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Bahman Gharesifard

Publications and source records attributed to Bahman Gharesifard.

At least 19 recordsLinked to original sources

Preventing Model Collapse: A Fisher-Rao Perspective on the Dynamics of Training with Synthetic Data

Large Language Models (LLMs) are now routinely trained using synthetic data, since high-quality human data has been exhausted by the ever increasing needs of larger and larger models. However, recursive training on synthetic data frequently induces model collapse, a degenerative feedback loop where models progressively forget the true underlying data distribution. Training on a mixture of synthetic and fresh human data is a logical countermeasure and can prevent model collapse. However, it is an open question as to what is the exact minimum required ratio of human-to-synthetic data to maintain training stability. In this paper, we establish rigorous theoretical guarantees on the minimum rate of human data required to prevent model collapse. Although previous work established a formal lower bound for this ratio, such bound can be vacuous for very high dimensions, as the analysis relies on the usual Euclidean metric in R^n and is not adapted to the space of categorical probability distributions. Instead, in this paper we explicitly leverage the information-geometric structure of the probability simplex by analyzing the dynamics of the process under the Fisher-Rao metric. We derive quantitative contraction and invariance bounds that are stable and do not become trivial as the dimensions increase. Thus, we show that the effective required data ratio to prevent model collapse is different than previously implied.

cs.LG

Sample Complexity of Linear Quadratic Regulator Without Initial Stability

Inspired by REINFORCE, we introduce a novel receding-horizon algorithm for the Linear Quadratic Regulator (LQR) problem with unknown dynamics. Unlike prior methods, our algorithm avoids reliance on two-point gradient estimates while maintaining the same order of sample complexity. Furthermore, it eliminates the restrictive requirement of starting with a stable initial policy, broadening its applicability. Beyond these improvements, we introduce a refined analysis of error propagation through the contraction of the Riccati operator under the Riemannian distance. This refinement leads to a better sample complexity and ensures improved convergence guarantees.

math.OC

Structural Averaged Controllability for Linear Ensemble Systems: Multi-input Case

We study structural averaged controllability for multi-input linear ensemble systems. In this problem, one asks whether a sparsity pattern admits a linear ensemble system that is averaged controllable. The single-input case has been characterized completely, while the general multi-input case has remained open. In this work, we give a complete characterization for the general multi-input case. In particular, we prove that in addition to accessibility, a necessary and sufficient condition for structural averaged controllability of ensemble systems is existence of a row-saturating matching for its \emph{core}, an acyclic subgraph associated with the system which plays a central role in the result for the single-input case.

eess.SY

Submodular Optimization with Applications to Decision and Control

Submodular set functions, characterized by the diminishing-returns property, provide a unifying combinatorial framework for many subset-selection problems in decision and control. Although exact maximization is NP-hard in general, the structural properties of submodular functions enable simple greedy algorithms that achieve constant-factor approximation guarantees for monotone objectives, with randomized greedy-based variants extending such guarantees to the non-monotone case. This survey reviews the theory, algorithms, and applications of submodular optimization with a focus on systems and control. We cover the structural properties of submodular functions, including curvature and the submodularity ratio, the constraint families that arise in practice (matroids, knapsack, and $p$-systems), and the main approximation algorithms for monotone and non-monotone submodular maximization, with up-to-date approximation ratios and hardness results. We then survey applications across sensor scheduling, multi-agent coordination, robust submodular optimization, leader-follower systems, distributed submodular optimization, game theory, system theory, resource allocation, social networks, and informative path planning. The survey emphasizes practically implementable greedy-based algorithms and instance-dependent refinements via curvature and the submodularity ratio. We close with observations on canonical control-theoretic objectives: certain functionals are submodular (the log-determinant and rank of the controllability Gramian, and the log-determinant of the Kalman filter information matrix), whereas closely related objectives fail to be sub- or supermodular (the steady-state Kalman filter error covariance, and the average control energy obtained from the inverse Gramian). We also highlight the cross-cutting open directions that follow.

math.OC

From Schrodinger Bridge to Optimal Transport over Sub-Riemannian Manifolds

We study the least-energy way to reshape a probability distribution when motion is constrained to a horizontal bundle, that is, optimal transport and distribution steering in sub-Riemannian geometry, motivated by density control over underactuated systems. To obtain a continuous and numerically tractable formulation, we introduce an entropic regularization by adding small noise aligned with the control directions and study the associated Schrodinger bridge problem. The resulting reference process is a degenerate diffusion on the sub-Riemannian manifold. Under bracket-generating hypotheses we obtain smooth, strictly positive transition densities and a forward--backward characterization of the optimal bridge. This leads to a practical Sinkhorn-type algorithm for the Schrodinger potentials and, as the noise level vanishes, a recovery of the deterministic sub-Riemannian optimal transport problem. We demonstrate with a numerical example.

math.OC

Global exponential stabilization of a force- and torque-actuated unicycle by flexible-step MPC

We study the problem of global exponential stabilization of a force- and torque-controlled unicycle model in discrete time. To this end, we extend a recently introduced approach to model predictive control (MPC) in which a flexible number of inputs is implemented in every iteration. We present the first flexible-step MPC protocol with state-dependent weights for average descent. Notably, the proposed method relies neither on a suitable design of running or terminal cost functions nor on a suitable choice of terminal constraints. Instead, stability is guaranteed through a generalized discrete-time control Lyapunov function. We establish a new theoretical framework for global exponential stabilization of general nonlinear discrete-time control systems by flexible-step MPC. The obtained results go beyond the unicycle example. However, given the importance of the unicycle dynamics, we make that a focal point of our work. For the particular case of the dynamic (second-order) unicycle model, we show that global exponential stability cannot be attained in the classical sense, but in a slightly weaker sense. The proposed flexible-step MPC method is shown to induce the best possible notion of global exponential stability for this model. We provide explicit rules for the choice of parameters, which guarantee feasibility and global exponential stability. Our numerical simulations show that the discrete MPC method also works very well in applications to a continuous-time torque-actuated unicycle.

math.OC

On Reward-Balancing Methods for Reinforcement Learning

This paper investigates the so-called reward-balancing methods, a novel class of algorithms for solving discounted-return reinforcement learning (RL) problems. These methods consist of iteratively adjusting the reward function to transform the RL problem into an equivalent one in which the optimal policies are greedy. For this procedure, referred to as normalization process, we provide a theoretical analysis of the involved transformations, emphasizing their algebraic structure. Then, we introduce a control-theoretic reformulation, recasting the reward-balancing procedure into an optimal control framework. The approach is further extended to address model uncertainty through stochastic model sampling, yielding normalization guarantees and probabilistic bounds on stochastic fluctuations. Using the proposed optimal control framework within a scenario model predictive control (MPC) setting, we demonstrate, through simulation studies, performance improvements over the current state-of-the-art.

math.OC

Sinkhorn doubly stochastic attention rank decay analysis

The self-attention mechanism is central to the success of Transformer architectures. However, standard row-stochastic attention has been shown to suffer from significant signal degradation across layers. In particular, it can induce rank collapse, resulting in increasingly uniform token representations, as well as entropy collapse, characterized by highly concentrated attention distributions. Recent work has highlighted the benefits of doubly stochastic attention as a form of entropy regularization, promoting a more balanced attention distribution and leading to improved empirical performance. In this paper, we study rank collapse across network depth and show that doubly stochastic attention matrices normalized with Sinkhorn algorithm preserve rank more effectively than standard Softmax row-stochastic ones. As previously shown for Softmax, skip connections are crucial to mitigate rank collapse. We empirically validate this phenomenon on both sentiment analysis and image classification tasks. Moreover, we derive a theoretical bound for the pure self-attention rank decay when using Sinkhorn normalization and find that rank decays to one doubly exponentially with depth, a phenomenon that has already been shown for Softmax.

cs.LG

Pólya Thresholds Graphs

We introduce the Pólya threshold graph model and derive its stochastic and algebraic properties. This random threshold graph is generated sequentially via a two-color Pólya urn process. Starting from an empty graph, each time step involves a draw from the urn that produces an indicator variable, determining whether a newly added node is universal (connected to all existing nodes and itself) or isolated (connected to no existing nodes). This construction yields a random threshold graph with an adjacency matrix that admits an explicit representation in terms of the draw sequence. Using the structure of the Pólya draw process, we derive the exact degree distribution for any arbitrary node, including its mean and variance. Furthermore, we evaluate a distance-based decay centrality score and provide an explicit expression for its expectation. On the algebraic side, we explicitly characterize the Laplacian matrix of the random threshold graph, obtaining a closed-form description of its spectrum and corresponding eigenbasis. Finally, as an application of these structural results, we analyze discrete-time consensus dynamics on Pólya threshold graphs.

cs.IT

On the Topology of Neural Network Superlevel Sets

We show that neural networks with activations satisfying a Riccati-type ordinary differential equation condition, an assumption arising in recent universal approximation results in the uniform topology, produce Pfaffian outputs on analytic domains with format controlled only by the architecture. Consequently, superlevel sets, as well as Lie bracket rank drop loci for neural network parameterized vector fields, admit architecture-only bounds on topological complexity, in particular on total Betti numbers, uniformly over all weights.

cs.LG

Flexible-step MPC for Unknown Linear Time-Invariant Systems

We propose a novel flexible-step model predictive control algorithm for unknown linear time-invariant discrete-time systems. The goal is to asymptotically stabilize the system without relying on a pre-collected dataset that describes its behavior in advance. In particular, we aim to avoid a potentially harmful initial open-loop exploration phase for identification, since full identification is often not necessary for stabilization. Instead, the proposed control scheme explores and learns the unknown system online through measurements of inputs and states. The measurement results are used to update the prediction model in the finite-horizon optimal control problem. If the current prediction model yields an infeasible optimal control problem, then persistently exciting inputs are applied until feasibility is reestablished. The proposed flexible-step approach allows for a flexible number of implemented optimal input values in each iteration, which is beneficial for simultaneous exploration and exploitation. A generalized control Lyapunov function is included into the constraints of the optimal control problem to enforce stability. This way, the problem of optimization is decoupled from the problem of stabilization. For an asymptotically stabilizable unknown control system, we prove that the proposed flexible-step algorithm can lead to global convergence of the system state to the origin.

math.OC

Localmax dynamics for attention in transformers and its asymptotic behavior

We introduce a new discrete-time attention model, termed the localmax dynamics, which interpolates between the classic softmax dynamics and the hardmax dynamics, where only the tokens that maximize the influence toward a given token have a positive weight. As in hardmax, uniform weights are determined by a parameter controlling neighbor influence, but the key extension lies in relaxing neighborhood interactions through an alignment-sensitivity parameter, which allows controlled deviations from pure hardmax behavior. As we prove, while the convex hull of the token states still converges to a convex polytope, its structure can no longer be fully described by a maximal alignment set, prompting the introduction of quiescent sets to capture the invariant behavior of tokens near vertices. We show that these sets play a key role in understanding the asymptotic behavior of the system, even under time-varying alignment sensitivity parameters. We further show that localmax dynamics does not exhibit finite-time convergence and provide results for vanishing, nonzero, time-varying alignment-sensitivity parameters, recovering the limiting behavior of hardmax as a by-product. Finally, we adapt Lyapunov-based methods from classical opinion dynamics, highlighting their limitations in the asymmetric setting of localmax interactions and outlining directions for future research.

cs.CL

Sample Complexity of the Linear Quadratic Regulator: A Reinforcement Learning Lens

We provide the first known algorithm that provably achieves $\varepsilon$-optimality within $\widetilde{\mathcal{O}}(1/\varepsilon)$ function evaluations for the discounted discrete-time LQR problem with unknown parameters, without relying on two-point gradient estimates. These estimates are known to be unrealistic in many settings, as they depend on using the exact same initialization, which is to be selected randomly, for two different policies. Our results substantially improve upon the existing literature outside the realm of two-point gradient estimates, which either leads to $\widetilde{\mathcal{O}}(1/\varepsilon^2)$ rates or heavily relies on stability assumptions.

eess.SY

Flexible-step MPC for Switched Linear Systems with No Quadratic Common Lyapunov Function

In this paper, we develop a systematic method for constructing a generalized discrete-time control Lyapunov function for the flexible-step Model Predictive Control (MPC) scheme, recently introduced in [2], when restricted to the class of linear systems. Specifically, we show that a set of Linear Matrix Inequalities (LMIs) can be used for this purpose, demonstrating its tractability. The main consequence of this LMI formulation is that, when combined with flexible-step MPC, we can effectively stabilize switched control systems, for which no quadratic common Lyapunov function exists.

math.OC

Neural Lyapunov Function Approximation with Self-Supervised Reinforcement Learning

Control Lyapunov functions are traditionally used to design a controller which ensures convergence to a desired state, yet deriving these functions for nonlinear systems remains a complex challenge. This paper presents a novel, sample-efficient method for neural approximation of nonlinear Lyapunov functions, leveraging self-supervised Reinforcement Learning (RL) to enhance training data generation, particularly for inaccurately represented regions of the state space. The proposed approach employs a data-driven World Model to train Lyapunov functions from off-policy trajectories. The method is validated on both standard and goal-conditioned robotic tasks, demonstrating faster convergence and higher approximation accuracy compared to the state-of-the-art neural Lyapunov approximation baseline. The code is available at: https://github.com/CAV-Research-Lab/SACLA.git

cs.RO

Inferring Global Exponential Stability Properties using Lie-bracket Approximations

In the present paper, a novel result for inferring uniform global, not semi-global, exponential stability in the sense of Lyapunov with respect to input-affine systems from global uniform exponential stability properties with respect to their associated Lie-bracket systems is shown. The result is applied to adapt dither frequencies to find a sufficiently high gain in adaptive control of linear unknown systems, and a simple numerical example is simulated to support the theoretical findings.

math.OC

Flexible-step Model Predictive Control based on Generalized Lyapunov Functions

We present a novel nonlinear model predictive control (MPC) scheme with relaxed stability criteria, based on the idea of generalized discrete-time control Lyapunov functions. These functions need to satisfy an average descent over a finite window of time, rather than a descent at every time step. One feature of this scheme is that it allows for implementing a flexible number of control inputs in each iteration, in a computationally attractive manner, while guaranteeing recursive feasibility and stability. The benefits of our flexible-step implementation are also demonstrated in an application to nonholonomic systems, where the one-step standard implementation may suffer from lack of asymptotic convergence.

math.OC

A Unifying Generator Loss Function for Generative Adversarial Networks

A unifying $α$-parametrized generator loss function is introduced for a dual-objective generative adversarial network (GAN), which uses a canonical (or classical) discriminator loss function such as the one in the original GAN (VanillaGAN) system. The generator loss function is based on a symmetric class probability estimation type function, $\mathcal{L}_α$, and the resulting GAN system is termed $\mathcal{L}_α$-GAN. Under an optimal discriminator, it is shown that the generator's optimization problem consists of minimizing a Jensen-$f_α$-divergence, a natural generalization of the Jensen-Shannon divergence, where $f_α$ is a convex function expressed in terms of the loss function $\mathcal{L}_α$. It is also demonstrated that this $\mathcal{L}_α$-GAN problem recovers as special cases a number of GAN problems in the literature, including VanillaGAN, Least Squares GAN (LSGAN), Least $k$th order GAN (L$k$GAN) and the recently introduced $(α_D,α_G)$-GAN with $α_D=1$. Finally, experimental results are conducted on three datasets, MNIST, CIFAR-10, and Stacked MNIST to illustrate the performance of various examples of the $\mathcal{L}_α$-GAN system.

cs.LG