arXiv subjects

Arun Ross

Publications and source records attributed to Arun Ross.

At least 55 records · Page 3Linked to original sources

arXiv2024

Causality-Inspired Taxonomy for Explainable Artificial Intelligence

As two sides of the same coin, causality and explainable artificial intelligence (xAI) were initially proposed and developed with different goals. However, the latter can only be complete when seen through the lens of the causality framework. As such, we propose a novel causality-inspired framework for xAI that creates an environment for the development of xAI approaches. To show its applicability, biometrics was used as case study. For this, we have analysed 81 research papers on a myriad of biometric modalities and different tasks. We have categorised each of these methods according to our novel xAI Ladder and discussed the future directions of the field.

cs.CV↗

arXiv2023

Investigating Weight-Perturbed Deep Neural Networks With Application in Iris Presentation Attack Detection

Deep neural networks (DNNs) exhibit superior performance in various machine learning tasks, e.g., image classification, speech recognition, biometric recognition, object detection, etc. However, it is essential to analyze their sensitivity to parameter perturbations before deploying them in real-world applications. In this work, we assess the sensitivity of DNNs against perturbations to their weight and bias parameters. The sensitivity analysis involves three DNN architectures (VGG, ResNet, and DenseNet), three types of parameter perturbations (Gaussian noise, weight zeroing, and weight scaling), and two settings (entire network and layer-wise). We perform experiments in the context of iris presentation attack detection and evaluate on two publicly available datasets: LivDet-Iris-2017 and LivDet-Iris-2020. Based on the sensitivity analysis, we propose improved models simply by perturbing parameters of the network without undergoing training. We further combine these perturbed models at the score-level and at the parameter-level to improve the performance over the original model. The ensemble at the parameter-level shows an average improvement of 43.58% on the LivDet-Iris-2017 dataset and 9.25% on the LivDet-Iris-2020 dataset. The source code is available at https://github.com/redwankarimsony/WeightPerturbation-MSU.

cs.CV↗

arXiv2023

Iris Presentation Attack: Assessing the Impact of Combining Vanadium Dioxide Films with Artificial Eyes

Iris recognition systems, operating in the near infrared spectrum (NIR), have demonstrated vulnerability to presentation attacks, where an adversary uses artifacts such as cosmetic contact lenses, artificial eyes or printed iris images in order to circumvent the system. At the same time, a number of effective presentation attack detection (PAD) methods have been developed. These methods have demonstrated success in detecting artificial eyes (e.g., fake Van Dyke eyes) as presentation attacks. In this work, we seek to alter the optical characteristics of artificial eyes by affixing Vanadium Dioxide (VO2) films on their surface in various spatial configurations. VO2 films can be used to selectively transmit NIR light and can, therefore, be used to regulate the amount of NIR light from the object that is captured by the iris sensor. We study the impact of such images produced by the sensor on two state-of-the-art iris PA detection methods. We observe that the addition of VO2 films on the surface of artificial eyes can cause the PA detection methods to misclassify them as bonafide eyes in some cases. This represents a vulnerability that must be systematically analyzed and effectively addressed.

cs.CV↗

arXiv2023

Alpha-wolves and Alpha-mammals: Exploring Dictionary Attacks on Iris Recognition Systems

A dictionary attack in a biometric system entails the use of a small number of strategically generated images or templates to successfully match with a large number of identities, thereby compromising security. We focus on dictionary attacks at the template level, specifically the IrisCodes used in iris recognition systems. We present an hitherto unknown vulnerability wherein we mix IrisCodes using simple bitwise operators to generate alpha-mixtures - alpha-wolves (combining a set of "wolf" samples) and alpha-mammals (combining a set of users selected via search optimization) that increase false matches. We evaluate this vulnerability using the IITD, CASIA-IrisV4-Thousand and Synthetic datasets, and observe that an alpha-wolf (from two wolves) can match upto 71 identities @FMR=0.001%, while an alpha-mammal (from two identities) can match upto 133 other identities @FMR=0.01% on the IITD dataset.

cs.CV↗

arXiv2023

FarSight: A Physics-Driven Whole-Body Biometric System at Large Distance and Altitude

Whole-body biometric recognition is an important area of research due to its vast applications in law enforcement, border security, and surveillance. This paper presents the end-to-end design, development and evaluation of FarSight, an innovative software system designed for whole-body (fusion of face, gait and body shape) biometric recognition. FarSight accepts videos from elevated platforms and drones as input and outputs a candidate list of identities from a gallery. The system is designed to address several challenges, including (i) low-quality imagery, (ii) large yaw and pitch angles, (iii) robust feature extraction to accommodate large intra-person variabilities and large inter-person similarities, and (iv) the large domain gap between training and test sets. FarSight combines the physics of imaging and deep learning models to enhance image restoration and biometric feature encoding. We test FarSight's effectiveness using the newly acquired IARPA Biometric Recognition and Identification at Altitude and Range (BRIAR) dataset. Notably, FarSight demonstrated a substantial performance increase on the BRIAR dataset, with gains of +11.82% Rank-20 identification and +11.3% TAR@1% FAR.

cs.CV↗

arXiv2023

Voice Morphing: Two Identities in One Voice

In a biometric system, each biometric sample or template is typically associated with a single identity. However, recent research has demonstrated the possibility of generating "morph" biometric samples that can successfully match more than a single identity. Morph attacks are now recognized as a potential security threat to biometric systems. However, most morph attacks have been studied on biometric modalities operating in the image domain, such as face, fingerprint, and iris. In this preliminary work, we introduce Voice Identity Morphing (VIM) - a voice-based morph attack that can synthesize speech samples that impersonate the voice characteristics of a pair of individuals. Our experiments evaluate the vulnerabilities of two popular speaker recognition systems, ECAPA-TDNN and x-vector, to VIM, with a success rate (MMPMR) of over 80% at a false match rate of 1% on the Librispeech dataset.

cs.SD↗

arXiv2023

iWarpGAN: Disentangling Identity and Style to Generate Synthetic Iris Images

Generative Adversarial Networks (GANs) have shown success in approximating complex distributions for synthetic image generation. However, current GAN-based methods for generating biometric images, such as iris, have certain limitations: (a) the synthetic images often closely resemble images in the training dataset; (b) the generated images lack diversity in terms of the number of unique identities represented in them; and (c) it is difficult to generate multiple images pertaining to the same identity. To overcome these issues, we propose iWarpGAN that disentangles identity and style in the context of the iris modality by using two transformation pathways: Identity Transformation Pathway to generate unique identities from the training set, and Style Transformation Pathway to extract the style code from a reference image and output an iris image using this style. By concatenating the transformed identity code and reference style code, iWarpGAN generates iris images with both inter- and intra-class variations. The efficacy of the proposed method in generating such iris DeepFakes is evaluated both qualitatively and quantitatively using ISO/IEC 29794-6 Standard Quality Metrics and the VeriEye iris matcher. Further, the utility of the synthetically generated images is demonstrated by improving the performance of deep learning based iris matchers that augment synthetic data with real data during the training process.

cs.CV↗

arXiv2023

Vocal Style Factorization for Effective Speaker Recognition in Affective Scenarios

The accuracy of automated speaker recognition is negatively impacted by change in emotions in a person's speech. In this paper, we hypothesize that speaker identity is composed of various vocal style factors that may be learned from unlabeled data and re-combined using a neural network to generate a holistic speaker identity representation for affective scenarios. In this regard, we propose the E-Vector architecture, composed of a 1-D CNN for learning speaker identity features and a vocal style factorization technique for determining vocal styles. Experiments conducted on the MSP-Podcast dataset demonstrate that the proposed architecture improves state-of-the-art speaker recognition accuracy in the affective domain over baseline ECAPA-TDNN speaker recognition models. For instance, the true match rate at a false match rate of 1% improves from 27.6% to 46.2%.

eess.AS↗

arXiv2023

On the Biometric Capacity of Generative Face Models

There has been tremendous progress in generating realistic faces with high fidelity over the past few years. Despite this progress, a crucial question remains unanswered: "Given a generative face model, how many unique identities can it generate?" In other words, what is the biometric capacity of the generative face model? A scientific basis for answering this question will benefit evaluating and comparing different generative face models and establish an upper bound on their scalability. This paper proposes a statistical approach to estimate the biometric capacity of generated face images in a hyperspherical feature space. We employ our approach on multiple generative models, including unconditional generators like StyleGAN, Latent Diffusion Model, and "Generated Photos," as well as DCFace, a class-conditional generator. We also estimate capacity w.r.t. demographic attributes such as gender and age. Our capacity estimates indicate that (a) under ArcFace representation at a false acceptance rate (FAR) of 0.1%, StyleGAN3 and DCFace have a capacity upper bound of $1.43\times10^6$ and $1.190\times10^4$, respectively; (b) the capacity reduces drastically as we lower the desired FAR with an estimate of $1.796\times10^4$ and $562$ at FAR of 1% and 10%, respectively, for StyleGAN3; (c) there is no discernible disparity in the capacity w.r.t gender; and (d) for some generative models, there is an appreciable disparity in the capacity w.r.t age. Code is available at https://github.com/human-analysis/capacity-generative-face-models.

cs.CV↗

arXiv2023

Periocular Biometrics: A Modality for Unconstrained Scenarios

Periocular refers to the externally visible region of the face that surrounds the eye socket. This feature-rich area can provide accurate identification in unconstrained or uncooperative scenarios, where the iris or face modalities may not offer sufficient biometric cues due to factors such as partial occlusion or high subject-to-camera distance. The COVID-19 pandemic has further highlighted its importance, as the ocular region remained the only visible facial area even in controlled settings due to the widespread use of masks. This paper discusses the state of the art in periocular biometrics, presenting an overall framework encompassing its most significant research aspects, which include: (a) ocular definition, acquisition, and detection; (b) identity recognition, including combination with other modalities and use of various spectra; and (c) ocular soft-biometric analysis. Finally, we conclude by addressing current challenges and proposing future directions.

cs.CV↗

arXiv2022

Is Style All You Need? Dependencies Between Emotion and GST-based Speaker Recognition

In this work, we study the hypothesis that speaker identity embeddings extracted from speech samples may be used for detection and classification of emotion. In particular, we show that emotions can be effectively identified by learning speaker identities by use of a 1-D Triplet Convolutional Neural Network (CNN) & Global Style Token (GST) scheme (e.g., DeepTalk Network) and reusing the trained speaker recognition model weights to generate features in the emotion classification domain. The automatic speaker recognition (ASR) network is trained with VoxCeleb1, VoxCeleb2, and Librispeech datasets with a triplet training loss function using speaker identity labels. Using an Support Vector Machine (SVM) classifier, we map speaker identity embeddings into discrete emotion categories from the CREMA-D, IEMOCAP, and MSP-Podcast datasets. On the task of speech emotion detection, we obtain 80.8% ACC with acted emotion samples from CREMA-D, 81.2% ACC with semi-natural emotion samples in IEMOCAP, and 66.9% ACC with natural emotion samples in MSP-Podcast. We also propose a novel two-stage hierarchical classifier (HC) approach which demonstrates +2% ACC improvement on CREMA-D emotion samples. Through this work, we seek to convey the importance of holistically modeling intra-user variation within audio samples

eess.AS↗

arXiv2022

Facial De-morphing: Extracting Component Faces from a Single Morph

A face morph is created by strategically combining two or more face images corresponding to multiple identities. The intention is for the morphed image to match with multiple identities. Current morph attack detection strategies can detect morphs but cannot recover the images or identities used in creating them. The task of deducing the individual face images from a morphed face image is known as \textit{de-morphing}. Existing work in de-morphing assume the availability of a reference image pertaining to one identity in order to recover the image of the accomplice - i.e., the other identity. In this work, we propose a novel de-morphing method that can recover images of both identities simultaneously from a single morphed face image without needing a reference image or prior information about the morphing process. We propose a generative adversarial network that achieves single image-based de-morphing with a surprisingly high degree of visual realism and biometric similarity with the original face images. We demonstrate the performance of our method on landmark-based morphs and generative model-based morphs with promising results.

cs.CV↗

arXiv2022

Can GAN-induced Attribute Manipulations Impact Face Recognition?

Impact due to demographic factors such as age, sex, race, etc., has been studied extensively in automated face recognition systems. However, the impact of \textit{digitally modified} demographic and facial attributes on face recognition is relatively under-explored. In this work, we study the effect of attribute manipulations induced via generative adversarial networks (GANs) on face recognition performance. We conduct experiments on the CelebA dataset by intentionally modifying thirteen attributes using AttGAN and STGAN and evaluating their impact on two deep learning-based face verification methods, ArcFace and VGGFace. Our findings indicate that some attribute manipulations involving eyeglasses and digital alteration of sex cues can significantly impair face recognition by up to 73% and need further analysis.

cs.CV↗

arXiv2022

HEFT: Homomorphically Encrypted Fusion of Biometric Templates

This paper proposes a non-interactive end-to-end solution for secure fusion and matching of biometric templates using fully homomorphic encryption (FHE). Given a pair of encrypted feature vectors, we perform the following ciphertext operations, i) feature concatenation, ii) fusion and dimensionality reduction through a learned linear projection, iii) scale normalization to unit $\ell_2$-norm, and iv) match score computation. Our method, dubbed HEFT (Homomorphically Encrypted Fusion of biometric Templates), is custom-designed to overcome the unique constraint imposed by FHE, namely the lack of support for non-arithmetic operations. From an inference perspective, we systematically explore different data packing schemes for computationally efficient linear projection and introduce a polynomial approximation for scale normalization. From a training perspective, we introduce an FHE-aware algorithm for learning the linear projection matrix to mitigate errors induced by approximate normalization. Experimental evaluation for template fusion and matching of face and voice biometrics shows that HEFT (i) improves biometric verification performance by 11.07% and 9.58% AUROC compared to the respective unibiometric representations while compressing the feature vectors by a factor of 16 (512D to 32D), and (ii) fuses a pair of encrypted feature vectors and computes its match score against a gallery of size 1024 in 884 ms. Code and data are available at https://github.com/human-analysis/encrypted-biometric-fusion

cs.CV↗

arXiv2022

DeepVOX: Discovering Features from Raw Audio for Speaker Recognition in Non-ideal Audio Signals

Automatic speaker recognition algorithms typically use pre-defined filterbanks, such as Mel-Frequency and Gammatone filterbanks, for characterizing speech audio. However, it has been observed that the features extracted using these filterbanks are not resilient to diverse audio degradations. In this work, we propose a deep learning-based technique to deduce the filterbank design from vast amounts of speech audio. The purpose of such a filterbank is to extract features robust to non-ideal audio conditions, such as degraded, short duration, and multi-lingual speech. To this effect, a 1D convolutional neural network is designed to learn a time-domain filterbank called DeepVOX directly from raw speech audio. Secondly, an adaptive triplet mining technique is developed to efficiently mine the data samples best suited to train the filterbank. Thirdly, a detailed ablation study of the DeepVOX filterbanks reveals the presence of both vocal source and vocal tract characteristics in the extracted features. Experimental results on VOXCeleb2, NIST SRE 2008, 2010 and 2018, and Fisher speech datasets demonstrate the efficacy of the DeepVOX features across a variety of degraded, short duration, and multi-lingual speech. The DeepVOX features also shown to improve the performance of existing speaker recognition algorithms, such as the xVector-PLDA and the iVector-PLDA.

eess.AS↗

arXiv2022

Periocular Biometrics and its Relevance to Partially Masked Faces: A Survey

The performance of face recognition systems can be negatively impacted in the presence of masks and other types of facial coverings that have become prevalent due to the COVID-19 pandemic. In such cases, the periocular region of the human face becomes an important biometric cue. In this article, we present a detailed review of periocular biometrics. We first examine the various face and periocular techniques specially designed to recognize humans wearing a face mask. Then, we review different aspects of periocular biometrics: (a) the anatomical cues present in the periocular region useful for recognition, (b) the various feature extraction and matching techniques developed, (c) recognition across different spectra, (d) fusion with other biometric modalities (face or iris), (e) recognition on mobile devices, (f) its usefulness in other applications, (g) periocular datasets, and (h) competitions organized for evaluating the efficacy of this biometric modality. Finally, we discuss various challenges and future directions in the field of periocular biometrics.

cs.CV↗

arXiv2022

Trust in AI and Its Role in the Acceptance of AI Technologies

As AI-enhanced technologies become common in a variety of domains, there is an increasing need to define and examine the trust that users have in such technologies. Given the progress in the development of AI, a correspondingly sophisticated understanding of trust in the technology is required. This paper addresses this need by explaining the role of trust on the intention to use AI technologies. Study 1 examined the role of trust in the use of AI voice assistants based on survey responses from college students. A path analysis confirmed that trust had a significant effect on the intention to use AI, which operated through perceived usefulness and participants' attitude toward voice assistants. In study 2, using data from a representative sample of the U.S. population, different dimensions of trust were examined using exploratory factor analysis, which yielded two dimensions: human-like trust and functionality trust. The results of the path analyses from Study 1 were replicated in Study 2, confirming the indirect effect of trust and the effects of perceived usefulness, ease of use, and attitude on intention to use. Further, both dimensions of trust shared a similar pattern of effects within the model, with functionality-related trust exhibiting a greater total impact on usage intention than human-like trust. Overall, the role of trust in the acceptance of AI technologies was significant across both studies. This research contributes to the advancement and application of the TAM in AI-related applications and offers a multidimensional measure of trust that can be utilized in the future study of trustworthy AI.

cs.AI↗

arXiv2022

Complex-valued Iris Recognition Network

In this work, we design a fully complex-valued neural network for the task of iris recognition. Unlike the problem of general object recognition, where real-valued neural networks can be used to extract pertinent features, iris recognition depends on the extraction of both phase and magnitude information from the input iris texture in order to better represent its biometric content. This necessitates the extraction and processing of phase information that cannot be effectively handled by a real-valued neural network. In this regard, we design a fully complex-valued neural network that can better capture the multi-scale, multi-resolution, and multi-orientation phase and amplitude features of the iris texture. We show a strong correspondence of the proposed complex-valued iris recognition network with Gabor wavelets that are used to generate the classical IrisCode; however, the proposed method enables a new capability of automatic complex-valued feature learning that is tailored for iris recognition. We conduct experiments on three benchmark datasets - ND-CrossSensor-2013, CASIA-Iris-Thousand and UBIRIS.v2 - and show the benefit of the proposed network for the task of iris recognition. We exploit visualization schemes to convey how the complex-valued network, when compared to standard real-valued networks, extracts fundamentally different features from the iris texture.

cs.CV↗