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Anthony W. Lin

Publications and source records attributed to Anthony W. Lin.

At least 19 recordsLinked to original sources

Length Generalization for Transformers via Compression

Recent advancements in transformer length generalization theory enable us to reliably predict when a transformer can learn to solve a task. In particular, the C-RASP hypothesis (a formalized version of the so-called RASP-l conjecture) posits that transformers length-generalize on a task if and only if a solution is expressible in the C-RASP language. While this hypothesis has strong empirical validation, theoretical problems arise from the fact that no computable length generalization bounds exist for C-RASP, alongside the discovery of seemingly contradictory experiments. To address these problems, we refine the C-RASP hypothesis utilizing the recently-proposed fragments C-RASP+ and C-RASP1. These fragments have computable length generalization bounds, though in the worst case requiring an extremely large (double exponential) sample size. It is an open question whether these sample size bounds are tight. In this paper, we resolve this open question by providing an exponentially tighter bound. In doing so, we show a polynomial length generalization bound for transformers if we adopt compressed strings, via a novel connection to power words. As an application, we show how this yields a fine-grained analysis of the C-RASP conjecture that resolves contradicting experimental evidence against it.

cs.LG

The Polynomial Counting Capabilities of Message Passing Neural Networks

The counting power of Message Passing Neural Networks (MPNN) has been the subject of many recent papers, showing that they can express logic that involves counting up to a threshold or more generally satisfy a linear arithmetic constraint. In this paper, we study the counting capabilities of MPNN beyond linear arithmetic, primarily utilising local and global mean aggregations. In particular, our goal is to tease out conditions required to express extensions of graded modal logic with polynomial counting constraints. We show that global polynomial counting constraints in node-labelled graphs can be checked using mean MPNN under mild assumptions. Checking local constraints is also possible, if we consider formulas with no nested modalities and additionally either (i) permit sum/max aggregations, or (ii) only restrict to regular graphs. We also show how formulas with nested modalities can be captured by mean MPNN over graphs with tree-like structures and similar assumptions.

cs.LG

Length Generalization Bounds for Transformers

Length generalization is a key property of a learning algorithm that enables it to make correct predictions on inputs of any length, given finite training data. To provide such a guarantee, one needs to be able to compute a length generalization bound, beyond which the model is guaranteed to generalize. This paper concerns the open problem of the computability of such generalization bounds for C-RASP, a class of languages which is closely linked to transformers. A positive partial result was recently shown by Chen et al. for C-RASP with only one layer and, under some restrictions, also with two layers. We provide complete answers to the above open problem. Our main result is the non-existence of computable length generalization bounds for C-RASP (already with two layers) and hence for transformers. To complement this, we provide a computable bound for the positive fragment of C-RASP, which we show equivalent to fixed-precision transformers. For both positive C-RASP and fixed-precision transformers, we show that the length complexity is exponential, and prove optimality of the bounds.

cs.LG

Extracting Robust Register Automata from Neural Networks over Data Sequences

Automata extraction is a method for synthesising interpretable surrogates for black-box neural models that can be analysed symbolically. Existing techniques assume a finite input alphabet, and thus are not directly applicable to data sequences drawn from continuous domains. We address this challenge with deterministic register automata (DRAs), which extend finite automata with registers that store and compare numeric values. Our main contribution is a framework for robust DRA extraction from black-box models: we develop a polynomial-time robustness checker for DRAs with a fixed number of registers, and combine it with passive and active automata learning algorithms. This combination yields surrogate DRAs with statistical robustness and equivalence guarantees. As a key application, we use the extracted automata to assess the robustness of neural networks: for a given sequence and distance metric, the DRA either certifies local robustness or produces a concrete counterexample. Experiments on recurrent neural networks and transformer architectures show that our framework reliably learns accurate automata and enables principled robustness evaluation. Overall, our results demonstrate that robust DRA extraction effectively bridges neural network interpretability and formal reasoning without requiring white-box access to the underlying network.

cs.AI

Fast Ramsey Quantifier Elimination in LIRA (with applications to liveness checking)

Ramsey quantifiers have recently been proposed as a unified framework for handling properties of interests in program verification involving proofs in the form of infinite cliques, which are not expressible in first-order logic. Among others, these include liveness verification and monadic decomposability. We present the tool REAL, which implements an efficient elimination of Ramsey quantifiers in existential linear arithmetic theories over integers (LIA), reals (LRA), and the mixed case (LIRA). The tool supports a convenient input format, which is an extension of SMT-LIB over the aforementioned theories with Ramsey quantifiers. We also demonstrate a substantial speedup from the original prototype. As an application, we provide an automatic translation from FASTer (a tool for verifying reachability over infinite-state systems) output format to our extension of SMT-LIB and show how our tool extends FASTer to liveness checking.

cs.LO

Transformers are Inherently Succinct

We study succinctness as a measure of the expressive power of transformers. Succinctness -- how compactly a formalism can describe a language relative to other formalisms -- is a classical notion in logic and automata theory. We prove that fixed-precision transformers are remarkably succinct: they can be exponentially more succinct than both linear temporal logic (LTL) and recurrent neural networks, and, by extension, state-space models, and doubly exponentially more succinct than finite automata. In other words, there exist families of languages describable by polynomial-size transformers whose smallest equivalent LTL formula or recurrent neural network is exponentially large, and whose smallest equivalent automaton is doubly exponentially large. We also establish matching upper bounds, showing that any fixed-precision transformer can be converted to an LTL formula with at most an exponential blow-up -- improving a prior doubly exponential translation. As a consequence of this succinctness, we show that basic verification problems for transformers, such as emptiness and equivalence, are provably intractable: specifically, EXPSPACE-complete.

cs.FL

The Role of Logic and Automata in Understanding Transformers

The advent of transformers has in recent years led to powerful and revolutionary Large Language Models (LLMs). Despite this, our understanding on the capability of transformers is still meager. In this invited contribution, we recount the rapid progress in the last few years to the question of what transformers can do. In particular, we will see the integral role of logic and automata (also with some help from circuit complexity) in answering this question. We also mention several open problems at the intersection of logic, automata, verification and transformers.

cs.FL

The Power of Regular Constraint Propagation (Technical Report)

The past decade has witnessed substantial developments in string solving. Motivated by the complexity of string solving strategies adopted in existing string solvers, we investigate a simple and generic method for solving string constraints: regular constraint propagation. The method repeatedly computes pre- or post-images of regular languages under the string functions present in a string formula, inferring more and more knowledge about the possible values of string variables, until either a conflict is found or satisfiability of the string formula can be concluded. Such a propagation strategy is applicable to string constraints with multiple operations like concatenation, replace, and almost all flavors of string transductions. We demonstrate the generality and effectiveness of this method theoretically and experimentally. On the theoretical side, we show that RCP is sound and complete for a large fragment of string constraints, subsuming both straight-line and chain-free constraints, two of the most expressive decidable fragments for which some modern string solvers provide formal completeness guarantees. On the practical side, we implement regular constraint propagation within the open-source string solver OSTRICH. Our experimental evaluation shows that this addition significantly improves OSTRICH's performance and makes it competitive with existing solvers. In fact, it substantially outperforms other solvers on random PCP and bioinformatics benchmarks. The results also suggest that incorporating regular constraint propagation alongside other techniques could lead to substantial performance gains for existing solvers.

cs.LO

OSTRICH2: Solver for Complex String Constraints

We present OSTRICH2, the latest evolution of the SMT solver OSTRICH for string constraints. OSTRICH2 supports a wide range of complex functions on strings and provides completeness guarantees for a substantial fragment of string constraints, including the straight-line fragment and the chain-free fragment. OSTRICH2 provides full support for the SMT-LIB theory of Unicode strings, extending the standard with several unique features not found in other solvers: among others, parsing of ECMAScript regular expressions (including look-around assertions and capture groups) and handling of user-defined string transducers. We empirically demonstrate that OSTRICH2 is competitive to other string solvers on SMT-COMP benchmarks.

cs.LO

HornStr: Invariant Synthesis for Regular Model Checking as Constrained Horn Clauses(Technical Report)

We present HornStr, the first solver for invariant synthesis for Regular Model Checking (RMC) with the specification provided in the SMT-LIB 2.6 theory of strings. It is well-known that invariant synthesis for RMC subsumes various important verification problems, including safety verification for parameterized systems. To achieve a simple and standardized file format, we treat the invariant synthesis problem as a problem of solving Constrained Horn Clauses (CHCs) over strings. Two strategies for synthesizing invariants in terms of regular constraints are supported: (1) L* automata learning, and (2) SAT-based automata learning. HornStr implements these strategies with the help of existing SMT solvers for strings, which are interfaced through SMT-LIB. HornStr provides an easy-to-use interface for string solver developers to apply their techniques to verification. At the same time, it allows verification researchers to painlessly tap into the wealth of modern string solving techniques. To assess the effectiveness of HornStr, we conducted a comprehensive evaluation using benchmarks derived from applications including parameterized verification and string rewriting tasks. Our experiments highlight HornStr's capacity to effectively handle these benchmarks, e.g., as the first solver to verify the challenging MU puzzle automatically. Finally, HornStr can be used to automatically generate a new class of interesting SMT-LIB 2.6 string constraint benchmarks, which might in the future be used in the SMT-COMP strings track. In particular, our experiments on the above invariant synthesis benchmarks produce more than 30000 new QF_S constraints. We also detail the performance of various integrated string solvers, providing insights into their effectiveness on our new benchmarks.

cs.LO

Probabilistic Bisimulation for Parameterized Anonymity and Uniformity Verification

Bisimulation is crucial for verifying process equivalence in probabilistic systems. This paper presents a novel logical framework for analyzing bisimulation in probabilistic parameterized systems, namely, infinite families of finite-state probabilistic systems. Our framework is built upon the first-order theory of regular structures, which provides a decidable logic for reasoning about these systems. We show that essential properties like anonymity and uniformity can be encoded and verified within this framework in a manner aligning with the principles of deductive software verification, where systems, properties, and proofs are expressed in a unified decidable logic. By integrating language inference techniques, we achieve full automation in synthesizing candidate bisimulation proofs for anonymity and uniformity. We demonstrate the efficacy of our approach by addressing several challenging examples, including cryptographic protocols and randomized algorithms that were previously beyond the reach of fully automated methods.

cs.SE

Certified Symbolic Finite Transducers: Formalization and Applications to String Analysis

Finite Automata (FAs) are fundamental components in the domains of programming languages. For instance, regular expressions, which are pivotal in languages such as JavaScript and Python, are frequently implemented using FAs. Finite Transducers (FTs) extend the capabilities of FAs by enabling the transformation of input strings into output strings, thereby providing a more expressive framework for operations that encompass both recognition and transformation. Despite the various formalizations of FAs in proof assistants such as Coq and Isabelle/HOL, these formalizations often fall short in terms of applicability to real-world scenarios. A more pragmatic approach involves the formalization of symbolic FAs and FTs, where transition labels are symbolic and potentially infinite. While the formalization of symbolic FAs has been explored in the work of CertiStr, the formalization of symbolic FTs in interactive proof assistants remains largely unexplored due to the increased complexity challenges. In this paper, we aim to formalize symbolic FTs within the Isabelle/HOL framework. This formalization is refinement-based and is designed to be extensible with various symbolic representations of transition labels. To assess its performance, we applied the formalized symbolic FTs to an SMT string solver for modeling replacement operations. The experimental results indicate that the formalized symbolic transducer can efficiently and effectively solve string constraints with replacement operations.

cs.FL

Complexity of Evaluating GQL Queries

GQL has recently emerged as the standard query language over graph databases (particularly, the property graph model). Indeed, this is analogous to the role of SQL for relational databases. Unlike SQL, however, fundamental problems regarding GQL are hitherto still unsolved, most notably the complexity of query evaluation. In this paper we provide a complete solution to this problem. In particular, we show that the data complexity of GQL is $\text{P}^{\text{NP}[\log]}$-complete in general, and is $\text{NL}$-complete, when the so-called ``restrictors'' are disallowed. Using techniques from embedded finite model theory, we show that this is true, even when the queries use data from infinite concrete domains (for example the domain of real numbers where arithmetic is allowed in the query). In proving these results, we establish and exploit tight connections between GQL and query languages over relational databases, especially the extension of relational calculus with transitive closure operators, and a fragment of second-order logic.

cs.DB

Regular Abstractions for Array Systems

Verifying safety and liveness over array systems is a highly challenging problem. Array systems naturally capture parameterized systems such as distributed protocols with an unbounded number of processes. Such distributed protocols often exploit process IDs during their computation, resulting in array systems whose element values range over an infinite domain. In this paper, we develop a novel framework for proving safety and liveness over array systems. The crux of the framework is to overapproximate an array system as a string rewriting system (i.e. over a finite alphabet) by means of a new predicate abstraction that exploits the so-called indexed predicates. This allows us to tap into powerful verification methods for string rewriting systems that have been heavily developed in the last few decades (e.g. regular model checking). We demonstrate how our method yields simple, automatically verifiable proofs of safety and liveness properties for challenging examples, including Dijkstra's self-stabilizing protocol and the Chang-Roberts leader election protocol.

cs.SE

Characterising and Verifying the Core in Concurrent Multi-Player Mean-Payoff Games (Full Version)

Concurrent multi-player mean-payoff games are important models for systems of agents with individual, non-dichotomous preferences. Whilst these games have been extensively studied in terms of their equilibria in non-cooperative settings, this paper explores an alternative solution concept: the core from cooperative game theory. This concept is particularly relevant for cooperative AI systems, as it enables the modelling of cooperation among agents, even when their goals are not fully aligned. Our contribution is twofold. First, we provide a characterisation of the core using discrete geometry techniques and establish a necessary and sufficient condition for its non-emptiness. We then use the characterisation to prove the existence of polynomial witnesses in the core. Second, we use the existence of such witnesses to solve key decision problems in rational verification and provide tight complexity bounds for the problem of checking whether some/every equilibrium in a game satisfies a given LTL or GR(1) specification. Our approach is general and can be adapted to handle other specifications expressed in various fragments of LTL without incurring additional computational costs.

cs.GT

Parikh's Theorem Made Symbolic

Parikh's Theorem is a fundamental result in automata theory with numerous applications in computer science: software verification (e.g. infinite-state verification, string constraints, and theory of arrays), verification of cryptographic protocols (e.g. using Horn clauses modulo equational theories) and database querying (e.g. evaluating path-queries in graph databases). Parikh's Theorem states that the letter-counting abstraction of a language recognized by finite automata or context-free grammars is definable in Presburger Arithmetic. Unfortunately, real-world applications typically require large alphabets - which are well-known to be not amenable to explicit treatment of the alphabets. Symbolic automata have proven in the last decade to be an effective algorithmic framework for handling large finite or even infinite alphabets. A symbolic automaton employs an effective boolean algebra, which offers a symbolic representation of character sets and often lends itself to an exponentially more succinct representation of a language. Instead of letter-counting, Parikh's Theorem for symbolic automata amounts to counting the number of times different predicates are satisfied by an input sequence. Unfortunately, naively applying Parikh's Theorem from classical automata theory to symbolic automata yields existential Presburger formulas of exponential size. We provide a new construction for Parikh's Theorem for symbolic automata and grammars, which avoids this exponential blowup: our algorithm computes an existential formula in polynomial-time over (quantifier-free) Presburger and the base theory. In fact, our algorithm extends to the model of parametric symbolic grammars, which are one of the most expressive models of languages over infinite alphabets. We have implemented our algorithm and show it can be used to solve string constraints that are difficult to solve by existing solvers.

cs.FL

Ramsey Quantifiers in Linear Arithmetics

We study Satisfiability Modulo Theories (SMT) enriched with the so-called Ramsey quantifiers, which assert the existence of cliques (complete graphs) in the graph induced by some formulas. The extended framework is known to have applications in proving program termination (in particular, whether a transitive binary predicate is well-founded), and monadic decomposability of SMT formulas. Our main result is a new algorithm for eliminating Ramsey quantifiers from three common SMT theories: Linear Integer Arithmetic (LIA), Linear Real Arithmetic (LRA), and Linear Integer Real Arithmetic (LIRA). In particular, if we work only with existentially quantified formulas, then our algorithm runs in polynomial time and produces a formula of linear size. One immediate consequence is that checking well-foundedness of a given formula in the aforementioned theory defining a transitive predicate can be straightforwardly handled by highly optimized SMT-solvers. We show also how this provides a uniform semi-algorithm for verifying termination and liveness with completeness guarantee (in fact, with an optimal computational complexity) for several well-known classes of infinite-state systems, which include succinct timed systems, one-counter systems, and monotonic counter systems. Another immediate consequence is a solution to an open problem on checking monadic decomposability of a given relation in quantifier-free fragments of LRA and LIRA, which is an important problem in automated reasoning and constraint databases. Our result immediately implies decidability of this problem with an optimal complexity (coNP-complete) and enables exploitation of SMT-solvers. It also provides a termination guarantee for the generic monadic decomposition algorithm of Veanes et al. for LIA, LRA, and LIRA. We report encouraging experimental results on a prototype implementation of our algorithms on micro-benchmarks.

cs.LO

Decision Procedures for Sequence Theories (Technical Report)

Sequence theories are an extension of theories of strings with an infinite alphabet of letters, together with a corresponding alphabet theory (e.g. linear integer arithmetic). Sequences are natural abstractions of extendable arrays, which permit a wealth of operations including append, map, split, and concatenation. In spite of the growing amount of tool support for theories of sequences by leading SMT-solvers, little is known about the decidability of sequence theories, which is in stark contrast to the state of the theories of strings. We show that the decidable theory of strings with concatenation and regular constraints can be extended to the world of sequences over an alphabet theory that forms a Boolean algebra, while preserving decidability. In particular, decidability holds when regular constraints are interpreted as parametric automata (which extend both symbolic automata and variable automata), but fails when interpreted as register automata (even over the alphabet theory of equality). When length constraints are added, the problem is Turing-equivalent to word equations with length (and regular) constraints. Similar investigations are conducted in the presence of symbolic transducers, which naturally model sequence functions like map, split, filter, etc. We have developed a new sequence solver, SeCo, based on parametric automata, and show its efficacy on two classes of benchmarks: (i) invariant checking on array-manipulating programs and parameterized systems, and (ii) benchmarks on symbolic register automata.

cs.LO