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Benjamin Roth

Publications and source records attributed to Benjamin Roth.

At least 37 records · Page 2Linked to original sources

Specification Overfitting in Artificial Intelligence

Machine learning (ML) and artificial intelligence (AI) approaches are often criticized for their inherent bias and for their lack of control, accountability, and transparency. Consequently, regulatory bodies struggle with containing this technology's potential negative side effects. High-level requirements such as fairness and robustness need to be formalized into concrete specification metrics, imperfect proxies that capture isolated aspects of the underlying requirements. Given possible trade-offs between different metrics and their vulnerability to over-optimization, integrating specification metrics in system development processes is not trivial. This paper defines specification overfitting, a scenario where systems focus excessively on specified metrics to the detriment of high-level requirements and task performance. We present an extensive literature survey to categorize how researchers propose, measure, and optimize specification metrics in several AI fields (e.g., natural language processing, computer vision, reinforcement learning). Using a keyword-based search on papers from major AI conferences and journals between 2018 and mid-2023, we identify and analyze 74 papers that propose or optimize specification metrics. We find that although most papers implicitly address specification overfitting (e.g., by reporting more than one specification metric), they rarely discuss which role specification metrics should play in system development or explicitly define the scope and assumptions behind metric formulations.

cs.AI

Black-box Model Ensembling for Textual and Visual Question Answering via Information Fusion

A diverse range of large language models (LLMs), e.g., ChatGPT, and visual question answering (VQA) models, e.g., BLIP, have been developed for solving textual and visual question answering tasks. However, fine-tuning these models is either difficult, as it requires access via APIs, rendering them as black-boxes, or costly due to the need of tuning a large number of parameters. To address this, we introduce InfoSel, a data-efficient ensemble method that learns to dynamically pick the winner from existing black-box models for predictions on both textual and multimodal visual question answering tasks. Unlike traditional ensemble models, InfoSel does not rely on prediction probabilities or confidences, which typically are not available in black-box models. Experimental results on four datasets demonstrate that our approach achieves an absolute increase of up to +5.19\% in the F1-score compared to standalone LLMs using only 1K training instances.

cs.CL

Functionality learning through specification instructions

Test suites assess natural language processing models' performance on specific functionalities: cases of interest involving model robustness, fairness, or particular linguistic capabilities. This paper introduces specification instructions: text descriptions specifying fine-grained task-specific behaviors. For each functionality in a suite, we generate an instruction that describes it. We combine the specification instructions to create specification-augmented prompts, which we feed to language models pre-trained on natural instruction data. We conduct experiments to measure how optimizing for some functionalities may negatively impact functionalities that are not covered by the specification set. Our analyses across four tasks and models of diverse sizes and families show that smaller models struggle to follow specification instructions. However, larger models (>~3B params.) can benefit from specifications and -- surprisingly -- even generalize certain desirable behaviors across functionalities.

cs.CL

To Know or Not To Know? Analyzing Self-Consistency of Large Language Models under Ambiguity

One of the major aspects contributing to the striking performance of large language models (LLMs) is the vast amount of factual knowledge accumulated during pre-training. Yet, many LLMs suffer from self-inconsistency, which raises doubts about their trustworthiness and reliability. This paper focuses on entity type ambiguity, analyzing the proficiency and consistency of state-of-the-art LLMs in applying factual knowledge when prompted with ambiguous entities. To do so, we propose an evaluation protocol that disentangles knowing from applying knowledge, and test state-of-the-art LLMs on 49 ambiguous entities. Our experiments reveal that LLMs struggle with choosing the correct entity reading, achieving an average accuracy of only 85%, and as low as 75% with underspecified prompts. The results also reveal systematic discrepancies in LLM behavior, showing that while the models may possess knowledge, they struggle to apply it consistently, exhibit biases toward preferred readings, and display self-inconsistencies. This highlights the need to address entity ambiguity in the future for more trustworthy LLMs.

cs.CL

Analysing zero-shot temporal relation extraction on clinical notes using temporal consistency

This paper presents the first study for temporal relation extraction in a zero-shot setting focusing on biomedical text. We employ two types of prompts and five LLMs (GPT-3.5, Mixtral, Llama 2, Gemma, and PMC-LLaMA) to obtain responses about the temporal relations between two events. Our experiments demonstrate that LLMs struggle in the zero-shot setting performing worse than fine-tuned specialized models in terms of F1 score, showing that this is a challenging task for LLMs. We further contribute a novel comprehensive temporal analysis by calculating consistency scores for each LLM. Our findings reveal that LLMs face challenges in providing responses consistent to the temporal properties of uniqueness and transitivity. Moreover, we study the relation between the temporal consistency of an LLM and its accuracy and whether the latter can be improved by solving temporal inconsistencies. Our analysis shows that even when temporal consistency is achieved, the predictions can remain inaccurate.

cs.CL

Text-Guided Alternative Image Clustering

Traditional image clustering techniques only find a single grouping within visual data. In particular, they do not provide a possibility to explicitly define multiple types of clustering. This work explores the potential of large vision-language models to facilitate alternative image clustering. We propose Text-Guided Alternative Image Consensus Clustering (TGAICC), a novel approach that leverages user-specified interests via prompts to guide the discovery of diverse clusterings. To achieve this, it generates a clustering for each prompt, groups them using hierarchical clustering, and then aggregates them using consensus clustering. TGAICC outperforms image- and text-based baselines on four alternative image clustering benchmark datasets. Furthermore, using count-based word statistics, we are able to obtain text-based explanations of the alternative clusterings. In conclusion, our research illustrates how contemporary large vision-language models can transform explanatory data analysis, enabling the generation of insightful, customizable, and diverse image clusterings.

cs.CV

Exploring prompts to elicit memorization in masked language model-based named entity recognition

Training data memorization in language models impacts model capability (generalization) and safety (privacy risk). This paper focuses on analyzing prompts' impact on detecting the memorization of 6 masked language model-based named entity recognition models. Specifically, we employ a diverse set of 400 automatically generated prompts, and a pairwise dataset where each pair consists of one person's name from the training set and another name out of the set. A prompt completed with a person's name serves as input for getting the model's confidence in predicting this name. Finally, the prompt performance of detecting model memorization is quantified by the percentage of name pairs for which the model has higher confidence for the name from the training set. We show that the performance of different prompts varies by as much as 16 percentage points on the same model, and prompt engineering further increases the gap. Moreover, our experiments demonstrate that prompt performance is model-dependent but does generalize across different name sets. A comprehensive analysis indicates how prompt performance is influenced by prompt properties, contained tokens, and the model's self-attention weights on the prompt.

cs.CL

Counterfactual Reasoning with Knowledge Graph Embeddings

Knowledge graph embeddings (KGEs) were originally developed to infer true but missing facts in incomplete knowledge repositories. In this paper, we link knowledge graph completion and counterfactual reasoning via our new task CFKGR. We model the original world state as a knowledge graph, hypothetical scenarios as edges added to the graph, and plausible changes to the graph as inferences from logical rules. We create corresponding benchmark datasets, which contain diverse hypothetical scenarios with plausible changes to the original knowledge graph and facts that should be retained. We develop COULDD, a general method for adapting existing knowledge graph embeddings given a hypothetical premise, and evaluate it on our benchmark. Our results indicate that KGEs learn patterns in the graph without explicit training. We further observe that KGEs adapted with COULDD solidly detect plausible counterfactual changes to the graph that follow these patterns. An evaluation on human-annotated data reveals that KGEs adapted with COULDD are mostly unable to recognize changes to the graph that do not follow learned inference rules. In contrast, ChatGPT mostly outperforms KGEs in detecting plausible changes to the graph but has poor knowledge retention. In summary, CFKGR connects two previously distinct areas, namely KG completion and counterfactual reasoning.

cs.LG

Text-Guided Image Clustering

Image clustering divides a collection of images into meaningful groups, typically interpreted post-hoc via human-given annotations. Those are usually in the form of text, begging the question of using text as an abstraction for image clustering. Current image clustering methods, however, neglect the use of generated textual descriptions. We, therefore, propose Text-Guided Image Clustering, i.e., generating text using image captioning and visual question-answering (VQA) models and subsequently clustering the generated text. Further, we introduce a novel approach to inject task- or domain knowledge for clustering by prompting VQA models. Across eight diverse image clustering datasets, our results show that the obtained text representations often outperform image features. Additionally, we propose a counting-based cluster explainability method. Our evaluations show that the derived keyword-based explanations describe clusters better than the respective cluster accuracy suggests. Overall, this research challenges traditional approaches and paves the way for a paradigm shift in image clustering, using generated text.

cs.LG

Learning with Noisy Labels by Adaptive Gradient-Based Outlier Removal

An accurate and substantial dataset is essential for training a reliable and well-performing model. However, even manually annotated datasets contain label errors, not to mention automatically labeled ones. Previous methods for label denoising have primarily focused on detecting outliers and their permanent removal - a process that is likely to over- or underfilter the dataset. In this work, we propose AGRA: a new method for learning with noisy labels by using Adaptive GRAdient-based outlier removal. Instead of cleaning the dataset prior to model training, the dataset is dynamically adjusted during the training process. By comparing the aggregated gradient of a batch of samples and an individual example gradient, our method dynamically decides whether a corresponding example is helpful for the model at this point or is counter-productive and should be left out for the current update. Extensive evaluation on several datasets demonstrates AGRA's effectiveness, while a comprehensive results analysis supports our initial hypothesis: permanent hard outlier removal is not always what model benefits the most from.

cs.LG

ULF: Unsupervised Labeling Function Correction using Cross-Validation for Weak Supervision

A cost-effective alternative to manual data labeling is weak supervision (WS), where data samples are automatically annotated using a predefined set of labeling functions (LFs), rule-based mechanisms that generate artificial labels for the associated classes. In this work, we investigate noise reduction techniques for WS based on the principle of k-fold cross-validation. We introduce a new algorithm ULF for Unsupervised Labeling Function correction, which denoises WS data by leveraging models trained on all but some LFs to identify and correct biases specific to the held-out LFs. Specifically, ULF refines the allocation of LFs to classes by re-estimating this assignment on highly reliable cross-validated samples. Evaluation on multiple datasets confirms ULF's effectiveness in enhancing WS learning without the need for manual labeling.

cs.LG

ACTC: Active Threshold Calibration for Cold-Start Knowledge Graph Completion

Self-supervised knowledge-graph completion (KGC) relies on estimating a scoring model over (entity, relation, entity)-tuples, for example, by embedding an initial knowledge graph. Prediction quality can be improved by calibrating the scoring model, typically by adjusting the prediction thresholds using manually annotated examples. In this paper, we attempt for the first time cold-start calibration for KGC, where no annotated examples exist initially for calibration, and only a limited number of tuples can be selected for annotation. Our new method ACTC finds good per-relation thresholds efficiently based on a limited set of annotated tuples. Additionally to a few annotated tuples, ACTC also leverages unlabeled tuples by estimating their correctness with Logistic Regression or Gaussian Process classifiers. We also experiment with different methods for selecting candidate tuples for annotation: density-based and random selection. Experiments with five scoring models and an oracle annotator show an improvement of 7% points when using ACTC in the challenging setting with an annotation budget of only 10 tuples, and an average improvement of 4% points over different budgets.

cs.LG

MemeGraphs: Linking Memes to Knowledge Graphs

Memes are a popular form of communicating trends and ideas in social media and on the internet in general, combining the modalities of images and text. They can express humor and sarcasm but can also have offensive content. Analyzing and classifying memes automatically is challenging since their interpretation relies on the understanding of visual elements, language, and background knowledge. Thus, it is important to meaningfully represent these sources and the interaction between them in order to classify a meme as a whole. In this work, we propose to use scene graphs, that express images in terms of objects and their visual relations, and knowledge graphs as structured representations for meme classification with a Transformer-based architecture. We compare our approach with ImgBERT, a multimodal model that uses only learned (instead of structured) representations of the meme, and observe consistent improvements. We further provide a dataset with human graph annotations that we compare to automatically generated graphs and entity linking. Analysis shows that automatic methods link more entities than human annotators and that automatically generated graphs are better suited for hatefulness classification in memes.

cs.LG

Cross-functional Analysis of Generalisation in Behavioural Learning

In behavioural testing, system functionalities underrepresented in the standard evaluation setting (with a held-out test set) are validated through controlled input-output pairs. Optimising performance on the behavioural tests during training (behavioural learning) would improve coverage of phenomena not sufficiently represented in the i.i.d. data and could lead to seemingly more robust models. However, there is the risk that the model narrowly captures spurious correlations from the behavioural test suite, leading to overestimation and misrepresentation of model performance -- one of the original pitfalls of traditional evaluation. In this work, we introduce BeLUGA, an analysis method for evaluating behavioural learning considering generalisation across dimensions of different granularity levels. We optimise behaviour-specific loss functions and evaluate models on several partitions of the behavioural test suite controlled to leave out specific phenomena. An aggregate score measures generalisation to unseen functionalities (or overfitting). We use BeLUGA to examine three representative NLP tasks (sentiment analysis, paraphrase identification and reading comprehension) and compare the impact of a diverse set of regularisation and domain generalisation methods on generalisation performance.

cs.CL

ReInform: Selecting paths with reinforcement learning for contextualized link prediction

We propose to use reinforcement learning to inform transformer-based contextualized link prediction models by providing paths that are most useful for predicting the correct answer. This is in contrast to previous approaches, that either used reinforcement learning (RL) to directly search for the answer, or based their prediction on limited or randomly selected context. Our experiments on WN18RR and FB15k-237 show that contextualized link prediction models consistently outperform RL-based answer search, and that additional improvements (of up to 13.5% MRR) can be gained by combining RL with a link prediction model. The PyTorch implementation of the RL agent is available at https://github.com/marina-sp/reinform

cs.CL

XPASC: Measuring Generalization in Weak Supervision by Explainability and Association

Weak supervision is leveraged in a wide range of domains and tasks due to its ability to create massive amounts of labeled data, requiring only little manual effort. Standard approaches use labeling functions to specify signals that are relevant for the labeling. It has been conjectured that weakly supervised models over-rely on those signals and as a result suffer from overfitting. To verify this assumption, we introduce a novel method, XPASC (eXPlainability-Association SCore), for measuring the generalization of a model trained with a weakly supervised dataset. Considering the occurrences of features, classes and labeling functions in a dataset, XPASC takes into account the relevance of each feature for the predictions of the model as well as the associations of the feature with the class and the labeling function, respectively. The association in XPASC can be measured in two variants: XPASC-CHI SQAURE measures associations relative to their statistical significance, while XPASC-PPMI measures association strength more generally. We use XPASC to analyze KnowMAN, an adversarial architecture intended to control the degree of generalization from the labeling functions and thus to mitigate the problem of overfitting. On one hand, we show that KnowMAN is able to control the degree of generalization through a hyperparameter. On the other hand, results and qualitative analysis show that generalization and performance do not relate one-to-one, and that the highest degree of generalization does not necessarily imply the best performance. Therefore methods that allow for controlling the amount of generalization can achieve the right degree of benign overfitting. Our contributions in this study are i) the XPASC score to measure generalization in weakly-supervised models, ii) evaluation of XPASC across datasets and models and iii) the release of the XPASC implementation.

cs.LG

SepLL: Separating Latent Class Labels from Weak Supervision Noise

In the weakly supervised learning paradigm, labeling functions automatically assign heuristic, often noisy, labels to data samples. In this work, we provide a method for learning from weak labels by separating two types of complementary information associated with the labeling functions: information related to the target label and information specific to one labeling function only. Both types of information are reflected to different degrees by all labeled instances. In contrast to previous works that aimed at correcting or removing wrongly labeled instances, we learn a branched deep model that uses all data as-is, but splits the labeling function information in the latent space. Specifically, we propose the end-to-end model SepLL which extends a transformer classifier by introducing a latent space for labeling function specific and task-specific information. The learning signal is only given by the labeling functions matches, no pre-processing or label model is required for our method. Notably, the task prediction is made from the latent layer without any direct task signal. Experiments on Wrench text classification tasks show that our model is competitive with the state-of-the-art, and yields a new best average performance.

cs.LG

Topic Segmentation of Research Article Collections

Collections of research article data harvested from the web have become common recently since they are important resources for experimenting on tasks such as named entity recognition, text summarization, or keyword generation. In fact, certain types of experiments require collections that are both large and topically structured, with records assigned to separate research disciplines. Unfortunately, the current collections of publicly available research articles are either small or heterogeneous and unstructured. In this work, we perform topic segmentation of a paper data collection that we crawled and produce a multitopic dataset of roughly seven million paper data records. We construct a taxonomy of topics extracted from the data records and then annotate each document with its corresponding topic from that taxonomy. As a result, it is possible to use this newly proposed dataset in two modalities: as a heterogeneous collection of documents from various disciplines or as a set of homogeneous collections, each from a single research topic.

cs.IR