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Benjamin Etheridge

Publications and source records attributed to Benjamin Etheridge.

3 recordsLinked to original sources

Model Merging by Output-Space Projection

Model merging combines fine-tuned checkpoints into a single multi-task model without retraining. Existing methods - such as task arithmetic, model soups, TIES, and DARE - are computationally efficient and empirically successful, but rely on heuristic design choices and lack formal optimality guarantees. We show that merging can be formulated as a convex quadratic programme over residual updates, yielding weights that minimise a squared-output calibration objective using calibration inputs and fine-tuned model outputs, and subsuming existing methods as special cases. Our framework yields a closed-form diagnostic - the fraction of residual energy captured by a chosen basis - that predicts downstream merge quality using only the calibration set. Empirically, the QP matches or outperforms existing methods in the single-layer setting, and we characterise when the optimal basis provides significant gains over the cheaper diagonal QP. We extend to multi-layer merging via a sequential layer-wise algorithm and demonstrate consistent gains across language and vision benchmarks.

cs.LG

Pruning Cannot Hurt Robustness: Certified Trade-offs in Reinforcement Learning

Reinforcement learning (RL) policies deployed in real-world environments must remain reliable under adversarial perturbations. At the same time, modern deep RL agents are heavily over-parameterized, raising costs and fragility concerns. While pruning has been shown to improve robustness in supervised learning, its role in adversarial RL remains poorly understood. We develop the first theoretical framework for certified robustness under pruning in state-adversarial Markov decision processes (SA-MDPs). For Gaussian and categorical policies with Lipschitz networks, we prove that element-wise pruning can only tighten certified robustness bounds; pruning never makes the policy less robust. Building on this, we derive a novel three-term regret decomposition that disentangles clean-task performance, pruning-induced performance loss, and robustness gains, exposing a fundamental performance--robustness frontier. Empirically, we evaluate magnitude and micro-pruning schedules on continuous-control benchmarks with strong policy-aware adversaries. Across tasks, pruning consistently uncovers reproducible ``sweet spots'' at moderate sparsity levels, where robustness improves substantially without harming - and sometimes even enhancing - clean performance. These results position pruning not merely as a compression tool but as a structural intervention for robust RL.

cs.LG

Where Do Reasoning Models Refuse?

Chat models without chain-of-thought (CoT) reasoning must decide whether to refuse a harmful request before generating their first response token. Reasoning models, by contrast, produce extended chains of thought before their final output, raising a natural question: where in this process does the decision to refuse occur? We investigate this across four open-source reasoning models. We first show that the CoT causally influences refusal outcomes; fixing a specific reasoning trace substantially reduces variance in whether the model ultimately refuses or complies. Zooming into the reasoning trace, we find that in distilled models, subtle differences in the opening sentence of the CoT can fully determine the model's refusal decision, and that these patterns transfer across models distilled from the same teacher. Finally, we extract linear refusal directions from model activations and show that ablating them increases harmful compliance, though less reliably than the same technique achieves on non-reasoning models, and with non-negligible degradation to general capabilities.

cs.CL