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Antonio Orvieto

Publications and source records attributed to Antonio Orvieto.

At least 37 records · Page 2Linked to original sources

Explaining Grokking in Transformers through the Lens of Inductive Bias

We investigate grokking in transformers through the lens of inductive bias: dispositions arising from architecture or optimization that let the network prefer one solution over another. We first show that architectural choices such as the position of Layer Normalization (LN) strongly modulates grokking speed. This modulation is explained by isolating how LN on specific pathways shapes shortcut-learning and attention entropy. Subsequently, we study how different optimization settings modulate grokking, inducing distinct interpretations of previously proposed controls such as readout scale. Particularly, we find that using readout scale as a control for lazy training can be confounded by learning rate and weight decay in our setting. Accordingly, we show that features evolve continuously throughout training, suggesting grokking in transformers can be more nuanced than a lazy-to-rich transition of the learning regime. Finally, we show how generalization predictably emerges with feature compressibility in grokking, across different modulators of inductive bias. Our code is released at https://tinyurl.com/y52u3cad.

cs.LG↗

Universal Dynamics of Warmup Stable Decay: understanding WSD beyond Transformers

The Warmup Stable Decay (WSD) learning rate scheduler has recently become popular, largely due to its good performance and flexibility when training large language models. It remains an open question whether the remarkable performance of WSD - using a decaying learning rate for only a fraction of training compared to cosine decay - is a phenomenon specific to transformer-based language models that can potentially offer new theoretical insights into their training dynamics. Inspired by the usage of learning rate schedulers as a new lens into understanding landscape geometry (e.g., river valley, connected minima, progressive sharpening), in this work we compare the WSD path of the Adam optimizer on a Pythia-like language model to that of a small CNN trained to classify CIFAR10 images. We observe most training signals, optimizer path features, and sharpness dynamics to be qualitatively similar in such architectures. This consistency points to shared geometric characteristics of the loss landscapes of old and new nonconvex problems, and hints to future research questions around the geometry of high dimensional optimization problems.

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In Search of Adam's Secret Sauce

Understanding the remarkable efficacy of Adam when training transformer-based language models has become a central research topic within the optimization community. To gain deeper insights, several simplifications of Adam have been proposed, such as the signed gradient and signed momentum methods. In this work, we conduct an extensive empirical study - training over 1500 language models across different data configurations and scales - comparing Adam to several known simplified variants. We find that signed momentum methods are faster than SGD, but consistently underperform relative to Adam, even after careful tuning of momentum, clipping setting and learning rates. However, our analysis reveals a compelling option that preserves near-optimal performance while allowing for new insightful reformulations: constraining the Adam momentum parameters to be equal, beta1 = beta2. Beyond robust performance, this choice affords new theoretical insights, highlights the "secret sauce" on top of signed momentum, and grants a precise statistical interpretation: we show that Adam in this setting implements a natural online algorithm for estimating the mean and variance of gradients-one that arises from a mean-field Gaussian variational inference perspective.

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Adam Simplified: Bias Correction Debunked

The Adam optimizer is a cornerstone of modern deep learning, yet the empirical necessity of each of its individual components is often taken for granted. This paper presents a focused investigation into the role of bias-correction, a feature whose contribution remains poorly understood. Through a series of systematic ablations on vision and language modelling tasks, we demonstrate that the conventional wisdom surrounding bias correction is misleading. In particular, we demonstrate that in the optimal hyper-parameter configuration, the inclusion of bias correction leads to no improvement in final test performance. Moreover, unless appropriate learning rate scheduling is implemented, the inclusion of bias correction can sometimes be detrimental to performance. We further reinterpret bias correction as a form of implicit learning rate scheduling whose behaviour is strongly dependent on the choice of smoothing hyper-parameters $β_1, β_2 \in [0,1)$. Our findings challenge the universal inclusion of this component.

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When, Where and Why to Average Weights?

Averaging checkpoints along the training trajectory is a simple yet powerful approach to improve the generalization performance of Machine Learning models and reduce training time. Motivated by these potential gains, and in an effort to fairly and thoroughly benchmark this technique, we present an extensive evaluation of averaging techniques in modern Deep Learning, which we perform using AlgoPerf \citep{dahl_benchmarking_2023}, a large-scale benchmark for optimization algorithms. We investigate whether weight averaging can reduce training time, improve generalization, and replace learning rate decay, as suggested by recent literature. Our evaluation across seven architectures and datasets reveals that averaging significantly accelerates training and yields considerable efficiency gains, at the price of a minimal implementation and memory cost, while mildly improving generalization across all considered workloads. Finally, we explore the relationship between averaging and learning rate annealing and show how to optimally combine the two to achieve the best performances.

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Generalized Linear Mode Connectivity for Transformers

Understanding the geometry of neural network loss landscapes is a central question in deep learning, with implications for generalization and optimization. A striking phenomenon is linear mode connectivity (LMC), where independently trained models can be connected by low- or zero-loss paths despite appearing to lie in separate loss basins. However, this is often obscured by symmetries in parameter space -- such as neuron permutations -- which make functionally equivalent models appear dissimilar. Prior work has predominantly focused on neuron reordering through permutations, but such approaches are limited in scope and fail to capture the richer symmetries exhibited by modern architectures such as Transformers. In this work, we introduce a unified framework that captures four symmetry classes -- permutations, semi-permutations, orthogonal transformations, and general invertible maps -- broadening the set of valid reparameterizations and subsuming many previous approaches as special cases. Crucially, this generalization enables, for the first time, the discovery of low- and zero-barrier linear interpolation paths between independently trained Vision Transformers and GPT-2 models. Furthermore, our framework extends beyond pairwise alignment to multi-model and width-heterogeneous settings, enabling alignment across architectures of different sizes. These results reveal deeper structure in the loss landscape and underscore the importance of symmetry-aware analysis for understanding model space geometry.

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Fixed-Point RNNs: Interpolating from Diagonal to Dense

Linear recurrent neural networks (RNNs) and state-space models (SSMs) such as Mamba have become promising alternatives to softmax-attention as sequence mixing layers in Transformer architectures. Current models, however, do not exhibit the full state-tracking expressivity of RNNs because they rely on channel-wise (i.e. diagonal) sequence mixing. In this paper, we investigate parameterizations of a large class of dense linear RNNs as fixed-points of parallelizable diagonal linear RNNs. The resulting models can naturally trade expressivity for efficiency at a fixed number of parameters and achieve state-of-the-art results on the state-tracking benchmarks $A_5$ and $S_5$, while matching performance on copying and other tasks.

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Revisiting associative recall in modern recurrent models

Despite the advantageous subquadratic complexity of modern recurrent deep learning models -- such as state-space models (SSMs) -- recent studies have highlighted their potential shortcomings compared to transformers on reasoning and memorization tasks. In this paper, we dive deeper into one of such benchmarks: associative recall (AR), which has been shown to correlate well with language modeling performance, and inspect in detail the effects of scaling and optimization issues in recently proposed token mixing strategies. We first demonstrate that, unlike standard transformers, the choice of learning rate plays a critical role in the performance of modern recurrent models: an issue that can severely affect reported performance in previous works and suggests further research is needed to stabilize training. Next, we show that recurrent and attention-based models exhibit contrasting benefits when scaling in width as opposed to depth, with attention being notably unable to solve AR when limited to a single layer. We then further inspect 1-layer transformers, revealing that despite their poor performance, their training dynamics surprisingly resemble the formation of induction heads, a phenomenon previously observed only in their 2-layer counterparts. Finally, through architectural ablations, we study how components affects Transformer and Mamba's performance and optimization stability.

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Enhancing Optimizer Stability: Momentum Adaptation of The NGN Step-size

Modern optimization algorithms that incorporate momentum and adaptive step-size offer improved performance in numerous challenging deep learning tasks. However, their effectiveness is often highly sensitive to the choice of hyperparameters, especially the step-size. Tuning these parameters is often difficult, resource-intensive, and time-consuming. Therefore, recent efforts have been directed toward enhancing the stability of optimizers across a wide range of hyperparameter choices [Schaipp et al., 2024]. In this paper, we introduce an algorithm that matches the performance of state-of-the-art optimizers while improving stability to the choice of the step-size hyperparameter through a novel adaptation of the NGN step-size method [Orvieto and Xiao, 2024]. Specifically, we propose a momentum-based version (NGN-M) that attains the standard convergence rate of $\mathcal{O}(1/\sqrt{K})$ under less restrictive assumptions, without the need for interpolation condition or assumptions of bounded stochastic gradients or iterates, in contrast to previous approaches. Additionally, we empirically demonstrate that the combination of the NGN step-size with momentum results in enhanced robustness to the choice of the step-size hyperparameter while delivering performance that is comparable to or surpasses other state-of-the-art optimizers.

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GitChameleon 2.0: Evaluating AI Code Generation Against Python Library Version Incompatibilities

The rapid evolution of software libraries poses a considerable hurdle for code generation, necessitating continuous adaptation to frequent version updates while preserving backward compatibility. While existing code evolution benchmarks provide valuable insights, they typically lack execution-based evaluation for generating code compliant with specific library versions. To address this, we introduce GitChameleon 2.0, a novel, meticulously curated dataset comprising 328 Python code completion problems, each conditioned on specific library versions and accompanied by executable unit tests. GitChameleon 2.0 rigorously evaluates the capacity of contemporary large language models (LLMs), LLM-powered agents, code assistants, and RAG systems to perform version-conditioned code generation that demonstrates functional accuracy through execution. Our extensive evaluations indicate that state-of-the-art systems encounter significant challenges with this task; enterprise models achieving baseline success rates in the 48-51% range, underscoring the intricacy of the problem. By offering an execution-based benchmark emphasizing the dynamic nature of code libraries, GitChameleon 2.0 enables a clearer understanding of this challenge and helps guide the development of more adaptable and dependable AI code generation methods. We make the dataset and evaluation code publicly available at https://github.com/mrcabbage972/GitChameleonBenchmark.

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(Almost) Free Modality Stitching of Foundation Models

Foundation multi-modal models are often designed by stitching of multiple existing pretrained uni-modal models: for example, an image classifier with an text model. This stitching process is performed by training a connector module that aims to align the representation spaces of these uni-modal models towards a multi-modal objective. However, given the complexity of training such connectors on large scale web-based datasets coupled with the ever-increasing number of available pretrained uni-modal models, the task of uni-modal models selection and subsequent connector module training becomes computationally demanding. To address this under-studied critical problem, we propose Hypernetwork Model Alignment (Hyma), a novel all-in-one solution for optimal uni-modal model selection and connector training by leveraging hypernetworks. Specifically, our framework utilizes the parameter prediction capability of a hypernetwork to obtain jointly trained connector modules for $N \times M$ combinations of uni-modal models. In our experiments, Hyma reduces the cost of searching for the best performing uni-modal model pair by $10\times$, while matching the ranking and trained connector performance obtained via grid search across a suite of diverse multi-modal benchmarks.

cs.CV↗

Gradient Descent on Logistic Regression: Do Large Step-Sizes Work with Data on the Sphere?

Gradient descent (GD) on logistic regression has many fascinating properties. When the dataset is linearly separable, it is known that the iterates converge in direction to the maximum-margin separator regardless of how large the step size is. In the non-separable case, however, it has been shown that GD can exhibit a cycling behaviour even when the step sizes is still below the stability threshold $2/λ$, where $λ$ is the largest eigenvalue of the Hessian at the solution. This short paper explores whether restricting the data to have equal magnitude is a sufficient condition for global convergence, under any step size below the stability threshold. We prove that this is true in a one dimensional space, but in higher dimensions cycling behaviour can still occur. We hope to inspire further studies on quantifying how common these cycles are in realistic datasets, as well as finding sufficient conditions to guarantee global convergence with large step sizes.

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Is your batch size the problem? Revisiting the Adam-SGD gap in language modeling

Adam is known to perform significantly better than Stochastic Gradient Descent (SGD) in language models, a phenomenon for which a number of explanations have been proposed. In this work, we revisit this "optimizer gap" through a series of comprehensively tuned baseline training runs for language modeling with Transformers. We exhaustively study how momentum, gradient clipping, and batch size affect the gap between SGD and Adam. Our empirical findings show that SGD with momentum can actually perform similarly to Adam in small-batch settings, if tuned correctly. We revisit existing explanations for Adam's advantage, including heavy-tailed class imbalance, directional sharpness, and Hessian heterogeneity, which struggle to directly explain this phenomenon. Towards bridging this gap in our understanding, by analyzing our Transformer training runs and simple quadratic settings inspired by the literature, we provide new insights, driven by stochastic differential equation models, into the role of batch size on the training dynamics.

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Generalized Interpolating Discrete Diffusion

While state-of-the-art language models achieve impressive results through next-token prediction, they have inherent limitations such as the inability to revise already generated tokens. This has prompted exploration of alternative approaches such as discrete diffusion. However, masked diffusion, which has emerged as a popular choice due to its simplicity and effectiveness, reintroduces this inability to revise words. To overcome this, we generalize masked diffusion, deriving a new family of general interpolating discrete diffusion (GIDD) which offers greater flexibility in the design of the noising processes. Leveraging a novel diffusion ELBO, we achieve compute-matched state-of-the-art performance in diffusion language modeling. Exploiting GIDD's flexibility, we explore a hybrid approach combining masking and uniform noise, leading to improved sample quality and unlocking the ability for the model to correct its own mistakes, an area where autoregressive models notoriously have struggled. Code: https://github.com/dvruette/gidd/

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Geometric Inductive Biases of Deep Networks: The Role of Data and Architecture

In this paper, we propose the $\textit{geometric invariance hypothesis (GIH)}$, which argues that the input space curvature of a neural network remains invariant under transformation in certain architecture-dependent directions during training. We investigate a simple, non-linear binary classification problem residing on a plane in a high dimensional space and observe that$\unicode{x2014}$unlike MLPs$\unicode{x2014}$ResNets fail to generalize depending on the orientation of the plane. Motivated by this example, we define a neural network's $\textbf{average geometry}$ and $\textbf{average geometry evolution}$ as compact $\textit{architecture-dependent}$ summaries of the model's input-output geometry and its evolution during training. By investigating the average geometry evolution at initialization, we discover that the geometry of a neural network evolves according to the data covariance projected onto its average geometry. This means that the geometry only changes in a subset of the input space when the average geometry is low-rank, such as in ResNets. This causes an architecture-dependent invariance property in the input space curvature, which we dub GIH. Finally, we present extensive experimental results to observe the consequences of GIH and how it relates to generalization in neural networks.

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Can you Finetune your Binoculars? Embedding Text Watermarks into the Weights of Large Language Models

The indistinguishability of AI-generated content from human text raises challenges in transparency and accountability. While several methods exist to watermark models behind APIs, embedding watermark strategies directly into model weights that are later reflected in the outputs of the model is challenging. In this study we propose a strategy to finetune a pair of low-rank adapters of a model, one serving as the text-generating model, and the other as the detector, so that a subtle watermark is embedded into the text generated by the first model and simultaneously optimized for detectability by the second. In this way, the watermarking strategy is fully learned end-to-end. This process imposes an optimization challenge, as balancing watermark robustness, naturalness, and task performance requires trade-offs. We discuss strategies on how to optimize this min-max objective and present results showing the effect of this modification to instruction finetuning.

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Adaptive Methods through the Lens of SDEs: Theoretical Insights on the Role of Noise

Despite the vast empirical evidence supporting the efficacy of adaptive optimization methods in deep learning, their theoretical understanding is far from complete. This work introduces novel SDEs for commonly used adaptive optimizers: SignSGD, RMSprop(W), and Adam(W). These SDEs offer a quantitatively accurate description of these optimizers and help illuminate an intricate relationship between adaptivity, gradient noise, and curvature. Our novel analysis of SignSGD highlights a noteworthy and precise contrast to SGD in terms of convergence speed, stationary distribution, and robustness to heavy-tail noise. We extend this analysis to AdamW and RMSpropW, for which we observe that the role of noise is much more complex. Crucially, we support our theoretical analysis with experimental evidence by verifying our insights: this includes numerically integrating our SDEs using Euler-Maruyama discretization on various neural network architectures such as MLPs, CNNs, ResNets, and Transformers. Our SDEs accurately track the behavior of the respective optimizers, especially when compared to previous SDEs derived for Adam and RMSprop. We believe our approach can provide valuable insights into best training practices and novel scaling rules.

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An Uncertainty Principle for Linear Recurrent Neural Networks

We consider linear recurrent neural networks, which have become a key building block of sequence modeling due to their ability for stable and effective long-range modeling. In this paper, we aim at characterizing this ability on a simple but core copy task, whose goal is to build a linear filter of order $S$ that approximates the filter that looks $K$ time steps in the past (which we refer to as the shift-$K$ filter), where $K$ is larger than $S$. Using classical signal models and quadratic cost, we fully characterize the problem by providing lower bounds of approximation, as well as explicit filters that achieve this lower bound up to constants. The optimal performance highlights an uncertainty principle: the optimal filter has to average values around the $K$-th time step in the past with a range~(width) that is proportional to $K/S$.

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