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Brian Lins

Publications and source records attributed to Brian Lins.

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A note on irreducibility for topical maps

Topical maps are a nonlinear generalization of nonnegative matrices acting on the interior of the standard cone $\mathbb{R}^n_{\ge 0}$. Several analogues of irreducibility have been defined for topical maps, and all are sufficient to guarantee the existence of entrywise positive eigenvectors. In this note, we organize several of these notions, showing which conditions are stronger and when different types of irreducibility are equivalent. We also consider how to computationally check the conditions. We show that certain irreducibility conditions can be expressed as Boolean satisfiability problems that can be checked using SAT solvers. This can be used to confirm the existence of entrywise positive eigenvectors when the dimension is large.

math.FA

The Berger-Wang formula for order-preserving homogeneous maps on cones

We prove that the joint spectral radius and generalized spectral radius are equal for any bounded, equicontinuous family of order-preserving, homogeneous maps on a polyhedral cone. We also consider conditions which guarantee that the semigroup generated by a family of order-preserving, homogeneous maps is bounded when its generalized spectral radius $r(\mathcal{A}) = 1$. Finally, we extend the notions of joint and generalized spectral subradii to the setting of homogeneous maps on wedges.

math.FA

Real analytic nonexpansive maps on polyhedral normed spaces

If a real analytic nonexpansive map on a polyhedral normed space has a nonempty fixed point set, then we show that there is an isometry from an affine subspace onto the fixed point set. As a corollary, we prove that for any real analytic 1-norm or $\infty$-norm nonexpansive map on $\mathbb{R}^n$, there is a positive integer $q$ such that the period of any periodic orbit divides $q$ and $q$ is the order, or twice the order, of a permutation on $n$ letters. This confirms Nussbaum's $2^n$ Conjecture for $\infty$-norm nonexpansive maps in the special case where the maps are also real analytic.

math.DS

Bounded fixed point sets and Krasnoselskii iterates of Thompson metric nonexpansive maps

We consider maps defined on the interior of a normal, closed cone in a real Banach space that are nonexpansive with respect to Thompson's metric. With mild compactness assumptions, we prove that the Krasnoselskii iterates of such maps converge to a fixed point when one exists. For maps that are also order-preserving, we give simple necessary and sufficient conditions in terms of upper and lower Collatz-Wielandt numbers for the fixed point set to be nonempty and bounded in Thompson's metric. When the map is also real analytic, these conditions are both necessary and sufficient for the map to have a unique fixed point and for all iterates of the map to converge to the fixed point. We demonstrate how these results apply to certain nonlinear matrix equations on the cone of positive definite Hermitian matrices.

math.FA

Convergence of iterates in nonlinear Perron-Frobenius theory

Let $C$ be a closed cone with nonempty interior $C^\circ$ in a Banach space. Let $f:C^\circ \rightarrow C^\circ$ be an order-preserving subhomogeneous function with a fixed point in $C^\circ$. We introduce a condition which guarantees that the iterates $f^k(x)$ converge to a fixed point for all $x \in C^\circ$. This condition generalizes the notion of type K order-preserving for maps on $\mathbb{R}^n_{>0}$. We also prove that when iterates converge to a fixed point, the rate of convergence is always R-linear in two special cases: for piecewise affine maps and also for order-preserving, homogeneous, analytic, multiplicatively convex functions on $\mathbb{R}^n_{>0}$. This later category includes the maps associated with the homogeneous eigenvalue problem for nonnegative tensors.

math.FA

Nonexpansive maps with surjective displacement

We investigate necessary and sufficient conditions for a nonexpansive map $f$ on a Banach space $X$ to have surjective displacement, that is, for $f - \mathrm{id}$ to map onto $X$. In particular, we give a computable necessary and sufficient condition when $X$ is a finite dimensional space with a polyhedral norm. We give a similar computable necessary and sufficient condition for a fixed point of a polyhedral norm nonexpansive map to be unique. We also consider applications to nonlinear Perron-Frobenius theory and suggest some additional computable sufficient conditions for surjective displacement and uniqueness of fixed points.

math.FA

A unified approach to nonlinear Perron-Frobenius theory

Let $f:\mathbb{R}^n_{> 0} \rightarrow \mathbb{R}^n_{>0}$ be an order-preserving and homogeneous function. We show that the set of eigenvectors of $f$ in $\mathbb{R}^n_{>0}$ is nonempty and bounded in Hilbert's projective metric if and only if $f$ satisfies a condition involving upper and lower Collatz-Wielandt numbers of readily computed auxiliary functions. This condition generalizes a test for the existence of eigenvectors using hypergraphs that was proved by Akian, Gaubert, and Hochart. We include several examples to show how the new condition can be combined with the hypergraph test to give a systematic approach to determine when homogeneous and order-preserving functions have eigenvectors in $\mathbb{R}^n_{>0}$. We also observe that if the entries of $f$ are real analytic functions on $\mathbb{R}^n_{>0}$, then the set of eigenvectors of $f$ in $\mathbb{R}^n_{>0}$ is nonempty and bounded in Hilbert's projective metric if and only if the eigenvector is unique, up to scaling.

math.FA

The essential numerical range and a theorem of Simon on the absorption of eigenvalues

Let $A(t)$ be a holomorphic family of self-adjoint operators of type (B) on a complex Hilbert space $\mathcal{H}$. Kato-Rellich perturbation theory says that isolated eigenvalues of $A(t)$ will be analytic functions of $t$ as long as they remain below the minimum of the essential spectrum of $A(t)$. At a threshold value $t_0$ where one of these eigenvalue functions hits the essential spectrum, the corresponding point in the essential spectrum might or might not be an eigenvalue of $A(t_0)$. Our results generalize a theorem of Simon to give a sufficient condition for the minimum of the essential spectrum to be an eigenvalue of $A(t_0)$ based on the rate at which eigenvalues approach the essential spectrum. We also show that the rates at which the eigenvalues of $A(t)$ can approach the essential spectrum from below correspond to eigenvalues of a bounded self-adjoint operator. The key insight behind these results is the essential numerical range which was recently extended to unbounded operators by Bögli, Marletta, and Tretter.

math.FA

Numerical ranges encircled by analytic curves

Let $D$ be a bounded convex domain in $\mathbb{C}$ with a regular analytic boundary. Suppose that the numerical range $W(A)$ of a bounded linear operator $A$ is contained in $\overline{D}$. If $\overline{W(A)}$ intersects the boundary $\partial D$ at infinitely many points while the essential numerical range $W_\text{ess}(A)$ does not intersect $\partial D$, then $W(A) = \overline{D}$. This generalizes some infinite dimensional analogues of a result of Anderson.

math.FA

Inverse continuity of the numerical range map for Hilbert space operators

We describe continuity properties of the multivalued inverse of the numerical range map $f_A:x \mapsto \left\langle Ax, x \right\rangle$ associated with a linear operator $A$ defined on a complex Hilbert space $\mathcal{H}$. We prove in particular that $f_A^{-1}$ is strongly continuous at all points of the interior of the numerical range $W(A)$. We give examples where strong and weak continuity fail on the boundary and address special cases such as normal and compact operators.

math.FA

The normalized numerical range and the Davis-Wielandt shell

For a given $n$-by-$n$ matrix $A$, its {\em normalized numerical range} $F_N(A)$ is defined as the range of the function $f_{N,A}\colon x\mapsto (x^*Ax)/(\norm{Ax}\cdot\norm{x})$ on the complement of $\ker A$. We provide an explicit description of this set for the case when $A$ is normal or $n=2$. This extension of earlier results for particular cases of $2$-by-$2$ matrices (by Gevorgyan) and essentially Hermitian matrices of arbitrary size (by A. Stoica and one of the authors) was achieved due to the fresh point of view at $F_N(A)$ as the image of the Davis-Wielandt shell $\JNR(A)$ under a certain non-linear mapping $h\colon\R^3\mapsto\C$.

math.FA

Detecting fixed points of nonexpansive maps by illuminating the unit ball

We give necessary and sufficient conditions for a nonexpansive map on a finite dimensional normed space to have a nonempty, bounded set of fixed points. Among other results we show that if $f : V \rightarrow V$ is a nonexpansive map on a finite dimensional normed space $V$, then the fixed point set of $f$ is nonempty and bounded if and only if there exist $w_1, \ldots , w_m$ in $V$ such that $\{f(w_i) - w_i : i = 1, \ldots, m \}$ illuminates the unit ball. This yields a numerical procedure for detecting fixed points of nonexpansive maps on finite dimensional spaces. We also discuss applications of this procedure to certain nonlinear eigenvalue problems arising in game theory and mathematical biology.

math.FA

Denjoy-Wolff theorems for Hilbert's and Thompson's metric spaces

We study the dynamics of fixed point free mappings on the interior of a normal, closed cone in a Banach space that are nonexpansive with respect to Hilbert's metric or Thompson's metric. We establish several Denjoy-Wolff type theorems that confirm conjectures by Karlsson and Nussbaum for an important class of nonexpansive mappings. We also extend and put into a broader perspective results by Gaubert and Vigeral concerning the linear escape rate of such nonexpansive mappings.

math.DS

Inverse continuity on the boundary of the numerical range

Let $A \in M_n(\C)$. We consider the mapping $f_A(x)=x^*Ax$, defined on the unit sphere in $\C^n$. The map has a multi-valued inverse $f_A^{-1}$, and the continuity properties of $f_A^{-1}$ are considered in terms of the structure of the set of pre-images for points in the numerical range. It is shown that there may be only finitely many failures of continuity of $f_A^{-1}$, and conditions for where these failure occur are given. Additionally, we give a necessary and sufficient condition for weak inverse continuity to hold for $n=4$ and a sufficient condition for $n>4$.

math.FA

Continuous Selections of the Inverse Numerical Range Map

For a complex $n$-by-$n$ matrix $A$, the numerical range $F(A)$ is the range of the map $f_A(x) = x^*A x$ acting on the unit sphere in $\C^n$. We ask whether the multivalued inverse numerical range map $f_A^{-1}$ has a continuous single-valued selection defined on all or part of $F(A)$. We show that for a large class of matrices, $f_A^{-1}$ does have a continuous selection on $F(A)$. For other matrices, $f_A^{-1}$ has a continuous selection defined everywhere on $F(A)$ except in the vicinity of a finite number of exceptional points on the boundary of $F(A)$.

math.FA

Continuity properties of vectors realizing points in the classical field of values

For an $n$-by-$n$ matrix $A$, let $f_A$ be its "field of values generating function" defined as $f_A\colon x\mapsto x^*Ax$. We consider two natural versions of the continuity, which we call strong and weak, of $f_A^{-1}$ (which is of course multi-valued) on the field of values $F(A)$. The strong continuity holds, in particular, on the interior of $F(A)$, and at such points $z \in \partial F(A)$ which are either corner points, belong to the relative interior of flat portions of $\partial F(A)$, or whose preimage under $f_A$ is contained in a one-dimensional set. Consequently, $f_A^{-1}$ is continuous in this sense on the whole $F(A)$ for all normal, 2-by-2, and unitarily irreducible 3-by-3 matrices. Nevertheless, we show by example that the strong continuity of $f_A^{-1}$ fails at certain points of $\partial F(A)$ for some (unitarily reducible) 3-by-3 and (unitarily irreducible) 4-by-4 matrices. The weak continuity, in its turn, fails for some unitarily reducible 4-by-4 and untiarily irreducible 6-by-6 matrices.

math.FA

Upper and lower bounds for the iterates of order-preserving homogeneous maps on cones

We define upper bound and lower bounds for order-preserving homogeneous of degree one maps on a proper closed cone in $\R^n$ in terms of the cone spectral radius. We also define weak upper and lower bounds for these maps. For a proper closed cone $C \subset \R^n$, we prove that any order-preserving homogeneous of degree one map $f: \inter C \rightarrow \inter C$ has a lower bound. If $C$ is polyhedral, we prove that the map $f$ has a weak upper bound. We give examples of weak upper bounds for certain order-preserving homogeneous of degree one maps defined on the interior of $\R^n_+$.

math.DS

The critical exponent for continuous conventional powers of doubly nonnegative matrices

We prove that there exists an exponent beyond which all continuous conventional powers of n-by-n doubly nonnegative matrices are doubly nonnegative. We show that this critical exponent cannot be less than $n-2$ and we conjecture that it is always $n-2$ (as it is with Hadamard powering). We prove this conjecture when $n<6$ and in certain other special cases. We establish a quadratic bound for the critical exponent in general.

math.RA