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Bang An

Publications and source records attributed to Bang An.

At least 19 recordsLinked to original sources

HyperSafe: Inference-Time Safety Recovery for Fine-Tuned Language Models

Safety alignment in large language models can be fragile under fine-tuning, as even benign task adaptation may increase harmful compliance. Existing defenses mainly follow two directions: they either intervene during or after fine-tuning through retraining or weight modification, which can be costly and may hurt task performance, or they use model-agnostic safety classifiers, which may miss failures specific to a given fine-tuned checkpoint. These limitations motivate a post hoc, model-specific, and non-invasive approach to safety restoration. To meet these requirements, we propose HyperSafe, a framework that restores safety behavior by generating a model-specific Safe Side Network (SSN) for each fine-tuned checkpoint. HyperSafe uses layer-wise activation fingerprints to capture how fine-tuning changes the model's inner representations. With a small set of given calibration prompts, the hypernetwork maps these fingerprints to the parameters of the \ssn{} in a single forward pass. The generated \ssn{} runs alongside the frozen fine-tuned model and performs prompt-level safety classification: harmful prompts are routed to refusal, while safe prompts are answered by the original fine-tuned model. Thus, HyperSafe requires no gradient updates, no safety data at deployment time, and no modification to the deployed model weights. We evaluate HyperSafe on two model families, Qwen2-7B and LLaMA-3-8B, across multiple safety benchmarks. HyperSafe reduces harmful response rates from 19-31% to below 1% on every held-out checkpoint, while keeping downstream task accuracy within 1% of the fine-tuned baseline on average. Code is available at https://github.com/nokronim/project-safety-remedy.

cs.LG

Defending Against Harmful Supervision Hidden in Benign Samples

Existing defenses are effective when harmful content is explicitly mixed into downstream fine-tuning data, but crafted samples can instead hide harmful supervision inside benign tasks. We propose Embedded Attack, where harmful QA pairs are embedded within benign training samples, and show that representative guardrails often fail to detect them at the example level. To address this, we propose Dual-Reference SFT (DR-SFT), which adapts DPO-style contrastive objective design to SFT through token-level regularization, mitigating harmful fine-tuning beyond coarse data filtering.

cs.CR

Purifying Task Vectors in Knowledge-Aware Subspace for Model Merging

Model merging aims to integrate task-specific abilities from individually fine-tuned models into a single model without extra training. In recent model merging methods, task vector has become a fundamental building block, as it can encapsulate the residual information from finetuning. However, the merged model often suffers from notable performance degradation due to the conflicts caused by task-irrelevant redundancy in task vectors. Existing efforts in overcoming redundancy by randomly dropping elements in the parameter space involves randomness and lacks knowledge awareness. To address these challenges, in this study, we propose Purifying TAsk Vectors (PAVE) in knowledge-aware subspace. Concretely, we sample some training examples from each task, and feed them into their corresponding fine-tuned models to acquire the covariance matrices before linear layers. We then perform a context-oriented singular value decomposition, which accentuates the weight components most relevant to the target knowledge. As a result, we can split fine-tuned model weights into task-relevant and redundant components in the knowledge-aware subspace, and purify the task vector by pruning the redundant components. To induce fair pruning efforts across models, we further introduce a spectral rank allocation strategy by optimizing a normalized activated pruning error. The task vector purification by our method as a plug-and-play scheme is applicable across various task vector-based merging methods to improve their performance. In experiments, we demonstrate the effectiveness of PAVE across a diverse set of merging methods, tasks, and model architectures.

cs.AI

Uniform and Tunable Structural Colors based on Ultrathin Lignin Optical Coatings

Structural coloration offers a sustainable and non-fading alternative to conventional pigment- and dye-based colorants. In this study, we present a scalable strategy for generating vivid, tunable structural colors using ultrathin films of industrial kraft lignin. By employing solvent fractionation to isolate a methanol-soluble lignin fraction, followed by spin-coating onto silicon substrates, we achieve highly uniform films with controllable thickness. The observed colors originate from thin-film interference and span the entire visible spectrum by adjusting lignin concentration and spin speed. Spectroscopic ellipsometry and transfer matrix modeling confirm that the interference is modulated by the film thickness. The lignin films exhibit robust mechanical properties, limited angular color shift, and fast, reversible optical response to humidity changes, enabling real-time environmental sensing. This approach circumvents the need for nanoparticle synthesis or self-assembly and highlights the potential of lignin, a widely available and underutilized biopolymer, as a functional photonic material for sustainable optical coatings and colorimetric sensors.

physics.optics

Dynamic Context-oriented Decomposition for Task-aware Low-rank Adaptation with Less Forgetting and Faster Convergence

Conventional low-rank adaptation methods build adapters without considering data context, leading to sub-optimal fine-tuning performance and severe forgetting of inherent world knowledge. In this paper, we propose context-oriented decomposition adaptation (CorDA), a novel method that initializes adapters in a task-aware manner. Concretely, we develop context-oriented singular value decomposition, where we collect covariance matrices of input activations for each linear layer using sampled data from the target task, and apply SVD to the product of weight matrix and its corresponding covariance matrix. By doing so, the task-specific capability is compacted into the principal components. Thanks to the task awareness, our method enables two optional adaptation modes, knowledge-preserved mode (KPM) and instruction-previewed mode (IPM), providing flexibility to choose between freezing the principal components to preserve their associated knowledge or adapting them to better learn a new task. We further develop CorDA++ by deriving a metric that reflects the compactness of task-specific principal components, and then introducing dynamic covariance selection and dynamic rank allocation strategies based on the same metric. The two strategies provide each layer with the most representative covariance matrix and a proper rank allocation. Experimental results show that CorDA++ outperforms CorDA by a significant margin. CorDA++ in KPM not only achieves better fine-tuning performance than LoRA, but also mitigates the forgetting of pre-trained knowledge in both large language models and vision language models. For IPM, our method exhibits faster convergence, \emph{e.g.,} 4.5x speedup over QLoRA, and improves adaptation performance in various scenarios, outperforming strong baseline methods. Our method has been integrated into the PEFT library developed by Hugging Face.

cs.LG

EnsemW2S: Enhancing Weak-to-Strong Generalization with Large Language Model Ensembles

With Large Language Models (LLMs) rapidly approaching and potentially surpassing human-level performance, it has become imperative to develop approaches capable of effectively supervising and enhancing these powerful models using smaller, human-level models exposed to only human-level data. We address this critical weak-to-strong (W2S) generalization challenge by proposing a novel method aimed at improving weak experts, by training on the same limited human-level data, enabling them to generalize to complex, super-human-level tasks. Our approach, called \textbf{EnsemW2S}, employs a token-level ensemble strategy that iteratively combines multiple weak experts, systematically addressing the shortcomings identified in preceding iterations. By continuously refining these weak models, we significantly enhance their collective ability to supervise stronger student models. We extensively evaluate the generalization performance of both the ensemble of weak experts and the subsequent strong student model across in-distribution (ID) and out-of-distribution (OOD) datasets. For OOD, we specifically introduce question difficulty as an additional dimension for defining distributional shifts. Our empirical results demonstrate notable improvements, achieving 4\%, and 3.2\% improvements on ID datasets and, upto 6\% and 2.28\% on OOD datasets for experts and student models respectively, underscoring the effectiveness of our proposed method in advancing W2S generalization.

cs.LG

AegisLLM: Scaling Agentic Systems for Self-Reflective Defense in LLM Security

We introduce AegisLLM, a cooperative multi-agent defense against adversarial attacks and information leakage. In AegisLLM, a structured workflow of autonomous agents - orchestrator, deflector, responder, and evaluator - collaborate to ensure safe and compliant LLM outputs, while self-improving over time through prompt optimization. We show that scaling agentic reasoning system at test-time - both by incorporating additional agent roles and by leveraging automated prompt optimization (such as DSPy)- substantially enhances robustness without compromising model utility. This test-time defense enables real-time adaptability to evolving attacks, without requiring model retraining. Comprehensive evaluations across key threat scenarios, including unlearning and jailbreaking, demonstrate the effectiveness of AegisLLM. On the WMDP unlearning benchmark, AegisLLM achieves near-perfect unlearning with only 20 training examples and fewer than 300 LM calls. For jailbreaking benchmarks, we achieve 51% improvement compared to the base model on StrongReject, with false refusal rates of only 7.9% on PHTest compared to 18-55% for comparable methods. Our results highlight the advantages of adaptive, agentic reasoning over static defenses, establishing AegisLLM as a strong runtime alternative to traditional approaches based on model modifications. Code is available at https://github.com/zikuicai/aegisllm

cs.LG

RAG LLMs are Not Safer: A Safety Analysis of Retrieval-Augmented Generation for Large Language Models

Efforts to ensure the safety of large language models (LLMs) include safety fine-tuning, evaluation, and red teaming. However, despite the widespread use of the Retrieval-Augmented Generation (RAG) framework, AI safety work focuses on standard LLMs, which means we know little about how RAG use cases change a model's safety profile. We conduct a detailed comparative analysis of RAG and non-RAG frameworks with eleven LLMs. We find that RAG can make models less safe and change their safety profile. We explore the causes of this change and find that even combinations of safe models with safe documents can cause unsafe generations. In addition, we evaluate some existing red teaming methods for RAG settings and show that they are less effective than when used for non-RAG settings. Our work highlights the need for safety research and red-teaming methods specifically tailored for RAG LLMs.

cs.CL

PoisonedParrot: Subtle Data Poisoning Attacks to Elicit Copyright-Infringing Content from Large Language Models

As the capabilities of large language models (LLMs) continue to expand, their usage has become increasingly prevalent. However, as reflected in numerous ongoing lawsuits regarding LLM-generated content, addressing copyright infringement remains a significant challenge. In this paper, we introduce PoisonedParrot: the first stealthy data poisoning attack that induces an LLM to generate copyrighted content even when the model has not been directly trained on the specific copyrighted material. PoisonedParrot integrates small fragments of copyrighted text into the poison samples using an off-the-shelf LLM. Despite its simplicity, evaluated in a wide range of experiments, PoisonedParrot is surprisingly effective at priming the model to generate copyrighted content with no discernible side effects. Moreover, we discover that existing defenses are largely ineffective against our attack. Finally, we make the first attempt at mitigating copyright-infringement poisoning attacks by proposing a defense: ParrotTrap. We encourage the community to explore this emerging threat model further.

cs.LG

GeoPro-Net: Learning Interpretable Spatiotemporal Prediction Models through Statistically-Guided Geo-Prototyping

The problem of forecasting spatiotemporal events such as crimes and accidents is crucial to public safety and city management. Besides accuracy, interpretability is also a key requirement for spatiotemporal forecasting models to justify the decisions. Interpretation of the spatiotemporal forecasting mechanism is, however, challenging due to the complexity of multi-source spatiotemporal features, the non-intuitive nature of spatiotemporal patterns for non-expert users, and the presence of spatial heterogeneity in the data. Currently, no existing deep learning model intrinsically interprets the complex predictive process learned from multi-source spatiotemporal features. To bridge the gap, we propose GeoPro-Net, an intrinsically interpretable spatiotemporal model for spatiotemporal event forecasting problems. GeoPro-Net introduces a novel Geo-concept convolution operation, which employs statistical tests to extract predictive patterns in the input as Geo-concepts, and condenses the Geo-concept-encoded input through interpretable channel fusion and geographic-based pooling. In addition, GeoPro-Net learns different sets of prototypes of concepts inherently, and projects them to real-world cases for interpretation. Comprehensive experiments and case studies on four real-world datasets demonstrate that GeoPro-Net provides better interpretability while still achieving competitive prediction performance compared with state-of-the-art baselines.

cs.LG

LISA: Learning-Integrated Space Partitioning Framework for Traffic Accident Forecasting on Heterogeneous Spatiotemporal Data

Traffic accident forecasting is an important task for intelligent transportation management and emergency response systems. However, this problem is challenging due to the spatial heterogeneity of the environment. Existing data-driven methods mostly focus on studying homogeneous areas with limited size (e.g. a single urban area such as New York City) and fail to handle the heterogeneous accident patterns over space at different scales. Recent advances (e.g. spatial ensemble) utilize pre-defined space partitions and learn multiple models to improve prediction accuracy. However, external knowledge is required to define proper space partitions before training models and pre-defined partitions may not necessarily reduce the heterogeneity. To address this issue, we propose a novel Learning-Integrated Space Partition Framework (LISA) to simultaneously learn partitions while training models, where the partitioning process and learning process are integrated in a way that partitioning is guided explicitly by prediction accuracy rather than other factors. Experiments using real-world datasets, demonstrate that our work can capture underlying heterogeneous patterns in a self-guided way and substantially improve baseline networks by an average of 13.0%.

cs.LG

Second Language (Arabic) Acquisition of LLMs via Progressive Vocabulary Expansion

This paper addresses the critical need for democratizing large language models (LLM) in the Arab world, a region that has seen slower progress in developing models comparable to state-of-the-art offerings like GPT-4 or ChatGPT 3.5, due to a predominant focus on mainstream languages (e.g., English and Chinese). One practical objective for an Arabic LLM is to utilize an Arabic-specific vocabulary for the tokenizer that could speed up decoding. However, using a different vocabulary often leads to a degradation of learned knowledge since many words are initially out-of-vocabulary (OOV) when training starts. Inspired by the vocabulary learning during Second Language (Arabic) Acquisition for humans, the released AraLLaMA employs progressive vocabulary expansion, which is implemented by a modified BPE algorithm that progressively extends the Arabic subwords in its dynamic vocabulary during training, thereby balancing the OOV ratio at every stage. The ablation study demonstrated the effectiveness of Progressive Vocabulary Expansion. Moreover, AraLLaMA achieves decent performance comparable to the best Arabic LLMs across a variety of Arabic benchmarks. Models, training data, benchmarks, and codes will be all open-sourced.

cs.CL

Alignment at Pre-training! Towards Native Alignment for Arabic LLMs

The alignment of large language models (LLMs) is critical for developing effective and safe language models. Traditional approaches focus on aligning models during the instruction tuning or reinforcement learning stages, referred to in this paper as `post alignment'. We argue that alignment during the pre-training phase, which we term `native alignment', warrants investigation. Native alignment aims to prevent unaligned content from the beginning, rather than relying on post-hoc processing. This approach leverages extensively aligned pre-training data to enhance the effectiveness and usability of pre-trained models. Our study specifically explores the application of native alignment in the context of Arabic LLMs. We conduct comprehensive experiments and ablation studies to evaluate the impact of native alignment on model performance and alignment stability. Additionally, we release open-source Arabic LLMs that demonstrate state-of-the-art performance on various benchmarks, providing significant benefits to the Arabic LLM community.

cs.CL

Ensuring Safety and Trust: Analyzing the Risks of Large Language Models in Medicine

The remarkable capabilities of Large Language Models (LLMs) make them increasingly compelling for adoption in real-world healthcare applications. However, the risks associated with using LLMs in medical applications have not been systematically characterized. We propose using five key principles for safe and trustworthy medical AI: Truthfulness, Resilience, Fairness, Robustness, and Privacy, along with ten specific aspects. Under this comprehensive framework, we introduce a novel MedGuard benchmark with 1,000 expert-verified questions. Our evaluation of 11 commonly used LLMs shows that the current language models, regardless of their safety alignment mechanisms, generally perform poorly on most of our benchmarks, particularly when compared to the high performance of human physicians. Despite recent reports indicate that advanced LLMs like ChatGPT can match or even exceed human performance in various medical tasks, this study underscores a significant safety gap, highlighting the crucial need for human oversight and the implementation of AI safety guardrails.

cs.CL

GenARM: Reward Guided Generation with Autoregressive Reward Model for Test-time Alignment

Large Language Models (LLMs) exhibit impressive capabilities but require careful alignment with human preferences. Traditional training-time methods finetune LLMs using human preference datasets but incur significant training costs and require repeated training to handle diverse user preferences. Test-time alignment methods address this by using reward models (RMs) to guide frozen LLMs without retraining. However, existing test-time approaches rely on trajectory-level RMs which are designed to evaluate complete responses, making them unsuitable for autoregressive text generation that requires computing next-token rewards from partial responses. To address this, we introduce GenARM, a test-time alignment approach that leverages the Autoregressive Reward Model--a novel reward parametrization designed to predict next-token rewards for efficient and effective autoregressive generation. Theoretically, we demonstrate that this parametrization can provably guide frozen LLMs toward any distribution achievable by traditional RMs within the KL-regularized reinforcement learning framework. Experimental results show that GenARM significantly outperforms prior test-time alignment baselines and matches the performance of training-time methods. Additionally, GenARM enables efficient weak-to-strong guidance, aligning larger LLMs with smaller RMs without the high costs of training larger models. Furthermore, GenARM supports multi-objective alignment, allowing real-time trade-offs between preference dimensions and catering to diverse user preferences without retraining. Our project page is available at: https://genarm.github.io.

cs.CL

EnsemW2S: Enhancing Weak-to-Strong Generalization with Large Language Model Ensembles

With Large Language Models (LLMs) rapidly approaching and potentially surpassing human-level performance, it has become imperative to develop approaches capable of effectively supervising and enhancing these powerful models using smaller, human-level models exposed to only human-level data. We address this critical weak-to-strong (W2S) generalization challenge by proposing a novel method aimed at improving weak experts, by training on the same limited human-level data, enabling them to generalize to complex, super-human-level tasks. Our approach, called **EnsemW2S**, employs a token-level ensemble strategy that iteratively combines multiple weak experts, systematically addressing the shortcomings identified in preceding iterations. By continuously refining these weak models, we significantly enhance their collective ability to supervise stronger student models. We extensively evaluate the generalization performance of both the ensemble of weak experts and the subsequent strong student model across in-distribution (ID) and out-of-distribution (OOD) datasets. For OOD, we specifically introduce question difficulty as an additional dimension for defining distributional shifts. Our empirical results demonstrate notable improvements, achieving 4%, and 3.2% improvements on ID datasets and, upto 6% and 2.28% on OOD datasets for experts and student models respectively, underscoring the effectiveness of our proposed method in advancing W2S generalization.

cs.LG

SAFLEX: Self-Adaptive Augmentation via Feature Label Extrapolation

Data augmentation, a cornerstone technique in deep learning, is crucial in enhancing model performance, especially with scarce labeled data. While traditional techniques are effective, their reliance on hand-crafted methods limits their applicability across diverse data types and tasks. Although modern learnable augmentation methods offer increased adaptability, they are computationally expensive and challenging to incorporate within prevalent augmentation workflows. In this work, we present a novel, efficient method for data augmentation, effectively bridging the gap between existing augmentation strategies and emerging datasets and learning tasks. We introduce SAFLEX (Self-Adaptive Augmentation via Feature Label EXtrapolation), which learns the sample weights and soft labels of augmented samples provided by any given upstream augmentation pipeline, using a specifically designed efficient bilevel optimization algorithm. Remarkably, SAFLEX effectively reduces the noise and label errors of the upstream augmentation pipeline with a marginal computational cost. As a versatile module, SAFLEX excels across diverse datasets, including natural and medical images and tabular data, showcasing its prowess in few-shot learning and out-of-distribution generalization. SAFLEX seamlessly integrates with common augmentation strategies like RandAug, CutMix, and those from large pre-trained generative models like stable diffusion and is also compatible with frameworks such as CLIP's fine-tuning. Our findings highlight the potential to adapt existing augmentation pipelines for new data types and tasks, signaling a move towards more adaptable and resilient training frameworks.

cs.LG

Automatic Pseudo-Harmful Prompt Generation for Evaluating False Refusals in Large Language Models

Safety-aligned large language models (LLMs) sometimes falsely refuse pseudo-harmful prompts, like "how to kill a mosquito," which are actually harmless. Frequent false refusals not only frustrate users but also provoke a public backlash against the very values alignment seeks to protect. In this paper, we propose the first method to auto-generate diverse, content-controlled, and model-dependent pseudo-harmful prompts. Using this method, we construct an evaluation dataset called PHTest, which is ten times larger than existing datasets, covers more false refusal patterns, and separately labels controversial prompts. We evaluate 20 LLMs on PHTest, uncovering new insights due to its scale and labeling. Our findings reveal a trade-off between minimizing false refusals and improving safety against jailbreak attacks. Moreover, we show that many jailbreak defenses significantly increase the false refusal rates, thereby undermining usability. Our method and dataset can help developers evaluate and fine-tune safer and more usable LLMs. Our code and dataset are available at https://github.com/umd-huang-lab/FalseRefusal

cs.CL