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Aurélien Bellet

Publications and source records attributed to Aurélien Bellet.

At least 19 recordsLinked to original sources

Privacy Foundations for Multi-Institutional Scientific Artificial Intelligence

Scientific artificial intelligence (AI), spanning foundation models (FMs) to federated data-analysis pipelines, is becoming shared infrastructure across national laboratories, universities, hospitals, and industrial partners. This collaboration creates privacy risks whose natural unit is often an institution's participation, research strategy, or technical capability rather than a single record. Differential privacy (DP), federated learning (FL), secure computation, trusted execution, and provenance each protect parts of the stack, but their guarantees rarely compose across mixed-trust institutions, access tiers, and autonomous agents. This perspective recasts privacy for scientific AI as an assurance problem defined by six elements: protected asset, observer, channel, permitted disclosure, guarantee, and evidence. We demonstrate the framing through a claim register for a composite cross-institutional scenario and use it to assess the model lifecycle. Two of the resulting gaps are specific to leadership-class facilities: scheduler, allocation, and telemetry metadata expose an institution's resource posture, and instrument-attached control loops leak research strategy through timing and contention on shared accelerators. We identify six research priorities: institution-level guarantees, agent-communication privacy, cross-tier information flow, privacy-compatible reproducibility, leadership-scale accounting, and instrument side channels. The contribution is a common form for stating, comparing, and auditing claims whose guarantees otherwise remain fragmented across the scientific AI stack.

cs.CR↗

Privacy Auditing with Zero (0) Training Run

Privacy auditing provides empirical lower bounds on the differential privacy parameters of learning algorithms. Existing methods, however, require interventional access to the training pipeline, either to retrain models multiple times or to randomize data inclusion. This is often infeasible for large and opaque deployed systems such as foundation or language models. We introduce Zero-Run privacy auditing, a framework for auditing models post-hoc using two fixed datasets: examples known to be training-set members and examples known to be non-members. In this observational regime, membership is no longer randomized; instead, member and non-member data often differ in distribution, so membership inference scores may reflect a distribution shift rather than algorithmic leakage. Drawing on ideas from causal inference, we formalize this confounding effect and propose two complementary corrections that yield valid privacy audits. Our first approach models the combined effect of distribution shift and algorithmic leakage as an adaptive composition, producing conservative global corrections. Our second approach conditions on observed data and adjusts pointwise membership guesses, yielding sharper instance-dependent bounds. Experiments on synthetic data and large-scale image and text models show that Zero-Run auditing enables practical privacy evaluation when retraining or controlled data insertion is infeasible.

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Federated Learning for MRI-based BrainAGE: a multicenter study on post-stroke functional outcome prediction

$\textbf{Objective:}$ Brain-predicted age difference (BrainAGE) is a neuroimaging biomarker reflecting brain health. However, training robust BrainAGE models requires large datasets, often restricted by privacy concerns. This study evaluates the performance of federated learning (FL) for BrainAGE estimation in ischemic stroke patients treated with mechanical thrombectomy, and investigates its association with clinical phenotypes and functional outcomes. $\textbf{Methods:}$ We used FLAIR brain images from 1674 stroke patients across 16 hospital centers. We implemented standard machine learning and deep learning models for BrainAGE estimates under three data management strategies: centralized learning (pooled data), FL (local training at each site), and single-site learning. We reported prediction errors and examined associations between BrainAGE and vascular risk factors (e.g., diabetes mellitus, hypertension, smoking), as well as functional outcomes at three months post-stroke. Logistic regression evaluated BrainAGE's predictive value for these outcomes, adjusting for age, sex, vascular risk factors, stroke severity, time between MRI and arterial puncture, prior intravenous thrombolysis, and recanalisation outcome. $\textbf{Results:}$ While centralized learning yielded the most accurate predictions, FL consistently outperformed single-site models. BrainAGE was significantly higher in patients with diabetes mellitus across all models. Comparisons between patients with good and poor functional outcomes, and multivariate predictions of these outcomes showed the significance of the association between BrainAGE and post-stroke recovery. $\textbf{Conclusion:}$ FL enables accurate age predictions without data centralization. The strong association between BrainAGE, vascular risk factors, and post-stroke recovery highlights its potential for prognostic modeling in stroke care.

cs.LG↗

Tight Stability Bounds for Robust Distributed Learning: Byzantine Failures Hurt Generalization More than Data Poisoning

Robust distributed learning algorithms aim to maintain reliable performance despite the presence of misbehaving workers. Such misbehaviors are commonly modeled as \textit{Byzantine failures}, allowing arbitrarily corrupted communication, or as \textit{data poisoning}, a weaker form of corruption restricted to local training data. While prior work shows similar optimization guarantees for both models, an important question remains: \textit{How do these threat models impact generalization?} We show, for the first time, a fundamental gap in generalization guarantees between the two threat models: Byzantine failures yield strictly worse rates than those achievable under data poisoning. Our findings are based upon a tight algorithmic stability analysis of robust distributed learning. Specifically, with $f$ out of $n$ workers misbehaving, we prove that: \textit{(i)} under data poisoning, the uniform algorithmic stability of a robust distributed learning algorithm

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Unveiling the Non-Monotonic Effect of Privacy on Generalization under Byzantine Robustness

Recent work has established a fundamental trilemma between Byzantine robustness, local differential privacy (LDP), and optimization error in distributed learning. We show that this trilemma does not universally extend to generalization error, but instead depends critically on the privacy regime. Specifically, in the high-noise regime (strong privacy), we prove that increasing privacy reduces the generalization error, i.e., there is no tension between robustness and privacy. In the low-noise regime (weaker privacy), however, the tension between robustness and privacy reappears and increasing privacy indeed degrades generalization. Our theory explains this surprising non-monotonic behavior of the generalization error via matching lower and upper bounds on the algorithmic stability of Byzantine-robust distributed learning under LDP constraints. We corroborate and further analyze these theoretical findings with empirical evaluations.

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Private Rate-Constrained Optimization with Applications to Fair Learning

Many problems in trustworthy ML can be expressed as constraints on prediction rates across subpopulations, including group fairness constraints (demographic parity, equalized odds, etc.). In this work, we study such constrained minimization problems under differential privacy (DP). Standard DP optimization techniques like DP-SGD rely on objectives that decompose over individual examples, enabling per-example gradient clipping and noise addition. Rate constraints, however, depend on aggregate statistics across groups, creating inter-sample dependencies that violate this decomposability. To address this, we develop RaCO-DP, a DP variant of Stochastic Gradient Descent-Ascent (SGDA) that solves the Lagrangian formulation of rate constraint problems. Through careful design, the extra privacy cost incurred by incorporating these constraints in our approach is limited to that of privately estimating a histogram over each mini-batch at every step. We prove the convergence of our algorithm through a novel analysis of SGDA that leverages the linear structure of the dual parameter. Empirical results show that our method Pareto-dominates existing private learning approaches under group fairness constraints and also achieves strong privacy-utility-fairness performance on neural networks.

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Dangerous Liaisons of Convex Learning and Non-Affine Aggregation

Last-iterate convergence and generalization guarantees in first-order convex learning hinge on the monotonicity of the update operator. While linear averaging preserves the monotonicity of gradient updates, this property is often violated when gradients are aggregated non-affinely, as in modern pipelines enforcing constraints like adaptivity, privacy, robustness or fairness. Whether it is possible to design non-affine aggregation rules that maintain monotonicity has remained an open question. We answer this question negatively: we prove that the monotonicity of aggregated gradients is preserved if and only if the aggregation rule is positively affine. Consequently, non-affine aggregation prevents steady convergence and substantially degrade algorithmic stability. We quantify these drawbacks and propose a path forward by identifying sufficient conditions under which monotonicity can be restored. Our results provide a unified theoretical framework explaining the disparate failure modes observed in modern learning systems.

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Causal Evaluation of Membership Inference Attacks

Membership Inference Attacks (MIAs) aim to distinguish training points (members) from unseen data (non-members), and are widely used to quantify memorization and assess privacy risks. Standard MIA evaluation requires repeated retraining, which is computationally costly for large models. One-run (single training with randomized data inclusion) and zero-run (post hoc evaluation) methods are often used instead, but their statistical validity remains unclear. We address this gap by framing MIA evaluation as a causal inference problem, defining \emph{memorization as the causal effect of including a data point in the training set}. This novel formulation reveals and formalizes key sources of bias in existing protocols: one-run methods suffer from interference between jointly included points, while zero-run evaluations are additionally confounded by distribution shift between member and non-member evaluation data. We derive causal analogues of standard MIA metrics and propose practical estimators for multi-run, one-run, and zero-run regimes with non-asymptotic consistency guarantees. We validate our approach in several settings, including pretrained and fine-tuned LLMs, showing that it enables reliable measurement of MIA performance without retraining and under distribution shift. Overall, our framework provides a principled foundation for privacy evaluation in modern AI systems.

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Federated Causal Inference from Multi-Site Observational Data via Propensity Score Aggregation

Causal inference typically assumes centralized access to individual-level data. Yet, in practice, data are often decentralized across multiple sites, making centralization infeasible due to privacy, logistical, or legal constraints. We address this problem by estimating the Average Treatment Effect (ATE) from decentralized observational data via a Federated Learning (FL) approach, allowing inference through the exchange of aggregate statistics rather than individual-level data. We propose a novel method to estimate propensity scores via a federated weighted average of local scores using Membership Weights (MW), defined as probabilities of site membership conditional on covariates. MW can be flexibly estimated with parametric or non-parametric classification models using standard FL algorithms. The resulting propensity scores are used to construct Federated Inverse Propensity Weighting (Fed-IPW) and Augmented IPW (Fed-AIPW) estimators. In contrast to meta-analysis methods, which fail when any site violates positivity, our approach exploits heterogeneity in treatment assignment across sites to improve overlap. We show that Fed-IPW and Fed-AIPW perform well under site-level heterogeneity in sample sizes, treatment mechanisms, and covariate distributions. Theoretical analysis and experiments on simulated and real-world data demonstrate clear advantages over meta-analysis and related approaches.

stat.ME↗

Detectability in Diversity: Improved Canary Crafting for Privacy Auditing in One Run

Privacy auditing aims to empirically assess privacy leakage in machine learning models using membership inference attacks (MIAs), and to derive lower bounds on differential privacy (DP) parameters. Recent one-run auditing methods address the high cost of standard approaches by relying on a single training run with multiple "canary" points whose inclusion or exclusion must be detected by the auditor. In this work, we study the problem of efficiently crafting canaries for one-run privacy auditing. Motivated by recent theoretical insights suggesting that interference between canaries contributes to weaker leakage estimates compared to multi-run methods, we propose to optimize canaries to be both highly detectable and minimally interfering. Our approach combines a greedy initialization based on influence functions with a bilevel optimization procedure that maximizes distinguishability while promoting diversity in embedding space, enabling the use of computationally efficient bilevel algorithms. Experiments show that our method achieves stronger privacy leakage estimates at a lower computational cost than existing canary crafting approaches.

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Optimal Transport under Group Fairness Constraints

Ensuring fairness in matching algorithms is a key challenge in allocating scarce resources and positions. Focusing on Optimal Transport (OT), we introduce a novel notion of group fairness requiring that the probability of matching two individuals from any two given groups in the OT plan satisfies a predefined target. We first propose a modified Sinkhorn algorithm to compute perfectly fair transport plans efficiently. Since exact fairness can significantly degrade matching quality in practice, we then develop two relaxation strategies. The first one involves solving a penalized OT problem, for which we derive novel finite-sample complexity guarantees. Our second strategy leverages bilevel optimization to learn a ground cost that induces a fair OT solution, and we establish a bound on the deviation of fairness when matching unseen data. Finally, we present empirical results illustrating the performance of our approaches and the trade-off between fairness and transport cost.

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Lumberjack: Better Differentially Private Random Forests through Heavy Hitter Detection in Trees

Random forests are widely used in fields involving sensitive tabular data, but existing approaches to enforcing differential privacy (DP) typically degrade performance to the point of impracticality. In this paper, we introduce Lumberjack, a differentially private random forest algorithm that achieves substantially higher utility by constructing large random decision trees and then applying aggressive, privacy-preserving pruning to retain only sufficiently populated nodes. A key component of our approach is a novel $(\varepsilon,δ)$-DP heavy hitter detection algorithm for hierarchical data, whose error is $O_{\varepsilon,δ}(\sqrt{\log h})$ for trees of height $h$ and may be of independent interest. This favorable scaling enables the use of significantly deeper trees than in prior work, leading to improved expressiveness under privacy constraints. Our empirical evaluation on benchmark datasets shows that Lumberjack consistently outperforms prior DP random forest methods, establishing a new state of the art. In particular, our approach yields substantial improvements in the privacy-utility trade-off for practical privacy budgets. Our findings suggest that carefully designed DP random forests can close much of the utility gap, highlighting a promising and underexplored direction for future research.

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Principled Federated Random Forests for Heterogeneous Data

Random Forests (RF) are among the most powerful and widely used predictive models for centralized tabular data, yet few methods exist to adapt them to the federated learning setting. Unlike most federated learning approaches, the piecewise-constant nature of RF prevents exact gradient-based optimization. As a result, existing federated RF implementations rely on unprincipled heuristics: for instance, aggregating decision trees trained independently on clients fails to optimize the global impurity criterion, even under simple distribution shifts. We propose FedForest, a new federated RF algorithm for horizontally partitioned data that naturally accommodates diverse forms of client data heterogeneity, from covariate shift to more complex outcome shift mechanisms. We prove that our splitting procedure, based on aggregating carefully chosen client statistics, closely approximates the split selected by a centralized algorithm. Moreover, FedForest allows splits on client indicators, enabling a non-parametric form of personalization that is absent from prior federated random forest methods. Empirically, we demonstrate that the resulting federated forests closely match centralized performance across heterogeneous benchmarks while remaining communication-efficient.

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Causal Meta-Analysis: Rethinking the Foundations of Evidence-Based Medicine

Meta-analysis, by synthesizing effect estimates from multiple studies conducted in diverse settings, stands at the top of the evidence hierarchy in clinical research. Yet, conventional approaches based on fixed- or random-effects models lack a causal framework, which may limit their interpretability and utility for public policy. Incorporating causal inference reframes meta-analysis as the estimation of well-defined causal effects on clearly specified populations, enabling a principled approach to handling study heterogeneity. We show that classical meta-analysis estimators have a clear causal interpretation when effects are measured as risk differences. However, this breaks down for nonlinear measures like the risk ratio and odds ratio. To address this, we introduce novel causal aggregation formulas that remain compatible with standard meta-analysis practices and do not require access to individual-level data. To evaluate real-world impact, we apply both classical and causal meta-analysis methods to 500 published meta-analyses. While the conclusions often align, notable discrepancies emerge, revealing cases where conventional methods may suggest a treatment is beneficial when, under a causal lens, it is in fact harmful.

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Differentially Private and Federated Structure Learning in Bayesian Networks

Learning the structure of a Bayesian network from decentralized data poses two major challenges: (i) ensuring rigorous privacy guarantees for participants, and (ii) avoiding communication costs that scale poorly with dimensionality. In this work, we introduce Fed-Sparse-BNSL, a novel federated method for learning linear Gaussian Bayesian network structures that addresses both challenges. By combining differential privacy with greedy updates that target only a few relevant edges per participant, Fed-Sparse-BNSL efficiently uses the privacy budget while keeping communication costs low. Our careful algorithmic design preserves model identifiability and enables accurate structure estimation. Experiments on synthetic and real datasets demonstrate that Fed-Sparse-BNSL achieves utility close to non-private baselines while offering substantially stronger privacy and communication efficiency.

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Loss Gap Parity for Fairness in Heterogeneous Federated Learning

While clients may join federated learning to improve performance on data they rarely observe locally, they often remain self-interested, expecting the global model to perform well on their own data. This motivates an objective that ensures all clients achieve a similar loss gap -the difference in performance between the global model and the best model they could train using only their local data-. To this end, we propose EAGLE, a novel federated learning algorithm that explicitly regularizes the global model to minimize disparities in loss gaps across clients. Our approach is particularly effective in heterogeneous settings, where the optimal local models of the clients may be misaligned. Unlike existing methods that encourage loss parity, potentially degrading performance for many clients, EAGLE targets fairness in relative improvements. We provide theoretical convergence guarantees for EAGLE under non-convex loss functions, and characterize how its iterates perform relative to the standard federated learning objective using a novel heterogeneity measure. Empirically, we demonstrate that EAGLE reduces the disparity in loss gaps among clients by prioritizing those furthest from their local optimal loss, while maintaining competitive utility in both convex and non-convex cases compared to strong baselines.

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On Gossip Algorithms for Machine Learning with Pairwise Objectives

In the IoT era, information is more and more frequently picked up by connected smart sensors with increasing, though limited, storage, communication and computation abilities. Whether due to privacy constraints or to the structure of the distributed system, the development of statistical learning methods dedicated to data that are shared over a network is now a major issue. Gossip-based algorithms have been developed for the purpose of solving a wide variety of statistical learning tasks, ranging from data aggregation over sensor networks to decentralized multi-agent optimization. Whereas the vast majority of contributions consider situations where the function to be estimated or optimized is a basic average of individual observations, it is the goal of this article to investigate the case where the latter is of pairwise nature, taking the form of a U -statistic of degree two. Motivated by various problems such as similarity learning, ranking or clustering for instance, we revisit gossip algorithms specifically designed for pairwise objective functions and provide a comprehensive theoretical framework for their convergence. This analysis fills a gap in the literature by establishing conditions under which these methods succeed, and by identifying the graph properties that critically affect their efficiency. In particular, a refined analysis of the convergence upper and lower bounds is performed.

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Unified Privacy Guarantees for Decentralized Learning via Matrix Factorization

Decentralized Learning (DL) enables users to collaboratively train models without sharing raw data by iteratively averaging local updates with neighbors in a network graph. This setting is increasingly popular for its scalability and its ability to keep data local under user control. Strong privacy guarantees in DL are typically achieved through Differential Privacy (DP), with results showing that DL can even amplify privacy by disseminating noise across peer-to-peer communications. Yet in practice, the observed privacy-utility trade-off often appears worse than in centralized training, which may be due to limitations in current DP accounting methods for DL. In this paper, we show that recent advances in centralized DP accounting based on Matrix Factorization (MF) for analyzing temporal noise correlations can also be leveraged in DL. By generalizing existing MF results, we show how to cast both standard DL algorithms and common trust models into a unified formulation. This yields tighter privacy accounting for existing DP-DL algorithms and provides a principled way to develop new ones. To demonstrate the approach, we introduce MAFALDA-SGD, a gossip-based DL algorithm with user-level correlated noise that outperforms existing methods on synthetic and real-world graphs.

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