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Benjamin Van Durme

Publications and source records attributed to Benjamin Van Durme.

At least 37 records · Page 2Linked to original sources

Beyond Relevance: On the Relationship Between Retrieval and RAG Information Coverage

Retrieval-augmented generation (RAG) systems combine document retrieval with a generative model to address complex information seeking tasks like report generation. While the relationship between retrieval quality and generation effectiveness seems intuitive, it has not been systematically studied. We investigate whether upstream retrieval metrics can serve as reliable early indicators of the final generated response's information coverage. Through experiments across two text RAG benchmarks (TREC NeuCLIR 2024 and TREC RAG 2024) and one multimodal benchmark (WikiVideo), we analyze 15 text retrieval stacks and 10 multimodal retrieval stacks across four RAG pipelines and multiple evaluation frameworks (Auto-ARGUE and MiRAGE). Our findings demonstrate strong correlations between coverage-based retrieval metrics and nugget coverage in generated responses at both topic and system levels. This relationship holds most strongly when retrieval objectives align with generation goals, though more complex iterative RAG pipelines can partially decouple generation quality from retrieval effectiveness. These findings provide empirical support for using retrieval metrics as proxies for RAG performance.

cs.IR↗

Rethinking LoRA Memory Through the Lens of KV Cache Compression

Parametric retrieval augmentation encodes document information into lightweight, document-specific modules such as LoRA adapters, reducing the need to include all evidence as input context. However, it remains unclear how this parameter-side memory interacts with context-side memory stored in the KV cache. We study this interaction in document-level question answering by progressively evicting document key-value states and measuring when a document LoRA contributes beyond the retained context. We find that document LoRA adds little when the KV cache is largely intact, but becomes increasingly useful under aggressive compression, recovering 13-21 ROUGE-L points when no document context remains. The gain is largest when the base model encodes the document, and the adapter is applied only during answer generation, suggesting that document LoRA is better understood as decoding-time parametric memory than as a document encoder. Finally, QA-style supervision produces substantially stronger adapters than raw-context next-token-prediction. These results position document LoRA as a complementary memory channel whose value emerges precisely when context-side evidence is scarce.

cs.CL↗

DAR: Deontic Reasoning with Agentic Harnesses

Deontic reasoning is the task of answering questions by applying explicit rules and policies to case-specific facts, for example computing tax liability under a statute or determining the outcome of an immigration appeal. A key technical challenge for LLM-based deontic reasoning is that the relevant ruleset can be long and cross-referenced, so models may still fail to locate the rules needed for a particular reasoning step. We introduce Deontic Agentic Reasoning (DAR), an agentic reasoning setup in which the model interacts with the statutes on demand. We evaluate DAR under multiple harnesses on hard subsets of DeonticBench. Across these settings, we find that agentic harnesses can push the frontier on deontic reasoning tasks, but improvements are not uniform: weaker models often degrade on numerical tasks while consuming far more tokens.

cs.CL↗

Crystal: Characterizing Relative Impact of Scholarly Publications

Assessing a cited paper's impact is typically done by analyzing its citation context in isolation within the citing paper. While this focuses on the most directly relevant text, it prevents relative comparisons across all the works a paper cites. We propose Crystal, which instead jointly ranks all cited papers within a citing paper using large language models (LLMs). To mitigate LLMs' positional bias, we rank each list three times in a randomized order and aggregate the impact labels through majority voting. This joint approach leverages the full citation context, rather than evaluating citations independently, to more reliably distinguish impactful references. Crystal outperforms a prior state-of-the-art impact classifier by +9.5% accuracy and +8.3% F1 on a dataset of human-annotated citations. Crystal further gains efficiency through fewer LLM calls and outperforms prior baselines using an open-weight model, enabling scalable, cost-effective citation impact analysis. In a case study of ACL Test-of-Time award-winning papers, we find that Crystal's impact characterizations align closely with long-term scientific recognition. We release Crystal-Bank, a 46.8k-paper dataset with rankings and impact labels, along with code.

cs.DL↗

Configurable Reward Model for Balanced Safety Alignment

Aligning large language models (LLMs) to heterogeneous and rapidly evolving safety requirements remains a critical challenge. Existing instruction-tuned LLMs and standalone safety classifiers often fail to generalize to new safety configurations, motivating the need for Reward Models (RMs) that are explicitly configurable to changing specifications. We introduce the Configurable Safety Reward Model (CSRM), which is jointly optimized for calibrated safety compliance and reward modeling. Our approach is supported by configuration-targeted data augmentation that enforces instruction adherence while preserving relative severity structure. The resulting RM is sensitive to fine-grained safety configurations and conversational nuances, substantially improving generalization to previously unseen safety configurations. CSRM achieves state-of-the-art performance on recent configurable safety benchmarks, including CoSApien (94.6% F1) and DynaBench (75.8% F1), without requiring additional human annotation. When used for downstream safety alignment, CSRM yields LLMs with a significantly improved helpfulness-safety tradeoff compared to existing baselines.

cs.CL↗

MARQUIS: A Three-Stage Pipeline for Video Retrieval-Augmented Generation

Retrieval-augmented generation from videos requires systems to retrieve relevant audiovisual evidence from large corpora and synthesize it into coherent, attributed text. Current approaches struggle at both ends: retrieval methods fail on complex, multi-faceted queries that cannot be captured by a single embedding, while generation methods lack the high-level reasoning needed to synthesize across multiple videos and face memory constraints over long, multi-video contexts. We present MARQUIS: a three-stage pipeline that addresses these limitations through (1) query expansion, fusion, and reranking, (2) calibrated structured evidence extraction, and (3) article generation from extracted evidence, optionally controlled by an RLM. On the MAGMaR2026 shared task, we improve retrieval performance from 0.195 to 0.759 (nDCG@10). For article generation, ITER-QA-BASE improves average human score from 3.09 to 3.83 over the CAG baseline, while MARQUIS-RLM achieves a human score of 3.30 and the strongest citation recall among non-QA systems.

cs.IR↗

Conformal Thinking: Risk Control for Reasoning on a Compute Budget

Reasoning Large Language Models (LLMs) enable test-time scaling, with dataset-level accuracy improving as the token budget increases, motivating adaptive reasoning -- spending tokens when they improve reliability and stopping early when additional computation is unlikely to help. However, setting the token budget, as well as the threshold for adaptive reasoning, is a practical challenge that entails a fundamental risk-accuracy trade-off. We re-frame the budget setting problem as risk control, limiting the error rate while minimizing compute. Our framework introduces an upper threshold that stops reasoning when the model is confident (risking incorrect output) and a novel parametric lower threshold that preemptively stops unsolvable instances (risking premature stoppage). Given a target risk and a validation set, we use distribution-free risk control to optimally specify these stopping mechanisms. For scenarios with multiple budget controlling criteria, we incorporate an efficiency loss to select the most computationally efficient exiting mechanism. Empirical results across diverse reasoning tasks and models demonstrate the effectiveness of our risk control approach, demonstrating computational efficiency gains from the lower threshold and ensemble stopping mechanisms while adhering to the user-specified risk target.

cs.AI↗

Synthetic Function Demonstrations Improve Generation in Low-Resource Programming Languages

A key consideration when training an LLM is whether the target language is more or less resourced, for example English compared to Welsh, or Python compared to Excel. Typical training data for programming languages consists of real program demonstrations coupled with explanatory human-written comments. In this work we present a novel approach to the creation of such data for low resource programming languages, which lack naturally occurring data. Our process generates synthetic, textbook-quality demonstrations of how to use library functions, which we show makes for good model finetuning data. We demonstrate in an example domain of Excel Formulas. First, we collate language documentation, then we use this to augment a powerful teacher model which generates synthetic training data, and finally finetune student models on the demonstrations. Our technique improves student performance on 2 question-answering datasets: WikiTQ and TAT-QA. We also show advantages of finetuning over standard RAG approaches, which can offer only modest improvement due to the unfamiliarity of the target domain to student models.

cs.CL↗

Weird Generalization is Weirdly Brittle

Weird generalization is a phenomenon in which models fine-tuned on data from a narrow domain (e.g. insecure code) develop surprising traits that manifest even outside that domain (e.g. broad misalignment)-a phenomenon that prior work has highlighted as a critical safety concern. Here, we present an extended replication study of key weird generalization results across an expanded suite of models and datasets. We confirm that surprising (and dangerous) traits can emerge under certain circumstances, but we find that weird generalization is exceptionally brittle: it emerges only for specific models on specific datasets, and it vanishes under simple training-time, prompt-based interventions. We find that the most effective interventions provide prompt context that makes the generalized behavior the expected behavior. However, we show that even very generic interventions that do not anticipate specific generalized traits can still be effective in mitigating weird generalization's effects. Our findings thus help clarify the nature of the safety threat that weird generalization poses and point toward an easily implemented set of solutions.

cs.CL↗

A Replicability Study of XTR

The XTR (conteXtual Token Retrieval) algorithm is a modification to ColBERT retrieval that avoids the costly step of fully gathering and reranking the candidates' embeddings by imputing their missing similarity scores from the initial token retrieval step. The original work proposes a modified training objective as necessary for effective XTR retrieval, arguing that standard ColBERT token scoring is unsuitable for imputation. In this paper, we replicate both the XTR retrieval algorithm and its modified training objective, and extend the evaluation to knowledge-distillation (KD) training and efficient retrieval engines (PLAID and WARP). We confirm the token-level matching characteristics claimed in the original work, but fail to replicate XTR's overall effectiveness advantage over ColBERT under a controlled comparison. We further show that XTR's training modification has a concrete mechanistic consequence for modern retrieval engines: by flattening ColBERT's characteristically peaked token score distribution, XTR training yields more discriminative centroid scores and thus more efficient IVF-based retrieval under PLAID and WARP. The utility of XTR training is therefore not limited to the low-$k'$ regime originally studied, but extends to any deployment setting where IVF-based engines are used. These findings offer practitioners concrete guidance on how and when to use XTR as their multi-vector retriever.

cs.IR↗

Always Tell Me The Odds: Fine-grained Conditional Probability Estimation

We present a state-of-the-art model for fine-grained probability estimation of propositions conditioned on context. Recent advances in large language models (LLMs) have significantly enhanced their reasoning capabilities, particularly on well-defined tasks with complete information. However, LLMs continue to struggle with making accurate and well-calibrated probabilistic predictions under uncertainty or partial information. While incorporating uncertainty into model predictions often boosts performance, obtaining reliable estimates of that uncertainty remains understudied. In particular, LLM probability estimates tend to be coarse and biased towards more frequent numbers. Through a combination of human and synthetic data creation and assessment, scaling to larger models, and better supervision, we propose a set of strong and precise probability estimation models. We conduct systematic evaluations across tasks that rely on conditional probability estimation and show that our approach consistently outperforms existing fine-tuned and prompting-based methods by a large margin.

cs.CL↗

The Alignment Waltz: Jointly Training Agents to Collaborate for Safety

Harnessing the power of LLMs requires a delicate dance between being helpful and harmless. This creates a fundamental tension between two competing challenges: vulnerability to adversarial attacks that elicit unsafe content, and a tendency for overrefusal on benign but sensitive prompts. Current approaches often navigate this dance with safeguard models that completely reject any content that contains unsafe portions. This approach cuts the music entirely-it may exacerbate overrefusals and fails to provide nuanced guidance for queries it refuses. To teach models a more coordinated choreography, we propose WaltzRL, a novel multi-agent reinforcement learning framework that formulates safety alignment as a collaborative, positive-sum game. WaltzRL jointly trains a conversation agent and a feedback agent, where the latter is incentivized to provide useful suggestions that improve the safety and helpfulness of the conversation agent's responses. At the core of WaltzRL is a Dynamic Improvement Reward (DIR) that evolves over time based on how well the conversation agent incorporates the feedback. At inference time, unsafe or overrefusing responses from the conversation agent are improved rather than discarded. The feedback agent is deployed together with the conversation agent and only engages adaptively when needed, preserving helpfulness and low latency on safe queries. Our experiments, conducted across five diverse datasets, demonstrate that WaltzRL significantly reduces both unsafe responses (e.g., from 39.0% to 4.6% on WildJailbreak) and overrefusals (from 45.3% to 9.9% on OR-Bench) compared to various baselines. By enabling the conversation and feedback agents to co-evolve and adaptively apply feedback, WaltzRL enhances LLM safety without degrading general capabilities, thereby advancing the Pareto front between helpfulness and harmlessness.

cs.CL↗

arXiv2Table: Toward Realistic Benchmarking and Evaluation for LLM-Based Literature-Review Table Generation

Literature review tables are essential for summarizing and comparing collections of scientific papers. In this paper, we study the automatic generation of such tables from a pool of papers to satisfy a user's information need. Building on recent work (Newman et al., 2024), we move beyond oracle settings by (i) simulating well-specified yet schema-agnostic user demands that avoid leaking gold column names or values, (ii) explicitly modeling retrieval noise via semantically related but out-of-scope distractor papers verified by human annotators, and (iii) introducing a lightweight, annotation-free, utilization-oriented evaluation that decomposes utility into schema coverage, unary cell fidelity, and pairwise relational consistency, while measuring paper selection through a two-way QA procedure (gold to system and system to gold) with recall, precision, and F1. To support reproducible evaluation, we introduce arXiv2Table, a benchmark of 1,957 tables referencing 7,158 papers, with human-verified distractors and rewritten, schema-agnostic user demands. We also develop an iterative, batch-based generation method that co-refines paper filtering and schema over multiple rounds. We validate the evaluation protocol with human audits and cross-evaluator checks. Extensive experiments show that our method consistently improves over strong baselines, while absolute scores remain modest, underscoring the task's difficulty. Our data and code is available at https://github.com/JHU-CLSP/arXiv2Table.

cs.CL↗

DeonticBench: A Benchmark for Reasoning over Rules

Reasoning with complex, context-specific rules remains challenging for large language models (LLMs). In legal and policy settings, this manifests as deontic reasoning: reasoning about obligations, permissions, and prohibitions under explicit rules. While many recent benchmarks emphasize short-context mathematical reasoning, fewer focus on long-context, high-stakes deontic reasoning. To address this gap, we introduce DEONTICBENCH, a benchmark of 6,232 tasks across U.S. federal taxes, airline baggage policies, U.S. immigration administration, and U.S. state housing law. These tasks can be approached in multiple ways, including direct reasoning in language or with the aid of symbolic computation. Besides free-form chain-of-thought reasoning, DEONTICBENCH enables an optional solver-based workflow in which models translate statutes and case facts into executable Prolog, leading to formal problem interpretations and an explicit program trace. We release reference Prolog programs for all instances. Across frontier LLMs and coding models, best hard-subset performance reaches only 44.4% on SARA Numeric and 46.6 macro-F1 on Housing. We further study training with supervised fine-tuning and reinforcement learning for symbolic program generation. Although training improves Prolog generation quality, current RL methods still fail to solve these tasks reliably. Overall, DEONTICBENCH provides a benchmark for studying context-grounded rule reasoning in real-world domains under both symbolic and non-symbolic settings.

cs.CL↗

A Brief Comparison of Training-Free Multi-Vector Sequence Compression Methods

While multi-vector retrieval models outperform single-vector models of comparable size in retrieval quality, their practicality is limited by substantially larger index sizes, driven by the additional sequence-length dimension in their document embeddings. Because document embedding size dictates both memory overhead and query latency, compression is essential for deployment. In this work, we present an evaluation of training-free methods targeting the token sequence length, a dimension unique to multi-vector retrieval. Our findings suggest that token merging is strictly superior to token pruning for reducing index size while maintaining retrieval effectiveness.

cs.IR↗

CoverageBench: Evaluating Information Coverage across Tasks and Domains

We wish to measure the information coverage of an ad hoc retrieval algorithm, that is, how much of the range of available relevant information is covered by the search results. Information coverage is a central aspect for retrieval, especially when the retrieval system is integrated with generative models in a retrieval-augmented generation (RAG) system. The classic metrics for ad hoc retrieval, precision and recall, reward a system as more and more relevant documents are retrieved. However, since relevance in ad hoc test collections is defined for a document without any relation to other documents that might contain the same information, high recall is sufficient but not necessary to ensure coverage. The same is true for other metrics such as rank-biased precision (RBP), normalized discounted cumulative gain (nDCG), and mean average precision (MAP). Test collections developed around the notion of diversity ranking in web search incorporate multiple aspects that support a concept of coverage in the web domain. In this work, we construct a suite of collections for evaluating information coverage from existing collections. This suite offers researchers a unified testbed spanning multiple genres and tasks. All topics, nuggets, relevance labels, and baseline rankings are released on Hugging Face Datasets, along with instructions for accessing the publicly available document collections.

cs.IR↗

Seq vs Seq: An Open Suite of Paired Encoders and Decoders

The large language model (LLM) community focuses almost exclusively on decoder-only language models, since they are easier to use for text generation. However, a large subset of the community still uses encoder-only models for tasks such as classification or retrieval. Previous work has attempted to compare these architectures, but is forced to make comparisons with models that have different numbers of parameters, training techniques, and datasets. We introduce the SOTA open-data Ettin suite of models: paired encoder-only and decoder-only models ranging from 17 million parameters to 1 billion, trained on up to 2 trillion tokens. Using the same recipe for both encoder-only and decoder-only models produces SOTA recipes in both categories for their respective sizes, beating ModernBERT as an encoder and Llama 3.2 and SmolLM2 as decoders. Like previous work, we find that encoder-only models excel at classification and retrieval tasks while decoders excel at generative tasks. However, we show that adapting a decoder model to encoder tasks (and vice versa) through continued training is subpar compared to using only the reverse objective (i.e. a 400M encoder outperforms a 1B decoder on MNLI, and vice versa for generative tasks). We open-source all artifacts of this study including training data, training order segmented by checkpoint, and 200+ checkpoints to allow future work to analyze or extend all aspects of training.

cs.CL↗

Does Reasoning Make Search More Fair? Comparing Fairness in Reasoning and Non-Reasoning Rerankers

While reasoning rerankers, such as Rank1, have demonstrated strong abilities in improving ranking relevance, it is unclear how they perform on other retrieval qualities such as fairness. We conduct the first systematic comparison of fairness between reasoning and non-reasoning rerankers. Using the TREC 2022 Fair Ranking Track dataset, we evaluate six reranking models across multiple retrieval settings and demographic attributes. Our findings demonstrate reasoning neither improve nor harm fairness compared to non-reasoning approaches. Our fairness metric, Attention-Weighted Rank Fairness (AWRF) remained stable (0.33-0.35) across all models, even as relevance varies substantially (nDCG 0.247-1.000). Demographic breakdown analysis revealed fairness gaps for geographic attributes regardless of model architecture. These results indicate that future work in specializing reasoning models to be aware of fairness attributes could lead to improvements, as current implementations preserve the fairness characteristics of their input ranking.

cs.IR↗