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Bernhard Schölkopf

Publications and source records attributed to Bernhard Schölkopf.

At least 109 records · Page 6Linked to original sources

Physics of Learning: A Lagrangian perspective to different learning paradigms

We study the problem of building an efficient learning system. Efficient learning processes information in the least time, i.e., building a system that reaches a desired error threshold with the least number of observations. Building upon least action principles from physics, we derive classic learning algorithms, Bellman's optimality equation in reinforcement learning, and the Adam optimizer in generative models from first principles, i.e., the Learning $\textit{Lagrangian}$. We postulate that learning searches for stationary paths in the Lagrangian, and learning algorithms are derivable by seeking the stationary trajectories.

cs.LG↗

Riemannian Batch Normalization: A Gyro Approach

Normalization layers are crucial for deep learning, but their Euclidean formulations are inadequate for data on manifolds. On the other hand, many Riemannian manifolds in machine learning admit gyro-structures, enabling principled extensions of Euclidean neural networks to non-Euclidean domains. Inspired by this, we introduce GyroBN, a principled Riemannian batch normalization framework for gyrogroups. We establish two necessary conditions, namely \emph{pseudo-reduction} and \emph{gyroisometric gyrations}, that guarantee GyroBN with theoretical control over sample statistics, and show that these conditions hold for all known gyrogroups in machine learning. Our framework also incorporates several existing Riemannian normalization methods as special cases. We further instantiate GyroBN on seven representative geometries, including the Grassmannian, five constant curvature spaces, and the correlation manifold, and derive novel gyro and Riemannian structures to enable these instantiations. Experiments across these geometries demonstrate the effectiveness of GyroBN. The code is available at https://github.com/GitZH-Chen/GyroBN.git.

cs.LG↗

Corrupted by Reasoning: Reasoning Language Models Become Free-Riders in Public Goods Games

As large language models (LLMs) are increasingly deployed as autonomous agents, understanding their cooperation and social mechanisms is becoming increasingly important. In particular, how LLMs balance self-interest and collective well-being is a critical challenge for ensuring alignment, robustness, and safe deployment. In this paper, we examine the challenge of costly sanctioning in multi-agent LLM systems, where an agent must decide whether to invest its own resources to incentivize cooperation or penalize defection. To study this, we adapt a public goods game with institutional choice from behavioral economics, allowing us to observe how different LLMs navigate social dilemmas over repeated interactions. Our analysis reveals four distinct behavioral patterns among models: some consistently establish and sustain high levels of cooperation, others fluctuate between engagement and disengagement, some gradually decline in cooperative behavior over time, and others rigidly follow fixed strategies regardless of outcomes. Surprisingly, we find that reasoning LLMs, such as the o1 series, struggle significantly with cooperation, whereas some traditional LLMs consistently achieve high levels of cooperation. These findings suggest that the current approach to improving LLMs, which focuses on enhancing their reasoning capabilities, does not necessarily lead to cooperation, providing valuable insights for deploying LLM agents in environments that require sustained collaboration. Our code is available at https://github.com/davidguzmanp/SanctSim

cs.AI↗

Learning Nonlinear Causal Reductions to Explain Reinforcement Learning Policies

Why do reinforcement learning (RL) policies fail or succeed? This is a challenging question due to the complex, high-dimensional nature of agent-environment interactions. In this work, we take a causal perspective on explaining the behavior of RL policies by viewing the states, actions, and rewards as variables in a low-level causal model. We introduce random perturbations to policy actions during execution and observe their effects on the cumulative reward, learning a simplified high-level causal model that explains these relationships. To this end, we develop a nonlinear Causal Model Reduction framework that ensures approximate interventional consistency, meaning the simplified high-level model responds to interventions in a similar way as the original complex system. We prove that for a class of nonlinear causal models, there exists a unique solution that achieves exact interventional consistency, ensuring learned explanations reflect meaningful causal patterns. Experiments on both synthetic causal models and practical RL tasks-including pendulum control and robot table tennis-demonstrate that our approach can uncover important behavioral patterns, biases, and failure modes in trained RL policies.

stat.ML↗

Skill Learning via Policy Diversity Yields Identifiable Representations for Reinforcement Learning

Self-supervised feature learning and pretraining methods in reinforcement learning (RL) often rely on information-theoretic principles, termed mutual information skill learning (MISL). These methods aim to learn a representation of the environment while also incentivizing exploration thereof. However, the role of the representation and mutual information parametrization in MISL is not yet well understood theoretically. Our work investigates MISL through the lens of identifiable representation learning by focusing on the Contrastive Successor Features (CSF) method. We prove that CSF can provably recover the environment's ground-truth features up to a linear transformation due to the inner product parametrization of the features and skill diversity in a discriminative sense. This first identifiability guarantee for representation learning in RL also helps explain the implications of different mutual information objectives and the downsides of entropy regularizers. We empirically validate our claims in MuJoCo and DeepMind Control and show how CSF provably recovers the ground-truth features both from states and pixels.

cs.LG↗

Generative Intervention Models for Causal Perturbation Modeling

We consider the problem of predicting perturbation effects via causal models. In many applications, it is a priori unknown which mechanisms of a system are modified by an external perturbation, even though the features of the perturbation are available. For example, in genomics, some properties of a drug may be known, but not their causal effects on the regulatory pathways of cells. We propose a generative intervention model (GIM) that learns to map these perturbation features to distributions over atomic interventions in a jointly-estimated causal model. Contrary to prior approaches, this enables us to predict the distribution shifts of unseen perturbation features while gaining insights about their mechanistic effects in the underlying data-generating process. On synthetic data and scRNA-seq drug perturbation data, GIMs achieve robust out-of-distribution predictions on par with unstructured approaches, while effectively inferring the underlying perturbation mechanisms, often better than other causal inference methods.

cs.LG↗

Diffusion-based learning of contact plans for agile locomotion

Legged robots have become capable of performing highly dynamic maneuvers in the past few years. However, agile locomotion in highly constrained environments such as stepping stones is still a challenge. In this paper, we propose a combination of model-based control, search, and learning to design efficient control policies for agile locomotion on stepping stones. In our framework, we use nonlinear model predictive control (NMPC) to generate whole-body motions for a given contact plan. To efficiently search for an optimal contact plan, we propose to use Monte Carlo tree search (MCTS). While the combination of MCTS and NMPC can quickly find a feasible plan for a given environment (a few seconds), it is not yet suitable to be used as a reactive policy. Hence, we generate a dataset for optimal goal-conditioned policy for a given scene and learn it through supervised learning. In particular, we leverage the power of diffusion models in handling multi-modality in the dataset. We test our proposed framework on a scenario where our quadruped robot Solo12 successfully jumps to different goals in a highly constrained environment.

cs.RO↗

Generalized Interpolating Discrete Diffusion

While state-of-the-art language models achieve impressive results through next-token prediction, they have inherent limitations such as the inability to revise already generated tokens. This has prompted exploration of alternative approaches such as discrete diffusion. However, masked diffusion, which has emerged as a popular choice due to its simplicity and effectiveness, reintroduces this inability to revise words. To overcome this, we generalize masked diffusion, deriving a new family of general interpolating discrete diffusion (GIDD) which offers greater flexibility in the design of the noising processes. Leveraging a novel diffusion ELBO, we achieve compute-matched state-of-the-art performance in diffusion language modeling. Exploiting GIDD's flexibility, we explore a hybrid approach combining masking and uniform noise, leading to improved sample quality and unlocking the ability for the model to correct its own mistakes, an area where autoregressive models notoriously have struggled. Code: https://github.com/dvruette/gidd/

cs.CL↗

Learning Joint Interventional Effects from Single-Variable Interventions in Additive Models

Estimating causal effects of joint interventions on multiple variables is crucial in many domains, but obtaining data from such simultaneous interventions can be challenging. Our study explores how to learn joint interventional effects using only observational data and single-variable interventions. We present an identifiability result for this problem, showing that for a class of nonlinear additive outcome mechanisms, joint effects can be inferred without access to joint interventional data. We propose a practical estimator that decomposes the causal effect into confounded and unconfounded contributions for each intervention variable. Experiments on synthetic data demonstrate that our method achieves performance comparable to models trained directly on joint interventional data, outperforming a purely observational estimator.

stat.ML↗

Adaptable Cardiovascular Disease Risk Prediction from Heterogeneous Data using Large Language Models

Cardiovascular disease (CVD) risk prediction models are essential for identifying high-risk individuals and guiding preventive actions. However, existing models struggle with the challenges of real-world clinical practice as they oversimplify patient profiles, rely on rigid input schemas, and are sensitive to distribution shifts. We developed AdaCVD, an adaptable CVD risk prediction framework built on large language models extensively fine-tuned on over half a million participants from the UK Biobank. In benchmark comparisons, AdaCVD surpasses established risk scores and standard machine learning approaches, achieving state-of-the-art performance. Crucially, for the first time, it addresses key clinical challenges across three dimensions: it flexibly incorporates comprehensive yet variable patient information; it seamlessly integrates both structured data and unstructured text; and it rapidly adapts to new patient populations using minimal additional data. In stratified analyses, it demonstrates robust performance across demographic, socioeconomic, and clinical subgroups, including underrepresented cohorts. AdaCVD offers a promising path toward more flexible, AI-driven clinical decision support tools suited to the realities of heterogeneous and dynamic healthcare environments.

cs.AI↗

Language Model Alignment in Multilingual Trolley Problems

We evaluate the moral alignment of LLMs with human preferences in multilingual trolley problems. Building on the Moral Machine experiment, which captures over 40 million human judgments across 200+ countries, we develop a cross-lingual corpus of moral dilemma vignettes in over 100 languages called MultiTP. This dataset enables the assessment of LLMs' decision-making processes in diverse linguistic contexts. Our analysis explores the alignment of 19 different LLMs with human judgments, capturing preferences across six moral dimensions: species, gender, fitness, status, age, and the number of lives involved. By correlating these preferences with the demographic distribution of language speakers and examining the consistency of LLM responses to various prompt paraphrasings, our findings provide insights into cross-lingual and ethical biases of LLMs and their intersection. We discover significant variance in alignment across languages, challenging the assumption of uniform moral reasoning in AI systems and highlighting the importance of incorporating diverse perspectives in AI ethics. The results underscore the need for further research on the integration of multilingual dimensions in responsible AI research to ensure fair and equitable AI interactions worldwide. Our code and data are at https://github.com/causalNLP/moralmachine

cs.CL↗

Can Large Language Models Understand Symbolic Graphics Programs?

Against the backdrop of enthusiasm for large language models (LLMs), there is a growing need to scientifically assess their capabilities and shortcomings. This is nontrivial in part because it is difficult to find tasks which the models have not encountered during training. Utilizing symbolic graphics programs, we propose a domain well-suited to test multiple spatial-semantic reasoning skills of LLMs. Popular in computer graphics, these programs procedurally generate visual data. While LLMs exhibit impressive skills in general program synthesis and analysis, symbolic graphics programs offer a new layer of evaluation: they allow us to test an LLM's ability to answer semantic questions about the images or 3D geometries without a vision encoder. To semantically understand the symbolic programs, LLMs would need to possess the ability to "imagine" and reason how the corresponding graphics content would look with only the symbolic description of the local curvatures and strokes. We use this task to evaluate LLMs by creating a large benchmark for the semantic visual understanding of symbolic graphics programs, built procedurally with minimal human effort. Particular emphasis is placed on transformations of images that leave the image level semantics invariant while introducing significant changes to the underlying program. We evaluate commercial and open-source LLMs on our benchmark to assess their ability to reason about visual output of programs, finding that LLMs considered stronger at reasoning generally perform better. Lastly, we introduce a novel method to improve this ability -- Symbolic Instruction Tuning (SIT), in which the LLM is finetuned with pre-collected instruction data on symbolic graphics programs. Interestingly, we find that SIT not only improves LLM's understanding on symbolic programs, but it also improves general reasoning ability on various other benchmarks.

cs.LG↗

Open X-Embodiment: Robotic Learning Datasets and RT-X Models

Large, high-capacity models trained on diverse datasets have shown remarkable successes on efficiently tackling downstream applications. In domains from NLP to Computer Vision, this has led to a consolidation of pretrained models, with general pretrained backbones serving as a starting point for many applications. Can such a consolidation happen in robotics? Conventionally, robotic learning methods train a separate model for every application, every robot, and even every environment. Can we instead train generalist X-robot policy that can be adapted efficiently to new robots, tasks, and environments? In this paper, we provide datasets in standardized data formats and models to make it possible to explore this possibility in the context of robotic manipulation, alongside experimental results that provide an example of effective X-robot policies. We assemble a dataset from 22 different robots collected through a collaboration between 21 institutions, demonstrating 527 skills (160266 tasks). We show that a high-capacity model trained on this data, which we call RT-X, exhibits positive transfer and improves the capabilities of multiple robots by leveraging experience from other platforms. More details can be found on the project website https://robotics-transformer-x.github.io.

cs.RO↗

Online Learning and Unlearning

We formalize the problem of online learning-unlearning, where a model is updated sequentially in an online setting while accommodating unlearning requests between updates. After a data point is unlearned, all subsequent outputs must be statistically indistinguishable from those of a model trained without that point. We present two online learner-unlearner (OLU) algorithms, both built upon online gradient descent (OGD). The first, passive OLU, leverages OGD's contractive property and injects noise when unlearning occurs, incurring no additional computation. The second, active OLU, uses an offline unlearning algorithm that shifts the model toward a solution excluding the deleted data. Under standard convexity and smoothness assumptions, both methods achieve regret bounds comparable to those of standard OGD, demonstrating that one can maintain competitive regret bounds while providing unlearning guarantees.

cs.LG↗

In-silico biological discovery with large perturbation models

Data generated in perturbation experiments link perturbations to the changes they elicit and therefore contain information relevant to numerous biological discovery tasks -- from understanding the relationships between biological entities to developing therapeutics. However, these data encompass diverse perturbations and readouts, and the complex dependence of experimental outcomes on their biological context makes it challenging to integrate insights across experiments. Here, we present the Large Perturbation Model (LPM), a deep-learning model that integrates multiple, heterogeneous perturbation experiments by representing perturbation, readout, and context as disentangled dimensions. LPM outperforms existing methods across multiple biological discovery tasks, including in predicting post-perturbation transcriptomes of unseen experiments, identifying shared molecular mechanisms of action between chemical and genetic perturbations, and facilitating the inference of gene-gene interaction networks.

cs.LG↗

Algorithmic causal structure emerging through compression

We explore the relationship between causality, symmetry, and compression. We build on and generalize the known connection between learning and compression to a setting where causal models are not identifiable. We propose a framework where causality emerges as a consequence of compressing data across multiple environments. We define algorithmic causality as an alternative definition of causality when traditional assumptions for causal identifiability do not hold. We demonstrate how algorithmic causal and symmetric structures can emerge from minimizing upper bounds on Kolmogorov complexity, without knowledge of intervention targets. We hypothesize that these insights may also provide a novel perspective on the emergence of causality in machine learning models, such as large language models, where causal relationships may not be explicitly identifiable.

cs.LG↗

How Robust Are Router-LLMs? Analysis of the Fragility of LLM Routing Capabilities

Large language model (LLM) routing has emerged as a crucial strategy for balancing computational costs with performance by dynamically assigning queries to the most appropriate model based on query complexity. Despite recent advances showing that preference-data-based routers can outperform traditional methods, current evaluation benchmarks remain limited. They largely focus on general model capabilities while overlooking task-specific behaviors and critical concerns such as privacy, safety, and potential backdoor vulnerabilities introduced through preference data. In response, we propose the DSC benchmark: Diverse, Simple, and Categorized, an evaluation framework that categorizes router performance across a broad spectrum of query types, including coding, translation, mathematics, human instructions, general knowledge, and LLM jailbreaking. Additionally, it integrates privacy and safety assessments to reveal hidden risks. Our experiments on three preference-based routers and two commercial counterparts demonstrate that while these systems improve efficiency, they often make suboptimal, category-driven decisions. For instance, a BERT-based router directs all coding and mathematics queries to the most powerful LLM even when simpler models would suffice, while routing jailbreaking attempts to weaker models, thereby elevating safety risks.

cs.CL↗

Robustness of Nonlinear Representation Learning

We study the problem of unsupervised representation learning in slightly misspecified settings, and thus formalize the study of robustness of nonlinear representation learning. We focus on the case where the mixing is close to a local isometry in a suitable distance and show based on existing rigidity results that the mixing can be identified up to linear transformations and small errors. In a second step, we investigate Independent Component Analysis (ICA) with observations generated according to $x=f(s)=As+h(s)$ where $A$ is an invertible mixing matrix and $h$ a small perturbation. We show that we can approximately recover the matrix $A$ and the independent components. Together, these two results show approximate identifiability of nonlinear ICA with almost isometric mixing functions. Those results are a step towards identifiability results for unsupervised representation learning for real-world data that do not follow restrictive model classes.

stat.ML↗