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Baiting Chen

Publications and source records attributed to Baiting Chen.

5 recordsLinked to original sources

Common-agency Games for Multi-Objective Test-Time Alignment

Aligning large language models (LLMs) with human preferences is inherently multi-objective: different users and evaluation criteria impose heterogeneous and often conflicting requirements on model outputs. We propose CAGE (Common-Agency Games for Alignment), a training-free, game-theoretic framework for multi-objective test-time alignment. CAGE models alignment objectives as strategic principals that allocate token-level incentives to a shared LLM, inducing an equilibrium policy that captures the joint effect of competing objectives. We develop an efficient algorithm based on equilibrium problems with equilibrium constraints (EPEC) to compute this equilibrium, and establish theoretical guarantees including existence and uniqueness of the equilibrium policy, convergence and stability of the algorithm, and no-regret learning dynamics. Empirically, CAGE enables flexible and fine-grained trade-offs across objectives at inference time, consistently outperforming existing test-time alignment methods while requiring no retraining. It further supports weak-to-strong generalization, making multi-objective alignment practical in resource-constrained settings.

cs.GT

ALIGN: Aligned Delegation with Performance Guarantees for Multi-Agent LLM Reasoning

LLMs often underperform on complex reasoning tasks when relying on a single generation-and-selection pipeline. Inference-time ensemble methods can improve performance by sampling diverse reasoning paths or aggregating multiple candidate answers, but they typically treat candidates independently and provide no formal guarantees that ensembling improves reasoning quality. We propose a novel method, Aligned Delegation for Multi-Agent LLM Reasoning (ALIGN), which formulates LLM reasoning as an aligned delegation game. In ALIGN, a principal delegates a task to multiple agents that generate candidate solutions under designed incentives, and then selects among their outputs to produce a final answer. This formulation induces structured interaction among agents while preserving alignment between agent and principal objectives. We establish theoretical guarantees showing that, under a fair comparison with equal access to candidate solutions, ALIGN provably improves expected performance over single-agent generation. Our analysis accommodates correlated candidate answers and relaxes independence assumptions that are commonly used in prior work. Empirical results across a broad range of LLM reasoning benchmarks consistently demonstrate that ALIGN outperforms strong single-agent and ensemble baselines.

cs.LG

Incentivizing Truthful Language Models via Peer Elicitation Games

Large Language Models (LLMs) have demonstrated strong generative capabilities but remain prone to inconsistencies and hallucinations. We introduce Peer Elicitation Games (PEG), a training-free, game-theoretic framework for aligning LLMs through a peer elicitation mechanism involving a generator and multiple discriminators instantiated from distinct base models. Discriminators interact in a peer evaluation setting, where utilities are computed using a determinant-based mutual information score that provably incentivizes truthful reporting without requiring ground-truth labels. We establish theoretical guarantees showing that each agent, via online learning, achieves sublinear regret in the sense their cumulative performance approaches that of the best fixed truthful strategy in hindsight. Moreover, we prove last-iterate convergence to a truthful Nash equilibrium, ensuring that the actual policies used by agents converge to stable and truthful behavior over time. Empirical evaluations across multiple benchmarks demonstrate significant improvements in factual accuracy. These results position PEG as a practical approach for eliciting truthful behavior from LLMs without supervision or fine-tuning.

cs.LG

Performative Risk Control: Calibrating Models for Reliable Deployment under Performativity

Calibrating blackbox machine learning models to achieve risk control is crucial to ensure reliable decision-making. A rich line of literature has been studying how to calibrate a model so that its predictions satisfy explicit finite-sample statistical guarantees under a fixed, static, and unknown data-generating distribution. However, prediction-supported decisions may influence the outcome they aim to predict, a phenomenon named performativity of predictions, which is commonly seen in social science and economics. In this paper, we introduce Performative Risk Control, a framework to calibrate models to achieve risk control under performativity with provable theoretical guarantees. Specifically, we provide an iteratively refined calibration process, where we ensure the predictions are improved and risk-controlled throughout the process. We also study different types of risk measures and choices of tail bounds. Lastly, we demonstrate the effectiveness of our framework by numerical experiments on the task of predicting credit default risk. To the best of our knowledge, this work is the first one to study statistically rigorous risk control under performativity, which will serve as an important safeguard against a wide range of strategic manipulation in decision-making processes.

stat.ML

Conformal Prediction: A Data Perspective

Conformal prediction (CP), a distribution-free uncertainty quantification (UQ) framework, reliably provides valid predictive inference for black-box models. CP constructs prediction sets that contain the true output with a specified probability. However, modern data science diverse modalities, along with increasing data and model complexity, challenge traditional CP methods. These developments have spurred novel approaches to address evolving scenarios. This survey reviews the foundational concepts of CP and recent advancements from a data-centric perspective, including applications to structured, unstructured, and dynamic data. We also discuss the challenges and opportunities CP faces in large-scale data and models.

cs.LG