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Borui Yang

Publications and source records attributed to Borui Yang.

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Hallucination Detection in Large Language Models with Metamorphic Relations

Large Language Models (LLMs) are prone to hallucinations, e.g., factually incorrect information, in their responses. These hallucinations present challenges for LLM-based applications that demand high factual accuracy. Existing hallucination detection methods primarily depend on external resources, which can suffer from issues such as low availability, incomplete coverage, privacy concerns, high latency, low reliability, and poor scalability. There are also methods depending on output probabilities, which are often inaccessible for closed-source LLMs like GPT models. This paper presents MetaQA, a self-contained hallucination detection approach that leverages metamorphic relation and prompt mutation. Unlike existing methods, MetaQA operates without any external resources and is compatible with both open-source and closed-source LLMs. MetaQA is based on the hypothesis that if an LLM's response is a hallucination, the designed metamorphic relations will be violated. We compare MetaQA with the state-of-the-art zero-resource hallucination detection method, SelfCheckGPT, across multiple datasets, and on two open-source and two closed-source LLMs. Our results reveal that MetaQA outperforms SelfCheckGPT in terms of precision, recall, and f1 score. For the four LLMs we study, MetaQA outperforms SelfCheckGPT with a superiority margin ranging from 0.041 - 0.113 (for precision), 0.143 - 0.430 (for recall), and 0.154 - 0.368 (for F1-score). For instance, with Mistral-7B, MetaQA achieves an average F1-score of 0.435, compared to SelfCheckGPT's F1-score of 0.205, representing an improvement rate of 112.2%. MetaQA also demonstrates superiority across all different categories of questions.

cs.CL

TokenMark: A Modality-Agnostic Watermark for Pre-trained Transformers

Watermarking is a critical tool for model ownership verification. However, existing watermarking techniques are often designed for specific data modalities and downstream tasks, without considering the inherent architectural properties of the model. This lack of generality and robustness underscores the need for a more versatile watermarking approach. In this work, we investigate the properties of Transformer models and propose TokenMark, a modality-agnostic, robust watermarking system for pre-trained models, leveraging the permutation equivariance property. TokenMark embeds the watermark by fine-tuning the pre-trained model on a set of specifically permuted data samples, resulting in a watermarked model that contains two distinct sets of weights -- one for normal functionality and the other for watermark extraction, the latter triggered only by permuted inputs. Extensive experiments on state-of-the-art pre-trained models demonstrate that TokenMark significantly improves the robustness, efficiency, and universality of model watermarking, highlighting its potential as a unified watermarking solution.

cs.CR

Towards Code Watermarking with Dual-Channel Transformations

The expansion of the open source community and the rise of large language models have raised ethical and security concerns on the distribution of source code, such as misconduct on copyrighted code, distributions without proper licenses, or misuse of the code for malicious purposes. Hence it is important to track the ownership of source code, in which watermarking is a major technique. Yet, drastically different from natural languages, source code watermarking requires far stricter and more complicated rules to ensure the readability as well as the functionality of the source code. Hence we introduce SrcMarker, a watermarking system to unobtrusively encode ID bitstrings into source code, without affecting the usage and semantics of the code. To this end, SrcMarker performs transformations on an AST-based intermediate representation that enables unified transformations across different programming languages. The core of the system utilizes learning-based embedding and extraction modules to select rule-based transformations for watermarking. In addition, a novel feature-approximation technique is designed to tackle the inherent non-differentiability of rule selection, thus seamlessly integrating the rule-based transformations and learning-based networks into an interconnected system to enable end-to-end training. Extensive experiments demonstrate the superiority of SrcMarker over existing methods in various watermarking requirements.

cs.CR

Towards Tracing Code Provenance with Code Watermarking

Recent advances in large language models have raised wide concern in generating abundant plausible source code without scrutiny, and thus tracing the provenance of code emerges as a critical issue. To solve the issue, we propose CodeMark, a watermarking system that hides bit strings into variables respecting the natural and operational semantics of the code. For naturalness, we novelly introduce a contextual watermarking scheme to generate watermarked variables more coherent in the context atop graph neural networks. Each variable is treated as a node on the graph and the node feature gathers neighborhood (context) information through learning. Watermarks embedded into the features are thus reflected not only by the variables but also by the local contexts. We further introduce a pre-trained model on source code as a teacher to guide more natural variable generation. Throughout the embedding, the operational semantics are preserved as only variable names are altered. Beyond guaranteeing code-specific properties, CodeMark is superior in watermarking accuracy, capacity, and efficiency due to a more diversified pattern generated. Experimental results show CodeMark outperforms the SOTA watermarking systems with a better balance of the watermarking requirements.

cs.CR

Energy Attack: On Transferring Adversarial Examples

In this work we propose Energy Attack, a transfer-based black-box $L_\infty$-adversarial attack. The attack is parameter-free and does not require gradient approximation. In particular, we first obtain white-box adversarial perturbations of a surrogate model and divide these perturbations into small patches. Then we extract the unit component vectors and eigenvalues of these patches with principal component analysis (PCA). Base on the eigenvalues, we can model the energy distribution of adversarial perturbations. We then perform black-box attacks by sampling from the perturbation patches according to their energy distribution, and tiling the sampled patches to form a full-size adversarial perturbation. This can be done without the available access to victim models. Extensive experiments well demonstrate that the proposed Energy Attack achieves state-of-the-art performance in black-box attacks on various models and several datasets. Moreover, the extracted distribution is able to transfer among different model architectures and different datasets, and is therefore intrinsic to vision architectures.

cs.LG