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Ben Krause

Publications and source records attributed to Ben Krause.

At least 19 recordsLinked to original sources

A Hierarchical Online-Compression Approach to Proportional Subsets of Bounded Orthonormal Systems

Let $(ϕ_i)_{i=1}^n$ be an orthonormal system on a probability space with $\|ϕ_i\|_\infty\leq L$. We prove that, for every $2\leq k<n$, there is a set $I$ of at least $n-k$ indices such that $$ \|f\|_2\leq CM_k\sqrt{\log(e+M_k)}\|f\|_1 $$ for every $f$ in the span of $(ϕ_i)_{i\in I}$, where $M_k=L\sqrt{\frac{n}{k}\log(2k)}$. This replaces the logarithmic exponent $\frac{5}{2}$ in the corresponding theorem of Guédon, Mendelson, Pajor, and Tomczak-Jaegermann by $\frac{1}{2}$. We also obtain a partition into two sets of cardinality $\frac{n}{2}+O(\sqrt n)$ for which both spans satisfy the resulting norm comparison, and for uniformly bounded systems the proportional estimate is $C\sqrt{\log n\log\log n}$ for sufficiently large $n$. This is the third paper in a series systematically using gradient descent as a proof mechanism in harmonic analysis, following the $Λ(p)$ and Bernoulli restricted isometry papers of Burstein, Iosevich, and Krause, and the descent here is entropic mirror descent. We represent each function in an $L_1$ ball by a probability measure of controlled relative entropy, and this entropy pays for the corrections to the predictions of its coefficients. Processing the thresholds from large to small, we obtain a single weighted bound for all the corrections, which we turn into a finite description of approximate coefficient squares and then into a conditional Rademacher estimate, and symmetrization completes the argument directly on the $L_1$ ball. We also record consequences for concentration and for recovery from coefficient measurements.

math.CA↗

Fourier Ratio and Restricted Isometry via Entropic Descent

In this second paper on descent methods as proof mechanisms in harmonic analysis (the first treated Bourgain's $Λ(p)$ selection theorem), entropic mirror descent gives an improved restricted isometry bound, improving sampling and recovery bounds in the Fourier Ratio program. Let $H$ be a complex $n\times n$ matrix with $H^*H=nI$ and $|H_{ij}|=1$. For fixed $0<\varepsilon<\frac14$ and $A_0>0$, independent Bernoulli row selection with expected cardinality $C_{\varepsilon,A_0}r\log\frac{2en}{r}\log(2r)\leq m\leq n/2$ preserves, after normalization by $\sqrt m$, the squared norm of every complex vector $y$ with $\|y\|_1\leq\sqrt r\|y\|_2$ within a factor $1\pm\varepsilon$, with failure probability at most $Cn^{-A_0}$. This includes every $r$-sparse vector and also fully supported ones; support size enters only through this inequality. For $y=\widehat f$ the condition is exactly $\operatorname{FR}(f)^2\leq r$, where $\operatorname{FR}(f)=\|\widehat f\|_1/\|\widehat f\|_2$, giving uniform energy sampling and approximate recovery even for signals with full Fourier support. The same holds for a uniform subset of prescribed cardinality, and for discrete Fourier and real Hadamard matrices. At fixed accuracy the bound removes one sparsity logarithm from the earlier count and replaces $\log n$ by $\log\frac{2en}{r}$; for Walsh matrices it matches, up to constants, the lower bound of Błasiok et al.\ in their range. One relative-entropy potential controls the corrections of an amplitude predictor at every scale; counting them on the symmetric difference of two samples gives the uniform estimate. We also prove the sufficient bound $C_{A_0}\varepsilon^{-5}r\log\frac{2en}{r}\log\frac{2r}{\varepsilon}$, and stable sparse recovery from $Cs\log\frac{2en}{s}\log(2s)$ measurements, with error controlled by the noise and the best $s$-term approximation.

cs.IT↗

Pointwise Convergence of Random Ergodic Averages at the \(L^1\) Endpoint

In his highly influential paper, \emph{On the maximal ergodic theorem for certain subsets of the integers}, Bourgain introduced the study of pointwise convergence of ergodic averages along randomly generated subsets of the integers, developing a robust \(L^p\)-theory for \(p>1\). More recently, this theory was partially complemented at the \(L^1\) endpoint by work of LaVictoire, who treated averages along random sequences that are ``slightly denser" than the set of squares, for which universal \(L^1\) pointwise convergence is known to fail. In this work, we prove that, almost surely, for every measure-preserving system and every integrable function, the ergodic averages formed by sampling along random sequences with quadratic growth converge almost everywhere. Our proof combines harmonic-analytic methods developed by M.~Christ with a ``random sampling" of quadratic forms, thereby overcoming the main uniformity obstruction.

math.DS↗

On Polynomial Progressions Inside Sets of Large Dimension

In this note we connect Sobolev estimates in the context of polynomial averages e.g.\ \begin{align}\label{e:savings} \| \int_0^1 \prod_{k=1}^m f_k(x-t^k) \|_{1} \leq \text{Const} \cdot 2^{-\text{const} \cdot l} \prod_{i=1}^m \| f_k \|_m \end{align} whenever some $f_i$ vanishes on $\{ |ξ| \leq 2^l \}$ to the existence of polynomial progressions inside of sets of sufficiently large Hausdorff dimension, in analogy with work of Peluse in the discrete context. Our strongest results builds off work of Becker-Krause and is as follows: suppose that $\mathcal{P} = \{a_{d_1} t^{d_1}, a_{d_2} t^{d_2},\dots, a_{d_k} t^{d_k}\}$ vanish at the origin at different rates, and that $E \subset [0,1]$ has sufficiently large Hausdorff dimension, \[ 1 - \text{const}(\mathcal{P}) < \text{dim}_H(E) < 1 \] and Hausdorff content bounded away from zero, sufficiently large in terms of its dimension. Then $E$ contains a non-trivial polynomial progression of the form \begin{align} \{ x , x - a_{d_1} t^{d_1}, x - a_{d_2} t^{d_2}, \dots, x - a_{d_k} t^{d_k} \} \subset E, \; \; \; t \neq 0. \end{align} Also, using the Fourier spectrum, we provide a short proof that whenever $E$ supports a measure with both positive Fourier dimension and a sufficiently large Frostman condition, it necessarily contains a non-trivial generalized three-term arithmetic progression of the form \[ \{ x, x - γ_1 t, x- γ_2 t\} \subset E, \; \; \; γ_i \in \mathbb{Q},\ t \neq 0.\]

math.CA↗

Endpoint Estimates for Stein's Purely Quadratic Carleson Operator

We study the near $L^1$ behavior of the maximally quadratically modulated Hilbert transform \[ \mathcal{C}_2f(x) := \sup_λ \left|\operatorname{p.v.} \int_{\mathbb{R}}f(x-y)e^{2 πi λy^2} \frac{\mathrm{d} y }{y} \right| \] and its lacunary counterpart obtained by restricting $λ$ to $2^{\mathbb{Z}}.$ We prove that if $Φ$ is a Young function satisfying $ Φ(t)=o\bigl(t\log_2t\bigr)$ then $\mathcal{C}_{2,\mathsf{lac}}$, and therefore $\mathcal{C}_2$ as well, does not satisfy a corresponding $Φ$-modular estimate. In particular, neither the lacunary nor the full quadratic operator is of weak type $(1,1)$. In the positive direction, we establish an $L\log_1 L$ modular estimate for $\mathcal{C}_2$ and a $L (\log_2L)^2 \log_4L$ estimate for $\mathcal{C}_{2,\mathsf{lac}}.$

math.CA↗

Bourgain's Lambda(p) selection theorem: a greedy proof with polynomial failure bounds

We give a self-contained proof of Bourgain's finite $Λ(p)$ selection theorem with an explicit probability bound. For every $p>2$ and $N\ge2$, given $N$ pairwise orthogonal functions bounded by one on a probability space, a uniformly chosen subsystem of cardinality $\lceil N^{\frac{2}{p}}\rceil$ satisfies the $Λ(p)$ inequality with probability at least $1-\frac{1}{N}$, with a constant depending only on $p$. The inequality holds simultaneously for all complex coefficient vectors. More generally, for every fixed $A>0$, the success probability is at least $1-\frac{1}{N^A}$ with a constant depending only on $p$ and $A$, and independent of $N$. The proof uses a greedy approximation in $L^r$, with $r>2$, whose potential decreases throughout all approximation scales. A single weighted bound on the cumulative number of updates controls a union bound over discrete update histories, and increasing the weight assigned to each history gives the prescribed failure exponent without changing the cardinality exponent.

math.CA↗

Quantitative bounds for sets lacking polynomial progressions with shifted prime difference

We prove quantitative polynomial Szemerédi-type theorems involving polynomial progressions with shift parameter restricted to the set of shifted primes $\mathbb{P}-1$. The types of configurations covered are distinct degree progressions and progressions involving integer multiples of a fixed polynomial. For nonlinear configurations of length at least three, these results provide the first quantitative versions of such theorems. In the linear case, our results improve on work by the last two authors. Our density bounds are strongest in the case of distinct degree polynomials, where they give polylogarithmic bounds, of the same shape as recent bounds by Shao and Wang with integer shifts. The proofs combine recent quantitative results for polynomial configurations in the integers with quantitative Gowers uniformity bounds of the primes. For multiples of a fixed polynomial, we adapt a comparison argument of Altman and Sawhney to obtain uniformity over the polynomial families produced by the $W$-trick. For distinct degree progressions, we establish a comparison between prime-weighted and unweighted polynomial counts that is uniform throughout the density increment argument and accounts for a possible Siegel zero.

math.NT↗

Pointwise Convergence of Ergodic Averages Along Integer Cantor Sets

Let $d \geq 3$, \[ D \subsetneq \{ 0,1,\dots,d-1\}, \qquad |D| \geq 2, \ 0 \in D \] be a finite alphabet, and define the integer Cantor set \begin{align} \mathcal{C} := \mathcal{C}_{D} := \bigcup_{J \geq 0} \Big\{ \sum_{j =0}^J a_j d^j : a_j \in D \Big\}. \end{align} We prove that for any $σ$-finite measure-preserving system, $(X,μ,T)$, and any $f \in L^p(X)$, $2\leq p<\infty$, the ergodic averages \begin{align} \frac{1}{|\mathcal{C}_N|} \sum_{n \in \mathcal{C}_N } f(T^n x), \qquad \mathcal{C}_N := \mathcal{C} \cap \{1,2,\dots,N \} \end{align} converge $μ$-almost everywhere. By rescaling, this allows us to resolve the question of lacunary differentiation of Cantor measures at self-similar scales: if \begin{align} \mathcal{C}' := \Big\{ \sum_{j \geq 1} a_j d^{-j} : a_j \in D \Big\} \subset [0,1] \end{align} is a real-variable Cantor set, and $ν$ denotes its natural measure, then we prove that \begin{align} \lim_{k \to \infty} \int f(x-d^{-k} t) \ dν(t) = f(x) \end{align} Lebesgue almost-everywhere for any $f \in L^2_{\text{loc}}(\mathbb{R})$.

math.DS↗

Cross representations of additive complements of $r$-th powers

Let $\mathbb{N}$ be the set of natural numbers and $\mathcal{S}_r=\big\{1^r, 2^r, 3^r,\cdots\big\}$ the set of $r$-th powers, where $r\ge 2$ is a natural number. Let $\mathcal{W}_r$ be an additive complement of $\mathcal{S}_r$ and $$ f_r(n)=\#\big\{(w,m^r)\in \mathcal{W}_r\times \mathcal{S}_r: n=w+m^r\big\}. $$ Motivated by a 1993 conjecture of Cilleruelo, we show that $$ \sum_{n\le N}f_r(n)-N\gg_r N^{1-\frac{1}{r}}. $$ Previously, the bound was only proved for $r=2$. In the case $r=2$, the lower bound above can be made more explicit as $$ \sum_{n\le N}f_2(n)-N\gg N^{3/4-o(1)}, $$ which improves the previous bound $N^{1/2}$ due to Ding, Sun, Wang and Xia.

math.NT↗

The Wiener Wintner Theorem Along the Primes

We prove the following Wiener-Wintner Theorem along the sequence of prime times, the first extension of the Wiener-Wintner Theorem to arithmetic sequences: for every probability space, $(X, ν),$ equipped with a measure-preserving transformation, $T : X \to X,$ and every $f \in L^p(X), 1 < p \leq \infty$, there exists a set of full probability, $X_f \subset X$ with $ν(X_f) = 1,$ so that for all $ω\in X_f$, \[ \frac{1}{N} \sum_{n \leq N} e^{ 2 πi p_n θ} f(T^{p_n} ω) \] converges for all $θ\in [0,1]$; above, $\{2 = p_1 < p_2 < \dots\}$ are an enumeration of the primes. Our proof lives at the interface of classical Fourier analysis, combinatorial number theory, higher order Fourier analysis, and pointwise ergodic theory, with U^3 theory playing an important role; our $U^3$-estimates for Heath-Brown models of the von Mangoldt function may be of independent interest.

math.DS↗

A Variation Norm Carleson Theorem Along the Primes

Let $Λ$ denote the von Mangoldt function; we prove that for each $r > 2$, there exist constants \[ r' < \mathbf{c}(r) < 2 < \mathbf{C}(r), \qquad \lim_{r \to \infty} \mathbf{c}(r) = 1, \ \lim_{r \to \infty} \mathbf{C}(r) = \infty \] so that the discrete variational Carleson operator along the primes \begin{align} \mathcal{V}^r \Big( \sum_{n \neq 0} f(x-n) Λ(|n|) \frac{e^{2πi λn}}{n} : λ\in \mathbb{T} \Big) \end{align} is bounded on $\ell^p$ for all $\mathbf{c}(r) < p < \mathbf{C}(r)$, while the variation is unbounded when $p \leq r'$. At the non-variational endpoint, the same argument gives the sharp maximal result: the prime Carleson operator \[ \sup_{λ\in\mathbb T} \Big|\sum_{n\neq0} f(x-n)Λ(|n|)\frac{e^{2πiλn}}{n}\Big| \] is bounded on \(\ell^p(\mathbb Z)\) for the full expected range \(1<p<\infty\). The proof gives a new mechanism for treating modulation-invariant singular integrals after arithmetic sparsification. It combines higher-order Fourier uniformity, a variable-coefficient multi-frequency principle in the spirit of Bourgain, and an additive-combinatorial inverse argument. A key step is a reduction to finite periodic models, where the Ramanujan structure of the major arcs is converted into a sharp estimate for structured atoms by elementary number theory.

math.CA↗

Double Recurrence and Almost Sure Convergence: Primes and Weighted Theory

Let $(X,μ)$ be a probability space equipped with an invertible, measure-preserving transformation $T\colon X \to X$. We exhibit a wide class of weights $w$ so that whenever $f,g \in L^{\infty}(X)$, the bilinear ergodic averages \[ \frac{1}{N} \sum_{n \leq N} w(n)\, T^{an}f \cdot T^{bn}g, \qquad a,b \in \mathbb{Z} \] converge $μ$-almost surely. This class encompasses the von Mangoldt function, resolving Problem 12 from Frantzikinakis' survey on open problems in ergodic theory, the divisor function, the sum-of-two-squares representation function, etc., as well as their restrictions to lower-density Piatetski-Shapiro sequences of the form $\{\lfloor k^{c}\rfloor : k \in \mathbb{N}\}$, $1 \leq c < 7/6$. Our methods combine combinatorial number theory and higher-order Fourier analysis with classical Fourier-analytic/martingale-based methods; the role of $U^{3}$ analysis is particularly significant.

math.DS↗

Quantitative Convergence for Sparse Ergodic Averages in $L^1$

We provide a unified framework to proving pointwise convergence of sparse sequences, deterministic and random, at the $L^1(X)$ endpoint. Specifically, suppose that \[ a_n \in \{ \lfloor n^c \rfloor, \min\{ k : \sum_{j \leq k} X_j = n\} \} \] where $X_j$ are Bernoulli random variables with expectations $\mathbb{E} X_j = n^{-α}$, and we restrict to $1 < c < 7/6, \ 0 < α< 1/2$. Then (almost surely) for any measure-preserving system, $(X,μ,T)$, and any $f \in L^1(X)$, the ergodic averages \[ \frac{1}{N} \sum_{n \leq N} T^{a_n} f \] converge $μ$-a.e. Moreover, our proof gives new quantitative estimates on the rate of convergence, using jump-counting/variation/oscillation technology, pioneered by Bourgain. This improves on previous work of Urban-Zienkiewicz, and Mirek, who established the above with $c = \frac{1001}{1000}, \ \frac{30}{29}$, respectively, and LaVictoire, who established the random result, all in a non-quantitative setting.

math.DS↗

Pointwise convergence of bilinear polynomial averages over the primes

We show that on a $σ$-finite measure preserving system $X = (X,ν, T)$, the non-conventional ergodic averages $$ \mathbb{E}_{n \in [N]} Λ(n) f(T^n x) g(T^{P(n)} x)$$ converge pointwise almost everywhere for $f \in L^{p_1}(X)$, $g \in L^{p_2}(X)$, and $1/p_1 + 1/p_2 \leq 1$, where $P$ is a polynomial with integer coefficients of degree at least $2$. This had previously been established with the von Mangoldt weight $Λ$ replaced by the constant weight $1$ by the first and third authors with Mirek, and by the Möbius weight $μ$ by the fourth author. The proof is based on combining tools from both of these papers, together with several Gowers norm and polynomial averaging operator estimates on approximants to the von Mangoldt function of ''Cramér'' and ''Heath-Brown'' type.

math.DS↗

A Hard-Analytic Proof of "Most" Polynomial Wiener-Wintner Theorems for Infinite Measure Spaces

We provide a new proof of ``most" cases of the polynomial Wiener-Wintner theorem for $σ$-finite spaces, using hard-analytic methods. Specifically, we prove that whenever $(X,μ,T)$ is a $σ$-finite measure-preserving system, and $f \in L^p(X), \ 1 \leq p < \infty$, there exists a co-null set $X_f \subset X$ so that for all $ω\in X_f$ \[ \frac{1}{N} \sum_{n \leq N} e^{2 πi P(n)} f(T^n ω) \] converges for all polynomials $P$ which are either linear, or vanish to degree $2$ at the origin.

math.DS↗

On Multi-linear Maximal Operators Along Homogeneous Curves

Suppose that \[ \vecγ(t) := (γ_1(t),\dots,γ_n(t)) = (a_1 t^{d_1},\dots,a_n t^{d_n}), \; \; \; 1\leq d_1 < \dots < d_n, \ a_i \neq 0\] is a homogeneous polynomial curve. We prove that whenever $p_1,\dots,p_n > 1$ and $\frac{1}{p} = \sum_{j=1}^n \frac{1}{p_j} \leq 1$, there exists an absolute constant $0 < C = C_{p_1,\dots,p_n;\vecγ} < \infty$ so that \[ \| \sup_{r > 0} \ \frac{1}{r} \int_{0}^r \prod_{i=1}^n |f_i(x-γ_i(t))| \ dt \|_{L^p(\mathbb{R})} \leq C \cdot \prod_{i=1}^n \| f_j \|_{L^{p_j}(\mathbb{R})}. \] Our main tool is a smoothing estimate, adapted from work of Kosz-Mirek-Peluse-Wright.

math.CA↗

Multi-Frequency Oscillation Estimates Arising in Pointwise Ergodic Theory

We prove essentially optimal $L^p(\mathbb{R})$-estimates for variational variants of the maximal Fourier multiplier operators considered by Bourgain in his work on pointwise convergence of polynomial ergodic averages. As a corollary of our methods, we are able to quickly extend a result of Bourgain, namely the pointwise convergence of ergodic averages of integer parts of real-variables polynomials, to a broader class of functions, previously considered in a wide range of contexts by Boshernitzan-Jones-Wierdl. Namely, the following averages converge almost everywhere \[ \frac{1}{N} \sum_{n \leq N} T^{\lfloor P(n) \rfloor} f, \; \; \; f \in L^p(X,μ), \ P \in \mathbb{R}[\cdot], \] for any $σ$-finite measure space equipped with a measure-preserving transformation, $T:X \to X$, whenever $1 < p \leq \infty$ if $P$ is linear, and $4/3 < p \leq \infty$ otherwise.

math.CA↗

An Approach To Endpoint Problems in Oscillatory Singular Integrals

In this note we provide a quick proof that maximal truncations of oscillatory singular integrals are bounded from $L^1(\mathbb{R})$ to $L^{1,\infty}(\mathbb{R})$. The methods we use are entirely elementary, and rely only on pigeonholing and stationary phase considerations.

math.CA↗