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Boris Köpf

Publications and source records attributed to Boris Köpf.

At least 19 recordsLinked to original sources

Detecting speculative leaks with compositional semantics

Speculative execution enhances processor performance by predicting intermediate results and executing instructions based on these predictions. However, incorrect predictions can lead to security vulnerabilities, as speculative instructions leave traces in microarchitectural components that attackers can exploit. This is demonstrated by the family of Spectre attacks. Unfortunately, existing countermeasures to these attacks lack a formal security characterization, making it difficult to verify their effectiveness. In this paper, we propose a novel framework for detecting information flows introduced by speculative execution and reasoning about software defenses. The theoretical foundation of our approach is speculative non-interference (SNI), a novel semantic notion of security against speculative execution attacks. SNI relates information leakage observed under a standard non-speculative semantics to leakage arising under semantics that explicitly model speculative execution. To capture their combined effects, we extend our framework with a mechanism to safely compose multiple speculative semantics, each focussing on a single aspect of speculation. This allows us to analyze the complex interactions and resulting leaks that can arise when multiple speculative mechanisms operate together. On the practical side, we develop Spectector, a symbolic analysis tool that uses our compositional framework and leverages SMT solvers to detect vulnerabilities and verify program security with respect to multiple speculation mechanisms. We demonstrate the effectiveness of Spectector through evaluations on standard security benchmarks and new vulnerability scenarios.

cs.CR

Optimizing Agent Planning for Security and Autonomy

Indirect prompt injection attacks threaten AI agents that execute consequential actions, motivating deterministic system-level defenses. Such defenses can provably block unsafe actions by enforcing confidentiality and integrity policies, but currently appear costly: they reduce task completion rates and increase token usage compared to probabilistic defenses. We argue that existing evaluations miss a key benefit of system-level defenses: reduced reliance on human oversight. We introduce autonomy metrics to quantify this benefit: the fraction of consequential actions an agent can execute without human-in-the-loop (HITL) approval while preserving security. To increase autonomy, we design a security-aware agent that (i) introduces richer HITL interactions, and (ii) explicitly plans for both task progress and policy compliance. We implement this agent design atop an existing information-flow control defense against prompt injection and evaluate it on the AgentDojo and WASP benchmarks. Experiments show that this approach yields higher autonomy without sacrificing utility.

cs.CR

Permissive Information-Flow Analysis for Large Language Models

Large Language Models (LLMs) are rapidly becoming commodity components of larger software systems. This poses natural security and privacy problems: poisoned data retrieved from one component can change the model's behavior and compromise the entire system, including coercing the model to spread confidential data to untrusted components. One promising approach is to tackle this problem at the system level via dynamic information flow (aka taint) tracking. Unfortunately, this approach of propagating the most restrictive input label to the output is too conservative for applications where LLMs operate on inputs retrieved from diverse sources. In this paper, we propose a novel, more permissive approach to propagate information flow labels through LLM queries. The key idea behind our approach is to propagate only the labels of the samples that were influential in generating the model output and to eliminate the labels of unnecessary inputs. We implement and investigate the effectiveness of two variations of this approach, based on (i) prompt-based retrieval augmentation, and (ii) a $k$-nearest-neighbors language model. We compare these with a baseline that uses introspection to predict the output label. Our experimental results in an LLM agent setting show that the permissive label propagator improves over the baseline in more than 85% of the cases, which underscores the practicality of our approach.

cs.LG

Securing AI Agents with Information-Flow Control

As AI agents become increasingly autonomous and capable, ensuring their security against vulnerabilities such as prompt injection becomes critical. This paper explores the use of information-flow control (IFC) to provide security guarantees for AI agents. We present a formal model to reason about the security and expressiveness of agent planners. Using this model, we characterize the class of properties enforceable by dynamic taint-tracking and construct a taxonomy of tasks to evaluate security and utility trade-offs of planner designs. Informed by this exploration, we present Fides, a planner that tracks confidentiality and integrity labels, deterministically enforces security policies, and introduces novel primitives for selectively hiding information. Its evaluation in AgentDojo demonstrates that this approach enables us to complete a broad range of tasks with security guarantees. A tutorial to walk readers through the the concepts introduced in the paper can be found at https://github.com/microsoft/fides

cs.CR

Enter, Exit, Page Fault, Leak: Testing Isolation Boundaries for Microarchitectural Leaks

CPUs provide isolation mechanisms like virtualization and privilege levels to protect software. Yet these focus on architectural isolation while typically overlooking microarchitectural side channels, exemplified by Meltdown and Foreshadow. Software must therefore supplement architectural defenses with ad-hoc microarchitectural patches, which are constantly evolving as new attacks emerge and defenses are proposed. Such reactive approach makes ensuring complete isolation a daunting task, and leaves room for errors and oversights. We address this problem by developing a tool that stress tests microarchitectural isolation between security domains such as virtual machines, kernel, and processes, with the goal of detecting flaws in the isolation boundaries. The tool extends model-based relational testing (MRT) methodology to enable detection of cross-domain information leakage. We design a new test case generator and execution sandbox to handle multi-domain execution, new leakage models to encode expected leaks, and new analysis techniques to manage nondeterminism. We use this tool to perform an in-depth testing campaign on six x86-64 CPUs for leakage across different isolation boundaries. The testing campaign exposed four new leaks and corroborated numerous known ones, with only two false positives throughout the entire campaign. These results show critical gaps in current isolation mechanisms as well as validate a robust methodology for detecting microarchitectural flaws. As such, this approach enables a shift from reactive patching to proactive security validation in processor design.

cs.CR

Closed-Form Bounds for DP-SGD against Record-level Inference

Machine learning models trained with differentially-private (DP) algorithms such as DP-SGD enjoy resilience against a wide range of privacy attacks. Although it is possible to derive bounds for some attacks based solely on an $(\varepsilon,δ)$-DP guarantee, meaningful bounds require a small enough privacy budget (i.e., injecting a large amount of noise), which results in a large loss in utility. This paper presents a new approach to evaluate the privacy of machine learning models against specific record-level threats, such as membership and attribute inference, without the indirection through DP. We focus on the popular DP-SGD algorithm, and derive simple closed-form bounds. Our proofs model DP-SGD as an information theoretic channel whose inputs are the secrets that an attacker wants to infer (e.g., membership of a data record) and whose outputs are the intermediate model parameters produced by iterative optimization. We obtain bounds for membership inference that match state-of-the-art techniques, whilst being orders of magnitude faster to compute. Additionally, we present a novel data-dependent bound against attribute inference. Our results provide a direct, interpretable, and practical way to evaluate the privacy of trained models against specific inference threats without sacrificing utility.

cs.CR

Maatphor: Automated Variant Analysis for Prompt Injection Attacks

Prompt injection has emerged as a serious security threat to large language models (LLMs). At present, the current best-practice for defending against newly-discovered prompt injection techniques is to add additional guardrails to the system (e.g., by updating the system prompt or using classifiers on the input and/or output of the model.) However, in the same way that variants of a piece of malware are created to evade anti-virus software, variants of a prompt injection can be created to evade the LLM's guardrails. Ideally, when a new prompt injection technique is discovered, candidate defenses should be tested not only against the successful prompt injection, but also against possible variants. In this work, we present, a tool to assist defenders in performing automated variant analysis of known prompt injection attacks. This involves solving two main challenges: (1) automatically generating variants of a given prompt according, and (2) automatically determining whether a variant was effective based only on the output of the model. This tool can also assist in generating datasets for jailbreak and prompt injection attacks, thus overcoming the scarcity of data in this domain. We evaluate Maatphor on three different types of prompt injection tasks. Starting from an ineffective (0%) seed prompt, Maatphor consistently generates variants that are at least 60% effective within the first 40 iterations.

cs.CR

Rethinking Privacy in Machine Learning Pipelines from an Information Flow Control Perspective

Modern machine learning systems use models trained on ever-growing corpora. Typically, metadata such as ownership, access control, or licensing information is ignored during training. Instead, to mitigate privacy risks, we rely on generic techniques such as dataset sanitization and differentially private model training, with inherent privacy/utility trade-offs that hurt model performance. Moreover, these techniques have limitations in scenarios where sensitive information is shared across multiple participants and fine-grained access control is required. By ignoring metadata, we therefore miss an opportunity to better address security, privacy, and confidentiality challenges. In this paper, we take an information flow control perspective to describe machine learning systems, which allows us to leverage metadata such as access control policies and define clear-cut privacy and confidentiality guarantees with interpretable information flows. Under this perspective, we contrast two different approaches to achieve user-level non-interference: 1) fine-tuning per-user models, and 2) retrieval augmented models that access user-specific datasets at inference time. We compare these two approaches to a trivially non-interfering zero-shot baseline using a public model and to a baseline that fine-tunes this model on the whole corpus. We evaluate trained models on two datasets of scientific articles and demonstrate that retrieval augmented architectures deliver the best utility, scalability, and flexibility while satisfying strict non-interference guarantees.

cs.LG

SoK: Let the Privacy Games Begin! A Unified Treatment of Data Inference Privacy in Machine Learning

Deploying machine learning models in production may allow adversaries to infer sensitive information about training data. There is a vast literature analyzing different types of inference risks, ranging from membership inference to reconstruction attacks. Inspired by the success of games (i.e., probabilistic experiments) to study security properties in cryptography, some authors describe privacy inference risks in machine learning using a similar game-based style. However, adversary capabilities and goals are often stated in subtly different ways from one presentation to the other, which makes it hard to relate and compose results. In this paper, we present a game-based framework to systematize the body of knowledge on privacy inference risks in machine learning. We use this framework to (1) provide a unifying structure for definitions of inference risks, (2) formally establish known relations among definitions, and (3) to uncover hitherto unknown relations that would have been difficult to spot otherwise.

cs.LG

Hide and Seek with Spectres: Efficient discovery of speculative information leaks with random testing

Attacks like Spectre abuse speculative execution, one of the key performance optimizations of modern CPUs. Recently, several testing tools have emerged to automatically detect speculative leaks in commercial (black-box) CPUs. However, the testing process is still slow, which has hindered in-depth testing campaigns, and so far prevented the discovery of new classes of leakage. In this paper, we identify the root causes of the performance limitations in existing approaches, and propose techniques to overcome these limitations. With these techniques, we improve the testing speed over the state-of-the-art by up to two orders of magnitude. These improvements enable us to run a testing campaign of unprecedented depth on Intel and AMD CPUs. As a highlight, we discover two types of previously unknown speculative leaks (affecting string comparison and division) that have escaped previous manual and automatic analyses.

cs.CR

Bayesian Estimation of Differential Privacy

Algorithms such as Differentially Private SGD enable training machine learning models with formal privacy guarantees. However, there is a discrepancy between the protection that such algorithms guarantee in theory and the protection they afford in practice. An emerging strand of work empirically estimates the protection afforded by differentially private training as a confidence interval for the privacy budget $\varepsilon$ spent on training a model. Existing approaches derive confidence intervals for $\varepsilon$ from confidence intervals for the false positive and false negative rates of membership inference attacks. Unfortunately, obtaining narrow high-confidence intervals for $ε$ using this method requires an impractically large sample size and training as many models as samples. We propose a novel Bayesian method that greatly reduces sample size, and adapt and validate a heuristic to draw more than one sample per trained model. Our Bayesian method exploits the hypothesis testing interpretation of differential privacy to obtain a posterior for $\varepsilon$ (not just a confidence interval) from the joint posterior of the false positive and false negative rates of membership inference attacks. For the same sample size and confidence, we derive confidence intervals for $\varepsilon$ around 40% narrower than prior work. The heuristic, which we adapt from label-only DP, can be used to further reduce the number of trained models needed to get enough samples by up to 2 orders of magnitude.

cs.LG

Revizor: Testing Black-box CPUs against Speculation Contracts

Speculative vulnerabilities such as Spectre and Meltdown expose speculative execution state that can be exploited to leak information across security domains via side-channels. Such vulnerabilities often stay undetected for a long time as we lack the tools for systematic testing of CPUs to find them. In this paper, we propose an approach to automatically detect microarchitectural information leakage in commercial black-box CPUs. We build on speculation contracts, which we employ to specify the permitted side effects of program execution on the CPU's microarchitectural state. We propose a Model-based Relational Testing (MRT) technique to empirically assess the CPU compliance with these specifications. We implement MRT in a testing framework called Revizor, and showcase its effectiveness on real Intel x86 CPUs. Revizor automatically detects violations of a rich set of contracts, or indicates their absence. A highlight of our findings is that Revizor managed to automatically surface Spectre, MDS, and LVI, as well as several previously unknown variants.

cs.CR

Analyzing Information Leakage of Updates to Natural Language Models

To continuously improve quality and reflect changes in data, machine learning applications have to regularly retrain and update their core models. We show that a differential analysis of language model snapshots before and after an update can reveal a surprising amount of detailed information about changes in the training data. We propose two new metrics---\emph{differential score} and \emph{differential rank}---for analyzing the leakage due to updates of natural language models. We perform leakage analysis using these metrics across models trained on several different datasets using different methods and configurations. We discuss the privacy implications of our findings, propose mitigation strategies and evaluate their effect.

cs.LG

Hardware-Software Contracts for Secure Speculation

Since the discovery of Spectre, a large number of hardware mechanisms for secure speculation has been proposed. Intuitively, more defensive mechanisms are less efficient but can securely execute a larger class of programs, while more permissive mechanisms may offer more performance but require more defensive programming. Unfortunately, there are no hardware-software contracts that would turn this intuition into a basis for principled co-design. In this paper, we put forward a framework for specifying such contracts, and we demonstrate its expressiveness and flexibility. On the hardware side, we use the framework to provide the first formalization and comparison of the security guarantees provided by a representative class of mechanisms for secure speculation. On the software side, we use the framework to characterize program properties that guarantee secure co-design in two scenarios traditionally investigated in isolation: (1) ensuring that a benign program does not leak information while computing on confidential data, and (2) ensuring that a potentially malicious program cannot read outside of its designated sandbox. Finally, we show how the properties corresponding to both scenarios can be checked based on existing tools for software verification, and we use them to validate our findings on executable code.

cs.CR

Flushgeist: Cache Leaks from Beyond the Flush

Flushing the cache, using instructions like clflush and wbinvd, is commonly proposed as a countermeasure against access-based cache attacks. In this report, we show that several Intel caches, specifically the L1 caches in some pre-Skylake processors and the L2 caches in some post-Broadwell processors, leak information even after being flushed through clflush and wbinvd instructions. That is, security-critical assumptions about the behavior of clflush and wbinvd instructions are incorrect, and countermeasures that rely on them should be revised.

cs.CR

CacheQuery: Learning Replacement Policies from Hardware Caches

We show how to infer deterministic cache replacement policies using off-the-shelf automata learning and program synthesis techniques. For this, we construct and chain two abstractions that expose the cache replacement policy of any set in the cache hierarchy as a membership oracle to the learning algorithm, based on timing measurements on a silicon CPU. Our experiments demonstrate an advantage in scope and scalability over prior art and uncover 2 previously undocumented cache replacement policies.

cs.PL

SPECTECTOR: Principled Detection of Speculative Information Flows

Since the advent of SPECTRE, a number of countermeasures have been proposed and deployed. Rigorously reasoning about their effectiveness, however, requires a well-defined notion of security against speculative execution attacks, which has been missing until now. In this paper (1) we put forward speculative non-interference, the first semantic notion of security against speculative execution attacks, and (2) we develop SPECTECTOR, an algorithm based on symbolic execution to automatically prove speculative non-interference, or to detect violations. We implement SPECTECTOR in a tool, which we use to detect subtle leaks and optimizations opportunities in the way major compilers place SPECTRE countermeasures. A scalability analysis indicates that checking speculative non-interference does not exhibit fundamental bottlenecks beyond those inherited by symbolic execution.

cs.CR

On the Incomparability of Cache Algorithms in Terms of Timing Leakage

Modern computer architectures rely on caches to reduce the latency gap between the CPU and main memory. While indispensable for performance, caches pose a serious threat to security because they leak information about memory access patterns of programs via execution time. In this paper, we present a novel approach for reasoning about the security of cache algorithms with respect to timing leaks. The basis of our approach is the notion of leak competitiveness, which compares the leakage of two cache algorithms on every possible program. Based on this notion, we prove the following two results: First, we show that leak competitiveness is symmetric in the cache algorithms. This implies that no cache algorithm dominates another in terms of leakage via a program's total execution time. This is in contrast to performance, where it is known that such dominance relationships exist. Second, when restricted to caches with finite control, the leak-competitiveness relationship between two cache algorithms is either asymptotically linear or constant. No other shapes are possible.

cs.CR