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Borong Zhang

Publications and source records attributed to Borong Zhang.

At least 19 recordsLinked to original sources

RedVLA: Physical Red Teaming for Vision-Language-Action Models

The real-world deployment of Vision-Language-Action (VLA) models remains limited by the risk of unpredictable and irreversible physical harm. However, we currently lack effective mechanisms to proactively detect these physical safety risks before deployment. To address this gap, we propose \textbf{RedVLA}, the first red teaming framework for physical safety in VLA models. We systematically uncover unsafe behaviors through a two-stage process: (I) \textbf{Risk Scenario Synthesis} constructs a valid and task-feasible initial risk scene. Specifically, it identifies critical interaction regions from benign trajectories and positions the risk factor within these regions, aiming to entangle it with the VLA's execution flow and elicit a target unsafe behavior. (II) \textbf{Risk Amplification} ensures stable elicitation across heterogeneous models. It iteratively refines the risk factor state through gradient-free optimization guided by trajectory features. Experiments on six representative VLA models show that RedVLA uncovers diverse unsafe behaviors and achieves the ASR up to 95.5\% within 10 optimization iterations. To mitigate these risks, we further propose SimpleVLA-Guard, a lightweight safety guard built from RedVLA-generated data. Our data, assets, and code are available \href{https://redvla.github.io}{here}.

cs.RO

Investigating Memory in Model-Free RL with POPGym Arcade

How should we analyze memory in deep RL? We introduce tools for analyzing policies under partial observability and revealing how agents use memory to make decisions. To utilize these tools, we present POPGym Arcade, a collection of Atari-inspired, hardware-accelerated environments sharing a single observation and action space. Each environment provides fully and partially observable variants, enabling counterfactual studies on observability. We find that controlled studies are necessary for fair comparisons and identify a pathology where value functions smear credit over irrelevant history. Using this pathology, we demonstrate how out-of-distribution scenarios can contaminate memory, perturbing the policy far into the future. Our code is available at https://github.com/bolt-research/popgym-arcade.

cs.LG

Implicit Virtual Leader: Decentralized Vision-Only Relative Pose Estimation for Multi-Robot Formations

Classical leader-follower formation control suffers from single points of failure and error propagation, and relies on absolute localization sensors that are ill-suited for GPS-denied environments. We present a learned, vision-only estimator that maps each robot's monocular image, together with messages exchanged over a communication graph, directly to its 6-DoF relative pose. Its key ingredient is the implicit virtual leader (IVL): a non-physical reference frame at the team centroid, implicitly learned inside a Transformer-based graph neural network, so that estimation has no privileged node and needs no absolute localization. The estimator additionally reports well-calibrated aleatoric (heteroscedastic GNLL) uncertainty alongside epistemic (MC~Dropout) uncertainty, compared systematically across simulation and real-world test sets. Trained only in simulation, the estimator generalizes to unseen scenes, to larger unseen team sizes, and to an external real-world benchmark. It exhibits no single point of failure: removing any one robot costs at most $1.24\times$ the median removal, and removing $71\%$ of the communication links costs $1.77\times$ in position error without retraining. Trained on real-robot data from a single platform, it transfers without modification to a heterogeneous team, estimating relative pose to $0.22$\,m and $1.6^\circ$ on physical robots, where it drives closed-loop formation control.

cs.RO

VLA-Arena: An Open-Source Framework for Benchmarking Vision-Language-Action Models

While Vision-Language-Action models (VLAs) are rapidly advancing toward generalist robot policies, quantitatively characterizing their capability boundaries and failure modes remains challenging. To address this, we introduce VLA-Arena, a comprehensive benchmark. It features a novel structured task design framework to quantify difficulty across three orthogonal axes: (1) Task Structure, (2) Language Command, and (3) Visual Observation. This allows us to systematically design tasks with fine-grained difficulty levels, enabling a precise measurement of model capability frontiers. For task structure, VLA-Arena comprises 11 task suites organized into four dimensions: Safety, Distractor, Extrapolation, and Long Horizon, totaling 170 tasks. Each suite spans three difficulty levels (L0-L2), with fine-tuning restricted to L0 to rigorously assess generalization. Orthogonal to this, language (W0-W4) and visual (V0-V4) perturbations can be applied to any task as diagnostic probes to distinguish robust grounding from superficial pattern matching. Our extensive evaluation of state-of-the-art VLAs reveals critical limitations: memorization over generalization, superficial visual perception, and a neglect of safety constraints. Additionally, model rank reversals across L0-L2 validate that each level provides non-redundant insights. To foster research addressing these model limitations and ensure reproducibility, we provide the complete VLA-Arena framework, including an end-to-end toolchain from task definition to automated evaluation and the VLA-Arena-S/M/L datasets for fine-tuning. Our benchmark, datasets, models, and leaderboard are publicly available at https://vla-arena.github.io.

cs.RO

FabriVLA: A Lightweight Vision-Language-Action Model with Conformal Action Chunk Uncertainty

Vision-Language-Action (VLA) models have become a leading paradigm for general purpose robotic manipulation, but their computational cost and limited uncertainty awareness hinder practical deployment. We present FabriVLA, a lightweight VLA that fuses shallow and intermediate VLM layers to preserve fine-grained visual features, and gates self-attention among action tokens so that its flow matching head admits inter step structure only as far as training warrants. Trained end-to-end in a single stage, FabriVLA reaches a state-of-the-art 90.0\% average success on Meta-World MT50 with only 0.88B parameters. We further introduce Joint Conformal Action Chunk Calibration (JCAC), a post-training method that augments a frozen policy with a lightweight residual scale head. From a single policy query, JCAC turns a learned elementwise error scale into a set that covers the whole executed action prefix at a user chosen confidence level, 3.3$\times$ tighter in mean radius than an unconditional conformal set. On LIBERO-Safety, these bounds rank rollouts by risk before execution, supporting risk ranked review. Together, FabriVLA and JCAC provide a lightweight and auditable framework for multi-task manipulation with calibrated action uncertainty.

cs.RO

MAGPIE: Multilevel-Adaptive-Guided Solver for Ptychographic Phase Retrieval

We introduce MAGPIE (Multilevel-Adaptive-Guided Ptychographic Iterative Engine), a stochastic multigrid solver for the ptychographic phase-retrieval problem. The ptychographic phase-retrieval problem is inherently nonconvex and ill-posed. To address these challenges, we reformulate the original nonlinear and nonconvex inverse problem as the iterative minimization of a quadratic surrogate model that majorizes the original objective. This surrogate not only ensures favorable convergence properties but also generalizes the Ptychographic Iterative Engine (PIE) family of algorithms. By solving the surrogate model using a multigrid method, MAGPIE achieves substantial gains in convergence speed and reconstruction quality over traditional approaches.

math.NA

Preference Goal Tuning: Post-Training as Latent Control for Frozen Policies

Goal-conditioned policies enable decision-making models to execute diverse behaviors based on specified goals, yet their downstream performance is often highly sensitive to the choice of instructions or prompts. To bypass the limitations of discrete text prompts, we formulate post-training adaptation as a latent control problem, where the goal embedding serves as a continuous control variable to modulate the behavior of a frozen policy. We propose Preference Goal Tuning (PGT), a framework that optimizes this latent control variable to align the induced trajectory distribution with task preferences. Unlike standard fine-tuning that updates policy parameters, PGT keeps the policy frozen and updates only the latent goal using a trajectory-level preference objective. This approach essentially searches for the optimal conditioning input that maximizes the likelihood of preferred behaviors while suppressing undesirable ones. We evaluate PGT on the Minecraft SkillForge benchmark across 17 tasks. With minimal data, PGT achieves average relative improvements of 72.0\% and 81.6\% on two foundation policies, consistently outperforming expert-crafted prompts. Crucially, by decoupling task alignment (latent goal) from physical dynamics (frozen policy), PGT surpasses full fine-tuning by 13.4\% in out-of-distribution settings, demonstrating superior robustness and generalization.

cs.AI

E$^2$DT: Efficient and Effective Decision Transformer with Experience-Aware Sampling for Robotic Manipulation

In reinforcement learning (RL) for robotic manipulation, the Decision Transformer (DT) has emerged as an effective framework for addressing long-horizon tasks. However, DT's performance depends heavily on the coverage of collected experiences. Without an active exploration mechanism, standard DT relies on uniform replay, which leads to poor sample efficiency, limited exploration, and reduced overall effectiveness. At the same time, while excessive exploration can help avoid local optima, it often delays policy convergence and leads to degraded efficiency. To address these limitations, we propose E$^2$DT, a DT-guided k-Determinantal Point Process sampling framework that enables the model to actively shape its own experience selection. Our framework is experience-aware, allowing E$^2$DT to be both efficient, by prioritizing sampling quality, such as high-return, high-uncertainty, and underrepresented trajectories, and effective, by ensuring diversity across trajectory windows to preserve policy optimality. Specifically, DT's internal latent embeddings measure diversity across trajectory windows, while quality is quantified through a composite metric that integrates return-to-go (RTG) quantiles, predictive uncertainty, and stage coverage based on inverse frequency. These two dimensions are integrated into a novel quality-diversity joint kernel that prioritizes the most informative experiences, thereby enabling learning that is both efficient and effective. We evaluate E$^2$DT on challenging robotic manipulation benchmarks in both simulation and real-robot settings. Results show that it consistently outperforms prior methods. These findings demonstrate that coupling policy learning with experience-aware sampling provides a principled path toward robust long-horizon robotic learning.

cs.RO

SafeVLA: Towards Safety Alignment of Vision-Language-Action Model via Constrained Learning

Vision-language-action models (VLAs) show potential as generalist robot policies. However, these models pose extreme safety challenges during real-world deployment, including the risk of harm to the environment, the robot itself, and humans. How can safety constraints be explicitly integrated into VLAs? We address this by exploring an integrated safety approach (ISA), systematically modeling safety requirements, then actively eliciting diverse unsafe behaviors, effectively constraining VLA policies via safe reinforcement learning, and rigorously assuring their safety through targeted evaluations. Leveraging the constrained Markov decision process (CMDP) paradigm, ISA optimizes VLAs from a min-max perspective against elicited safety risks. Thus, policies aligned through this comprehensive approach achieve the following key features: (I) effective safety-performance trade-offs, reducing the cumulative cost of safety violations by 83.58% compared to the state-of-the-art method, while also maintaining task success rate (+3.85%). (II) strong safety assurance, with the ability to mitigate long-tail risks and handle extreme failure scenarios. (III) robust generalization of learned safety behaviors to various out-of-distribution perturbations. The effectiveness is evaluated on long-horizon mobile manipulation tasks. Our data, models and newly proposed benchmark environment are available at https://pku-safevla.github.io.

cs.RO

120 Minutes and a Laptop: Minimalist Image-goal Navigation via Unsupervised Exploration and Offline RL

The prevailing paradigm for image-goal visual navigation often assumes access to large-scale datasets, substantial pretraining, and significant computational resources. In this work, we challenge this assumption. We show that we can collect a dataset, train an in-domain policy, and deploy it to the real world (1) in less than 120 minutes, (2) on a consumer laptop, (3) without any human intervention. Our method, MINav, formulates image-goal navigation as an offline goal-conditioned reinforcement learning problem, combining unsupervised data collection with hindsight goal relabeling and offline policy learning. Experiments in simulation and the real world show that MINav improves exploration efficiency, outperforms zero-shot navigation baselines in target environments, and scales favorably with dataset size. These results suggest that effective real-world robotic learning can be achieved with high computational efficiency, lowering the barrier to rapid policy prototyping and deployment.

cs.RO

AI Deception: Risks, Dynamics, and Controls

As intelligence increases, so does its shadow. AI deception, in which systems induce false beliefs to secure self-beneficial outcomes, has evolved from a speculative concern to an empirically demonstrated risk across language models, AI agents, and emerging frontier systems. This project provides a comprehensive and up-to-date overview of the AI deception field, covering its core concepts, methodologies, genesis, and potential mitigations. First, we identify a formal definition of AI deception, grounded in signaling theory from studies of animal deception. We then review existing empirical studies and associated risks, highlighting deception as a sociotechnical safety challenge. We organize the landscape of AI deception research as a deception cycle, consisting of two key components: deception emergence and deception treatment. Deception emergence reveals the mechanisms underlying AI deception: systems with sufficient capability and incentive potential inevitably engage in deceptive behaviors when triggered by external conditions. Deception treatment, in turn, focuses on detecting and addressing such behaviors. On deception emergence, we analyze incentive foundations across three hierarchical levels and identify three essential capability preconditions required for deception. We further examine contextual triggers, including supervision gaps, distributional shifts, and environmental pressures. On deception treatment, we conclude detection methods covering benchmarks and evaluation protocols in static and interactive settings. Building on the three core factors of deception emergence, we outline potential mitigation strategies and propose auditing approaches that integrate technical, community, and governance efforts to address sociotechnical challenges and future AI risks. To support ongoing work in this area, we release a living resource at www.deceptionsurvey.com.

cs.AI

Stochastic Multigrid Method for Blind Ptychographic Phase Retrieval

We present eMAGPIE (extended Multilevel-Adaptive-Guided Ptychographic Iterative Engine), a stochastic multigrid method for blind ptychographic phase retrieval that jointly recovers the object and the probe. We recast the task as the iterative minimization of a quadratic surrogate that majorizes the exit-wave misfit. From this surrogate, we derive closed-form updates, combined in a geometric-mean, phase-aligned joint step, yielding a simultaneous update of the object and probe with guaranteed descent of the sampled surrogate. This formulation naturally admits a multigrid acceleration that speeds up convergence. In experiments, eMAGPIE attains lower data misfit and phase error at comparable compute budgets and produces smoother, artifact-reduced phase reconstructions.

math.NA

PKU-SafeRLHF: Towards Multi-Level Safety Alignment for LLMs with Human Preference

In this study, we introduce the safety human preference dataset, PKU-SafeRLHF, designed to promote research on safety alignment in large language models (LLMs). As a sibling project to SafeRLHF and BeaverTails, we separate annotations of helpfulness and harmlessness for question-answering pairs, providing distinct perspectives on these coupled attributes. Overall, we provide 44.6k refined prompts and 265k question-answer pairs with safety meta-labels for 19 harm categories and three severity levels ranging from minor to severe, with answers generated by Llama-family models. Based on this, we collected 166.8k preference data, including dual-preference (helpfulness and harmlessness decoupled) and single-preference data (trade-off the helpfulness and harmlessness from scratch), respectively. Using the large-scale annotation data, we further train severity-sensitive moderation for the risk control of LLMs and safety-centric RLHF algorithms for the safety alignment of LLMs. We believe this dataset will be a valuable resource for the community, aiding in the safe deployment of LLMs. Data is available at https://huggingface.co/datasets/PKU-Alignment/PKU-SafeRLHF.

cs.AI

Back-Projection Diffusion: Solving the Wideband Inverse Scattering Problem with Diffusion Models

We present Wideband Back-Projection Diffusion, an end-to-end probabilistic framework for approximating the posterior distribution induced by the inverse scattering map from wideband scattering data. This framework produces highly accurate reconstructions, leveraging conditional diffusion models to draw samples, and also honors the symmetries of the underlying physics of wave-propagation. The procedure is factored into two steps: the first step, inspired by the filtered back-propagation formula, transforms data into a physics-based latent representation, while the second step learns a conditional score function conditioned on this latent representation. These two steps individually obey their associated symmetries and are amenable to compression by imposing the rank structure found in the filtered back-projection formula. Empirically, our framework has both low sample and computational complexity, with its number of parameters scaling only sub-linearly with the target resolution, and has stable training dynamics. It provides sharp reconstructions effortlessly and is capable of recovering even sub-Nyquist features in the multiple-scattering regime.

cs.LG

Baichuan 2: Open Large-scale Language Models

Large language models (LLMs) have demonstrated remarkable performance on a variety of natural language tasks based on just a few examples of natural language instructions, reducing the need for extensive feature engineering. However, most powerful LLMs are closed-source or limited in their capability for languages other than English. In this technical report, we present Baichuan 2, a series of large-scale multilingual language models containing 7 billion and 13 billion parameters, trained from scratch, on 2.6 trillion tokens. Baichuan 2 matches or outperforms other open-source models of similar size on public benchmarks like MMLU, CMMLU, GSM8K, and HumanEval. Furthermore, Baichuan 2 excels in vertical domains such as medicine and law. We will release all pre-training model checkpoints to benefit the research community in better understanding the training dynamics of Baichuan 2.

cs.CL

AI Alignment: A Comprehensive Survey

AI alignment aims to make AI systems behave in line with human intentions and values. As AI systems grow more capable, so do risks from misalignment. To provide a comprehensive and up-to-date overview of the alignment field, in this survey, we delve into the core concepts, methodology, and practice of alignment. First, we identify four principles as the key objectives of AI alignment: Robustness, Interpretability, Controllability, and Ethicality (RICE). Guided by these four principles, we outline the landscape of current alignment research and decompose them into two key components: forward alignment and backward alignment. The former aims to make AI systems aligned via alignment training, while the latter aims to gain evidence about the systems' alignment and govern them appropriately to avoid exacerbating misalignment risks. On forward alignment, we discuss techniques for learning from feedback and learning under distribution shift. On backward alignment, we discuss assurance techniques and governance practices. We also release and continually update the website (www.alignmentsurvey.com) which features tutorials, collections of papers, blog posts, and other resources.

cs.AI

Aligner: Efficient Alignment by Learning to Correct

With the rapid development of large language models (LLMs) and ever-evolving practical requirements, finding an efficient and effective alignment method has never been more critical. However, the tension between the complexity of current alignment methods and the need for rapid iteration in deployment scenarios necessitates the development of a model-agnostic alignment approach that can operate under these constraints. In this paper, we introduce Aligner, a novel and simple alignment paradigm that learns the correctional residuals between preferred and dispreferred answers using a small model. Designed as a model-agnostic, plug-and-play module, Aligner can be directly applied to various open-source and API-based models with only one-off training, making it suitable for rapid iteration. Notably, Aligner can be applied to any powerful, large-scale upstream models. Moreover, it can even iteratively bootstrap the upstream models using corrected responses as synthetic human preference data, breaking through the model's performance ceiling. Our experiments demonstrate performance improvements by deploying the same Aligner model across 11 different LLMs, evaluated on the 3H dimensions (helpfulness, harmlessness, and honesty). Specifically, Aligner-7B has achieved an average improvement of 68.9% in helpfulness and 23.8% in harmlessness across the tested LLMs while also effectively reducing hallucination. In the Alpaca-Eval leaderboard, stacking Aligner-2B on GPT-4 Turbo improved its LC Win Rate from 55.0% to 58.3%, surpassing GPT-4 Omni's 57.5% Win Rate (community report).

cs.CL

Safety-Gymnasium: A Unified Safe Reinforcement Learning Benchmark

Artificial intelligence (AI) systems possess significant potential to drive societal progress. However, their deployment often faces obstacles due to substantial safety concerns. Safe reinforcement learning (SafeRL) emerges as a solution to optimize policies while simultaneously adhering to multiple constraints, thereby addressing the challenge of integrating reinforcement learning in safety-critical scenarios. In this paper, we present an environment suite called Safety-Gymnasium, which encompasses safety-critical tasks in both single and multi-agent scenarios, accepting vector and vision-only input. Additionally, we offer a library of algorithms named Safe Policy Optimization (SafePO), comprising 16 state-of-the-art SafeRL algorithms. This comprehensive library can serve as a validation tool for the research community. By introducing this benchmark, we aim to facilitate the evaluation and comparison of safety performance, thus fostering the development of reinforcement learning for safer, more reliable, and responsible real-world applications. The website of this project can be accessed at https://sites.google.com/view/safety-gymnasium.

cs.AI