arXiv subjects

Barbara Hammer

Publications and source records attributed to Barbara Hammer.

At least 91 records · Page 5Linked to original sources

arXiv2024

Localizing Anomalies in Critical Infrastructure using Model-Based Drift Explanations

Facing climate change, the already limited availability of drinking water will decrease in the future rendering drinking water an increasingly scarce resource. Considerable amounts of it are lost through leakages in water transportation and distribution networks. Thus, anomaly detection and localization, in particular for leakages, are crucial but challenging tasks due to the complex interactions and changing demands in water distribution networks. In this work, we analyze the effects of anomalies on the dynamics of critical infrastructure systems by modeling the networks employing Bayesian networks. We then discuss how the problem is connected to and can be considered through the lens of concept drift. In particular, we argue that model-based explanations of concept drift are a promising tool for localizing anomalies given limited information about the network. The methodology is experimentally evaluated using realistic benchmark scenarios. To showcase that our methodology applies to critical infrastructure more generally, in addition to considering leakages and sensor faults in water systems, we showcase the suitability of the derived technique to localize sensor faults in power systems.

cs.LG↗

arXiv2024

Beyond TreeSHAP: Efficient Computation of Any-Order Shapley Interactions for Tree Ensembles

While shallow decision trees may be interpretable, larger ensemble models like gradient-boosted trees, which often set the state of the art in machine learning problems involving tabular data, still remain black box models. As a remedy, the Shapley value (SV) is a well-known concept in explainable artificial intelligence (XAI) research for quantifying additive feature attributions of predictions. The model-specific TreeSHAP methodology solves the exponential complexity for retrieving exact SVs from tree-based models. Expanding beyond individual feature attribution, Shapley interactions reveal the impact of intricate feature interactions of any order. In this work, we present TreeSHAP-IQ, an efficient method to compute any-order additive Shapley interactions for predictions of tree-based models. TreeSHAP-IQ is supported by a mathematical framework that exploits polynomial arithmetic to compute the interaction scores in a single recursive traversal of the tree, akin to Linear TreeSHAP. We apply TreeSHAP-IQ on state-of-the-art tree ensembles and explore interactions on well-established benchmark datasets.

cs.LG↗

arXiv2024

Investigating the Suitability of Concept Drift Detection for Detecting Leakages in Water Distribution Networks

Leakages are a major risk in water distribution networks as they cause water loss and increase contamination risks. Leakage detection is a difficult task due to the complex dynamics of water distribution networks. In particular, small leakages are hard to detect. From a machine-learning perspective, leakages can be modeled as concept drift. Thus, a wide variety of drift detection schemes seems to be a suitable choice for detecting leakages. In this work, we explore the potential of model-loss-based and distribution-based drift detection methods to tackle leakage detection. We additionally discuss the issue of temporal dependencies in the data and propose a way to cope with it when applying distribution-based detection. We evaluate different methods systematically for leakages of different sizes and detection times. Additionally, we propose a first drift-detection-based technique for localizing leakages.

cs.LG↗

arXiv2023

A Remark on Concept Drift for Dependent Data

Concept drift, i.e., the change of the data generating distribution, can render machine learning models inaccurate. Several works address the phenomenon of concept drift in the streaming context usually assuming that consecutive data points are independent of each other. To generalize to dependent data, many authors link the notion of concept drift to time series. In this work, we show that the temporal dependencies are strongly influencing the sampling process. Thus, the used definitions need major modifications. In particular, we show that the notion of stationarity is not suited for this setup and discuss alternatives. We demonstrate that these alternative formal notions describe the observable learning behavior in numerical experiments.

cs.LG↗

arXiv2023

Trust, distrust, and appropriate reliance in (X)AI: a survey of empirical evaluation of user trust

A current concern in the field of Artificial Intelligence (AI) is to ensure the trustworthiness of AI systems. The development of explainability methods is one prominent way to address this, which has often resulted in the assumption that the use of explainability will lead to an increase in the trust of users and wider society. However, the dynamics between explainability and trust are not well established and empirical investigations of their relation remain mixed or inconclusive. In this paper we provide a detailed description of the concepts of user trust and distrust in AI and their relation to appropriate reliance. For that we draw from the fields of machine learning, human-computer interaction, and the social sciences. Furthermore, we have created a survey of existing empirical studies that investigate the effects of AI systems and XAI methods on user (dis)trust. With clarifying the concepts and summarizing the empirical investigations, we aim to provide researchers, who examine user trust in AI, with an improved starting point for developing user studies to measure and evaluate the user's attitude towards and reliance on AI systems.

cs.HC↗

arXiv2023

BERT WEAVER: Using WEight AVERaging to enable lifelong learning for transformer-based models in biomedical semantic search engines

Recent developments in transfer learning have boosted the advancements in natural language processing tasks. The performance is, however, dependent on high-quality, manually annotated training data. Especially in the biomedical domain, it has been shown that one training corpus is not enough to learn generic models that are able to efficiently predict on new data. Therefore, in order to be used in real world applications state-of-the-art models need the ability of lifelong learning to improve performance as soon as new data are available - without the need of re-training the whole model from scratch. We present WEAVER, a simple, yet efficient post-processing method that infuses old knowledge into the new model, thereby reducing catastrophic forgetting. We show that applying WEAVER in a sequential manner results in similar word embedding distributions as doing a combined training on all data at once, while being computationally more efficient. Because there is no need of data sharing, the presented method is also easily applicable to federated learning settings and can for example be beneficial for the mining of electronic health records from different clinics.

cs.CL↗

arXiv2023

SHAP-IQ: Unified Approximation of any-order Shapley Interactions

Predominately in explainable artificial intelligence (XAI) research, the Shapley value (SV) is applied to determine feature attributions for any black box model. Shapley interaction indices extend the SV to define any-order feature interactions. Defining a unique Shapley interaction index is an open research question and, so far, three definitions have been proposed, which differ by their choice of axioms. Moreover, each definition requires a specific approximation technique. Here, we propose SHAPley Interaction Quantification (SHAP-IQ), an efficient sampling-based approximator to compute Shapley interactions for arbitrary cardinal interaction indices (CII), i.e. interaction indices that satisfy the linearity, symmetry and dummy axiom. SHAP-IQ is based on a novel representation and, in contrast to existing methods, we provide theoretical guarantees for its approximation quality, as well as estimates for the variance of the point estimates. For the special case of SV, our approach reveals a novel representation of the SV and corresponds to Unbiased KernelSHAP with a greatly simplified calculation. We illustrate the computational efficiency and effectiveness by explaining language, image classification and high-dimensional synthetic models.

cs.LG↗

arXiv2023

One or Two Things We know about Concept Drift -- A Survey on Monitoring Evolving Environments

The world surrounding us is subject to constant change. These changes, frequently described as concept drift, influence many industrial and technical processes. As they can lead to malfunctions and other anomalous behavior, which may be safety-critical in many scenarios, detecting and analyzing concept drift is crucial. In this paper, we provide a literature review focusing on concept drift in unsupervised data streams. While many surveys focus on supervised data streams, so far, there is no work reviewing the unsupervised setting. However, this setting is of particular relevance for monitoring and anomaly detection which are directly applicable to many tasks and challenges in engineering. This survey provides a taxonomy of existing work on drift detection. Besides, it covers the current state of research on drift localization in a systematic way. In addition to providing a systematic literature review, this work provides precise mathematical definitions of the considered problems and contains standardized experiments on parametric artificial datasets allowing for a direct comparison of different strategies for detection and localization. Thereby, the suitability of different schemes can be analyzed systematically and guidelines for their usage in real-world scenarios can be provided. Finally, there is a section on the emerging topic of explaining concept drift.

cs.LG↗

arXiv2023

Unsupervised Unlearning of Concept Drift with Autoencoders

Concept drift refers to a change in the data distribution affecting the data stream of future samples. Consequently, learning models operating on the data stream might become obsolete, and need costly and difficult adjustments such as retraining or adaptation. Existing methods usually implement a local concept drift adaptation scheme, where either incremental learning of the models is used, or the models are completely retrained when a drift detection mechanism triggers an alarm. This paper proposes an alternative approach in which an unsupervised and model-agnostic concept drift adaptation method at the global level is introduced, based on autoencoders. Specifically, the proposed method aims to ``unlearn'' the concept drift without having to retrain or adapt any of the learning models operating on the data. An extensive experimental evaluation is conducted in two application domains. We consider a realistic water distribution network with more than 30 models in-place, from which we create 200 simulated data sets / scenarios. We further consider an image-related task to demonstrate the effectiveness of our method.

cs.LG↗

arXiv2023

iSAGE: An Incremental Version of SAGE for Online Explanation on Data Streams

Existing methods for explainable artificial intelligence (XAI), including popular feature importance measures such as SAGE, are mostly restricted to the batch learning scenario. However, machine learning is often applied in dynamic environments, where data arrives continuously and learning must be done in an online manner. Therefore, we propose iSAGE, a time- and memory-efficient incrementalization of SAGE, which is able to react to changes in the model as well as to drift in the data-generating process. We further provide efficient feature removal methods that break (interventional) and retain (observational) feature dependencies. Moreover, we formally analyze our explanation method to show that iSAGE adheres to similar theoretical properties as SAGE. Finally, we evaluate our approach in a thorough experimental analysis based on well-established data sets and data streams with concept drift.

cs.LG↗

arXiv2023

iPDP: On Partial Dependence Plots in Dynamic Modeling Scenarios

Post-hoc explanation techniques such as the well-established partial dependence plot (PDP), which investigates feature dependencies, are used in explainable artificial intelligence (XAI) to understand black-box machine learning models. While many real-world applications require dynamic models that constantly adapt over time and react to changes in the underlying distribution, XAI, so far, has primarily considered static learning environments, where models are trained in a batch mode and remain unchanged. We thus propose a novel model-agnostic XAI framework called incremental PDP (iPDP) that extends on the PDP to extract time-dependent feature effects in non-stationary learning environments. We formally analyze iPDP and show that it approximates a time-dependent variant of the PDP that properly reacts to real and virtual concept drift. The time-sensitivity of iPDP is controlled by a single smoothing parameter, which directly corresponds to the variance and the approximation error of iPDP in a static learning environment. We illustrate the efficacy of iPDP by showcasing an example application for drift detection and conducting multiple experiments on real-world and synthetic data sets and streams.

cs.LG↗

arXiv2023

For Better or Worse: The Impact of Counterfactual Explanations' Directionality on User Behavior in xAI

Counterfactual explanations (CFEs) are a popular approach in explainable artificial intelligence (xAI), highlighting changes to input data necessary for altering a model's output. A CFE can either describe a scenario that is better than the factual state (upward CFE), or a scenario that is worse than the factual state (downward CFE). However, potential benefits and drawbacks of the directionality of CFEs for user behavior in xAI remain unclear. The current user study (N=161) compares the impact of CFE directionality on behavior and experience of participants tasked to extract new knowledge from an automated system based on model predictions and CFEs. Results suggest that upward CFEs provide a significant performance advantage over other forms of counterfactual feedback. Moreover, the study highlights potential benefits of mixed CFEs improving user performance compared to downward CFEs or no explanations. In line with the performance results, users' explicit knowledge of the system is statistically higher after receiving upward CFEs compared to downward comparisons. These findings imply that the alignment between explanation and task at hand, the so-called regulatory fit, may play a crucial role in determining the effectiveness of model explanations, informing future research directions in xAI. To ensure reproducible research, the entire code, underlying models and user data of this study is openly available: https://github.com/ukuhl/DirectionalAlienZoo

cs.AI↗

arXiv2023

Adversarial Attacks on Leakage Detectors in Water Distribution Networks

Many Machine Learning models are vulnerable to adversarial attacks: There exist methodologies that add a small (imperceptible) perturbation to an input such that the model comes up with a wrong prediction. Better understanding of such attacks is crucial in particular for models used in security-critical domains, such as monitoring of water distribution networks, in order to devise counter-measures enhancing model robustness and trustworthiness. We propose a taxonomy for adversarial attacks against machine learning based leakage detectors in water distribution networks. Following up on this, we focus on a particular type of attack: an adversary searching the least sensitive point, that is, the location in the water network where the largest possible undetected leak could occur. Based on a mathematical formalization of the least sensitive point problem, we use three different algorithmic approaches to find a solution. Results are evaluated on two benchmark water distribution networks.

cs.CR↗

arXiv2023

Model Based Explanations of Concept Drift

The notion of concept drift refers to the phenomenon that the distribution generating the observed data changes over time. If drift is present, machine learning models can become inaccurate and need adjustment. While there do exist methods to detect concept drift or to adjust models in the presence of observed drift, the question of explaining drift, i.e., describing the potentially complex and high dimensional change of distribution in a human-understandable fashion, has hardly been considered so far. This problem is of importance since it enables an inspection of the most prominent characteristics of how and where drift manifests itself. Hence, it enables human understanding of the change and it increases acceptance of life-long learning models. In this paper, we present a novel technology characterizing concept drift in terms of the characteristic change of spatial features based on various explanation techniques. To do so, we propose a methodology to reduce the explanation of concept drift to an explanation of models that are trained in a suitable way extracting relevant information regarding the drift. This way a large variety of explanation schemes is available. Thus, a suitable method can be selected for the problem of drift explanation at hand. We outline the potential of this approach and demonstrate its usefulness in several examples.

cs.LG↗

arXiv2023

"Why Here and Not There?" -- Diverse Contrasting Explanations of Dimensionality Reduction

Dimensionality reduction is a popular preprocessing and a widely used tool in data mining. Transparency, which is usually achieved by means of explanations, is nowadays a widely accepted and crucial requirement of machine learning based systems like classifiers and recommender systems. However, transparency of dimensionality reduction and other data mining tools have not been considered in much depth yet, still it is crucial to understand their behavior -- in particular practitioners might want to understand why a specific sample got mapped to a specific location. In order to (locally) understand the behavior of a given dimensionality reduction method, we introduce the abstract concept of contrasting explanations for dimensionality reduction, and apply a realization of this concept to the specific application of explaining two dimensional data visualization.

cs.LG↗

arXiv2023

Combining self-labeling and demand based active learning for non-stationary data streams

Learning from non-stationary data streams is a research direction that gains increasing interest as more data in form of streams becomes available, for example from social media, smartphones, or industrial process monitoring. Most approaches assume that the ground truth of the samples becomes available (possibly with some delay) and perform supervised online learning in the test-then-train scheme. While this assumption might be valid in some scenarios, it does not apply to all settings. In this work, we focus on scarcely labeled data streams and explore the potential of self-labeling in gradually drifting data streams. We formalize this setup and propose a novel online $k$-nn classifier that combines self-labeling and demand-based active learning.

cs.LG↗

arXiv2022

On the Change of Decision Boundaries and Loss in Learning with Concept Drift

The notion of concept drift refers to the phenomenon that the distribution generating the observed data changes over time. If drift is present, machine learning models may become inaccurate and need adjustment. Many technologies for learning with drift rely on the interleaved test-train error (ITTE) as a quantity which approximates the model generalization error and triggers drift detection and model updates. In this work, we investigate in how far this procedure is mathematically justified. More precisely, we relate a change of the ITTE to the presence of real drift, i.e., a changed posterior, and to a change of the training result under the assumption of optimality. We support our theoretical findings by empirical evidence for several learning algorithms, models, and datasets.

cs.LG↗

arXiv2022

Explainable Artificial Intelligence for Improved Modeling of Processes

In modern business processes, the amount of data collected has increased substantially in recent years. Because this data can potentially yield valuable insights, automated knowledge extraction based on process mining has been proposed, among other techniques, to provide users with intuitive access to the information contained therein. At present, the majority of technologies aim to reconstruct explicit business process models. These are directly interpretable but limited concerning the integration of diverse and real-valued information sources. On the other hand, Machine Learning (ML) benefits from the vast amount of data available and can deal with high-dimensional sources, yet it has rarely been applied to being used in processes. In this contribution, we evaluate the capability of modern Transformer architectures as well as more classical ML technologies of modeling process regularities, as can be quantitatively evaluated by their prediction capability. In addition, we demonstrate the capability of attentional properties and feature relevance determination by highlighting features that are crucial to the processes' predictive abilities. We demonstrate the efficacy of our approach using five benchmark datasets and show that the ML models are capable of predicting critical outcomes and that the attention mechanisms or XAI components offer new insights into the underlying processes.

cs.LG↗