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Brandon Waldon

Publications and source records attributed to Brandon Waldon.

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Prompting from the bench: Large-scale pretraining is not sufficient to prepare LLMs for ordinary meaning analysis

In the U.S. judicial system, a widespread approach to legal interpretation entails assessing how a legal text would be understood by an `ordinary' speaker of the language. Recent scholarship has proposed that legal practitioners leverage large language models (LLMs) to ascertain a text's ordinary meaning. But are LLMs up to the task? As textual interpretation questions arise in spheres ranging from criminal law to civil rights, we argue it is crucial that models not be taken as authoritative without rigorous evaluation. This work offers an empirical argument against LLM-assisted interpretation as recently practiced by legal scholars and federal judges, who reasoned the large amount of data that models see in training would enable models to illuminate how people ordinarily use certain words or phrases. In controlled experiments, we find failures in robustness which cast doubt on this assumption and raise serious questions about the utility of these models in practice. For the models in our evaluation, slight changes to the format of a question can lead to wildly different conclusions -- a vulnerability that parties with an interest in the outcome could exploit. Comparing with a dataset where people were asked similar legal interpretation questions, we see that these models are at best moderately correlated to human judgments -- not strong enough given the stakes in this domain.

cs.CL

LegalBench: A Collaboratively Built Benchmark for Measuring Legal Reasoning in Large Language Models

The advent of large language models (LLMs) and their adoption by the legal community has given rise to the question: what types of legal reasoning can LLMs perform? To enable greater study of this question, we present LegalBench: a collaboratively constructed legal reasoning benchmark consisting of 162 tasks covering six different types of legal reasoning. LegalBench was built through an interdisciplinary process, in which we collected tasks designed and hand-crafted by legal professionals. Because these subject matter experts took a leading role in construction, tasks either measure legal reasoning capabilities that are practically useful, or measure reasoning skills that lawyers find interesting. To enable cross-disciplinary conversations about LLMs in the law, we additionally show how popular legal frameworks for describing legal reasoning -- which distinguish between its many forms -- correspond to LegalBench tasks, thus giving lawyers and LLM developers a common vocabulary. This paper describes LegalBench, presents an empirical evaluation of 20 open-source and commercial LLMs, and illustrates the types of research explorations LegalBench enables.

cs.CL