arXiv subjects

Borja Balle

Publications and source records attributed to Borja Balle.

At least 19 recordsLinked to original sources

arXiv2026

Gaussian DP for Reporting Differential Privacy Guarantees in Machine Learning

Current practices for reporting differential privacy (DP) guarantees for machine learning (ML) algorithms such as DP-SGD provide an incomplete and potentially misleading picture. For instance, if only a single $(\varepsilon, δ)$ is known about a mechanism, standard analyses show that there could exist highly accurate inference attacks against training data records, when, upon a more careful analysis, such accurate attacks do not exist for most practical mechanisms. In this position paper, we argue that using _non-asymptotic_ Gaussian Differential Privacy (GDP) as the primary means of communicating DP guarantees in ML avoids these potential downsides. Using two recent developments in the DP literature: (i) open-source numerical accountants capable of computing the privacy profile and $f$-DP curves of DP-SGD to arbitrary accuracy, and (ii) a decision-theoretic metric over DP representations, we show how to provide non-asymptotic bounds on GDP using numerical accountants, and show that GDP can capture the entire privacy profile of DP-SGD and related algorithms with virtually no error, as quantified by the metric. To support our claims, we investigate the privacy profiles of state-of-the-art DP large-scale image classification, and the TopDown algorithm for the U.S. Decennial Census, observing that GDP fits their profiles remarkably well in all cases. We conclude with a discussion on the strengths and weaknesses of this approach, and discuss which other privacy mechanisms could benefit from GDP.

cs.LG↗

arXiv2026

A Unified Framework for Adversary-Aware Differential Privacy Bounds

Differential Privacy (DP) bounds the privacy leakage of a mechanism against worst-case membership inference, but the precise tradeoff between complex adversarial models and DP protections remains poorly understood. In this paper, we present a unified framework that generalizes the patchwork of existing bounds across membership inference, attribute inference, and data reconstruction attacks. Crucially, our framework is the first to evaluate attacks that target multiple individuals simultaneously and measure success beyond exact matches under a single cohesive bound. Our bounds capture this broad family of previously unexplored attack settings by relying solely on the privacy parameters and the adversary's baseline success rate (i.e. its prior without access to the mechanism's output). To illustrate this, we compare our high-probability guarantees to empirical attacks in two novel settings: extracting multiple non-uniform secrets (passwords and PII) from DP-finetuned language models, and reconstructing tabular data from noisy marginals. Ultimately, this framework provides a rigorous theoretical foundation to investigate the risk landscape of DP algorithms in new adversarial settings.

cs.CR↗

arXiv2026

JAX-Privacy: A library for differentially private machine learning

JAX-Privacy is a library designed to simplify the deployment of robust and performant mechanisms for differentially private machine learning. Guided by design principles of usability, flexibility, and efficiency, JAX-Privacy serves both researchers requiring deep customization and practitioners who want a more out-of-the-box experience. The library provides verified, modular primitives for critical components for all aspects of the mechanism design including batch selection, gradient clipping, noise addition, accounting, and auditing, and brings together a large body of recent research on differentially private ML.

cs.LG↗

arXiv2026

Unifying Re-Identification, Attribute Inference, and Data Reconstruction Risks in Differential Privacy

Differentially private (DP) mechanisms are difficult to interpret and calibrate because existing methods for mapping standard privacy parameters to concrete privacy risks -- re-identification, attribute inference, and data reconstruction -- are both overly pessimistic and inconsistent. In this work, we use the hypothesis-testing interpretation of DP ($f$-DP), and determine that bounds on attack success can take the same unified form across re-identification, attribute inference, and data reconstruction risks. Our unified bounds are (1) consistent across a multitude of attack settings, and (2) tunable, enabling practitioners to evaluate risk with respect to arbitrary, including worst-case, levels of baseline risk. Empirically, our results are tighter than prior methods using $\varepsilon$-DP, Rényi DP, and concentrated DP. As a result, calibrating noise using our bounds can reduce the required noise by 20% at the same risk level, which yields, e.g., an accuracy increase from 52% to 70% in a text classification task. Overall, this unifying perspective provides a principled framework for interpreting and calibrating the degree of protection in DP against specific levels of re-identification, attribute inference, or data reconstruction risk.

cs.LG↗

arXiv2025

The Hitchhiker's Guide to Efficient, End-to-End, and Tight DP Auditing

In this paper, we systematize research on auditing Differential Privacy (DP) techniques, aiming to identify key insights and open challenges. First, we introduce a comprehensive framework for reviewing work in the field and establish three cross-contextual desiderata that DP audits should target -- namely, efficiency, end-to-end-ness, and tightness. Then, we systematize the modes of operation of state-of-the-art DP auditing techniques, including threat models, attacks, and evaluation functions. This allows us to highlight key details overlooked by prior work, analyze the limiting factors to achieving the three desiderata, and identify open research problems. Overall, our work provides a reusable and systematic methodology geared to assess progress in the field and identify friction points and future directions for our community to focus on.

cs.CR↗

arXiv2025

To Shuffle or not to Shuffle: Auditing DP-SGD with Shuffling

The Differentially Private Stochastic Gradient Descent (DP-SGD) algorithm supports the training of machine learning (ML) models with formal Differential Privacy (DP) guarantees. Traditionally, DP-SGD processes training data in batches using Poisson subsampling to select each batch at every iteration. More recently, shuffling has become a common alternative due to its better compatibility and lower computational overhead. However, computing tight theoretical DP guarantees under shuffling remains an open problem. As a result, models trained with shuffling are often evaluated as if Poisson subsampling were used, which might result in incorrect privacy guarantees. This raises a compelling research question: can we verify whether there are gaps between the theoretical DP guarantees reported by state-of-the-art models using shuffling and their actual leakage? To do so, we define novel DP-auditing procedures to analyze DP-SGD with shuffling and measure their ability to tightly estimate privacy leakage vis-à-vis batch sizes, privacy budgets, and threat models. Overall, we demonstrate that DP models trained using this approach have considerably overestimated their privacy guarantees (by up to 4 times). However, we also find that the gap between the theoretical Poisson DP guarantees and the actual privacy leakage from shuffling is not uniform across all parameter settings and threat models. Finally, we study two common variations of the shuffling procedure that result in even further privacy leakage (up to 10 times). Overall, our work highlights the risk of using shuffling instead of Poisson subsampling in the absence of rigorous analysis methods.

cs.CR↗

arXiv2025

Preserving Expert-Level Privacy in Offline Reinforcement Learning

The offline reinforcement learning (RL) problem aims to learn an optimal policy from historical data collected by one or more behavioural policies (experts) by interacting with an environment. However, the individual experts may be privacy-sensitive in that the learnt policy may retain information about their precise choices. In some domains like personalized retrieval, advertising and healthcare, the expert choices are considered sensitive data. To provably protect the privacy of such experts, we propose a novel consensus-based expert-level differentially private offline RL training approach compatible with any existing offline RL algorithm. We prove rigorous differential privacy guarantees, while maintaining strong empirical performance. Unlike existing work in differentially private RL, we supplement the theory with proof-of-concept experiments on classic RL environments featuring large continuous state spaces, demonstrating substantial improvements over a natural baseline across multiple tasks.

cs.CR↗

arXiv2025

Beyond the Calibration Point: Mechanism Comparison in Differential Privacy

In differentially private (DP) machine learning, the privacy guarantees of DP mechanisms are often reported and compared on the basis of a single $(\varepsilon, δ)$-pair. This practice overlooks that DP guarantees can vary substantially even between mechanisms sharing a given $(\varepsilon, δ)$, and potentially introduces privacy vulnerabilities which can remain undetected. This motivates the need for robust, rigorous methods for comparing DP guarantees in such cases. Here, we introduce the $Δ$-divergence between mechanisms which quantifies the worst-case excess privacy vulnerability of choosing one mechanism over another in terms of $(\varepsilon, δ)$, $f$-DP and in terms of a newly presented Bayesian interpretation. Moreover, as a generalisation of the Blackwell theorem, it is endowed with strong decision-theoretic foundations. Through application examples, we show that our techniques can facilitate informed decision-making and reveal gaps in the current understanding of privacy risks, as current practices in DP-SGD often result in choosing mechanisms with high excess privacy vulnerabilities.

cs.CR↗

arXiv2025

DiSK: Differentially Private Optimizer with Simplified Kalman Filter for Noise Reduction

Differential privacy (DP) offers a robust framework for safeguarding individual data privacy. To utilize DP in training modern machine learning models, differentially private optimizers have been widely used in recent years. A popular approach to privatize an optimizer is to clip the individual gradients and add sufficiently large noise to the clipped gradient. This approach led to the development of DP optimizers that have comparable performance with their non-private counterparts in fine-tuning tasks or in tasks with a small number of training parameters. However, a significant performance drop is observed when these optimizers are applied to large-scale training. This degradation stems from the substantial noise injection required to maintain DP, which disrupts the optimizer's dynamics. This paper introduces DiSK, a novel framework designed to significantly enhance the performance of DP optimizers. DiSK employs Kalman filtering, a technique drawn from control and signal processing, to effectively denoise privatized gradients and generate progressively refined gradient estimations. To ensure practicality for large-scale training, we simplify the Kalman filtering process, minimizing its memory and computational demands. We establish theoretical privacy-utility trade-off guarantees for DiSK, and demonstrate provable improvements over standard DP optimizers like DPSGD in terms of iteration complexity upper-bound. Extensive experiments across diverse tasks, including vision tasks such as CIFAR-100 and ImageNet-1k and language fine-tuning tasks such as GLUE, E2E, and DART, validate the effectiveness of DiSK. The results showcase its ability to significantly improve the performance of DP optimizers, surpassing state-of-the-art results under the same privacy constraints on several benchmarks.

cs.LG↗

arXiv2025

The Last Iterate Advantage: Empirical Auditing and Principled Heuristic Analysis of Differentially Private SGD

We propose a simple heuristic privacy analysis of noisy clipped stochastic gradient descent (DP-SGD) in the setting where only the last iterate is released and the intermediate iterates remain hidden. Namely, our heuristic assumes a linear structure for the model. We show experimentally that our heuristic is predictive of the outcome of privacy auditing applied to various training procedures. Thus it can be used prior to training as a rough estimate of the final privacy leakage. We also probe the limitations of our heuristic by providing some artificial counterexamples where it underestimates the privacy leakage. The standard composition-based privacy analysis of DP-SGD effectively assumes that the adversary has access to all intermediate iterates, which is often unrealistic. However, this analysis remains the state of the art in practice. While our heuristic does not replace a rigorous privacy analysis, it illustrates the large gap between the best theoretical upper bounds and the privacy auditing lower bounds and sets a target for further work to improve the theoretical privacy analyses. We also empirically support our heuristic and show existing privacy auditing attacks are bounded by our heuristic analysis in both vision and language tasks.

cs.CR↗

arXiv2025

Scaling Laws for Differentially Private Language Models

Scaling laws have emerged as important components of large language model (LLM) training as they can predict performance gains through scale, and provide guidance on important hyper-parameter choices that would otherwise be expensive. LLMs also rely on large, high-quality training datasets, like those sourced from (sometimes sensitive) user data. Training models on this sensitive user data requires careful privacy protections like differential privacy (DP). However, the dynamics of DP training are significantly different, and consequently their scaling laws are not yet fully understood. In this work, we establish scaling laws that accurately model the intricacies of DP LLM training, providing a complete picture of the compute-privacy-utility tradeoffs and the optimal training configurations in many settings.

cs.LG↗

arXiv2025

Trusted Machine Learning Models Unlock Private Inference for Problems Currently Infeasible with Cryptography

We often interact with untrusted parties. Prioritization of privacy can limit the effectiveness of these interactions, as achieving certain goals necessitates sharing private data. Traditionally, addressing this challenge has involved either seeking trusted intermediaries or constructing cryptographic protocols that restrict how much data is revealed, such as multi-party computations or zero-knowledge proofs. While significant advances have been made in scaling cryptographic approaches, they remain limited in terms of the size and complexity of applications they can be used for. In this paper, we argue that capable machine learning models can fulfill the role of a trusted third party, thus enabling secure computations for applications that were previously infeasible. In particular, we describe Trusted Capable Model Environments (TCMEs) as an alternative approach for scaling secure computation, where capable machine learning model(s) interact under input/output constraints, with explicit information flow control and explicit statelessness. This approach aims to achieve a balance between privacy and computational efficiency, enabling private inference where classical cryptographic solutions are currently infeasible. We describe a number of use cases that are enabled by TCME, and show that even some simple classic cryptographic problems can already be solved with TCME. Finally, we outline current limitations and discuss the path forward in implementing them.

cs.CR↗

arXiv2024

CI-Bench: Benchmarking Contextual Integrity of AI Assistants on Synthetic Data

Advances in generative AI point towards a new era of personalized applications that perform diverse tasks on behalf of users. While general AI assistants have yet to fully emerge, their potential to share personal data raises significant privacy challenges. This paper introduces CI-Bench, a comprehensive synthetic benchmark for evaluating the ability of AI assistants to protect personal information during model inference. Leveraging the Contextual Integrity framework, our benchmark enables systematic assessment of information flow across important context dimensions, including roles, information types, and transmission principles. We present a novel, scalable, multi-step synthetic data pipeline for generating natural communications, including dialogues and emails. Unlike previous work with smaller, narrowly focused evaluations, we present a novel, scalable, multi-step data pipeline that synthetically generates natural communications, including dialogues and emails, which we use to generate 44 thousand test samples across eight domains. Additionally, we formulate and evaluate a naive AI assistant to demonstrate the need for further study and careful training towards personal assistant tasks. We envision CI-Bench as a valuable tool for guiding future language model development, deployment, system design, and dataset construction, ultimately contributing to the development of AI assistants that align with users' privacy expectations.

cs.AI↗

arXiv2024

AirGapAgent: Protecting Privacy-Conscious Conversational Agents

The growing use of large language model (LLM)-based conversational agents to manage sensitive user data raises significant privacy concerns. While these agents excel at understanding and acting on context, this capability can be exploited by malicious actors. We introduce a novel threat model where adversarial third-party apps manipulate the context of interaction to trick LLM-based agents into revealing private information not relevant to the task at hand. Grounded in the framework of contextual integrity, we introduce AirGapAgent, a privacy-conscious agent designed to prevent unintended data leakage by restricting the agent's access to only the data necessary for a specific task. Extensive experiments using Gemini, GPT, and Mistral models as agents validate our approach's effectiveness in mitigating this form of context hijacking while maintaining core agent functionality. For example, we show that a single-query context hijacking attack on a Gemini Ultra agent reduces its ability to protect user data from 94% to 45%, while an AirGapAgent achieves 97% protection, rendering the same attack ineffective.

cs.CR↗

arXiv2024

Operationalizing Contextual Integrity in Privacy-Conscious Assistants

Advanced AI assistants combine frontier LLMs and tool access to autonomously perform complex tasks on behalf of users. While the helpfulness of such assistants can increase dramatically with access to user information including emails and documents, this raises privacy concerns about assistants sharing inappropriate information with third parties without user supervision. To steer information-sharing assistants to behave in accordance with privacy expectations, we propose to operationalize contextual integrity (CI), a framework that equates privacy with the appropriate flow of information in a given context. In particular, we design and evaluate a number of strategies to steer assistants' information-sharing actions to be CI compliant. Our evaluation is based on a novel form filling benchmark composed of human annotations of common webform applications, and it reveals that prompting frontier LLMs to perform CI-based reasoning yields strong results.

cs.AI↗

arXiv2024

The Ethics of Advanced AI Assistants

This paper focuses on the opportunities and the ethical and societal risks posed by advanced AI assistants. We define advanced AI assistants as artificial agents with natural language interfaces, whose function is to plan and execute sequences of actions on behalf of a user, across one or more domains, in line with the user's expectations. The paper starts by considering the technology itself, providing an overview of AI assistants, their technical foundations and potential range of applications. It then explores questions around AI value alignment, well-being, safety and malicious uses. Extending the circle of inquiry further, we next consider the relationship between advanced AI assistants and individual users in more detail, exploring topics such as manipulation and persuasion, anthropomorphism, appropriate relationships, trust and privacy. With this analysis in place, we consider the deployment of advanced assistants at a societal scale, focusing on cooperation, equity and access, misinformation, economic impact, the environment and how best to evaluate advanced AI assistants. Finally, we conclude by providing a range of recommendations for researchers, developers, policymakers and public stakeholders.

cs.CY↗

arXiv2024

On the Privacy of Selection Mechanisms with Gaussian Noise

Report Noisy Max and Above Threshold are two classical differentially private (DP) selection mechanisms. Their output is obtained by adding noise to a sequence of low-sensitivity queries and reporting the identity of the query whose (noisy) answer satisfies a certain condition. Pure DP guarantees for these mechanisms are easy to obtain when Laplace noise is added to the queries. On the other hand, when instantiated using Gaussian noise, standard analyses only yield approximate DP guarantees despite the fact that the outputs of these mechanisms lie in a discrete space. In this work, we revisit the analysis of Report Noisy Max and Above Threshold with Gaussian noise and show that, under the additional assumption that the underlying queries are bounded, it is possible to provide pure ex-ante DP bounds for Report Noisy Max and pure ex-post DP bounds for Above Threshold. The resulting bounds are tight and depend on closed-form expressions that can be numerically evaluated using standard methods. Empirically we find these lead to tighter privacy accounting in the high privacy, low data regime. Further, we propose a simple privacy filter for composing pure ex-post DP guarantees, and use it to derive a fully adaptive Gaussian Sparse Vector Technique mechanism. Finally, we provide experiments on mobility and energy consumption datasets demonstrating that our Sparse Vector Technique is practically competitive with previous approaches and requires less hyper-parameter tuning.

cs.LG↗

arXiv2023

Bounding Training Data Reconstruction in DP-SGD

Differentially private training offers a protection which is usually interpreted as a guarantee against membership inference attacks. By proxy, this guarantee extends to other threats like reconstruction attacks attempting to extract complete training examples. Recent works provide evidence that if one does not need to protect against membership attacks but instead only wants to protect against training data reconstruction, then utility of private models can be improved because less noise is required to protect against these more ambitious attacks. We investigate this further in the context of DP-SGD, a standard algorithm for private deep learning, and provide an upper bound on the success of any reconstruction attack against DP-SGD together with an attack that empirically matches the predictions of our bound. Together, these two results open the door to fine-grained investigations on how to set the privacy parameters of DP-SGD in practice to protect against reconstruction attacks. Finally, we use our methods to demonstrate that different settings of the DP-SGD parameters leading to the same DP guarantees can result in significantly different success rates for reconstruction, indicating that the DP guarantee alone might not be a good proxy for controlling the protection against reconstruction attacks.

cs.CR↗