SearcharxivSearch

arXiv subjects

Björn Deiseroth

Publications and source records attributed to Björn Deiseroth.

At least 19 recordsLinked to original sources

Bounding Hallucinations: Merlin-Arthur Protocols for Mutual-Information Bounds in Language Models

Retrieval-augmented generation (RAG) relies on retrieved context to guide large language models (LLM), yet treats the retrieval as a heuristic rather than verifiable evidence -- leading to unsupported answers, hallucinations, and reliance on spurious context. We introduce a novel evaluation, data augmentation, and training framework that treats the RAG pipeline as an interactive proof system by adapting the Merlin-Arthur (M/A) protocol: Arthur (the generator LLM) receives context of unknown provenance and Merlin gives helpful evidence, while Morgana injects adversarial, misleading context. We implement them both with an XAI method to self-assess and modify evidence most influential to Arthur. Based on this framework we propose the Explained Information Fraction (EIF) score, that disentangles explanation fidelity from model predictive errors and imperfect benchmarks, and normalizes M/A mutual-information lower bounds to realistic empirical settings. When trained with those contexts, Arthur learns to answer when evidence supports the answer and abstain when evidence is insufficient. Across five QA benchmarks and four LLMs (1B to 32B parameters), M/A reduces incorrect answers under insufficient context by up to 35pp during training and by 18-20pp over vanilla finetuning. Abstention emerges even \emph{without any manually annotated unanswerable example or preference pair}. We improve EIF-cond by 0.1-0.4 during M/A training and by 0.33-0.38 over vanilla finetuning. Reusing Merlin/Morgana contexts as automatic hard positives and negatives also raises retriever Recall@1 by 2pp. While high accuracy does not guarantee entropy flow from context to answer, our EIF scores -- to our knowledge, the first context-to-answer information bound for RAG generators -- show that autonomous interactive-proof-style supervision enables RAG systems that treat retrieved documents as verifiable evidence.

cs.CL

Rewarding Efficient Reasoning Improves Abstention on Underspecified Tasks in Reasoning Models

While modern large reasoning models (LRMs) excel at providing correct answers in many tasks, we provide additional evidence for the observation that they often struggle with a critical capability: knowing when to abstain from answering. We analyze this gap by comparing LRM behavior to results from a human study, revealing that human reasoning effort on unanswerable tasks is upper-bounded by answerable tasks, whereas LRMs waste computational resources by generating longer Chains of Thought (CoTs) on unanswerable than on answerable prompts. To overcome this inefficiency, we take inspiration from a resource-rational perspective on human cognition and introduce a novel GRPO reward that encourages efficient reasoning about whether the task contains all the information needed to solve it. Fine-tuning several 4B LRMs with this reward leads to human-like abstention performance gains (+12.8% on average) while retaining answering capabilities and boosting the models' efficiency (44% shorter CoTs on average).

cs.CL

Soft-Prompt Tuning for Fair and Efficient LLM Benchmark Evaluation

Benchmark scores often misrepresent a large language model's (LLM's) knowledge, because they rely, e.g., on the model's ability to follow specific formatting requirements. This especially penalizes base models that may know the correct answers but lack the ability -- typically introduced in post-training -- to structure them as instructed. To overcome this, we propose soft-prompt tuning, an efficient, fair, and architecture-agnostic model evaluation. By optimizing only 10 soft-prompt vectors (roughly 0.0006% parameters for a 7B model) over a short tuning period, we adapt models to specific benchmark formats, closing gaps in format-following and ensuring that underlying knowledge is accurately reflected in benchmark scores. This allows one to fairly compare different base models -- trained with various pre-training recipes -- on benchmarks without the need for full post-training. We evaluated soft-prompt tuning across 7 models and 7 datasets. The results show that (a) soft-prompt tuning saturates format-following within 80 steps (~640 samples) making it highly efficient, (b) soft-prompt tuning significantly outperforms zero- and few-shot prompting, surfacing base model knowledge that standard prompting misses, that (c) even post-trained models can benefit from soft-prompts to maximize format compliance, and that (d) soft-prompted base model performance predicts post-trained model rankings more reliably than zero- and few-shot baselines, offering a low-cost proxy for downstream model quality. Our contributions include (1) metrics which disentangle format-following and knowledge accuracy, (2) a fairer benchmarking protocol of LLM knowledge, and (3) a cost- and memory-effective recipe to identify optimal pre-training strategies early in LLM development.

cs.CL

AtManRL: Towards Faithful Reasoning via Differentiable Attention Saliency

Large language models (LLMs) increasingly rely on chain-of-thought (CoT) reasoning to solve complex tasks. Yet ensuring that the reasoning trace both contributes to and faithfully reflects the processes underlying the model's final answer, rather than merely accompanying it, remains challenging. We introduce AtManRL, a method that leverages differentiable attention manipulation to learn more faithful reasoning through reinforcement learning. By training an additive attention mask that identifies tokens in the CoT crucial for producing correct answers, we derive a saliency reward signal that encourages the model to generate reasoning traces that genuinely influence its final predictions. We integrate this saliency reward with outcome-based rewards within the GRPO framework to jointly optimize for correctness and interpretability. Experiments on GSM8K and MMLU with Llama-3.2-3B-Instruct demonstrate that our approach can identify influential reasoning tokens and enable training more transparent reasoning models.

cs.CL

Aleph-Alpha-GermanWeb: Improving German-language LLM pre-training with model-based data curation and synthetic data generation

Scaling data quantity is essential for large language models (LLMs), yet recent findings show that data quality can significantly boost performance and training efficiency. We introduce a German-language dataset curation pipeline that combines heuristic and model-based filtering techniques with synthetic data generation. We use our pipeline to create Aleph-Alpha-GermanWeb, a 628B-word German pre-training dataset composed of three subsets drawing from: (1) Common Crawl web data (organic subset; 78B words), (2) FineWeb2 (organic subset; 235B), and (3) synthetically-generated data conditioned on actual, organic web data (synthetic subset; 329B). We evaluate our dataset by pre-training both a 1B Llama-style model and an 8B tokeniser-free hierarchical autoregressive transformer (HAT) from scratch. A comparison on German-language benchmarks, including MMMLU, shows significant performance gains of Aleph-Alpha-GermanWeb over FineWeb2 alone. This advantage holds at the 8B scale even when FineWeb2 is enriched by human-curated high-quality data sources such as Wikipedia. Our findings support the growing body of evidence that model-based data curation and synthetic data generation can significantly enhance LLM pre-training datasets.

cs.CL

A Family of LLMs Liberated from Static Vocabularies

Tokenization is a central component of natural language processing in current large language models (LLMs), enabling models to convert raw text into processable units. Although learned tokenizers are widely adopted, they exhibit notable limitations, including their large, fixed vocabulary sizes and poor adaptability to new domains or languages. We present a family of models with up to 70 billion parameters based on the hierarchical autoregressive transformer (HAT) architecture. In HAT, an encoder transformer aggregates bytes into word embeddings and then feeds them to the backbone, a classical autoregressive transformer. The outputs of the backbone are then cross-attended by the decoder and converted back into bytes. We show that we can reuse available pre-trained models by converting the Llama 3.1 8B and 70B models into the HAT architecture: Llama-3.1-8B-TFree-HAT and Llama-3.1-70B-TFree-HAT are byte-level models whose encoder and decoder are trained from scratch, but where we adapt the pre-trained Llama backbone, i.e., the transformer blocks with the embedding matrix and head removed, to handle word embeddings instead of the original tokens. We also provide a 7B HAT model, Llama-TFree-HAT-Pretrained, trained entirely from scratch on nearly 4 trillion words. The HAT architecture improves text compression by reducing the number of required sequence positions and enhances robustness to intra-word variations, e.g., spelling differences. Through pre-training, as well as subsequent supervised fine-tuning and direct preference optimization in English and German, we show strong proficiency in both languages, improving on the original Llama 3.1 in most benchmarks. We release our models (including 200 pre-training checkpoints) on Hugging Face.

cs.CL

LIME: Making LLM Data More Efficient with Linguistic Metadata Embeddings

Pre-training decoder-only language models relies on vast amounts of high-quality data, yet the availability of such data is increasingly reaching its limits. While metadata is commonly used to create and curate these datasets, its potential as a direct training signal remains under-explored. We challenge this status quo and propose LIME (Linguistic Metadata Embeddings), a method that enriches token embeddings with metadata capturing syntax, semantics, and contextual properties. LIME substantially improves pre-training efficiency. Specifically, it adapts up to 56% faster to the training data distribution, while introducing only 0.01% additional parameters at negligible compute overhead. Beyond efficiency, LIME improves tokenization, leading to remarkably stronger language modeling capabilities and generative task performance. These benefits persist across model scales (500M to 2B). In addition, we develop a variant with shifted metadata, LIME+1, that can guide token generation. Given prior metadata for the next token, LIME+1 improves reasoning performance by up to 38% and arithmetic accuracy by up to 35%.

cs.CL

Measuring and Guiding Monosemanticity

There is growing interest in leveraging mechanistic interpretability and controllability to better understand and influence the internal dynamics of large language models (LLMs). However, current methods face fundamental challenges in reliably localizing and manipulating feature representations. Sparse Autoencoders (SAEs) have recently emerged as a promising direction for feature extraction at scale, yet they, too, are limited by incomplete feature isolation and unreliable monosemanticity. To systematically quantify these limitations, we introduce Feature Monosemanticity Score (FMS), a novel metric to quantify feature monosemanticity in latent representation. Building on these insights, we propose Guided Sparse Autoencoders (G-SAE), a method that conditions latent representations on labeled concepts during training. We demonstrate that reliable localization and disentanglement of target concepts within the latent space improve interpretability, detection of behavior, and control. Specifically, our evaluations on toxicity detection, writing style identification, and privacy attribute recognition show that G-SAE not only enhances monosemanticity but also enables more effective and fine-grained steering with less quality degradation. Our findings provide actionable guidelines for measuring and advancing mechanistic interpretability and control of LLMs.

cs.CL

Hierarchical Autoregressive Transformers: Combining Byte- and Word-Level Processing for Robust, Adaptable Language Models

Tokenization is a fundamental step in natural language processing, breaking text into units that computational models can process. While learned subword tokenizers have become the de-facto standard, they present challenges such as large vocabularies, limited adaptability to new domains or languages, and sensitivity to spelling errors and variations. To overcome these limitations, we investigate a hierarchical architecture for autoregressive language modelling that combines character-level and word-level processing. It employs a lightweight character-level encoder to convert character sequences into word embeddings, which are then processed by a word-level backbone model and decoded back into characters via a compact character-level decoder. This method retains the sequence compression benefits of word-level tokenization without relying on a rigid, predefined vocabulary. We demonstrate, at scales up to 7 billion parameters, that hierarchical transformers match the downstream task performance of subword-tokenizer-based models while exhibiting significantly greater robustness to input perturbations. Additionally, during continued pretraining on an out-of-domain language, our model trains almost twice as fast, achieves superior performance on the target language, and retains more of its previously learned knowledge. Hierarchical transformers pave the way for NLP systems that are more robust, flexible, and generalizable across languages and domains.

cs.CL

u-$μ$P: The Unit-Scaled Maximal Update Parametrization

The Maximal Update Parametrization ($μ$P) aims to make the optimal hyperparameters (HPs) of a model independent of its size, allowing them to be swept using a cheap proxy model rather than the full-size target model. We present a new scheme, u-$μ$P, which improves upon $μ$P by combining it with Unit Scaling, a method for designing models that makes them easy to train in low-precision. The two techniques have a natural affinity: $μ$P ensures that the scale of activations is independent of model size, and Unit Scaling ensures that activations, weights and gradients begin training with a scale of one. This synthesis opens the door to a simpler scheme, whose default values are near-optimal. This in turn facilitates a more efficient sweeping strategy, with u-$μ$P models reaching a loss that is equal to or lower than comparable $μ$P models and working out-of-the-box in FP8.

cs.LG

AtMan: Understanding Transformer Predictions Through Memory Efficient Attention Manipulation

Generative transformer models have become increasingly complex, with large numbers of parameters and the ability to process multiple input modalities. Current methods for explaining their predictions are resource-intensive. Most crucially, they require prohibitively large amounts of extra memory, since they rely on backpropagation which allocates almost twice as much GPU memory as the forward pass. This makes it difficult, if not impossible, to use them in production. We present AtMan that provides explanations of generative transformer models at almost no extra cost. Specifically, AtMan is a modality-agnostic perturbation method that manipulates the attention mechanisms of transformers to produce relevance maps for the input with respect to the output prediction. Instead of using backpropagation, AtMan applies a parallelizable token-based search method based on cosine similarity neighborhood in the embedding space. Our exhaustive experiments on text and image-text benchmarks demonstrate that AtMan outperforms current state-of-the-art gradient-based methods on several metrics while being computationally efficient. As such, AtMan is suitable for use in large model inference deployments.

cs.LG

T-FREE: Subword Tokenizer-Free Generative LLMs via Sparse Representations for Memory-Efficient Embeddings

Tokenizers are crucial for encoding information in Large Language Models, but their development has recently stagnated, and they contain inherent weaknesses. Major limitations include computational overhead, ineffective vocabulary use, and unnecessarily large embedding and head layers. Additionally, their performance is biased towards a reference corpus, leading to reduced effectiveness for underrepresented languages. To remedy these issues, we propose T-FREE, which directly embeds words through sparse activation patterns over character triplets, and does not require a reference corpus. T-FREE inherently exploits morphological similarities and allows for strong compression of embedding layers. In our exhaustive experimental evaluation, we achieve competitive downstream performance with a parameter reduction of more than 85% on these layers. Further, T-FREE shows significant improvements in cross-lingual transfer learning.

cs.CL

SCAR: Sparse Conditioned Autoencoders for Concept Detection and Steering in LLMs

Large Language Models (LLMs) have demonstrated remarkable capabilities in generating human-like text, but their output may not be aligned with the user or even produce harmful content. This paper presents a novel approach to detect and steer concepts such as toxicity before generation. We introduce the Sparse Conditioned Autoencoder (SCAR), a single trained module that extends the otherwise untouched LLM. SCAR ensures full steerability, towards and away from concepts (e.g., toxic content), without compromising the quality of the model's text generation on standard evaluation benchmarks. We demonstrate the effective application of our approach through a variety of concepts, including toxicity, safety, and writing style alignment. As such, this work establishes a robust framework for controlling LLM generations, ensuring their ethical and safe deployment in real-world applications.

cs.CL

Mechanistic Design and Scaling of Hybrid Architectures

The development of deep learning architectures is a resource-demanding process, due to a vast design space, long prototyping times, and high compute costs associated with at-scale model training and evaluation. We set out to simplify this process by grounding it in an end-to-end mechanistic architecture design (MAD) pipeline, encompassing small-scale capability unit tests predictive of scaling laws. Through a suite of synthetic token manipulation tasks such as compression and recall, designed to probe capabilities, we identify and test new hybrid architectures constructed from a variety of computational primitives. We experimentally validate the resulting architectures via an extensive compute-optimal and a new state-optimal scaling law analysis, training over 500 language models between 70M to 7B parameters. Surprisingly, we find MAD synthetics to correlate with compute-optimal perplexity, enabling accurate evaluation of new architectures via isolated proxy tasks. The new architectures found via MAD, based on simple ideas such as hybridization and sparsity, outperform state-of-the-art Transformer, convolutional, and recurrent architectures (Transformer++, Hyena, Mamba) in scaling, both at compute-optimal budgets and in overtrained regimes. Overall, these results provide evidence that performance on curated synthetic tasks can be predictive of scaling laws, and that an optimal architecture should leverage specialized layers via a hybrid topology.

cs.LG

Divergent Token Metrics: Measuring degradation to prune away LLM components -- and optimize quantization

Large Language Models (LLMs) have reshaped natural language processing with their impressive capabilities. However, their ever-increasing size has raised concerns about their effective deployment and the need for LLM compression. This study introduces the Divergent Token Metrics (DTMs), a novel approach to assessing compressed LLMs, addressing the limitations of traditional perplexity or accuracy measures that fail to accurately reflect text generation quality. DTMs measure token divergences that allow deeper insights into the subtleties of model compression, in particular, when evaluating components' impacts individually. Utilizing the First Divergent Token Metric (FDTM) in model sparsification reveals that 25% of all attention components can be pruned beyond 90% on the Llama-2 model family, still keeping SOTA performance. For quantization, FDTM suggests that more than 80% of parameters can be naively transformed to int8 without special outlier management. These evaluations indicate the necessity of choosing appropriate compressions for parameters individually -- and that FDTM can identify those -- while standard metrics result in deteriorated outcomes.

cs.CL

MultiFusion: Fusing Pre-Trained Models for Multi-Lingual, Multi-Modal Image Generation

The recent popularity of text-to-image diffusion models (DM) can largely be attributed to the intuitive interface they provide to users. The intended generation can be expressed in natural language, with the model producing faithful interpretations of text prompts. However, expressing complex or nuanced ideas in text alone can be difficult. To ease image generation, we propose MultiFusion that allows one to express complex and nuanced concepts with arbitrarily interleaved inputs of multiple modalities and languages. MutliFusion leverages pre-trained models and aligns them for integration into a cohesive system, thereby avoiding the need for extensive training from scratch. Our experimental results demonstrate the efficient transfer of capabilities from individual modules to the downstream model. Specifically, the fusion of all independent components allows the image generation module to utilize multilingual, interleaved multimodal inputs despite being trained solely on monomodal data in a single language.

cs.CV

Speaking Multiple Languages Affects the Moral Bias of Language Models

Pre-trained multilingual language models (PMLMs) are commonly used when dealing with data from multiple languages and cross-lingual transfer. However, PMLMs are trained on varying amounts of data for each language. In practice this means their performance is often much better on English than many other languages. We explore to what extent this also applies to moral norms. Do the models capture moral norms from English and impose them on other languages? Do the models exhibit random and thus potentially harmful beliefs in certain languages? Both these issues could negatively impact cross-lingual transfer and potentially lead to harmful outcomes. In this paper, we (1) apply the MoralDirection framework to multilingual models, comparing results in German, Czech, Arabic, Chinese, and English, (2) analyse model behaviour on filtered parallel subtitles corpora, and (3) apply the models to a Moral Foundations Questionnaire, comparing with human responses from different countries. Our experiments demonstrate that, indeed, PMLMs encode differing moral biases, but these do not necessarily correspond to cultural differences or commonalities in human opinions. We release our code and models.

cs.CL

ILLUME: Rationalizing Vision-Language Models through Human Interactions

Bootstrapping from pre-trained language models has been proven to be an efficient approach for building vision-language models (VLM) for tasks such as image captioning or visual question answering. However, outputs of these models rarely align with user's rationales for specific answers. In order to improve this alignment and reinforce commonsense reasons, we propose a tuning paradigm based on human interactions with machine-generated data. Our ILLUME executes the following loop: Given an image-question-answer prompt, the VLM samples multiple candidate rationales, and a human critic provides feedback via preference selection, used for fine-tuning. This loop increases the training data and gradually carves out the VLM's rationalization capabilities that are aligned with human intent. Our exhaustive experiments demonstrate that ILLUME is competitive with standard supervised finetuning while using significantly fewer training data and only requiring minimal feedback.

cs.LG