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Caitlin A. Stamatis

Publications and source records attributed to Caitlin A. Stamatis.

9 recordsLinked to original sources

Optimizing Sparse Outcomes Through Dense Behavioral Signals via Value-Guided Preference Distillation

Aligning multi-turn dialogue agents is usually framed as matching turn-level human preferences, yet direct optimization of long-term outcomes is often ineffective and prone to reward hacking. We formulate long-horizon dialogue optimization as a multi-objective reinforcement learning problem and train a multi-head value model that predicts a vector of observed user behaviors across multiple look-ahead horizons. Our findings demonstrate that a scalarized composite of dense auxiliary behavioral signals enables effective credit assignment and optimization of sparse outcomes. However, optimizing unconstrained single-objective proxies might induce policy degradations that are harmful when the agent is exposed to real users. To identify these failure modes prior to deployment, we establish a safety framework combining counterfactual user simulation with a validated dialogue-level outcome model to evaluate preference weightings and policy optimization methods. Finally, we demonstrate that distilling multi-objective value preferences into the policy via reference-anchored preference optimization matches on-policy online RL at a small fraction of its compute budget. Live A/B testing confirms that our distilled policy significantly improves long-term user retention, while simultaneously enhancing the positive behaviors and therapeutic-process markers.

cs.CL

Healthcare Utilization, Chronic Condition Management, and Workplace Functioning Among Users of a Purpose-Built Mental Health AI (Ash): Cross-Sectional Study

Mental health challenges can exacerbate physical symptoms and complicate management of chronic conditions. Purpose-built artificial intelligence (AI) tools may offer scalable support for co-occurring mental and physical health concerns. This cross-sectional study compared past-6-month healthcare utilization, chronic condition management, physical health behaviors, mental health change, and workplace functioning between active (n = 169) and non-users (n = 73) of a mental health AI (Ash). Participants had at least one chronic condition (e.g. hypertension, chronic pain). Binary outcomes were modeled as adjusted risk differences (RDs) using linear probability models and continuous outcomes were modeled with linear regression; all models were adjusted for hypertension. Relative to non-users, active users were more likely to report improved mental health (61.4% vs. 34.3%; RD = 0.27), higher medication adherence (91.7% vs. 76.4%, RD = 0.15), fewer skipped or delayed chronic-condition care activities (b = -0.44), and were less likely to report repeat urgent care visits (9.5% vs. 23.3%; RD = -0.15) and monthly-or-more absenteeism (24.2% vs. 45.2%; RD = -0.20, all ps < .05). Findings provide preliminary evidence that use of purpose-built AI may be associated with positive symptom-based and utilization outcomes for those managing co-occurring mental and physical concerns.

cs.HC

Beyond Simulations: What 20,000 Real Conversations Reveal About Mental Health AI Safety

Mental-health AI safety is typically evaluated with small, simulation-based benchmarks that may not reflect the linguistic and contextual diversity of deployment. We pair four benchmark replications with an ecological audit of real-world conversations to evaluate a purpose-built mental-health AI alongside six frontier general-purpose models spanning four families (OpenAI GPT-5, GPT-5.1, GPT-5.2; DeepSeek V3; Google Gemini 3 Flash; Moonshot Kimi K2). The purpose-built system produced significantly lower overall potentially harmful content rates than every frontier comparator on suicide/self-harm, eating-disorder, and substance-use prompts (CCDH Benchmark: Ash 6.2% vs frontier models 18.0-52.0%, all p < .001). In an audit of 20,000 deployment conversations, clinician review within the audit pipeline confirmed no suicide-risk conversations lacking crisis resources and three NSSI-related conversations without crisis intervention, a within-pipeline conditional rate of 3/800 (0.38%). To extend population-level inference, we adjudicated 600 conversations randomly sampled from the full deployment distribution via blinded clinician review. Against these labels, the LLM judge showed 100% sensitivity (6/6; 95% CI 54.1-100%) and 99.2% specificity (589/594) at its operating threshold, and the conversational model delivered crisis resources in all 6 clinician-confirmed cases (zero end-to-end false negatives; rule-of-three upper 95% CI 0.50%). Findings argue for ecological auditing as a complement to pre-deployment evaluation in mental-health AI safety

cs.CY

Engagement Phenotypes for a Sample of 102,684 AI Mental Health Chatbot Users and Dose-Response Associations with Clinical Outcomes

Background: Conversational AI chatbots are emerging as scalable mental health tools, but little is known about real world engagement or its relationship to clinical outcomes. Objective: To characterize engagement phenotypes among users of Ash, a purpose-built AI mental health chatbot, and examine associations with clinical change and working alliance. Methods: K-means clustering across eight behavioral features identified engagement phenotypes among 102,684 users. Subsamples completed the PHQ-9 (n=298), GAD-7 (n=298), and MSPSS (social support; n=194) baseline and 3 weeks; 11,437 users completed baseline Working Alliance Inventory (WAI). Results: Five engagement phenotypes emerged: Early Dropouts (52.2%), Power Users (1.6%), Intensive Users (4.1%), Weekly Users (25.3%), and a novel Concentrated User pattern (16.8%); across users, 66.9% had at least one overnight session (9pm-5am). Significant pre-post improvements occurred in depression (d = -0.51), anxiety (d = -0.57), and social support (d = 0.22). An observed dose-response gradient in self-reported depression improvement was replicated in a larger sample using model-predicted PHQ-9 (n = 23,813), with the largest improvements among high-engagement Power and Intensive Users (d = -0.40 and -0.43) and the smallest among Early Dropouts (d = -0.11). Higher working alliance predicted depression improvement and moderated the engagement-social support relationship. Conclusions: Engagement with AI mental health tools is multidimensional, and different clinical outcomes respond to different dimensions of use. Findings caution against treating session counts as a primary engagement metric and offer naturalistic evidence for the clinical value of purpose-built conversational AI.

cs.HC

Functional outcomes and naturalistic engagement with a purpose-built conversational AI for mental health (Ash)

Background: Conversational AI chatbots designed for mental health may offer an accessible, scalable avenue for supporting psychological well-being, yet prior evaluations have largely focused on clinical symptom reduction rather than broader indicators of day-to-day functioning, and have rarely monitored for potential harms such as inflated self-perception. Objective: We examined within-person change in psychological functioning indicators among real-world users of Ash, a purpose-built conversational AI for mental health support, over the first four weeks of use, and whether these changes were associated with engagement metrics. Methods: In this single-arm observational cohort study, new users (n = 1,284) completed in-app single-item measures of psychological functioning (life satisfaction, relationship satisfaction, sleep quality, behavioral activation), working alliance, and grandiosity (inflated self-perception), at baseline and Week 4. Paired-sample t-tests examined within-person change; ANCOVAs tested engagement-outcome associations at Week 4, controlling for baseline. Results: At baseline, participants reported below-average life satisfaction and fair sleep quality. Significant within-person improvements emerged across all functioning indicators and working alliance (ps < .001; d = 0.14-0.26), with no change in grandiosity. Active days, total sessions, and total minutes consistently predicted Week 4 psychological functioning and working alliance (ps <= .006; partial R^2 range: 0.58-2.15%; controlling for baseline), whereas user message volume did not. Conclusion: Findings provide preliminary data for the potential of evidence-based conversational AI to extend mental health support for broad psychological functioning, extending the existing literature beyond symptom-based outcomes.

cs.HC

Fine-tuning LLMs for Passive Depression Severity Estimation from AI Mental Health Dialogue

Depression is the leading cause of disability worldwide, and early detection of symptom change is essential for timely intervention. Validated instruments such as the Patient Health Questionnaire-9 (PHQ-9) support symptom monitoring at scale, but real-world completion rates are low, introducing response bias and systematic missingness. Passive approaches that infer severity from routinely generated data could close this gap. We address this by predicting PHQ-9 total scores directly from transcripts of conversations between users and an AI mental health application, requiring only conversation text and no additional clinical data. We fine-tune a Qwen3.5-27B backbone with a regression head, augment 3,111 ground-truth labels with pseudolabels generated by a reasoning model (Claude Opus) and iteratively trained intermediate models, for a combined dataset of 6,283 users. On a held-out test set of 842 users, our best model achieves MAE = 2.6, RMSE = 4.0, Pearson r = 0.80, and AUC = 0.91 at the PHQ-9 >= 10 clinical threshold. We also find AUC > 0.87 at every severity threshold from PHQ-9 >= 3 to PHQ-9 >= 24, demonstrating that the model captures depression severity across the full clinical spectrum. This work opens the door to passive, continuous symptom monitoring in AI mental health platforms, without requiring users to complete self-report measures.

cs.CL

DIAL: Direct Iterative Adversarial Learning for Realistic Multi-Turn Dialogue Simulation

Realistic user simulation is crucial for training and evaluating multi-turn dialogue systems, yet creating simulators that accurately replicate human behavior remains a significant challenge. An effective simulator must expose the failure modes of the systems under evaluation. This work introduces Direct Iterative Adversarial Learning (DIAL), an adversarial framework that iteratively enhances user simulator realism through a competitive dynamic between a generator (user simulator) and a discriminator. When applied to mental health support, a domain characterized by diverse failure types and a critical dependence on realistic user behavior for failure detection, DIAL restores lexical diversity diminished by supervised fine-tuning and drastically reduces discriminator accuracy. The resulting simulator exhibits a strong correlation between simulated and real failure occurrence rates while maintaining low distributional divergence of failure modes. These findings indicate that DIAL is a promising method for developing realistic user simulators in multi-turn dialogue, facilitating reliable and cost-effective system evaluation prior to deployment.

cs.CL

Talking to a Human as an Attitudinal Barrier: A Mixed Methods Evaluation of Stigma, Access, and the Appeal of AI Mental Health Support

Background: Many people who could benefit from therapy do not receive it. Conversational AI is increasingly used for mental health support, yet it is unclear which barriers AI helps mitigate. We examined whether evaluation-sensitive (shame/stigma) and structural barriers (cost/coverage/access) to psychotherapy predict perceived helpfulness of an AI mental health conversational tool (Ash), and whether effects differ by prior therapy experience or user engagement. Methods: Participants (n=395) rated Ash's helpfulness (1-5) and described barriers to therapy. Open-text responses were coded for shame/stigma, access, and cost/coverage themes. Linear regressions examined associations between barriers and perceived helpfulness, adjusting for demographics and mental health, with moderation by therapy experience. Results: Shame/stigma (B=.45, p<.001) and access barriers (B=.31, p=.020) predicted higher perceived helpfulness but cost/coverage did not (B=.13, p=.262). Prior therapy experience moderated the shame effect (interaction B=.56, p=.036): shame predicted higher helpfulness among therapy-experienced users ($Δ$=.62, p<.001) but not therapy-naive users ($Δ$=.03, p=.877). Among therapy-experienced participants (n=258), shame/stigma (B=.75, p<.001) and access barriers (B=.51, p=.006) predicted rating Ash more favorably. Access barriers predicted higher engagement (IRR=1.64, p<.001) and cost/coverage barriers predicted 70% more sessions (IRR=1.70, p<.001). Shame/stigma was not associated with total sessions (IRR=.80, p=.094). Conclusions: AI mental health support was perceived as most helpful by users facing shame/stigma and access barriers, particularly for therapy-experienced individuals. Access and cost barriers were most predictive of usage intensity, suggesting unmet needs. Findings highlight the importance of aligning AI tools for emotional support with user-reported barriers.

cs.HC

Past, Present, and Future: A Survey of The Evolution of Affective Robotics For Well-being

Recent research in affective robots has recognized their potential in supporting human well-being. Due to rapidly developing affective and artificial intelligence technologies, this field of research has undergone explosive expansion and advancement in recent years. In order to develop a deeper understanding of recent advancements, we present a systematic review of the past 10 years of research in affective robotics for wellbeing. In this review, we identify the domains of well-being that have been studied, the methods used to investigate affective robots for well-being, and how these have evolved over time. We also examine the evolution of the multifaceted research topic from three lenses: technical, design, and ethical. Finally, we discuss future opportunities for research based on the gaps we have identified in our review -- proposing pathways to take affective robotics from the past and present to the future. The results of our review are of interest to human-robot interaction and affective computing researchers, as well as clinicians and well-being professionals who may wish to examine and incorporate affective robotics in their practices.

cs.RO