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Bolian Li

Publications and source records attributed to Bolian Li.

At least 19 recordsLinked to original sources

Uniform-Correct Policy Optimization: Breaking RLVR's Indifference to Diversity

Reinforcement Learning with Verifiable Rewards (RLVR) has achieved substantial gains in single-attempt accuracy (Pass@1) on reasoning tasks, yet often suffers from reduced multi-sample coverage (Pass@K), indicating diversity collapse. We identify a structural cause for this degradation: common RLVR objectives, such as GRPO, are indifferent to how probability mass is distributed among correct solutions. Combined with stochastic training dynamics, this indifference induces a self-reinforcing collapse, in which probability mass concentrates on a narrow subset of correct outputs while alternative valid solutions are suppressed. We formalize this collapse mechanism and further characterize the optimal policy structure under two complementary criteria: robustness and entropy-regularized optimality, which identify the Uniform-Correct Policy as uniquely optimal. Motivated by this analysis, we propose Uniform-Correct Policy Optimization (UCPO), a modification to GRPO that adds a conditional uniformity penalty on the policy's distribution over correct solutions. The penalty redistributes gradient signal toward underrepresented correct responses, encouraging uniform allocation of probability mass within the correct set. Across three models (1.5B-7B parameters) and five mathematical reasoning benchmarks, UCPO improves Pass@K and diversity while maintaining competitive Pass@1, achieving up to +10\% absolute improvement on AIME24 at Pass@64 and up to 45\% higher equation-level diversity within the correct set. The code is available at https://github.com/AnamikaLochab/UCPO.

cs.LG

Addressing Performance Saturation for LLM RL via Precise Entropy Curve Control

Reinforcement learning (RL) has enabled complex reasoning abilities in large language models (LLMs). However, most RL algorithms suffer from performance saturation, preventing continued gains as RL training scales. This problem can be characterized by the collapse of entropy, a key diagnostic for exploration in RL. Existing attempts focus on preventing entropy collapse through regularization or clipping. However, their resulting entropy curves often exhibit instability in the long term, which hinders performance gains. In this paper, we introduce Entrocraft, a simple rejection-sampling approach that realizes user-customized entropy schedule by biasing the advantage distributions. Entrocraft requires no objective regularization and is advantage-estimator-agnostic. Theoretically, we relate per-step entropy change to the advantage distribution under minimal assumptions. This explains the behavior of existing RL and entropy-preserving methods. Entrocraft also enables a systematic study of entropy schedules, which reveals that linear annealing, which starts high and decays to a slightly lower target, performs best. Empirically, Entrocraft addresses performance saturation, significantly improving generalization, output diversity, and long-term training. It enables a 4B model to outperform an 8B baseline, sustains improvement for up to 4x longer before plateauing, and raises pass@K by 50% over the baseline.

cs.LG

SARL: Label-Free Reinforcement Learning by Rewarding Reasoning Topology

Reinforcement learning is critical to improving large reasoning models, but its success relies heavily on verifiable rewards (RLVR), making it hard to use in open-ended domains where correctness is ambiguous and cannot be verified. Moreover, reasoning trajectories remain largely unconstrained, and optimizing solely toward the final answer can favor early exploitation over generalization. In this work, we ask whether general reasoning ability can be improved by teaching models how to think (the structure of reasoning) rather than what to produce (the outcome of reasoning), and we extend traditional RLVR to open-ended settings. We introduce Structure-Aware Reinforcement Learning (SARL), a label-free framework that constructs per-response reasoning maps from intermediate thinking steps and rewards their reasoning topology. SARL shifts supervision from destination to path, encouraging reasoning trajectories that are both locally coherent and globally efficient. On verifiable math tasks, SARL outperforms prior label-free RL baselines and even exceeds RL methods with ground truth supervision, with average gains of +9.1% under PPO and +11.6% under GRPO across four math benchmarks, with particularly large improvements on AIME25 (+35.5% with PPO and +44.7% with GRPO). On non-verifiable open-ended tasks, SARL achieves average gains of +34.6% under PPO and +30.4% under GRPO on WildBench across five task categories, outperforming prior label-free RL methods and DPO, which relies on additional preference labels. Beyond strong performance, SARL exhibits substantially lower KL divergence and higher policy entropy, indicating more stable and exploratory training dynamics. Code and data are available at \href{https://github.com/cacayaya/SARL}{Code Link}.

cs.AI

Learning Self-Correction in Vision-Language Models via Rollout Augmentation

Self-correction is essential for solving complex reasoning problems in vision-language models (VLMs). However, existing reinforcement learning (RL) methods struggle to learn it, as effective self-correction behaviors emerge only rarely, making learning signals extremely sparse. To address this challenge, we propose correction-specific rollouts (Octopus), an RL rollout augmentation framework that synthesizes dense self-correction examples by recombining existing rollouts. This augmentation simultaneously improves sample efficiency due to rollout reuse and stabilizes RL optimization through balanced supervision. Furthermore, we introduce a response-masking strategy that decouples self-correction from direct reasoning, avoiding signal conflicts and enabling both behaviors to be learned effectively. Building on this, we introduce Octopus-8B, a reasoning VLM with controllable self-correction capability. Across 7 benchmarks, it achieves SoTA performance among open-source VLMs, outperforming the best RLVR baseline by 1.0 score while requiring only $0.72\times$ training time per step.

cs.CV

Why Reasoning Fails to Plan: A Planning-Centric Analysis of Long-Horizon Decision Making in LLM Agents

Large language model (LLM)-based agents exhibit strong step-by-step reasoning capabilities over short horizons, yet often fail to sustain coherent behavior over long planning horizons. We argue that this failure reflects a fundamental mismatch: step-wise reasoning induces a form of step-wise greedy policy that is adequate for short horizons but fails in long-horizon planning, where early actions must account for delayed consequences. From this planning-centric perspective, we study LLM-based agents in deterministic, fully structured environments with explicit state transitions and evaluation signals. Our analysis reveals a core failure mode of reasoning-based policies: locally optimal choices induced by step-wise scoring lead to early myopic commitments that are systematically amplified over time and difficult to recover from. We introduce FLARE (Future-aware Lookahead with Reward Estimation) as a minimal instantiation of future-aware planning to enforce explicit lookahead, value propagation, and limited commitment in a single model, allowing downstream outcomes to influence early decisions. Across multiple benchmarks, agent frameworks, and LLM backbones, FLARE consistently improves task performance and planning-level behavior, frequently allowing LLaMA-8B with FLARE to outperform GPT-4o with standard step-by-step reasoning. These results establish a clear distinction between reasoning and planning.

cs.AI

Structure-R1: Dynamically Leveraging Structural Knowledge in LLM Reasoning through Reinforcement Learning

Large language models (LLMs) have demonstrated remarkable advances in reasoning capabilities. However, their performance remains constrained by limited access to explicit and structured domain knowledge. Retrieval-Augmented Generation (RAG) addresses this by incorporating external information as context to augment reasoning. Nevertheless, traditional RAG systems typically operate over unstructured and fragmented text, resulting in low information density and suboptimal reasoning. To overcome these limitations, we propose \textsc{Structure-R1}, a novel framework that transforms retrieved content into structured representations optimized for reasoning. Leveraging reinforcement learning, \textsc{Structure-R1} learns a content representation policy that dynamically generates and adapts structural formats based on the demands of multi-step reasoning. Unlike prior methods that rely on fixed schemas, our approach adopts a generative paradigm capable of producing task-specific structures tailored to individual queries. To ensure the quality and reliability of these representations, we introduce a self-reward structural verification mechanism that checks whether the generated structures are both correct and self-contained. Extensive experiments on seven knowledge-intensive benchmarks show that \textsc{Structure-R1} consistently achieves competitive performance with a 7B-scale backbone model and matches the performance of much larger models. Additionally, our theoretical analysis demonstrates how structured representations enhance reasoning by improving information density and contextual clarity. Our code and data are available at: https://github.com/jlwu002/sr1.

cs.CL

From Personal to Collective: On the Role of Local and Global Memory in LLM Personalization

Large language model (LLM) personalization aims to tailor model behavior to individual users based on their historical interactions. However, its effectiveness is often hindered by two key challenges: the \textit{cold-start problem}, where users with limited history provide insufficient context for accurate personalization, and the \textit{biasing problem}, where users with abundant but skewed history cause the model to overfit to narrow preferences. We identify both issues as symptoms of a common underlying limitation, i.e., the inability to model collective knowledge across users. To address this, we propose a local-global memory framework (LoGo) that combines the personalized local memory with a collective global memory that captures shared interests across the population. To reconcile discrepancies between these two memory sources, we introduce a mediator module designed to resolve conflicts between local and global signals. Extensive experiments on multiple benchmarks demonstrate that LoGo consistently improves personalization quality by both warming up cold-start users and mitigating biased predictions. These results highlight the importance of incorporating collective knowledge to enhance LLM personalization.

cs.CL

DRIFT: Learning from Abundant User Dissatisfaction in Real-World Preference Learning

Real-world large language model deployments (e.g., conversational AI systems, code generation assistants) naturally generate abundant implicit user dissatisfaction (DSAT) signals, as users iterate toward better answers through refinements, corrections, and expressed preferences, while explicit satisfaction (SAT) feedback is scarce. Existing preference learning approaches are poorly aligned with this data profile, as they rely on costly human annotations or assume plentiful positive responses. In this paper, we introduce \textbf{DRIFT} (\textbf{D}issatisfaction-\textbf{R}efined \textbf{I}terative pre\textbf{F}erence \textbf{T}raining), which anchors training on real-world DSAT signals and samples positives dynamically from the evolving policy. Empirically, DRIFT models trained on real-world \textit{WildFeedback} datasets and synthetic \textit{UltraFeedback} datasets achieve up to +6.23\% (7B) / +7.61\% (14B) on WildBench Task Score and up to +8.95\% (7B) / +12.29\% (14B) on AlpacaEval2 win rate over base models, outperforming strong baseline methods such as iterative DPO and SPIN. At larger scales, the improvements are particularly pronounced: 14B models trained with DRIFT surpass GPT-4o-mini on WildBench. Further analysis shows that DRIFT also preserves exploratory capacity, yielding more diverse high-reward solutions rather than collapsing to narrow subsets. Theoretically, we demonstrate that this design preserves preference margins and avoids the gradient degeneration. These results show that DRIFT is an effective and scalable recipe for real-world post-training that leverages the most abundant and informative signal. The code and data are available at https://github.com/cacayaya/DRIFT.git.

cs.CL

Reward-Shifted Speculative Sampling Is An Efficient Test-Time Weak-to-Strong Aligner

Aligning large language models (LLMs) with human preferences has become a critical step in their development. Recent research has increasingly focused on test-time alignment, where additional compute is allocated during inference to enhance LLM safety and reasoning capabilities. However, these test-time alignment techniques often incur substantial inference costs, limiting their practical application. We are inspired by the speculative sampling acceleration, which leverages a small draft model to efficiently predict future tokens, to address the efficiency bottleneck of test-time alignment. We introduce the reward-shifted speculative sampling (SSS) algorithm, in which the draft model is aligned with human preferences, while the target model remains unchanged. We theoretically demonstrate that the distributional shift between the aligned draft model and the unaligned target model can be exploited to recover the RLHF optimal solution without actually obtaining it, by modifying the acceptance criterion and bonus token distribution. Our algorithm achieves superior gold reward scores at a significantly reduced inference cost in test-time weak-to-strong alignment experiments, thereby validating both its effectiveness and efficiency.

cs.CL

Stacey: Promoting Stochastic Steepest Descent via Accelerated $\ell_p$-Smooth Nonconvex Optimization

While popular optimization methods such as SGD, AdamW, and Lion depend on steepest descent updates in either $\ell_2$ or $\ell_\infty$ norms, there remains a critical gap in handling the non-Euclidean structure observed in modern deep networks training. In this work, we address this need by introducing a new accelerated $\ell_p$ steepest descent algorithm, called Stacey, which uses interpolated primal-dual iterate sequences to effectively navigate non-Euclidean smooth optimization tasks. In addition to providing novel theoretical guarantees for the foundations of our algorithm, we empirically compare our approach against these popular methods on tasks including image classification and language model (LLM) pretraining, demonstrating both faster convergence and higher final accuracy. We further evaluate different values of $p$ across various models and datasets, underscoring the importance and efficiency of non-Euclidean approaches over standard Euclidean methods. Code can be found at https://github.com/xinyuluo8561/Stacey .

cs.LG

More is Less: The Pitfalls of Multi-Model Synthetic Preference Data in DPO Safety Alignment

Aligning large language models (LLMs) with human values is an increasingly critical step in post-training. Direct Preference Optimization (DPO) has emerged as a simple, yet effective alternative to reinforcement learning from human feedback (RLHF). Synthetic preference data with its low cost and high quality enable effective alignment through single- or multi-model generated preference data. Our study reveals a striking, safety-specific phenomenon associated with DPO alignment: Although multi-model generated data enhances performance on general tasks (ARC, Hellaswag, MMLU, TruthfulQA, Winogrande) by providing diverse responses, it also tends to facilitate reward hacking during training. This can lead to a high attack success rate (ASR) when models encounter jailbreaking prompts. The issue is particularly pronounced when employing stronger models like GPT-4o or larger models in the same family to generate chosen responses paired with target model self-generated rejected responses, resulting in dramatically poorer safety outcomes. Furthermore, with respect to safety, using solely self-generated responses (single-model generation) for both chosen and rejected pairs significantly outperforms configurations that incorporate responses from stronger models, whether used directly as chosen data or as part of a multi-model response pool. We demonstrate that multi-model preference data exhibits high linear separability between chosen and rejected responses, which allows models to exploit superficial cues rather than internalizing robust safety constraints. Our experiments, conducted on models from the Llama, Mistral, and Qwen families, consistently validate these findings.

cs.AI

Bayesian Computation in Deep Learning

Bayesian methods have shown success in deep learning applications. For example, in predictive tasks, Bayesian neural networks leverage Bayesian reasoning of model uncertainty to improve the reliability and uncertainty awareness of deep neural networks. In generative modeling domain, many widely used deep generative models, such as deep latent variable models, require approximate Bayesian inference to infer their latent variables for the training. In this chapter, we provide an introduction to approximate inference techniques as Bayesian computation methods applied to deep learning models, with a focus on Bayesian neural networks and deep generative models. We review two arguably most popular approximate Bayesian computational methods, stochastic gradient Markov chain Monte Carlo (SG-MCMC) and variational inference (VI), and explain their unique challenges in posterior inference as well as the solutions when applied to deep learning models.

cs.LG

Making Reliable and Flexible Decisions in Long-tailed Classification

Long-tailed classification is challenging due to its heavy imbalance in class probabilities. While existing methods often focus on overall accuracy or accuracy for tail classes, they overlook a critical aspect: certain types of errors can carry greater risks than others in real-world long-tailed problems. For example, misclassifying patients (a tail class) as healthy individuals (a head class) entails far more serious consequences than the reverse scenario. To address this critical issue, we introduce Making Reliable and Flexible Decisions in Long-tailed Classification (RF-DLC), a novel framework aimed at reliable predictions in long-tailed problems. Leveraging Bayesian Decision Theory, we introduce an integrated gain to seamlessly combine long-tailed data distributions and the decision-making procedure. We further propose an efficient variational optimization strategy for the decision risk objective. Our method adapts readily to diverse utility matrices, which can be designed for specific tasks, ensuring its flexibility for different problem settings. In empirical evaluation, we design a new metric, False Head Rate, to quantify tail-sensitivity risk, along with comprehensive experiments on multiple real-world tasks, including large-scale image classification and uncertainty quantification, to demonstrate the reliability and flexibility of our method.

cs.LG

ETA: Evaluating Then Aligning Safety of Vision Language Models at Inference Time

Vision Language Models (VLMs) have become essential backbones for multimodal intelligence, yet significant safety challenges limit their real-world application. While textual inputs are often effectively safeguarded, adversarial visual inputs can easily bypass VLM defense mechanisms. Existing defense methods are either resource-intensive, requiring substantial data and compute, or fail to simultaneously ensure safety and usefulness in responses. To address these limitations, we propose a novel two-phase inference-time alignment framework, Evaluating Then Aligning (ETA): 1) Evaluating input visual contents and output responses to establish a robust safety awareness in multimodal settings, and 2) Aligning unsafe behaviors at both shallow and deep levels by conditioning the VLMs' generative distribution with an interference prefix and performing sentence-level best-of-N to search the most harmless and helpful generation paths. Extensive experiments show that ETA outperforms baseline methods in terms of harmlessness, helpfulness, and efficiency, reducing the unsafe rate by 87.5% in cross-modality attacks and achieving 96.6% win-ties in GPT-4 helpfulness evaluation. The code is publicly available at https://github.com/DripNowhy/ETA.

cs.CV

Cascade Reward Sampling for Efficient Decoding-Time Alignment

Aligning large language models (LLMs) with human preferences is essential for their applications. Recently, decoding-time alignment has emerged as an effective plug-and-play technique that avoids fine-tuning model parameters. This approach retains the general utility of pretrained LLMs but often suffers from significant inefficiencies during decoding, primarily due to wasted token generation and excessive reward evaluations. To address these challenges, we introduce Cascade Reward Sampling (CARDS) to resolve both efficiency bottlenecks in decoding-time alignment. Specifically, we develop a segment-level rejection sampling algorithm that minimizes redundant computations of both LLMs and reward models (RMs). Central to CARDS is an uncertainty-based segmentation mechanism, which ensures the accuracy of RMs evaluations on incomplete segments. Furthermore, we provide a detailed analysis of reward scores on segments to elucidate the improved alignment performance. Experimental results demonstrate that CARDS significantly improves decoding efficiency, alignment quality, and general utility compared to existing decoding-time alignment methods, achieving approximately a 70% reduction in decoding time and over 90% win-ties in utility and safety benchmarks.

cs.CL

Entropy-MCMC: Sampling from Flat Basins with Ease

Bayesian deep learning counts on the quality of posterior distribution estimation. However, the posterior of deep neural networks is highly multi-modal in nature, with local modes exhibiting varying generalization performance. Given a practical budget, targeting at the original posterior can lead to suboptimal performance, as some samples may become trapped in "bad" modes and suffer from overfitting. Leveraging the observation that "good" modes with low generalization error often reside in flat basins of the energy landscape, we propose to bias sampling on the posterior toward these flat regions. Specifically, we introduce an auxiliary guiding variable, the stationary distribution of which resembles a smoothed posterior free from sharp modes, to lead the MCMC sampler to flat basins. By integrating this guiding variable with the model parameter, we create a simple joint distribution that enables efficient sampling with minimal computational overhead. We prove the convergence of our method and further show that it converges faster than several existing flatness-aware methods in the strongly convex setting. Empirical results demonstrate that our method can successfully sample from flat basins of the posterior, and outperforms all compared baselines on multiple benchmarks including classification, calibration, and out-of-distribution detection.

cs.LG

Long-tailed Classification from a Bayesian-decision-theory Perspective

Long-tailed classification poses a challenge due to its heavy imbalance in class probabilities and tail-sensitivity risks with asymmetric misprediction costs. Recent attempts have used re-balancing loss and ensemble methods, but they are largely heuristic and depend heavily on empirical results, lacking theoretical explanation. Furthermore, existing methods overlook the decision loss, which characterizes different costs associated with tailed classes. This paper presents a general and principled framework from a Bayesian-decision-theory perspective, which unifies existing techniques including re-balancing and ensemble methods, and provides theoretical justifications for their effectiveness. From this perspective, we derive a novel objective based on the integrated risk and a Bayesian deep-ensemble approach to improve the accuracy of all classes, especially the "tail". Besides, our framework allows for task-adaptive decision loss which provides provably optimal decisions in varying task scenarios, along with the capability to quantify uncertainty. Finally, We conduct comprehensive experiments, including standard classification, tail-sensitive classification with a new False Head Rate metric, calibration, and ablation studies. Our framework significantly improves the current SOTA even on large-scale real-world datasets like ImageNet.

cs.LG

Trustworthy Long-Tailed Classification

Classification on long-tailed distributed data is a challenging problem, which suffers from serious class-imbalance and accordingly unpromising performance especially on tail classes. Recently, the ensembling based methods achieve the state-of-the-art performance and show great potential. However, there are two limitations for current methods. First, their predictions are not trustworthy for failure-sensitive applications. This is especially harmful for the tail classes where the wrong predictions is basically frequent. Second, they assign unified numbers of experts to all samples, which is redundant for easy samples with excessive computational cost. To address these issues, we propose a Trustworthy Long-tailed Classification (TLC) method to jointly conduct classification and uncertainty estimation to identify hard samples in a multi-expert framework. Our TLC obtains the evidence-based uncertainty (EvU) and evidence for each expert, and then combines these uncertainties and evidences under the Dempster-Shafer Evidence Theory (DST). Moreover, we propose a dynamic expert engagement to reduce the number of engaged experts for easy samples and achieve efficiency while maintaining promising performances. Finally, we conduct comprehensive experiments on the tasks of classification, tail detection, OOD detection and failure prediction. The experimental results show that the proposed TLC outperforms existing methods and is trustworthy with reliable uncertainty.

cs.LG