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Bao-Jun Cai

Publications and source records attributed to Bao-Jun Cai.

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A theoretical overview of isospin and EOS effects in heavy-ion reactions at intermediate energies

The isospin dependence of in-medium nuclear effective interactions is a fundamental issue in nuclear physics and has broad ramifications in astrophysics. Its uncertainties, especially the difference of neutron-proton interactions in the isosinglet and isotriplet channels, affect significantly the density and momentum dependence of the isovector single-nucleon potential and nucleon-nucleon short-range correlation in neutron-rich matter. Consequently, the neutron-proton effective mass splitting and the density dependence of nuclear symmetry energy are still rather uncertain. Heavy-ion reactions especially those involving rare isotopes is a useful tool for probing the isospin dependence of nuclear effective interactions through (1) the neutron-skin in coordinate and proton-skin in momentum of the initial state of colliding nuclei, (2) the density and momentum dependence of especially the isovector nuclear mean-field as well as (3) the isospin dependence of in-medium nucleon-nucleon cross sections. Observations of neutron stars especially since GW1710817 have also helped us significantly in understanding the isospin dependence of nuclear effective interactions. {\it We summarize here a review talk on these issues given at the 2021 International Workshop on multi-facets of EOS and Clustering. For details we refer the readers to the original publications and references therein}.

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Investigating Effects of Relativistic Kinematics, Dimensionality, Interactions, and Short-Range Correlations on the Ratio of Quartic over Quadratic Nuclear Symmetry Energies

While ample evidence for the so-called empirical parabolic law of the Equation of State (EOS) of isospin asymmetric nuclear matter (ANM) has been obtained in many studies within both non-relativistic and relativistic nuclear many-body theories using various interactions, it has been unclear if there is any fundamental physics reason for the small quartic symmetry energy compared to the quadratic one even as the ANM approaches pure neutron matter. Within both relativistic and non-relativistic Free Fermi Gas (FFG) models in coordinate spaces of arbitrary dimension $d$ with and without considering Short-Range Correlations (SRC) as well as non-linear Relativistic Mean Field (RMF) models, we study effects of relativistic kinematics, dimensionality, interactions and SRC on the ratio $Ψ(ρ)$ of quartic over quadratic symmetry energies in ANM EOSs. We found that the ratio $Ψ(ρ)$ in the FFG model depends strongly on the dimension $d$. While it is very small already in the normal 3D space, it could be even smaller in spaces with reduced dimensions for sub-systems of particles in heavy-ion reactions and/or whole neutron stars due to constraints, collectivities and/or symmetries. We also found that the ratio $Ψ(ρ)$ could theoretically become very large only at the ultra-relativistic limit far above the density reachable in neutron stars. On the other hand, nuclear interaction directly and/or indirectly through SRC-induced high-momentum nucleons affect significantly the density dependence of $Ψ(ρ)$ compared to the relativistic FFG model prediction. The SRC affects significantly not only the kinetic energy of symmetric nuclear matter but also the ratio $Ψ(ρ)$ while the relativistic corrections are found negligible. The results may help better understand the EOS of dense neutron-rich matter.

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Effects of isoscalar- and isovector-scalar meson mixing on neutron star structure

Based on the accurately calibrated interaction FSUGold, we show that including isovector scalar $δ$ meson and its coupling to isoscalar scalar $σ$ meson in the relativistic mean field (RMF) model can soften the symmetry energy $E_{\rm{sym}}(n)$ at intermediate densities while stiffen the $E_{\rm{sym}}(n)$ at high densities. We find this new RMF model can be simultaneously compatible with (1) the constraints on the equation of state of symmetric nuclear matter at suprasaturation densities from flow data in heavy-ion collisions, (2) the neutron skin thickness of $^{208}$Pb from the PREX-II experiment, (3) the largest mass of neutron star (NS) reported so far from PSR J0740+6620, (4) the limit of $Λ_{1.4}\leq580$ for the dimensionless tidal deformability of the canonical 1.4$M_{\odot}$ NS from the gravitational wave signal GW170817, (5) the mass-radius relation of PSR J0030+0451 and PSR J0740+6620 measured by NICER, and thus remove the tension between PREX-II and GW170817 observed in the conventional RMF model.

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Progress in Constraining Nuclear Symmetry Energy Using Neutron Star Observables Since GW170817

New observational data of neutron stars since GW170817 have helped improve our knowledge about nuclear symmetry energy especially at high densities. We have learned particularly: (1) The slope parameter $L$ of nuclear symmetry energy at saturation density $ρ_0$ of nuclear matter from 24 new analyses is about $L\approx 57.7\pm 19$ MeV at 68\% confidence level consistent with its fiducial value, (2) The curvature $K_{\rm{sym}}$ from 16 new analyses is about $K_{\rm{sym}}\approx -107\pm 88$ MeV, (3) The magnitude of nuclear symmetry energy at $2ρ_0$, i.e. $E_{\rm{sym}}(2ρ_0)\approx 51\pm 13$ MeV at 68\% confidence level, has been extracted from 9 new analyses of neutron star observables consistent with results from earlier analyses of heavy-ion reactions and the latest predictions of the state-of-the-art nuclear many-body theories, (4) while the available data from canonical neutron stars do not provide tight constraints on nuclear symmetry energy at densities above about $2ρ_0$, the lower radius boundary $R_{2.01}=12.2$ km from NICER's very recent observation of PSR J0740+6620 of mass $2.08\pm 0.07$ $M_{\odot}$ and radius $R=12.2-16.3$ km at 68\% confidence level sets a tight lower limit for nuclear symmetry energy at densities above $2ρ_0$, (5) Bayesian inferences of nuclear symmetry energy using models encapsulating a first-order hadron-quark phase transition from observables of canonical neutron stars indicate that the phase transition shift appreciably both the $L$ and $K_{\rm{sym}}$ to higher values but with larger uncertaintie , (6) The high-density behavior of nuclear symmetry energy affects significantly the minimum frequency necessary to rotationally support GW190814's secondary component of mass (2.50-2.67) $M_{\odot}$ as the fastest and most massive pulsar discovered so far.

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Auxiliary Function Approach for Determining Symmetry Energy at Supra-saturation Densities

Nuclear symmetry energy $E_{\rm{sym}}(ρ)$ at density $ρ$ is normally expanded or simply parameterized as a function of $χ=(ρ-ρ_0)/3ρ_0$ in the form of $E_{\rm{sym}}(ρ)\approx S+Lχ+2^{-1}K_{\rm{sym}}χ^2+6^{-1}J_{\rm{sym}}χ^3+\cdots$ using its magnitude $S$, slope $L $, curvature $K_{\rm{sym}}$ and skewness $J_{\rm{sym}}$ at the saturation density $ρ_0$ of nuclear matter. Much progress has been made in recent years in constraining especially the $S$ and $L$ parameters using various terrestrial experiments and astrophysical observations. However, such kind of expansions/parameterizations do not converge at supra-saturation densities where $χ$ is not small enough, hindering an accurate determination of high-density $E_{\rm{sym}}(ρ)$ even if its characteristic parameters at $ρ_0$ are all well determined by experiments/observations. By expanding the $E_{\rm{sym}}(ρ)$ in terms of a properly chosen auxiliary function $Π_{\rm{sym}}(χ,Θ_{\rm{sym}})$ with a parameter $Θ_{\rm{sym}}$ fixed accurately by an experimental $E_{\rm{sym}}(ρ_{\rm{r}})$ value at a reference density $ρ_{\rm{r}}$, we show that the shortcomings of the $χ$-expansion can be completely removed or significantly reduced in determining the high-density behavior of $E_{\rm{sym}}(ρ)$. In particular, using two significantly different auxiliary functions, we show that the new approach effectively incorporates higher $χ$-order contributions and converges to the same $E_{\rm{sym}}(ρ)$ much faster than the conventional $χ$-expansion at densities $\lesssim3ρ_0$. Several quantitative demonstrations using Monte Carlo simulations are given.

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Intrinsic Correlations Among Characteristics of Neutron-rich Matter Imposed by the Unbound Nature of Pure Neutron Matter

The unbound nature of pure neutron matter (PNM) requires intrinsic correlations between the symmetric nuclear matter (SNM) EOS parameters (incompressibility $K_0$, skewness $J_0$ and kurtosis $I_0$) and those (slope $L$, curvature $K_{\rm{sym}}$ and skewness $J_{\rm{sym}}$) characterizing the symmetry energy independent of any nuclear many-body theory. We investigate these intrinsic correlations and their applications in better constraining the poorly known high-density behavior of nuclear symmetry energy. Several novel correlations connecting the characteristics of SNM EOS with those of nuclear symmetry energy are found. In particular, at the lowest-order of approximations, the bulk parts of the slope $L$, curvature $K_{\rm{sym}}$ and skewness $J_{\rm{sym}}$ of the symmetry energy are found to be $L\approx K_0/3, K_{\rm{sym}}\approx LJ_0/2K_0$ and $J_{\rm{sym}}\approx I_0L/3K_0$, respectively. High-order corrections to these simple relations can be written in terms of the small ratios of high-order EOS parameters. The resulting intrinsic correlations among some of the EOS parameters reproduce very nicely their relations predicted by various microscopic nuclear many-body theories and phenomenological models constrained by available data of terrestrial experiments and astrophysical observations in the literature. The unbound nature of PNM is fundamental and the required intrinsic correlations among the EOS parameters characterizing both the SNM EOS and symmetry energy are universal. These intrinsic correlations provide a novel and model-independent tool not only for consistency checks but also for investigating the poorly known high-density properties of neutron-rich matter by using those with smaller uncertainties.

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Relativistic self-energy decomposition of nuclear symmetry energy and equation of state of neutron matter within QCD sum rules

Abstract (abridged edition): Properties of the relativistic nucleon self-energy decomposition of the symmetry energy as well as the equation of state (EOS) of pure neutron matter (PNM) are explored systematically within the QCD sum rules (QCDSR). Our results in the present work have demonstrated that the QCDSR approach can be used to explore the properties of asymmetric nuclear matter (ANM) in a quantitative manner, at least in lower density region. The QCDSR approach establishes a bridge connecting the EOS of ANM and the non-perturbative QCD vacuum, and thus provides a useful way to understand the properties of dense nucleonic matter from non-perturbative QCD vacuum. These studies are helpful to investigate the QCD origins about the uncertainties of nucleonic matter properties, e.g., the uncertainties of the symmetry energy. On the other hand, the exact knowledge on the EOS of ANM extracted from experiments, observations and model-independent calculations is also very useful for understanding the quark/gluon condensates in nuclear medium, which can provide important information on the chiral symmetry restoration phase transition in nuclear matter as well as the in-medium effects of hadron properties.

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Effects of Neutron-Proton Short-Range Correlation on the Equation of State of Dense Neutron-Rich Nucleonic Matter

The strongly isospin-dependent tensor force leads to short-range correlations (SRC) between neutron-proton (deuteron-like) pairs much stronger than those between proton-proton and neutron-neutron pairs. As a result of the short-range correlations, the single-nucleon momentum distribution develops a high-momentum tail above the Fermi surface. Because of the strongly isospin-dependent short-range correlations, in neutron-rich matter a higher fraction of protons will be depleted from its Fermi sea and populate above the Fermi surface compared to neutrons. This isospin-dependent nucleon momentum distribution may have effects on: (1) nucleon spectroscopic factors of rare isotopes, (2) the equation of state especially the density dependence of nuclear symmetry energy, (3) the coexistence of a proton-skin in momentum space and a neutron-skin in coordinate space (i.e., protons move much faster than neutrons near the surface of heavy nuclei). In this talk, we discuss these features and their possible experimental manifestations. As an example, SRC effects on the nuclear symmetry energy are discussed in detail using a modified Gogny-Hartree-Fock (GHF) energy density functional (EDF) encapsulating the SRC-induced high momentum tail (HMT) in the single-nucleon momentum distribution.

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Neutron matter within QCD sum rules

Equation of state (EOS) of pure neutron matter (PNM) is studied in QCD sum rules (QCDSR). It is found that the QCDSR results on EOS of PNM are in good agreement with predictions by current advanced microscopic many-body theories. Moreover, the higher-order density terms in quark condensates are shown to be important to describe the empirical EOS of PNM in the density region around and above nuclear saturation density although they play minor role at subsaturation densities. The chiral condensates in PNM are also studied, and our results indicate that the higher-order density terms in quark condensates, which are introduced to reasonably describe the empirical EOS of PNM at suprasaturation densities, tend to hinder the appearance of chiral symmetry restoration in PNM at high densities.

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How tightly is nuclear symmetry energy constrained by unitary Fermi gas?

We examine critically how tightly the density dependence of nuclear symmetry energy \esym is constrained by the universal equation of state (EOS) of the unitary Fermi gas $E_{\rm{UG}}(ρ)$ considering currently known uncertainties of higher order parameters describing the density dependence of the Equation of State of isospin-asymmetric nuclear matter. We found that $E_{\rm{UG}}(ρ)$ does provide a useful lower boundary for the \esym. However, it does not tightly constrain the correlation between the magnitude $E_{\rm{sym}}(ρ_0)$ and slope $L$ unless the curvature $K_{\rm{sym}}$ of the symmetry energy at saturation density $ρ_0$ is more precisely known. The large uncertainty in the skewness parameters affects the $E_{\rm{sym}}(ρ_0)$ versus $L$ correlation by the same almost as significantly as the uncertainty in $K_{\rm{sym}}$.

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Nucleon Effective Masses in Neutron-Rich Matter

Various kinds of isovector nucleon effective masses are used in the literature to characterize the momentum/energy dependence of the nucleon symmetry potential or self-energy due to the space/time non-locality of the underlying isovector strong interaction in neutron-rich nucleonic matter. The multifaceted studies on nucleon isovector effective masses are multi-disciplinary in nature. Besides structures, masses and low-lying excited states of nuclei as well as nuclear reactions, studies of the isospin dependence of short-range correlations in nuclei from scatterings of high-energy electrons and protons on heavy nuclei also help understand nucleon effective masses especially the so-called E-mass in neutron-rich matter. A thorough understanding of all kinds of nucleon effective masses has multiple impacts on many interesting issues in both nuclear physics and astrophysics. We review some of the significant progresses made in recent years by the nuclear physics community in resolving some of the hotly debated and longstanding issues regarding nucleon effective masses especially in dense neutron-rich matter.

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Constraints on the skewness coefficient of symmetric nuclear matter within the nonlinear relativistic mean field model

Within the nonlinear relativistic mean field (NL-RMF) model, we show that both the pressure of symmetric nuclear matter at supra-saturation densities and the maximum mass of neutron stars are sensitive to the skewness coefficient $J_0$ of symmetric nuclear matter. Using experimental constraints on the pressure of symmetric nuclear matter at supra-saturation densities from flow data in heavy ion collisions and the astrophysical observation of a large mass neutron star PSR J0348+0432, with the former favoring a smaller $J_0$ while the latter a larger $J_0$, we extract a constraint of $-494 \mathrm{MeV}\leq J_0\leq -10 \mathrm{MeV}$ based on the NL-RMF model. This constraint is compared with the results obtained in other analyses.

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Proton-skins in momentum space and neutron-skins in coordinate space in heavy nuclei

Neutron-skins in coordinate space and proton-skins in momentum space are predicted to coexist in heavy nuclei and their correlation is governed by Liouville's theorem and Heisenberg's uncertainty principle. An analysis of their correlation within a further extended Thomas-Fermi (ETF$^+$) approximation incorporating effects of nucleon short-range correlations reveals generally that protons move faster than neutrons in neutron-skins of heavy nuclei.

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Isospin dependence of nucleon effective masses in neutron-rich matter

In this talk, we first briefly review the isospin dependence of the total nucleon effective mass $M^{\ast}_{J}$ inferred from analyzing nucleon-nucleus scattering data within an isospin dependent non-relativistic optical potential model, and the isospin dependence of the nucleon E-mass $M^{\ast,\rm{E}}_{J}$ obtained from applying the Migdal-Luttinger theorem to a phenomenological single-nucleon momentum distribution in nuclei constrained by recent electron-nucleus scattering experiments. Combining information about the isospin dependence of both the nucleon total effective mass and E-mass, we then infer the isospin dependence of nucleon k-mass using the well-known relation $M^{\ast}_{J}=M^{\ast,\rm{E}}_{J}\cdot M^{\ast,\rm{k}}_{J}$. Implications of the results on the nucleon mean free path (MFP) in neutron-rich matter are discussed.

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Nucleon Effective E-Mass in Neutron-Rich Matter from the Migdal-Luttinger Jump

The well-known Migdal-Luttinger theorem states that the jump of the single-nucleon momentum distribution at the Fermi surface is equal to the inverse of the nucleon effective E-mass. Recent experiments studying short-range correlations (SRC) in nuclei using electron-nucleus scatterings at the Jefferson National Laboratory (JLAB) together with model calculations constrained significantly the Migdal-Luttinger jump at saturation density of nuclear matter. We show that the corresponding nucleon effective E-mass is consequently constrained to $M_0^{\ast,\rm{E}}/M\approx2.22\pm0.35$ in symmetric nuclear matter (SNM) and the E-mass of neutrons is smaller than that of protons in neutron-rich matter. Moreover, the average depletion of the nucleon Fermi sea increases (decreases) approximately linearly with the isospin asymmetry $δ$ according to $κ_{\rm{p}/\rm{n}}\approx 0.21\pm0.06 \pm (0.19\pm0.08)δ$ for protons (neutrons). These results will help improve our knowledge about the space-time non-locality of the single-nucleon potential in neutron-rich nucleonic matter useful in both nuclear physics and astrophysics.

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Symmetry energy of cold nucleonic matter within a relativistic mean field model encapsulating effects of high momentum nucleons induced by short-range correlations

Significant progress has been made recently in constraining the isospin-dependent parameters characterizing the SRC (short-range correlation)-modified single-nucleon momentum distribution in neutron-rich nucleonic matter using both experimental data and microscopic model calculations. Using the constrained single-nucleon momentum distribution in a nonlinear relativistic mean field (RMF) model, we study the equation of state (EOS) of asymmetric nucleonic matter (ANM), especially the density dependence of nuclear symmetry energy $E_{\rm{sym}}(ρ)$. Firstly, as a test of the model, the average nucleon kinetic energy extracted recently from electron-nucleus scattering experiments using a neutron-proton dominance model is well reproduced by the RMF model incorporating effects of the SRC-induced high momentum nucleons, while it is significantly under predicted by the RMF model using a step function for the single-nucleon momentum distribution as in free Fermi gas (FFG) models. Secondly, the kinetic symmetry energy of quasi-nucleons is found to be $E^{\rm{kin}}_{\rm{sym}}(ρ_0)=-16.94\pm13.66\,\rm{MeV}$ which is dramatically different from the prediction of $E^{\rm{kin}}_{\rm{sym}}(ρ_0)\approx 12.5$ MeV by FFG models at nuclear matter saturation density $ρ_0=0.16\,\rm{fm}^{-3}$. Thirdly, comparing the RMF calculations with and without the high momentum nucleons using two sets of model parameters both reproducing identically all empirically constraints on the EOS of symmetric nuclear matter (SNM) and the symmetry energy of ANM at $ρ_0$, the SRC-modified single-nucleon momentum distribution is found to make the $E_{\rm{sym}}(ρ)$ more concave around $ρ_0$ by softening it significantly at both sub-saturation and supra-saturation densities, leading to an isospin-dependent incompressibility of ANM in better agreement with existing experimental data.

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Critical Density and Impact of $Δ(1232)$ Resonance Formation in Neutron Stars

The critical densities and impact of forming \D resonances in neutron stars are investigated within an extended nonlinear relativistic mean-field (RMF) model. The critical densities for the formation of four different charge states of \D are found to depend differently on the separate kinetic and potential parts of nuclear symmetry energy, the first example of a microphysical property of neutron stars to do so. Moreover, they are sensitive to the in-medium Delta mass $m_Δ$ and the completely unknown $Δ$-$ρ$ coupling strength $g_{ρΔ}$. In the universal baryon-meson coupling scheme where the respective $Δ$-meson and nucleon-meson coupling constants are assumed to be the same, the critical density for the first $Δ^-(1232)$ to appear is found to be \rc=$(2.08\pm0.02)ρ_0$ using RMF model parameters consistent with current constraints on all seven macroscopic parameters usually used to characterize the equation of state (EoS) of isospin-asymmetric nuclear matter (ANM) at saturation density $ρ_0$. Moreover, the composition and the mass-radius relation of neutron stars are found to depend significantly on the values of the $g_{ρΔ}$ and $m_Δ$.

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The isospin quartic term in the kinetic energy of neutron-rich nucleonic matter

The energy of a free gas of neutrons and protons is well known to be approximately isospin parabolic with a negligibly small quartic term of only $0.45$ MeV at the saturation density of nuclear matter $ρ_0=0.16/\rm{fm}^3$. Using an isospin-dependent single-nucleon momentum distribution including a high (low) momentum tail (depletion) with its shape parameters constrained by recent high-energy electron scattering and medium-energy nuclear photodisintegration experiments as well as the state-of-the-art calculations of the deuteron wave function and the equation of state of pure neutron matter near the unitary limit within several modern microscopic many-body theories, we show for the first time that the kinetic energy of interacting nucleons in neutron-rich nucleonic matter has a significant quartic term of $7.18\pm2.52\,\rm{MeV}$. Such a large quartic term has significant ramifications in determining the equation of state of neutron-rich nucleonic matter using both terrestrial and astrophysical observables.

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