in hydrogen by Epstein and Schwarzschild in 1916 was seen as a great success for the old quantum theory. Yet, it also revealed some serious limitations of the theory. To recover the experimentally found line splittings, one had to make some arbitrary assumptions in addition to the basic quantum conditions to rule out certain orbits. The calculation of intensities of lines on the basis of Bohr's correspondence principle likewise required arbitrary additional assumptions. Finally, the actual orbits predicted by the old quantum theory depend on the coordinates chosen to impose the quantum conditions. Both Sommerfeld and Epstein recognized this problem but offered no solution for it. All these problems were solved in 1926 when Schrödinger and Epstein explained the Stark effect on the basis of the new wave mechanics. The calculations in the two theories are similar. In particular, both the Schrödinger equation in the new theory and the Hamilton-Jacobi equation in the old theory are separated in parabolic coordinates. The new quantum mechanics determines all allowed states and transitions without any additional assumptions. It also replaced the ambiguous guidelines based on the correspondence principle for calculating intensities by the straightforward prescription that intensities are given by the squares of the matrix elements of position, leading to results that agreed much better with the experimental data. Finally, the embarrassing non-uniqueness of orbits in the old quantum theory turned into the innocuous non-uniqueness of bases of eigenfunctions in wave mechanics. To this day, the Stark effect is remembered as one of the few qualified successes of the old quantum theory. We suspect that this is largely because after 1926 it became just one of the many unqualified successes of the new quantum theory.
physics.hist-ph↗
(Never) Mind your p's and q's: Von Neumann versus Jordan on the Foundations of Quantum Theory
In two papers entitled "On a new foundation [Neue Begründung] of quantum mechanics," Pascual Jordan (1927b,g) presented his version of what came to be known as the Dirac-Jordan statistical transformation theory. As an alternative that avoids the mathematical difficulties facing the approach of Jordan and Paul A. M. Dirac (1927), John von Neumann (1927a) developed the modern Hilbert space formalism of quantum mechanics. In this paper, we focus on Jordan and von Neumann. Central to the formalisms of both are expressions for conditional probabilities of finding some value for one quantity given the value of another. Beyond that Jordan and von Neumann had very different views about the appropriate formulation of problems in quantum mechanics. For Jordan, unable to let go of the analogy to classical mechanics, the solution of such problems required the identication of sets of canonically conjugate variables, i.e., p's and q's. For von Neumann, not constrained by the analogy to classical mechanics, it required only the identication of a maximal set of commuting operators with simultaneous eigenstates. He had no need for p's and q's. Jordan and von Neumann also stated the characteristic new rules for probabilities in quantum mechanics somewhat differently. Jordan (1927b) was the first to state those rules in full generality. Von Neumann (1927a) rephrased them and, in a subsequent paper (von Neumann, 1927b), sought to derive them from more basic considerations. In this paper we reconstruct the central arguments of these 1927 papers by Jordan and von Neumann and of a paper on Jordan's approach by Hilbert, von Neumann, and Nordheim (1928). We highlight those elements in these papers that bring out the gradual loosening of the ties between the new quantum formalism and classical mechanics.
physics.hist-ph↗
Pascual Jordan's resolution of the conundrum of the wave-particle duality of light
In 1909, Einstein derived a formula for the mean square energy fluctuation in black-body radiation. This formula is the sum of a wave term and a particle term. In a key contribution to the 1925 Dreimaennerarbeit with Born and Heisenberg, Jordan showed that one recovers both terms in a simple model of quantized waves. So the two terms do not require separate mechanisms but arise from a single consistent dynamical framework. Several authors have argued that various infinities invalidate Jordan's conclusions. In this paper, we defend Jordan's argument against such criticism. In particular, we note that the fluctuation in a narrow frequency range, which is what Jordan calculated, is perfectly finite. We also note, however, that Jordan's argument is incomplete. In modern terms, Jordan calculated the quantum uncertainty in the energy of a subsystem in an energy eigenstate of the whole system, whereas the thermal fluctuation is the average of this quantity over an ensemble of such states. Still, our overall conclusion is that Jordan's argument is basically sound and that he deserves credit for resolving a major conundrum in the development of quantum physics.
physics.hist-ph↗
Partitioning of a polymer chain between a confining cavity and a gel
A lattice field theory approach to the statistical mechanics of charged polymers in electrolyte solutions [S. Tsonchev, R. D. Coalson, and A. Duncan, Phys. Rev. E 60, 4257, (1999)] is applied to the study of a polymer chain contained in a spherical cavity but able to diffuse into a surrounding gel. The distribution of the polymer chain between the cavity and the gel is described by its partition coefficient, which is computed as a function of the number of monomers in the chain, the monomer charge, and the ion concentrations in the solution.
cond-mat.stat-mech↗
On the verge of Umdeutung in Minnesota: Van Vleck and the correspondence principle (Part One)
In October 1924, the Physical Review, a relatively minor journal at the time, published a remarkable two-part paper by John H. Van Vleck, working in virtual isolation at the University of Minnesota. Van Vleck combined advanced techniques of classical mechanics with Bohr's correspondence principle and Einstein's quantum theory of radiation to find quantum analogues of classical expressions for the emission, absorption, and dispersion of radiation. For modern readers Van Vleck's paper is much easier to follow than the famous paper by Kramers and Heisenberg on dispersion theory, which covers similar terrain and is widely credited to have led directly to Heisenberg's "Umdeutung" paper. This makes Van Vleck's paper extremely valuable for the reconstruction of the genesis of matrix mechanics. It also makes it tempting to ask why Van Vleck did not take the next step and develop matrix mechanics himself.
physics.hist-ph↗
On the verge of Umdeutung in Minnesota: Van Vleck and the correspondence principle (Part Two)
This is the second installment of a two-part paper on developments in quantum dispersion theory leading up to Heisenberg's "Umdeutung" paper. In telling this story, we have taken a paper by John H. Van Vleck as our main guide. In this second part we present the detailed derivations on which our narrative in the first part rests. The central result that we shall derive is the Kramers dispersion formula, which played a key role in the thinking that led to Heisenberg's "Umdeutung" paper. Closely following Van Vleck's pre-Umdeutung approach, we derive classical and construct quantum formulae for the dispersion, emission, and absorption of radiation both for the special case of a charged harmonic oscillator (sec. 5) and for arbitrary non-degenerate multiply-periodic systems (sec. 6). In sec. 7, we rederive the same results using modern quantum mechanics. In sec. 8 we bring together the main conclusions of our study.
physics.hist-ph↗
Lattice Field Theory Methods in Modern Biophysics
An effective field theory exists describing a very large class of biophysically interesting Coulomb gas systems: the lowest order (mean-field) version of this theory takes the form of a generalized Poisson-Boltzmann theory. Interaction terms depend on details (finite-size effects, multipole properties, etc). Convergence of the loop expansion holds only if mutual interactions of mobile charges are small compared to their interaction with the fixed-charge environment, which is frequently not the case. Problems with the strongly- coupled effective theory can be circumvented with an alternative local lattice formulation, with real positive action. In realistic situations, with variable dielectric, a determinant of the Poisson operator must be inserted to generate correct electrostatics. Methods adopted from unquenched lattice QCD do this very efficiently.
hep-lat↗
The 4d one component lattice $ϕ^4$ model in the broken phase revisited
Measurements of various physical quantities in the symmetry broken phase of the one component lattice $ϕ^4_4$ with standard action, are shown to be consistent with the critical behavior obtained by renormalization group analyses. This is in contrast to recent conclusions by another group, who further claim that the unconventional scaling behavior they observe, when extended to the complete Higgs sector of the Standard Model, would alter the conventional triviality bound on the mass of the Higgs.
hep-lat↗
Masses and Decay Constants of Heavy-Light Mesons Using the Multistate Smearing Technique
We present results for f_B and masses of low-lying heavy-light mesons. Calculations were performed in the quenched approximation using multistate smearing functions generated from a spinless relativistic quark model Hamiltonian. Beta values range from 5.7 to 6.3, and light quark masses corresponding to pion masses as low as 300 MeV are computed at each value. We use the 1P--1S charmonium splitting to set the overall scale.
hep-lat↗
Properties of Low-Lying Heavy-Light Mesons
We present preliminary results for the B meson decay constant and masses of low-lying heavy-light mesons in the static limit. Calculations were performed on the lattice in the quenched approximation using multistate smearing functions generated from a Hamiltonian for a spinless relativistic quark. The 2S--1S and 1P--1S mass splittings are measured. Using the 1P--1S charmonium splitting to set the overall scale, the ground state decay constant, f_B, is 319 +- 11 (stat) MeV.
hep-ph↗