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Caiming Xiong

Publications and source records attributed to Caiming Xiong.

At least 289 records · Page 16Linked to original sources

Catastrophic Fisher Explosion: Early Phase Fisher Matrix Impacts Generalization

The early phase of training a deep neural network has a dramatic effect on the local curvature of the loss function. For instance, using a small learning rate does not guarantee stable optimization because the optimization trajectory has a tendency to steer towards regions of the loss surface with increasing local curvature. We ask whether this tendency is connected to the widely observed phenomenon that the choice of the learning rate strongly influences generalization. We first show that stochastic gradient descent (SGD) implicitly penalizes the trace of the Fisher Information Matrix (FIM), a measure of the local curvature, from the start of training. We argue it is an implicit regularizer in SGD by showing that explicitly penalizing the trace of the FIM can significantly improve generalization. We highlight that poor final generalization coincides with the trace of the FIM attaining a large value early in training, to which we refer as catastrophic Fisher explosion. Finally, to gain insight into the regularization effect of penalizing the trace of the FIM, we show that it limits memorization by reducing the learning speed of examples with noisy labels more than that of the examples with clean labels.

cs.LG↗

Understanding the Under-Coverage Bias in Uncertainty Estimation

Estimating the data uncertainty in regression tasks is often done by learning a quantile function or a prediction interval of the true label conditioned on the input. It is frequently observed that quantile regression -- a vanilla algorithm for learning quantiles with asymptotic guarantees -- tends to \emph{under-cover} than the desired coverage level in reality. While various fixes have been proposed, a more fundamental understanding of why this under-coverage bias happens in the first place remains elusive. In this paper, we present a rigorous theoretical study on the coverage of uncertainty estimation algorithms in learning quantiles. We prove that quantile regression suffers from an inherent under-coverage bias, in a vanilla setting where we learn a realizable linear quantile function and there is more data than parameters. More quantitatively, for $α>0.5$ and small $d/n$, the $α$-quantile learned by quantile regression roughly achieves coverage $α- (α-1/2)\cdot d/n$ regardless of the noise distribution, where $d$ is the input dimension and $n$ is the number of training data. Our theory reveals that this under-coverage bias stems from a certain high-dimensional parameter estimation error that is not implied by existing theories on quantile regression. Experiments on simulated and real data verify our theory and further illustrate the effect of various factors such as sample size and model capacity on the under-coverage bias in more practical setups.

cs.LG↗

Evaluating State-of-the-Art Classification Models Against Bayes Optimality

Evaluating the inherent difficulty of a given data-driven classification problem is important for establishing absolute benchmarks and evaluating progress in the field. To this end, a natural quantity to consider is the \emph{Bayes error}, which measures the optimal classification error theoretically achievable for a given data distribution. While generally an intractable quantity, we show that we can compute the exact Bayes error of generative models learned using normalizing flows. Our technique relies on a fundamental result, which states that the Bayes error is invariant under invertible transformation. Therefore, we can compute the exact Bayes error of the learned flow models by computing it for Gaussian base distributions, which can be done efficiently using Holmes-Diaconis-Ross integration. Moreover, we show that by varying the temperature of the learned flow models, we can generate synthetic datasets that closely resemble standard benchmark datasets, but with almost any desired Bayes error. We use our approach to conduct a thorough investigation of state-of-the-art classification models, and find that in some -- but not all -- cases, these models are capable of obtaining accuracy very near optimal. Finally, we use our method to evaluate the intrinsic "hardness" of standard benchmark datasets, and classes within those datasets.

stat.ML↗

Controllable Abstractive Dialogue Summarization with Sketch Supervision

In this paper, we aim to improve abstractive dialogue summarization quality and, at the same time, enable granularity control. Our model has two primary components and stages: 1) a two-stage generation strategy that generates a preliminary summary sketch serving as the basis for the final summary. This summary sketch provides a weakly supervised signal in the form of pseudo-labeled interrogative pronoun categories and key phrases extracted using a constituency parser. 2) A simple strategy to control the granularity of the final summary, in that our model can automatically determine or control the number of generated summary sentences for a given dialogue by predicting and highlighting different text spans from the source text. Our model achieves state-of-the-art performance on the largest dialogue summarization corpus SAMSum, with as high as 50.79 in ROUGE-L score. In addition, we conduct a case study and show competitive human evaluation results and controllability to human-annotated summaries.

cs.CL↗

GraPPa: Grammar-Augmented Pre-Training for Table Semantic Parsing

We present GraPPa, an effective pre-training approach for table semantic parsing that learns a compositional inductive bias in the joint representations of textual and tabular data. We construct synthetic question-SQL pairs over high-quality tables via a synchronous context-free grammar (SCFG) induced from existing text-to-SQL datasets. We pre-train our model on the synthetic data using a novel text-schema linking objective that predicts the syntactic role of a table field in the SQL for each question-SQL pair. To maintain the model's ability to represent real-world data, we also include masked language modeling (MLM) over several existing table-and-language datasets to regularize the pre-training process. On four popular fully supervised and weakly supervised table semantic parsing benchmarks, GraPPa significantly outperforms RoBERTa-large as the feature representation layers and establishes new state-of-the-art results on all of them.

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WOAD: Weakly Supervised Online Action Detection in Untrimmed Videos

Online action detection in untrimmed videos aims to identify an action as it happens, which makes it very important for real-time applications. Previous methods rely on tedious annotations of temporal action boundaries for training, which hinders the scalability of online action detection systems. We propose WOAD, a weakly supervised framework that can be trained using only video-class labels. WOAD contains two jointly-trained modules, i.e., temporal proposal generator (TPG) and online action recognizer (OAR). Supervised by video-class labels, TPG works offline and targets at accurately mining pseudo frame-level labels for OAR. With the supervisory signals from TPG, OAR learns to conduct action detection in an online fashion. Experimental results on THUMOS'14, ActivityNet1.2 and ActivityNet1.3 show that our weakly-supervised method largely outperforms weakly-supervised baselines and achieves comparable performance to the previous strongly-supervised methods. Beyond that, WOAD is flexible to leverage strong supervision when it is available. When strongly supervised, our method obtains the state-of-the-art results in the tasks of both online per-frame action recognition and online detection of action start.

cs.CV↗

Pseudo Siamese Network for Few-shot Intent Generation

Few-shot intent detection is a challenging task due to the scare annotation problem. In this paper, we propose a Pseudo Siamese Network (PSN) to generate labeled data for few-shot intents and alleviate this problem. PSN consists of two identical subnetworks with the same structure but different weights: an action network and an object network. Each subnetwork is a transformer-based variational autoencoder that tries to model the latent distribution of different components in the sentence. The action network is learned to understand action tokens and the object network focuses on object-related expressions. It provides an interpretable framework for generating an utterance with an action and an object existing in a given intent. Experiments on two real-world datasets show that PSN achieves state-of-the-art performance for the generalized few shot intent detection task.

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Learning to Synthesize Data for Semantic Parsing

Synthesizing data for semantic parsing has gained increasing attention recently. However, most methods require handcrafted (high-precision) rules in their generative process, hindering the exploration of diverse unseen data. In this work, we propose a generative model which features a (non-neural) PCFG that models the composition of programs (e.g., SQL), and a BART-based translation model that maps a program to an utterance. Due to the simplicity of PCFG and pre-trained BART, our generative model can be efficiently learned from existing data at hand. Moreover, explicitly modeling compositions using PCFG leads to a better exploration of unseen programs, thus generate more diverse data. We evaluate our method in both in-domain and out-of-domain settings of text-to-SQL parsing on the standard benchmarks of GeoQuery and Spider, respectively. Our empirical results show that the synthesized data generated from our model can substantially help a semantic parser achieve better compositional and domain generalization.

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DART: Open-Domain Structured Data Record to Text Generation

We present DART, an open domain structured DAta Record to Text generation dataset with over 82k instances (DARTs). Data-to-Text annotations can be a costly process, especially when dealing with tables which are the major source of structured data and contain nontrivial structures. To this end, we propose a procedure of extracting semantic triples from tables that encodes their structures by exploiting the semantic dependencies among table headers and the table title. Our dataset construction framework effectively merged heterogeneous sources from open domain semantic parsing and dialogue-act-based meaning representation tasks by utilizing techniques such as: tree ontology annotation, question-answer pair to declarative sentence conversion, and predicate unification, all with minimum post-editing. We present systematic evaluation on DART as well as new state-of-the-art results on WebNLG 2017 to show that DART (1) poses new challenges to existing data-to-text datasets and (2) facilitates out-of-domain generalization. Our data and code can be found at https://github.com/Yale-LILY/dart.

cs.CL↗

GAEA: Graph Augmentation for Equitable Access via Reinforcement Learning

Disparate access to resources by different subpopulations is a prevalent issue in societal and sociotechnical networks. For example, urban infrastructure networks may enable certain racial groups to more easily access resources such as high-quality schools, grocery stores, and polling places. Similarly, social networks within universities and organizations may enable certain groups to more easily access people with valuable information or influence. Here we introduce a new class of problems, Graph Augmentation for Equitable Access (GAEA), to enhance equity in networked systems by editing graph edges under budget constraints. We prove such problems are NP-hard, and cannot be approximated within a factor of $(1-\tfrac{1}{3e})$. We develop a principled, sample- and time- efficient Markov Reward Process (MRP)-based mechanism design framework for GAEA. Our algorithm outperforms baselines on a diverse set of synthetic graphs. We further demonstrate the method on real-world networks, by merging public census, school, and transportation datasets for the city of Chicago and applying our algorithm to find human-interpretable edits to the bus network that enhance equitable access to high-quality schools across racial groups. Further experiments on Facebook networks of universities yield sets of new social connections that would increase equitable access to certain attributed nodes across gender groups.

cs.LG↗

FeTaQA: Free-form Table Question Answering

Existing table question answering datasets contain abundant factual questions that primarily evaluate the query and schema comprehension capability of a system, but they fail to include questions that require complex reasoning and integration of information due to the constraint of the associated short-form answers. To address these issues and to demonstrate the full challenge of table question answering, we introduce FeTaQA, a new dataset with 10K Wikipedia-based {table, question, free-form answer, supporting table cells} pairs. FeTaQA yields a more challenging table question answering setting because it requires generating free-form text answers after retrieval, inference, and integration of multiple discontinuous facts from a structured knowledge source. Unlike datasets of generative QA over text in which answers are prevalent with copies of short text spans from the source, answers in our dataset are human-generated explanations involving entities and their high-level relations. We provide two benchmark methods for the proposed task: a pipeline method based on semantic-parsing-based QA systems and an end-to-end method based on large pretrained text generation models, and show that FeTaQA poses a challenge for both methods.

cs.CL↗

Prototypical Contrastive Learning of Unsupervised Representations

This paper presents Prototypical Contrastive Learning (PCL), an unsupervised representation learning method that addresses the fundamental limitations of instance-wise contrastive learning. PCL not only learns low-level features for the task of instance discrimination, but more importantly, it implicitly encodes semantic structures of the data into the learned embedding space. Specifically, we introduce prototypes as latent variables to help find the maximum-likelihood estimation of the network parameters in an Expectation-Maximization framework. We iteratively perform E-step as finding the distribution of prototypes via clustering and M-step as optimizing the network via contrastive learning. We propose ProtoNCE loss, a generalized version of the InfoNCE loss for contrastive learning, which encourages representations to be closer to their assigned prototypes. PCL outperforms state-of-the-art instance-wise contrastive learning methods on multiple benchmarks with substantial improvement in low-resource transfer learning. Code and pretrained models are available at https://github.com/salesforce/PCL.

cs.CV↗

BERTology Meets Biology: Interpreting Attention in Protein Language Models

Transformer architectures have proven to learn useful representations for protein classification and generation tasks. However, these representations present challenges in interpretability. In this work, we demonstrate a set of methods for analyzing protein Transformer models through the lens of attention. We show that attention: (1) captures the folding structure of proteins, connecting amino acids that are far apart in the underlying sequence, but spatially close in the three-dimensional structure, (2) targets binding sites, a key functional component of proteins, and (3) focuses on progressively more complex biophysical properties with increasing layer depth. We find this behavior to be consistent across three Transformer architectures (BERT, ALBERT, XLNet) and two distinct protein datasets. We also present a three-dimensional visualization of the interaction between attention and protein structure. Code for visualization and analysis is available at https://github.com/salesforce/provis.

cs.CL↗

CoCo: Controllable Counterfactuals for Evaluating Dialogue State Trackers

Dialogue state trackers have made significant progress on benchmark datasets, but their generalization capability to novel and realistic scenarios beyond the held-out conversations is less understood. We propose controllable counterfactuals (CoCo) to bridge this gap and evaluate dialogue state tracking (DST) models on novel scenarios, i.e., would the system successfully tackle the request if the user responded differently but still consistently with the dialogue flow? CoCo leverages turn-level belief states as counterfactual conditionals to produce novel conversation scenarios in two steps: (i) counterfactual goal generation at turn-level by dropping and adding slots followed by replacing slot values, (ii) counterfactual conversation generation that is conditioned on (i) and consistent with the dialogue flow. Evaluating state-of-the-art DST models on MultiWOZ dataset with CoCo-generated counterfactuals results in a significant performance drop of up to 30.8% (from 49.4% to 18.6%) in absolute joint goal accuracy. In comparison, widely used techniques like paraphrasing only affect the accuracy by at most 2%. Human evaluations show that COCO-generated conversations perfectly reflect the underlying user goal with more than 95% accuracy and are as human-like as the original conversations, further strengthening its reliability and promise to be adopted as part of the robustness evaluation of DST models.

cs.CL↗

Causal-aware Safe Policy Improvement for Task-oriented dialogue

The recent success of reinforcement learning's (RL) in solving complex tasks is most often attributed to its capacity to explore and exploit an environment where it has been trained. Sample efficiency is usually not an issue since cheap simulators are available to sample data on-policy. On the other hand, task oriented dialogues are usually learnt from offline data collected using human demonstrations. Collecting diverse demonstrations and annotating them is expensive. Unfortunately, use of RL methods trained on off-policy data are prone to issues of bias and generalization, which are further exacerbated by stochasticity in human response and non-markovian belief state of a dialogue management system. To this end, we propose a batch RL framework for task oriented dialogue policy learning: causal aware safe policy improvement (CASPI). This method gives guarantees on dialogue policy's performance and also learns to shape rewards according to intentions behind human responses, rather than just mimicking demonstration data; this couple with batch-RL helps overall with sample efficiency of the framework. We demonstrate the effectiveness of this framework on a dialogue-context-to-text Generation and end-to-end dialogue task of the Multiwoz2.0 dataset. The proposed method outperforms the current state of the art on these metrics, in both case. In the end-to-end case, our method trained only on 10\% of the data was able to out perform current state in three out of four evaluation metrics.

cs.CL↗

Towards Understanding Hierarchical Learning: Benefits of Neural Representations

Deep neural networks can empirically perform efficient hierarchical learning, in which the layers learn useful representations of the data. However, how they make use of the intermediate representations are not explained by recent theories that relate them to "shallow learners" such as kernels. In this work, we demonstrate that intermediate neural representations add more flexibility to neural networks and can be advantageous over raw inputs. We consider a fixed, randomly initialized neural network as a representation function fed into another trainable network. When the trainable network is the quadratic Taylor model of a wide two-layer network, we show that neural representation can achieve improved sample complexities compared with the raw input: For learning a low-rank degree-$p$ polynomial ($p \geq 4$) in $d$ dimension, neural representation requires only $\tilde{O}(d^{\lceil p/2 \rceil})$ samples, while the best-known sample complexity upper bound for the raw input is $\tilde{O}(d^{p-1})$. We contrast our result with a lower bound showing that neural representations do not improve over the raw input (in the infinite width limit), when the trainable network is instead a neural tangent kernel. Our results characterize when neural representations are beneficial, and may provide a new perspective on why depth is important in deep learning.

cs.LG↗

Structured Scene Memory for Vision-Language Navigation

Recently, numerous algorithms have been developed to tackle the problem of vision-language navigation (VLN), i.e., entailing an agent to navigate 3D environments through following linguistic instructions. However, current VLN agents simply store their past experiences/observations as latent states in recurrent networks, failing to capture environment layouts and make long-term planning. To address these limitations, we propose a crucial architecture, called Structured Scene Memory (SSM). It is compartmentalized enough to accurately memorize the percepts during navigation. It also serves as a structured scene representation, which captures and disentangles visual and geometric cues in the environment. SSM has a collect-read controller that adaptively collects information for supporting current decision making and mimics iterative algorithms for long-range reasoning. As SSM provides a complete action space, i.e., all the navigable places on the map, a frontier-exploration based navigation decision making strategy is introduced to enable efficient and global planning. Experiment results on two VLN datasets (i.e., R2R and R4R) show that our method achieves state-of-the-art performance on several metrics.

cs.CV↗

CoMatch: Semi-supervised Learning with Contrastive Graph Regularization

Semi-supervised learning has been an effective paradigm for leveraging unlabeled data to reduce the reliance on labeled data. We propose CoMatch, a new semi-supervised learning method that unifies dominant approaches and addresses their limitations. CoMatch jointly learns two representations of the training data, their class probabilities and low-dimensional embeddings. The two representations interact with each other to jointly evolve. The embeddings impose a smoothness constraint on the class probabilities to improve the pseudo-labels, whereas the pseudo-labels regularize the structure of the embeddings through graph-based contrastive learning. CoMatch achieves state-of-the-art performance on multiple datasets. It achieves substantial accuracy improvements on the label-scarce CIFAR-10 and STL-10. On ImageNet with 1% labels, CoMatch achieves a top-1 accuracy of 66.0%, outperforming FixMatch by 12.6%. Furthermore, CoMatch achieves better representation learning performance on downstream tasks, outperforming both supervised learning and self-supervised learning. Code and pre-trained models are available at https://github.com/salesforce/CoMatch.

cs.LG↗