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Barbara Plank

Publications and source records attributed to Barbara Plank.

At least 73 records · Page 4Linked to original sources

Evaluating Large Language Models for Cross-Lingual Retrieval

Multi-stage information retrieval (IR) has become a widely-adopted paradigm in search. While Large Language Models (LLMs) have been extensively evaluated as second-stage reranking models for monolingual IR, a systematic large-scale comparison is still lacking for cross-lingual IR (CLIR). Moreover, while prior work shows that LLM-based rerankers improve CLIR performance, their evaluation setup relies on lexical retrieval with machine translation (MT) for the first stage. This is not only prohibitively expensive but also prone to error propagation across stages. Our evaluation on passage-level and document-level CLIR reveals that further gains can be achieved with multilingual bi-encoders as first-stage retrievers and that the benefits of translation diminishes with stronger reranking models. We further show that pairwise rerankers based on instruction-tuned LLMs perform competitively with listwise rerankers. To the best of our knowledge, we are the first to study the interaction between retrievers and rerankers in two-stage CLIR with LLMs. Our findings reveal that, without MT, current state-of-the-art rerankers fall severely short when directly applied in CLIR.

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References Matter: Investigating the Impact of Reference Set Variation on Summarization Evaluation

Human language production exhibits remarkable richness and variation, reflecting diverse communication styles and intents. However, this variation is often overlooked in summarization evaluation. While having multiple reference summaries is known to improve correlation with human judgments, the impact of the reference set on reference-based metrics has not been systematically investigated. This work examines the sensitivity of widely used reference-based metrics in relation to the choice of reference sets, analyzing three diverse multi-reference summarization datasets: SummEval, GUMSum, and DUC2004. We demonstrate that many popular metrics exhibit significant instability. This instability is particularly concerning for n-gram-based metrics like ROUGE, where model rankings vary depending on the reference sets, undermining the reliability of model comparisons. We also collect human judgments on LLM outputs for genre-diverse data and examine their correlation with metrics to supplement existing findings beyond newswire summaries, finding weak-to-no correlation. Taken together, we recommend incorporating reference set variation into summarization evaluation to enhance consistency alongside correlation with human judgments, especially when evaluating LLMs.

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M-ABSA: A Multilingual Dataset for Aspect-Based Sentiment Analysis

Aspect-based sentiment analysis (ABSA) is a crucial task in information extraction and sentiment analysis, aiming to identify aspects with associated sentiment elements in text. However, existing ABSA datasets are predominantly English-centric, limiting the scope for multilingual evaluation and research. To bridge this gap, we present M-ABSA, a comprehensive dataset spanning 7 domains and 21 languages, making it the most extensive multilingual parallel dataset for ABSA to date. Our primary focus is on triplet extraction, which involves identifying aspect terms, aspect categories, and sentiment polarities. The dataset is constructed through an automatic translation process with human review to ensure quality. We perform extensive experiments using various baselines to assess performance and compatibility on M-ABSA. Our empirical findings highlight that the dataset enables diverse evaluation tasks, such as multilingual and multi-domain transfer learning, and large language model evaluation, underscoring its inclusivity and its potential to drive advancements in multilingual ABSA research.

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Aligning NLP Models with Target Population Perspectives using PAIR: Population-Aligned Instance Replication

Models trained on crowdsourced annotations may not reflect population views, if those who work as annotators do not represent the broader population. In this paper, we propose PAIR: Population-Aligned Instance Replication, a post-processing method that adjusts training data to better reflect target population characteristics without collecting additional annotations. Using simulation studies on offensive language and hate speech detection with varying annotator compositions, we show that non-representative pools degrade model calibration while leaving accuracy largely unchanged. PAIR corrects these calibration problems by replicating annotations from underrepresented annotator groups to match population proportions. We conclude with recommendations for improving the representativity of training data and model performance.

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Revisiting Active Learning under (Human) Label Variation

Access to high-quality labeled data remains a limiting factor in applied supervised learning. While label variation (LV), i.e., differing labels for the same instance, is common, especially in natural language processing, annotation frameworks often still rest on the assumption of a single ground truth. This overlooks human label variation (HLV), the occurrence of plausible differences in annotations, as an informative signal. Similarly, active learning (AL), a popular approach to optimizing the use of limited annotation budgets in training ML models, often relies on at least one of several simplifying assumptions, which rarely hold in practice when acknowledging HLV. In this paper, we examine foundational assumptions about truth and label nature, highlighting the need to decompose observed LV into signal (e.g., HLV) and noise (e.g., annotation error). We survey how the AL and (H)LV communities have addressed -- or neglected -- these distinctions and propose a conceptual framework for incorporating HLV throughout the AL loop, including instance selection, annotator choice, and label representation. We further discuss the integration of large language models (LLM) as annotators. Our work aims to lay a conceptual foundation for HLV-aware active learning, better reflecting the complexities of real-world annotation.

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Better Aligned with Survey Respondents or Training Data? Unveiling Political Leanings of LLMs on U.S. Supreme Court Cases

Recent works have shown that Large Language Models (LLMs) have a tendency to memorize patterns and biases present in their training data, raising important questions about how such memorized content influences model behavior. One such concern is the emergence of political bias in LLM outputs. In this paper, we investigate the extent to which LLMs' political leanings reflect memorized patterns from their pretraining corpora. We propose a method to quantitatively evaluate political leanings embedded in the large pretraining corpora. Subsequently we investigate to whom are the LLMs' political leanings more aligned with, their pretrainig corpora or the surveyed human opinions. As a case study, we focus on probing the political leanings of LLMs in 32 US Supreme Court cases, addressing contentious topics such as abortion and voting rights. Our findings reveal that LLMs strongly reflect the political leanings in their training data, and no strong correlation is observed with their alignment to human opinions as expressed in surveys. These results underscore the importance of responsible curation of training data, and the methodology for auditing the memorization in LLMs to ensure human-AI alignment.

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Circuit Compositions: Exploring Modular Structures in Transformer-Based Language Models

A fundamental question in interpretability research is to what extent neural networks, particularly language models, implement reusable functions through subnetworks that can be composed to perform more complex tasks. Recent advances in mechanistic interpretability have made progress in identifying $\textit{circuits}$, which represent the minimal computational subgraphs responsible for a model's behavior on specific tasks. However, most studies focus on identifying circuits for individual tasks without investigating how functionally similar circuits $\textit{relate}$ to each other. To address this gap, we study the modularity of neural networks by analyzing circuits for highly compositional subtasks within a transformer-based language model. Specifically, given a probabilistic context-free grammar, we identify and compare circuits responsible for ten modular string-edit operations. Our results indicate that functionally similar circuits exhibit both notable node overlap and cross-task faithfulness. Moreover, we demonstrate that the circuits identified can be reused and combined through set operations to represent more complex functional model capabilities.

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Pragmatics in the Era of Large Language Models: A Survey on Datasets, Evaluation, Opportunities and Challenges

Understanding pragmatics-the use of language in context-is crucial for developing NLP systems capable of interpreting nuanced language use. Despite recent advances in language technologies, including large language models, evaluating their ability to handle pragmatic phenomena such as implicatures and references remains challenging. To advance pragmatic abilities in models, it is essential to understand current evaluation trends and identify existing limitations. In this survey, we provide a comprehensive review of resources designed for evaluating pragmatic capabilities in NLP, categorizing datasets by the pragmatic phenomena they address. We analyze task designs, data collection methods, evaluation approaches, and their relevance to real-world applications. By examining these resources in the context of modern language models, we highlight emerging trends, challenges, and gaps in existing benchmarks. Our survey aims to clarify the landscape of pragmatic evaluation and guide the development of more comprehensive and targeted benchmarks, ultimately contributing to more nuanced and context-aware NLP models.

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Do LLMs Give Psychometrically Plausible Responses in Educational Assessments?

Knowing how test takers answer items in educational assessments is essential for test development, to evaluate item quality, and to improve test validity. However, this process usually requires extensive pilot studies with human participants. If large language models (LLMs) exhibit human-like response behavior to test items, this could open up the possibility of using them as pilot participants to accelerate test development. In this paper, we evaluate the human-likeness or psychometric plausibility of responses from 18 instruction-tuned LLMs with two publicly available datasets of multiple-choice test items across three subjects: reading, U.S. history, and economics. Our methodology builds on two theoretical frameworks from psychometrics which are commonly used in educational assessment, classical test theory and item response theory. The results show that while larger models are excessively confident, their response distributions can be more human-like when calibrated with temperature scaling. In addition, we find that LLMs tend to correlate better with humans in reading comprehension items compared to other subjects. However, the correlations are not very strong overall, indicating that LLMs should not be used for piloting educational assessments in a zero-shot setting.

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Probing LLMs for Multilingual Discourse Generalization Through a Unified Label Set

Discourse understanding is essential for many NLP tasks, yet most existing work remains constrained by framework-dependent discourse representations. This work investigates whether large language models (LLMs) capture discourse knowledge that generalizes across languages and frameworks. We address this question along two dimensions: (1) developing a unified discourse relation label set to facilitate cross-lingual and cross-framework discourse analysis, and (2) probing LLMs to assess whether they encode generalizable discourse abstractions. Using multilingual discourse relation classification as a testbed, we examine a comprehensive set of 23 LLMs of varying sizes and multilingual capabilities. Our results show that LLMs, especially those with multilingual training corpora, can generalize discourse information across languages and frameworks. Further layer-wise analyses reveal that language generalization at the discourse level is most salient in the intermediate layers. Lastly, our error analysis provides an account of challenging relation classes.

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A Multi-Dialectal Dataset for German Dialect ASR and Dialect-to-Standard Speech Translation

Although Germany has a diverse landscape of dialects, they are underrepresented in current automatic speech recognition (ASR) research. To enable studies of how robust models are towards dialectal variation, we present Betthupferl, an evaluation dataset containing four hours of read speech in three dialect groups spoken in Southeast Germany (Franconian, Bavarian, Alemannic), and half an hour of Standard German speech. We provide both dialectal and Standard German transcriptions, and analyze the linguistic differences between them. We benchmark several multilingual state-of-the-art ASR models on speech translation into Standard German, and find differences between how much the output resembles the dialectal vs. standardized transcriptions. Qualitative error analyses of the best ASR model reveal that it sometimes normalizes grammatical differences, but often stays closer to the dialectal constructions.

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LLMs instead of Human Judges? A Large Scale Empirical Study across 20 NLP Evaluation Tasks

There is an increasing trend towards evaluating NLP models with LLMs instead of human judgments, raising questions about the validity of these evaluations, as well as their reproducibility in the case of proprietary models. We provide JUDGE-BENCH, an extensible collection of 20 NLP datasets with human annotations covering a broad range of evaluated properties and types of data, and comprehensively evaluate 11 current LLMs, covering both open-weight and proprietary models, for their ability to replicate the annotations. Our evaluations show substantial variance across models and datasets. Models are reliable evaluators on some tasks, but overall display substantial variability depending on the property being evaluated, the expertise level of the human judges, and whether the language is human or model-generated. We conclude that LLMs should be carefully validated against human judgments before being used as evaluators.

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Algorithmic Fidelity of Large Language Models in Generating Synthetic German Public Opinions: A Case Study

In recent research, large language models (LLMs) have been increasingly used to investigate public opinions. This study investigates the algorithmic fidelity of LLMs, i.e., the ability to replicate the socio-cultural context and nuanced opinions of human participants. Using open-ended survey data from the German Longitudinal Election Studies (GLES), we prompt different LLMs to generate synthetic public opinions reflective of German subpopulations by incorporating demographic features into the persona prompts. Our results show that Llama performs better than other LLMs at representing subpopulations, particularly when there is lower opinion diversity within those groups. Our findings further reveal that the LLM performs better for supporters of left-leaning parties like The Greens and The Left compared to other parties, and matches the least with the right-party AfD. Additionally, the inclusion or exclusion of specific variables in the prompts can significantly impact the models' predictions. These findings underscore the importance of aligning LLMs to more effectively model diverse public opinions while minimizing political biases and enhancing robustness in representativeness.

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A Rose by Any Other Name: LLM-Generated Explanations Are Good Proxies for Human Explanations to Collect Label Distributions on NLI

Disagreement in human labeling is ubiquitous, and can be captured in human judgment distributions (HJDs). Recent research has shown that explanations provide valuable information for understanding human label variation (HLV) and large language models (LLMs) can approximate HJD from a few human-provided label-explanation pairs. However, collecting explanations for every label is still time-consuming. This paper examines whether LLMs can be used to replace humans in generating explanations for approximating HJD. Specifically, we use LLMs as annotators to generate model explanations for a few given human labels. We test ways to obtain and combine these label-explanations with the goal to approximate human judgment distributions. We further compare the resulting human with model-generated explanations, and test automatic and human explanation selection. Our experiments show that LLM explanations are promising for NLI: to estimate HJDs, generated explanations yield comparable results to human's when provided with human labels. Importantly, our results generalize from datasets with human explanations to i) datasets where they are not available and ii) challenging out-of-distribution test sets.

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What's the Difference? Supporting Users in Identifying the Effects of Prompt and Model Changes Through Token Patterns

Prompt engineering for large language models is challenging, as even small prompt perturbations or model changes can significantly impact the generated output texts. Existing evaluation methods of LLM outputs, either automated metrics or human evaluation, have limitations, such as providing limited insights or being labor-intensive. We propose Spotlight, a new approach that combines both automation and human analysis. Based on data mining techniques, we automatically distinguish between random (decoding) variations and systematic differences in language model outputs. This process provides token patterns that describe the systematic differences and guide the user in manually analyzing the effects of their prompts and changes in models efficiently. We create three benchmarks to quantitatively test the reliability of token pattern extraction methods and demonstrate that our approach provides new insights into established prompt data. From a human-centric perspective, through demonstration studies and a user study, we show that our token pattern approach helps users understand the systematic differences of language model outputs. We are further able to discover relevant differences caused by prompt and model changes (e.g. related to gender or culture), thus supporting the prompt engineering process and human-centric model behavior research.

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Think Before Refusal : Triggering Safety Reflection in LLMs to Mitigate False Refusal Behavior

Recent advancements in large language models (LLMs) have demonstrated that fine-tuning and human alignment can render LLMs harmless. In practice, such "harmlessness" behavior is mainly achieved by training models to reject harmful requests, such as "Explain how to burn down my neighbor's house", where the model appropriately declines to respond. However, this approach can inadvertently result in false refusal, where models reject benign queries as well, such as "Tell me how to kill a Python process". In this work, we demonstrate that prompting safety reflection before generating a response can mitigate false refusal behavior. Building on this finding, we introduce the Think-Before-Refusal (TBR) schema and conduct safety-aware instruction fine-tuning incorporating safety reflection. In an ablation study across 15 pre-trained models, we show that models fine-tuned with safety reflection significantly reduce false refusal behavior while maintaining safety and overall performance compared to those fine-tuned without safety reflection.

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Surgical, Cheap, and Flexible: Mitigating False Refusal in Language Models via Single Vector Ablation

Training a language model to be both helpful and harmless requires careful calibration of refusal behaviours: Models should refuse to follow malicious instructions or give harmful advice (e.g."how do I kill someone?"), but they should not refuse safe requests, even if they superficially resemble unsafe ones (e.g. "how do I kill a Python process?"). Avoiding such false refusal, as prior work has shown, is challenging even for highly-capable language models. In this paper, we propose a simple and surgical method for mitigating false refusal in language models via single vector ablation. For a given model, we extract a false refusal vector and show that ablating this vector reduces false refusal rate while preserving the model's safety and general capabilities. We also show that our approach can be used for fine-grained calibration of model safety. Our approach is training-free and model-agnostic, making it useful for mitigating the problem of false refusal in current and future language models.

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The Call for Socially Aware Language Technologies

Language technologies have made enormous progress, especially with the introduction of large language models (LLMs). On traditional tasks such as machine translation and sentiment analysis, these models perform at near-human level. These advances can, however, exacerbate a variety of issues that models have traditionally struggled with, such as bias, evaluation, and risks. In this position paper, we argue that many of these issues share a common core: a lack of awareness of the factors, context, and implications of the social environment in which NLP operates, which we call social awareness. While NLP is getting better at solving the formal linguistic aspects, limited progress has been made in adding the social awareness required for language applications to work in all situations for all users. Integrating social awareness into NLP models will make applications more natural, helpful, and safe, and will open up new possibilities. Thus we argue that substantial challenges remain for NLP to develop social awareness and that we are just at the beginning of a new era for the field.

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