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Bo Li

Publications and source records attributed to Bo Li.

At least 379 records · Page 21Linked to original sources

GuardAgent: Safeguard LLM Agents by a Guard Agent via Knowledge-Enabled Reasoning

The rapid advancement of large language model (LLM) agents has raised new concerns regarding their safety and security. In this paper, we propose GuardAgent, the first guardrail agent to protect target agents by dynamically checking whether their actions satisfy given safety guard requests. Specifically, GuardAgent first analyzes the safety guard requests to generate a task plan, and then maps this plan into guardrail code for execution. By performing the code execution, GuardAgent can deterministically follow the safety guard request and safeguard target agents. In both steps, an LLM is utilized as the reasoning component, supplemented by in-context demonstrations retrieved from a memory module storing experiences from previous tasks. In addition, we propose two novel benchmarks: EICU-AC benchmark to assess the access control for healthcare agents and Mind2Web-SC benchmark to evaluate the safety policies for web agents. We show that GuardAgent effectively moderates the violation actions for different types of agents on these two benchmarks with over 98% and 83% guardrail accuracies, respectively. Project page: https://guardagent.github.io/

cs.LG↗

Adversarial Attacks against Closed-Source MLLMs via Feature Optimal Alignment

Multimodal large language models (MLLMs) remain vulnerable to transferable adversarial examples. While existing methods typically achieve targeted attacks by aligning global features-such as CLIP's [CLS] token-between adversarial and target samples, they often overlook the rich local information encoded in patch tokens. This leads to suboptimal alignment and limited transferability, particularly for closed-source models. To address this limitation, we propose a targeted transferable adversarial attack method based on feature optimal alignment, called FOA-Attack, to improve adversarial transfer capability. Specifically, at the global level, we introduce a global feature loss based on cosine similarity to align the coarse-grained features of adversarial samples with those of target samples. At the local level, given the rich local representations within Transformers, we leverage clustering techniques to extract compact local patterns to alleviate redundant local features. We then formulate local feature alignment between adversarial and target samples as an optimal transport (OT) problem and propose a local clustering optimal transport loss to refine fine-grained feature alignment. Additionally, we propose a dynamic ensemble model weighting strategy to adaptively balance the influence of multiple models during adversarial example generation, thereby further improving transferability. Extensive experiments across various models demonstrate the superiority of the proposed method, outperforming state-of-the-art methods, especially in transferring to closed-source MLLMs. The code is released at https://github.com/jiaxiaojunQAQ/FOA-Attack.

cs.CV↗

Enhancing Visual Grounding for GUI Agents via Self-Evolutionary Reinforcement Learning

Graphical User Interface (GUI) agents have made substantial strides in understanding and executing user instructions across diverse platforms. Yet, grounding these instructions to precise interface elements remains challenging, especially in complex, high-resolution, professional environments. Traditional supervised finetuning (SFT) methods often require large volumes of diverse data and exhibit weak generalization. To overcome these limitations, we introduce a reinforcement learning (RL) based framework that incorporates three core strategies: (1) seed data curation to ensure high quality training samples, (2) a dense policy gradient that provides continuous feedback based on prediction accuracy, and (3) a self evolutionary reinforcement finetuning mechanism that iteratively refines the model using attention maps. With only 3k training samples, our 7B-parameter model achieves state-of-the-art results among similarly sized models on three grounding benchmarks. Notably, it attains 47.3\% accuracy on the ScreenSpot-Pro dataset, outperforming much larger models, such as UI-TARS-72B, by a margin of 24.2\%. These findings underscore the effectiveness of RL-based approaches in enhancing GUI agent performance, particularly in high-resolution, complex environments.

cs.AI↗

MPL: Multiple Programming Languages with Large Language Models for Information Extraction

Recent research in information extraction (IE) focuses on utilizing code-style inputs to enhance structured output generation. The intuition behind this is that the programming languages (PLs) inherently exhibit greater structural organization than natural languages (NLs). This structural advantage makes PLs particularly suited for IE tasks. Nevertheless, existing research primarily focuses on Python for code-style simulation, overlooking the potential of other widely-used PLs (e.g., C++ and Java) during the supervised fine-tuning (SFT) phase. In this research, we propose \textbf{M}ultiple \textbf{P}rogramming \textbf{L}anguages with large language models for information extraction (abbreviated as \textbf{MPL}), a novel framework that explores the potential of incorporating different PLs in the SFT phase. Additionally, we introduce \texttt{function-prompt} with virtual running to simulate code-style inputs more effectively and efficiently. Experimental results on a wide range of datasets demonstrate the effectiveness of MPL. Furthermore, we conduct extensive experiments to provide a comprehensive analysis. We have released our code for future research.

cs.CL↗

FuxiMT: Sparsifying Large Language Models for Chinese-Centric Multilingual Machine Translation

In this paper, we present FuxiMT, a novel Chinese-centric multilingual machine translation model powered by a sparsified large language model (LLM). We adopt a two-stage strategy to train FuxiMT. We first pre-train the model on a massive Chinese corpus and then conduct multilingual fine-tuning on a large parallel dataset encompassing 65 languages. FuxiMT incorporates Mixture-of-Experts (MoEs) and employs a curriculum learning strategy for robust performance across various resource levels. Experimental results demonstrate that FuxiMT significantly outperforms strong baselines, including state-of-the-art LLMs and machine translation models, particularly under low-resource scenarios. Furthermore, FuxiMT exhibits remarkable zero-shot translation capabilities for unseen language pairs, indicating its potential to bridge communication gaps where parallel data are scarce or unavailable.

cs.CL↗

Probing Human Visual Robustness with Neurally-Guided Deep Neural Networks

Humans effortlessly navigate the dynamic visual world, yet deep neural networks (DNNs), despite excelling at many visual tasks, are surprisingly vulnerable to minor image perturbations. Past theories suggest that human visual robustness arises from a representational space that evolves along the ventral visual stream (VVS) of the brain to increasingly tolerate object transformations. To test whether robustness is supported by such progression as opposed to being confined exclusively to specialized higher-order regions, we trained DNNs to align their representations with human neural responses from consecutive VVS regions while performing visual tasks. We demonstrate a hierarchical improvement in DNN robustness: alignment to higher-order VVS regions leads to greater improvement. To investigate the mechanism behind such robustness gains, we test a prominent hypothesis that attributes human robustness to the unique geometry of neural category manifolds in the VVS. We first reveal that more desirable manifold properties, specifically, smaller extent and better linear separability, indeed emerge across the human VVS. These properties can be inherited by neurally aligned DNNs and predict their subsequent robustness gains. Furthermore, we show that supervision from neural manifolds alone, via manifold guidance, is sufficient to qualitatively reproduce the hierarchical robustness improvements. Together, these results highlight the critical role of the evolving representational space across VVS in achieving robust visual inference, in part through the formation of more linearly separable category manifolds, which may in turn be leveraged to develop more robust AI systems.

cs.CV↗

Resolving Latency and Inventory Risk in Market Making with Reinforcement Learning

The latency of the exchanges in Market Making (MM) is inevitable due to hardware limitations, system processing times, delays in receiving data from exchanges, the time required for order transmission to reach the market, etc. Existing reinforcement learning (RL) methods for Market Making (MM) overlook the impact of these latency, which can lead to unintended order cancellations due to price discrepancies between decision and execution times and result in undesired inventory accumulation, exposing MM traders to increased market risk. Therefore, these methods cannot be applied in real MM scenarios. To address these issues, we first build a realistic MM environment with random delays of 30-100 milliseconds for order placement and market information reception, and implement a batch matching mechanism that collects orders within every 500 milliseconds before matching them all at once, simulating the batch auction mechanisms adopted by some exchanges. Then, we propose Relaver, an RL-based method for MM to tackle the latency and inventory risk issues. The three main contributions of Relaver are: i) we introduce an augmented state-action space that incorporates order hold time alongside price and volume, enabling Relaver to optimize execution strategies under latency constraints and time-priority matching mechanisms, ii) we leverage dynamic programming (DP) to guide the exploration of RL training for better policies, iii) we train a market trend predictor, which can guide the agent to intelligently adjust the inventory to reduce the risk. Extensive experiments and ablation studies on four real-world datasets demonstrate that \textsc{Relaver} significantly improves the performance of state-of-the-art RL-based MM strategies across multiple metrics.

cs.LG↗

FinMaster: A Holistic Benchmark for Mastering Full-Pipeline Financial Workflows with LLMs

Financial tasks are pivotal to global economic stability; however, their execution faces challenges including labor intensive processes, low error tolerance, data fragmentation, and tool limitations. Although large language models (LLMs) have succeeded in various natural language processing tasks and have shown potential in automating workflows through reasoning and contextual understanding, current benchmarks for evaluating LLMs in finance lack sufficient domain-specific data, have simplistic task design, and incomplete evaluation frameworks. To address these gaps, this article presents FinMaster, a comprehensive financial benchmark designed to systematically assess the capabilities of LLM in financial literacy, accounting, auditing, and consulting. Specifically, FinMaster comprises three main modules: i) FinSim, which builds simulators that generate synthetic, privacy-compliant financial data for companies to replicate market dynamics; ii) FinSuite, which provides tasks in core financial domains, spanning 183 tasks of various types and difficulty levels; and iii) FinEval, which develops a unified interface for evaluation. Extensive experiments over state-of-the-art LLMs reveal critical capability gaps in financial reasoning, with accuracy dropping from over 90% on basic tasks to merely 40% on complex scenarios requiring multi-step reasoning. This degradation exhibits the propagation of computational errors, where single-metric calculations initially demonstrating 58% accuracy decreased to 37% in multimetric scenarios. To the best of our knowledge, FinMaster is the first benchmark that covers full-pipeline financial workflows with challenging tasks. We hope that FinMaster can bridge the gap between research and industry practitioners, driving the adoption of LLMs in real-world financial practices to enhance efficiency and accuracy.

cs.AI↗

Why Regression? Binary Encoding Classification Brings Confidence to Stock Market Index Price Prediction

Stock market indices serve as fundamental market measurement that quantify systematic market dynamics. However, accurate index price prediction remains challenging, primarily because existing approaches treat indices as isolated time series and frame the prediction as a simple regression task. These methods fail to capture indices' inherent nature as aggregations of constituent stocks with complex, time-varying interdependencies. To address these limitations, we propose Cubic, a novel end-to-end framework that explicitly models the adaptive fusion of constituent stocks for index price prediction. Our main contributions are threefold. i) Fusion in the latent space: we introduce the fusion mechanism over the latent embedding of the stocks to extract the information from the vast number of stocks. ii) Binary encoding classification: since regression tasks are challenging due to continuous value estimation, we reformulate the regression into the classification task, where the target value is converted to binary and we optimize the prediction of the value of each digit with cross-entropy loss. iii) Confidence-guided prediction and trading: we introduce the regularization loss to address market prediction uncertainty for the index prediction and design the rule-based trading policies based on the confidence. Extensive experiments across multiple stock markets and indices demonstrate that Cubic consistently outperforms state-of-the-art baselines in stock index prediction tasks, achieving superior performance on both forecasting accuracy metrics and downstream trading profitability.

q-fin.ST↗

Pruning via Merging: Compressing LLMs via Manifold Alignment Based Layer Merging

While large language models (LLMs) excel in many domains, their complexity and scale challenge deployment in resource-limited environments. Current compression techniques, such as parameter pruning, often fail to effectively utilize the knowledge from pruned parameters. To address these challenges, we propose Manifold-Based Knowledge Alignment and Layer Merging Compression (MKA), a novel approach that uses manifold learning and the Normalized Pairwise Information Bottleneck (NPIB) measure to merge similar layers, reducing model size while preserving essential performance. We evaluate MKA on multiple benchmark datasets and various LLMs. Our findings show that MKA not only preserves model performance but also achieves substantial compression ratios, outperforming traditional pruning methods. Moreover, when coupled with quantization, MKA delivers even greater compression. Specifically, on the MMLU dataset using the Llama3-8B model, MKA achieves a compression ratio of 43.75% with a minimal performance decrease of only 2.82\%. The proposed MKA method offers a resource-efficient and performance-preserving model compression technique for LLMs.

cs.CL↗

Marigold: Affordable Adaptation of Diffusion-Based Image Generators for Image Analysis

The success of deep learning in computer vision over the past decade has hinged on large labeled datasets and strong pretrained models. In data-scarce settings, the quality of these pretrained models becomes crucial for effective transfer learning. Image classification and self-supervised learning have traditionally been the primary methods for pretraining CNNs and transformer-based architectures. Recently, the rise of text-to-image generative models, particularly those using denoising diffusion in a latent space, has introduced a new class of foundational models trained on massive, captioned image datasets. These models' ability to generate realistic images of unseen content suggests they possess a deep understanding of the visual world. In this work, we present Marigold, a family of conditional generative models and a fine-tuning protocol that extracts the knowledge from pretrained latent diffusion models like Stable Diffusion and adapts them for dense image analysis tasks, including monocular depth estimation, surface normals prediction, and intrinsic decomposition. Marigold requires minimal modification of the pre-trained latent diffusion model's architecture, trains with small synthetic datasets on a single GPU over a few days, and demonstrates state-of-the-art zero-shot generalization. Project page: https://marigoldcomputervision.github.io

cs.CV↗

FullStack Bench: Evaluating LLMs as Full Stack Coders

As the capabilities of code large language models (LLMs) continue to expand, their applications across diverse code intelligence domains are rapidly increasing. However, most existing datasets only evaluate limited application domains. To address this gap, we have developed a comprehensive code evaluation dataset FullStack Bench focusing on full-stack programming, which encompasses a wide range of application domains (e.g., basic programming, data analysis, software engineering, mathematics, and machine learning). Besides, to assess multilingual programming capabilities, in FullStack Bench, we design real-world instructions and corresponding unit test cases from 16 widely-used programming languages to reflect real-world usage scenarios rather than simple translations. Moreover, we also release an effective code sandbox execution tool (i.e., SandboxFusion) supporting various programming languages and packages to evaluate the performance of our FullStack Bench efficiently. Comprehensive experimental results on our FullStack Bench demonstrate the necessity and effectiveness of our FullStack Bench and SandboxFusion.

cs.AI↗

Heterogeneous Data Game: Characterizing the Model Competition Across Multiple Data Sources

Data heterogeneity across multiple sources is common in real-world machine learning (ML) settings. Although many methods focus on enabling a single model to handle diverse data, real-world markets often comprise multiple competing ML providers. In this paper, we propose a game-theoretic framework -- the Heterogeneous Data Game -- to analyze how such providers compete across heterogeneous data sources. We investigate the resulting pure Nash equilibria (PNE), showing that they can be non-existent, homogeneous (all providers converge on the same model), or heterogeneous (providers specialize in distinct data sources). Our analysis spans monopolistic, duopolistic, and more general markets, illustrating how factors such as the "temperature" of data-source choice models and the dominance of certain data sources shape equilibrium outcomes. We offer theoretical insights into both homogeneous and heterogeneous PNEs, guiding regulatory policies and practical strategies for competitive ML marketplaces.

cs.GT↗

LMMs-Eval: Reality Check on the Evaluation of Large Multimodal Models

The advances of large foundation models necessitate wide-coverage, low-cost, and zero-contamination benchmarks. Despite continuous exploration of language model evaluations, comprehensive studies on the evaluation of Large Multi-modal Models (LMMs) remain limited. In this work, we introduce LMMS-EVAL, a unified and standardized multimodal benchmark framework with over 50 tasks and more than 10 models to promote transparent and reproducible evaluations. Although LMMS-EVAL offers comprehensive coverage, we find it still falls short in achieving low cost and zero contamination. To approach this evaluation trilemma, we further introduce LMMS-EVAL LITE, a pruned evaluation toolkit that emphasizes both coverage and efficiency. Additionally, we present Multimodal LIVEBENCH that utilizes continuously updating news and online forums to assess models' generalization abilities in the wild, featuring a low-cost and zero-contamination evaluation approach. In summary, our work highlights the importance of considering the evaluation trilemma and provides practical solutions to navigate the trade-offs in evaluating large multi-modal models, paving the way for more effective and reliable benchmarking of LMMs. We opensource our codebase and maintain leaderboard of LIVEBENCH at https://github.com/EvolvingLMMs-Lab/lmms-eval and https://huggingface.co/spaces/lmms-lab/LiveBench.

cs.CL↗

Memory-Efficient LLM Training by Various-Grained Low-Rank Projection of Gradients

Building upon the success of low-rank adapter (LoRA), low-rank gradient projection (LoRP) has emerged as a promising solution for memory-efficient fine-tuning. However, existing LoRP methods typically treat each row of the gradient matrix as the default projection unit, leaving the role of projection granularity underexplored. In this work, we propose a novel framework, VLoRP, that extends low-rank gradient projection by introducing an additional degree of freedom for controlling the trade-off between memory efficiency and performance, beyond the rank hyper-parameter. Through this framework, we systematically explore the impact of projection granularity, demonstrating that finer-grained projections lead to enhanced stability and efficiency even under a fixed memory budget. Regarding the optimization for VLoRP, we present ProjFactor, an adaptive memory-efficient optimizer, that significantly reduces memory requirement while ensuring competitive performance, even in the presence of gradient accumulation. Additionally, we provide a theoretical analysis of VLoRP, demonstrating the descent and convergence of its optimization trajectory under both SGD and ProjFactor. Extensive experiments are conducted to validate our findings, covering tasks such as commonsense reasoning, MMLU, and GSM8K.

cs.LG↗

Cer-Eval: Certifiable and Cost-Efficient Evaluation Framework for LLMs

As foundation models continue to scale, the size of trained models grows exponentially, presenting significant challenges for their evaluation. Current evaluation practices involve curating increasingly large datasets to assess the performance of large language models (LLMs). However, there is a lack of systematic analysis and guidance on determining the sufficiency of test data or selecting informative samples for evaluation. This paper introduces a certifiable and cost-efficient evaluation framework for LLMs. Our framework adapts to different evaluation objectives and outputs confidence intervals that contain true values with high probability. We use ``test sample complexity'' to quantify the number of test points needed for a certifiable evaluation and derive tight bounds on test sample complexity. Based on the developed theory, we develop a partition-based algorithm, named Cer-Eval, that adaptively selects test points to minimize the cost of LLM evaluation. Real-world experiments demonstrate that Cer-Eval can save 20% to 40% test points across various benchmarks, while maintaining an estimation error level comparable to the current evaluation process and providing a 95% confidence guarantee.

stat.ML↗

SFi-Former: Sparse Flow Induced Attention for Graph Transformer

Graph Transformers (GTs) have demonstrated superior performance compared to traditional message-passing graph neural networks in many studies, especially in processing graph data with long-range dependencies. However, GTs tend to suffer from weak inductive bias, overfitting and over-globalizing problems due to the dense attention. In this paper, we introduce SFi-attention, a novel attention mechanism designed to learn sparse pattern by minimizing an energy function based on network flows with l1-norm regularization, to relieve those issues caused by dense attention. Furthermore, SFi-Former is accordingly devised which can leverage the sparse attention pattern of SFi-attention to generate sparse network flows beyond adjacency matrix of graph data. Specifically, SFi-Former aggregates features selectively from other nodes through flexible adaptation of the sparse attention, leading to a more robust model. We validate our SFi-Former on various graph datasets, especially those graph data exhibiting long-range dependencies. Experimental results show that our SFi-Former obtains competitive performance on GNN Benchmark datasets and SOTA performance on LongRange Graph Benchmark (LRGB) datasets. Additionally, our model gives rise to smaller generalization gaps, which indicates that it is less prone to over-fitting. Click here for codes.

cs.LG↗

Sliced Elastic Distance for Evaluating Amplitude and Phase Differences in Precipitation Models

Climate model evaluation plays a crucial role in ensuring the accuracy of climatological predictions. However, existing statistical evaluation methods often overlook time misalignment of events in a system's evolution, which can lead to a failure in identifying specific model deficiencies. This issue is particularly relevant for climate variables that involve time-sensitive events such as the monsoon season. To more comprehensively evaluate climate fields, we introduce a new vector-valued metric, the sliced elastic distance, through kernel convolution-derived slices. This metric simultaneously and separately accounts for spatial and temporal variability by decomposing the total distance between model simulations and observational data into three components: amplitude differences, timing variability, and bias (translation). We use the sliced elastic distance to assess CMIP6 precipitation simulations against observational data, evaluating amplitude and phase distances at both global and regional scales. In addition, we conduct a detailed phase analysis of the Indian Summer Monsoon to quantify timing biases in the onset and retreat of the monsoon season across the CMIP6 models.

stat.ME↗