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Can Chen

Publications and source records attributed to Can Chen.

At least 37 records · Page 2Linked to original sources

Exploring Dynamic Properties of Backdoor Training Through Information Bottleneck

Understanding how backdoor data influences neural network training dynamics remains a complex and underexplored challenge. In this paper, we present a rigorous analysis of the impact of backdoor data on the learning process, with a particular focus on the distinct behaviors between the target class and other clean classes. Leveraging the Information Bottleneck (IB) principle connected with clustering of internal representation, We find that backdoor attacks create unique mutual information (MI) signatures, which evolve across training phases and differ based on the attack mechanism. Our analysis uncovers a surprising trade-off: visually conspicuous attacks like BadNets can achieve high stealthiness from an information-theoretic perspective, integrating more seamlessly into the model than many visually imperceptible attacks. Building on these insights, we propose a novel, dynamics-based stealthiness metric that quantifies an attack's integration at the model level. We validate our findings and the proposed metric across multiple datasets and diverse attack types, offering a new dimension for understanding and evaluating backdoor threats. Our code is available in: https://github.com/XinyuLiu71/Information_Bottleneck_Backdoor.git.

cs.LG↗

Real-time Traffic Simulation and Management for Large-scale Urban Air Mobility: Integrating Route Guidance and Collision Avoidance

Given the spatial heterogeneity of land use patterns in most cities, large-scale UAM deployments will likely focus on specific areas, such as intertransfer traffic between suburbs and city centers. However, large-scale UAM operations connecting multiple origin-destination pairs raise concerns about air traffic safety and efficiency due to potential conflict movements, particularly at major conflict points analogous to roadway junctions. To meet the safety and efficiency requirements of future UAM operations, this work proposes an air traffic management framework that integrates route guidance and collision avoidance. The route guidance mechanism optimizes aircraft distribution across both spatial and temporal dimensions by regulating their paths (composed of waypoints). Given the optimized paths, the collision avoidance algorithm generates collision-free aircraft trajectories between waypoints in the 3D space. To enable large-scale applications, we develop fast approximation methods for centralized path planning and adopt the velocity obstacle model for distributed collision avoidance. To our knowledge, this work is one of the first to integrate route guidance and collision avoidance for UAM. Simulation results demonstrate that the proposed framework enables efficient and flexible UAM operations, including air traffic assignment, local congestion mitigation, and dynamic no-fly zone management. Compared with a collision-free baseline strategy, the proposed framework achieves considerable improvements in traffic safety and efficiency, with increases in the average minimum separation (+98.2%), the average travel speed (+70.2%), and the trip completion rate (+130%), along with a reduction in the energy consumption (-23.0%). The proposed framework demonstrates its potential for real-time traffic simulation and management in large-scale UAM systems.

eess.SY↗

Bridging Models to Defend: A Population-Based Strategy for Robust Adversarial Defense

Adversarial robustness is a critical measure of a neural network's ability to withstand adversarial attacks at inference time. While robust training techniques have improved defenses against individual $\ell_p$-norm attacks (e.g., $\ell_2$ or $\ell_\infty$), models remain vulnerable to diversified $\ell_p$ perturbations. To address this challenge, we propose a novel Robust Mode Connectivity (RMC)-oriented adversarial defense framework comprising two population-based learning phases. In Phase I, RMC searches the parameter space between two pre-trained models to construct a continuous path containing models with high robustness against multiple $\ell_p$ attacks. To improve efficiency, we introduce a Self-Robust Mode Connectivity (SRMC) module that accelerates endpoint generation in RMC. Building on RMC, Phase II presents RMC-based optimization, where RMC modules are composed to further enhance diversified robustness. To increase Phase II efficiency, we propose Efficient Robust Mode Connectivity (ERMC), which leverages $\ell_1$- and $\ell_\infty$-adversarially trained models to achieve robustness across a broad range of $p$-norms. An ensemble strategy is employed to further boost ERMC's performance. Extensive experiments across diverse datasets and architectures demonstrate that our methods significantly improve robustness against $\ell_\infty$, $\ell_2$, $\ell_1$, and hybrid attacks. Code is available at https://github.com/wangren09/MCGR.

cs.AI↗

Integrated Take-off Management and Trajectory Optimization for Merging Control in Urban Air Mobility Corridors

Urban Air Mobility (UAM) has the potential to revolutionize daily transportation, offering rapid and efficient aerial mobility services. Take-off and merging phases are critical for air corridor operations, requiring the coordination of take-off aircraft and corridor traffic while ensuring safety and seamless transition. This paper proposes an integrated take-off management and trajectory optimization for merging control in UAM corridors. We first introduce a novel take-off airspace design. To our knowledge, this paper is one of the first to propose a structured design for take-off airspace. Based on the take-off airspace design, we devise a hierarchical coordinated take-off and merging management (HCTMM) strategy. To be specific, the take-off airspace design can simplify aircraft dynamics and thus reduce the dimensionality of the trajectory optimization problem whilst mitigating obstacle avoidance complexities. The HCTMM strategy strictly ensures safety and improves the efficiency of take-off and merging operations. At the tactical level, a scheduling algorithm coordinates aircraft take-off times and selects dynamic merging points to reduce conflicts and ensure smooth take-off and merging processes. At the operational level, a trajectory optimization strategy ensures that each aircraft reaches the dynamic merging point efficiently while satisfying safety constraints. Simulation results show that, compared to representative strategies with fixed or dynamic merging points, the HCTMM strategy significantly improves operational efficiency and reduces computational burden, while ensuring safety under various corridor traffic conditions. Further results confirm the scalability of the HCTMM strategy and the computational efficiency enabled by the proposed take-off airspace design.

math.OC↗

Optimistic Interior Point Methods for Sequential Hypothesis Testing by Betting

The technique of ``testing by betting" frames nonparametric sequential hypothesis testing as a multiple-round game, where a player bets on future observations that arrive in a streaming fashion, accumulates wealth that quantifies evidence against the null hypothesis, and rejects the null once the wealth exceeds a specified threshold while controlling the false positive error. Designing an online learning algorithm that achieves a small regret in the game can help rapidly accumulate the bettor's wealth, which in turn can shorten the time to reject the null hypothesis under the alternative $H_1$. However, many of the existing works employ the Online Newton Step (ONS) to update within a halved decision space to avoid a gradient explosion issue, which is potentially conservative for rapid wealth accumulation. In this paper, we introduce a novel strategy utilizing interior-point methods in optimization that allows updates across the entire interior of the decision space without the risk of gradient explosion. Our approach not only maintains strong statistical guarantees but also facilitates faster null hypothesis rejection, while being as computationally lightweight as ONS thanks to its closed-form updates.

cs.LG↗

Tensor Dynamic Mode Decomposition

Dynamic mode decomposition (DMD) has become a powerful data-driven method for analyzing the spatiotemporal dynamics of complex, high-dimensional systems. However, conventional DMD methods are limited to matrix-based formulations, which might be inefficient or inadequate for modeling inherently multidimensional data including images, videos, and higher-order networks. In this letter, we propose tensor dynamic mode decomposition (TDMD), a novel extension of DMD to third-order tensors based on the recently developed T-product framework. By incorporating tensor factorization techniques, TDMD achieves more efficient computation and better preservation of spatial and temporal structures in multiway data for tasks such as state reconstruction and dynamic component separation, compared to standard DMD with data flattening. We demonstrate the effectiveness of TDMD on both synthetic and real-world datasets.

eess.SY↗

Model Reduction of Homogeneous Polynomial Dynamical Systems via Tensor Decomposition

Model reduction plays a critical role in system control, with established methods such as balanced truncation widely used for linear systems. However, extending these methods to nonlinear settings, particularly polynomial dynamical systems that are often used to model higher-order interactions in physics, biology, and ecology, remains a significant challenge. In this article, we develop a novel model reduction method for homogeneous polynomial dynamical systems (HPDSs) with linear input and output grounded in tensor decomposition. Leveraging the inherent tensor structure of HPDSs, we construct reduced models by extracting dominant mode subspaces via higher-order singular value decomposition. Notably, we establish that key system-theoretic properties, including stability, controllability, and observability, are preserved in the reduced model. We demonstrate the effectiveness of our method using numerical examples.

math.DS↗

Online Detection of LLM-Generated Texts via Sequential Hypothesis Testing by Betting

Developing algorithms to differentiate between machine-generated texts and human-written texts has garnered substantial attention in recent years. Existing methods in this direction typically concern an offline setting where a dataset containing a mix of real and machine-generated texts is given upfront, and the task is to determine whether each sample in the dataset is from a large language model (LLM) or a human. However, in many practical scenarios, sources such as news websites, social media accounts, and online forums publish content in a streaming fashion. Therefore, in this online scenario, how to quickly and accurately determine whether the source is an LLM with strong statistical guarantees is crucial for these media or platforms to function effectively and prevent the spread of misinformation and other potential misuse of LLMs. To tackle the problem of online detection, we develop an algorithm based on the techniques of sequential hypothesis testing by betting that not only builds upon and complements existing offline detection techniques but also enjoys statistical guarantees, which include a controlled false positive rate and the expected time to correctly identify a source as an LLM. Experiments were conducted to demonstrate the effectiveness of our method.

cs.LG↗

Lower Ricci Curvature for Hypergraphs

Networks with higher-order interactions, prevalent in biological, social, and information systems, are naturally represented as hypergraphs, yet their structural complexity poses fundamental challenges for geometric characterization. While curvature-based methods offer powerful insights in graph analysis, existing extensions to hypergraphs suffer from critical trade-offs: combinatorial approaches such as Forman-Ricci curvature capture only coarse features, whereas geometric methods like Ollivier-Ricci curvature offer richer expressivity but demand costly optimal transport computations. To address these challenges, we introduce hypergraph lower Ricci curvature (HLRC), a novel curvature metric defined in closed form that achieves a principled balance between interpretability and efficiency. Evaluated across diverse synthetic and real-world hypergraph datasets, HLRC consistently reveals meaningful higher-order organization, distinguishing intra- from inter-community hyperedges, uncovering latent semantic labels, tracking temporal dynamics, and supporting robust clustering of hypergraphs based on global structure. By unifying geometric sensitivity with algorithmic simplicity, HLRC provides a versatile foundation for hypergraph analytics, with broad implications for tasks including node classification, anomaly detection, and generative modeling in complex systems.

cs.LG↗

Pangu Pro MoE: Mixture of Grouped Experts for Efficient Sparsity

The surgence of Mixture of Experts (MoE) in Large Language Models promises a small price of execution cost for a much larger model parameter count and learning capacity, because only a small fraction of parameters are activated for each input token. However, it is commonly observed that some experts are activated far more often than others, leading to system inefficiency when running the experts on different devices in parallel. Therefore, we introduce Mixture of Grouped Experts (MoGE), which groups the experts during selection and balances the expert workload better than MoE in nature. It constrains tokens to activate an equal number of experts within each predefined expert group. When a model execution is distributed on multiple devices, this architectural design ensures a balanced computational load across devices, significantly enhancing throughput, particularly for the inference phase. Further, we build Pangu Pro MoE on Ascend NPUs, a sparse model based on MoGE with 72 billion total parameters, 16 billion of which are activated for each token. The configuration of Pangu Pro MoE is optimized for Ascend 300I Duo and 800I A2 through extensive system simulation studies. Our experiments indicate that MoGE indeed leads to better expert load balancing and more efficient execution for both model training and inference on Ascend NPUs. The inference performance of Pangu Pro MoE achieves 1148 tokens/s per card and can be further improved to 1528 tokens/s per card by speculative acceleration, outperforming comparable 32B and 72B Dense models. Furthermore, we achieve an excellent cost-to-performance ratio for model inference on Ascend 300I Duo. Our studies show that Ascend NPUs are capable of training Pangu Pro MoE with massive parallelization to make it a leading model within the sub-100B total parameter class, outperforming prominent open-source models like GLM-Z1-32B and Qwen3-32B.

cs.CL↗

Learning-Based Tracking Perimeter Control for Two-region Macroscopic Traffic Dynamics

Leveraging the concept of the macroscopic fundamental diagram (MFD), perimeter control can alleviate network-level congestion by identifying critical intersections and regulating them effectively. Considering the time-varying nature of travel demand and the equilibrium of accumulation state, we extend the conventional set-point perimeter control (SPC) problem for the two-region MFD system as an optimal tracking perimeter control problem (OTPCP). Unlike the SPC schemes that stabilize the traffic dynamics to the desired equilibrium point, the proposed tracking perimeter control (TPC) scheme regulates the traffic dynamics to a desired trajectory in a differential framework. Due to the inherent network uncertainties, such as heterogeneity of traffic dynamics and demand disturbance, the system dynamics could be uncertain or even unknown. To address these issues, we propose an adaptive dynamic programming (ADP) approach to solving the OTPCP without utilizing the well-calibrated system dynamics. Numerical experiments demonstrate the effectiveness of the proposed ADP-based TPC. Compared with the SPC scheme, the proposed TPC scheme achieves a 20.01% reduction in total travel time and a 3.15% improvement in cumulative trip completion. Moreover, the proposed adaptive TPC approach can regulate the accumulation state under network uncertainties and demand disturbances to the desired time-varying equilibrium trajectory that aims to maximize the trip completion under a nominal demand pattern. These results validate the robustness of the adaptive TPC approach.

eess.SY↗

Pangu Light: Weight Re-Initialization for Pruning and Accelerating LLMs

Large Language Models (LLMs) deliver state-of-the-art capabilities across numerous tasks, but their immense size and inference costs pose significant computational challenges for practical deployment. While structured pruning offers a promising avenue for model compression, existing methods often struggle with the detrimental effects of aggressive, simultaneous width and depth reductions, leading to substantial performance degradation. This paper argues that a critical, often overlooked, aspect in making such aggressive joint pruning viable is the strategic re-initialization and adjustment of remaining weights to improve the model post-pruning training accuracies. We introduce Pangu Light, a framework for LLM acceleration centered around structured pruning coupled with novel weight re-initialization techniques designed to address this ``missing piece''. Our framework systematically targets multiple axes, including model width, depth, attention heads, and RMSNorm, with its effectiveness rooted in novel re-initialization methods like Cross-Layer Attention Pruning (CLAP) and Stabilized LayerNorm Pruning (SLNP) that mitigate performance drops by providing the network a better training starting point. Further enhancing efficiency, Pangu Light incorporates specialized optimizations such as absorbing Post-RMSNorm computations and tailors its strategies to Ascend NPU characteristics. The Pangu Light models consistently exhibit a superior accuracy-efficiency trade-off, outperforming prominent baseline pruning methods like Nemotron and established LLMs like Qwen3 series. For instance, on Ascend NPUs, Pangu Light-32B's 81.6 average score and 2585 tokens/s throughput exceed Qwen3-32B's 80.9 average score and 2225 tokens/s.

cs.CL↗

Pangu Ultra MoE: How to Train Your Big MoE on Ascend NPUs

Sparse large language models (LLMs) with Mixture of Experts (MoE) and close to a trillion parameters are dominating the realm of most capable language models. However, the massive model scale poses significant challenges for the underlying software and hardware systems. In this paper, we aim to uncover a recipe to harness such scale on Ascend NPUs. The key goals are better usage of the computing resources under the dynamic sparse model structures and materializing the expected performance gain on the actual hardware. To select model configurations suitable for Ascend NPUs without repeatedly running the expensive experiments, we leverage simulation to compare the trade-off of various model hyperparameters. This study led to Pangu Ultra MoE, a sparse LLM with 718 billion parameters, and we conducted experiments on the model to verify the simulation results. On the system side, we dig into Expert Parallelism to optimize the communication between NPU devices to reduce the synchronization overhead. We also optimize the memory efficiency within the devices to further reduce the parameter and activation management overhead. In the end, we achieve an MFU of 30.0% when training Pangu Ultra MoE, with performance comparable to that of DeepSeek R1, on 6K Ascend NPUs, and demonstrate that the Ascend system is capable of harnessing all the training stages of the state-of-the-art language models. Extensive experiments indicate that our recipe can lead to efficient training of large-scale sparse language models with MoE. We also study the behaviors of such models for future reference.

cs.CL↗

Data-driven model order reduction for T-Product-Based dynamical systems

Model order reduction plays a crucial role in simplifying complex systems while preserving their essential dynamic characteristics, making it an invaluable tool in a wide range of applications, including robotic systems, signal processing, and fluid dynamics. However, traditional model order reduction techniques like balanced truncation are not designed to handle tensor data directly and instead require unfolding the data, which may lead to the loss of important higher-order structural information. In this article, we introduce a novel framework for data-driven model order reduction of T-product-based dynamical systems (TPDSs), which are often used to capture the evolution of third-order tensor data such as images and videos through the T-product. Specifically, we develop advanced T-product-based techniques, including T-balanced truncation, T-balanced proper orthogonal decomposition, and the T-eigensystem realization algorithm for input-output TPDSs by leveraging the unique properties of T-singular value decomposition. We demonstrate that these techniques offer significant memory and computational savings while achieving reduction errors that are comparable to those of conventional methods. The effectiveness of the proposed framework is further validated through synthetic and real-world examples.

eess.SY↗

Design Editing for Offline Model-based Optimization

Offline model-based optimization (MBO) aims to maximize a black-box objective function using only an offline dataset of designs and scores. These tasks span various domains, such as robotics, material design, and protein and molecular engineering. A common approach involves training a surrogate model using existing designs and their corresponding scores, and then generating new designs through gradient-based updates with respect to the surrogate model. This method suffers from the out-of-distribution issue, where the surrogate model may erroneously predict high scores for unseen designs. To address this challenge, we introduce a novel method, Design Editing for Offline Model-based Optimization (DEMO), which leverages a diffusion prior to calibrate overly optimized designs. DEMO first generates pseudo design candidates by performing gradient ascent with respect to a surrogate model. While these pseudo design candidates contain information beyond the offline dataset, they might be invalid or have erroneously high predicted scores. Therefore, to address this challenge while utilizing the information provided by pseudo design candidates, we propose an editing process to refine these pseudo design candidates. We introduce noise to the pseudo design candidates and subsequently denoise them with a diffusion prior trained on the offline dataset, ensuring they align with the distribution of valid designs. Empirical evaluations on seven offline MBO tasks show that, with properly tuned hyperparameters, DEMOs score is competitive with the best previously reported scores in the literature.

cs.LG↗

Pangu Ultra: Pushing the Limits of Dense Large Language Models on Ascend NPUs

We present Pangu Ultra, a Large Language Model (LLM) with 135 billion parameters and dense Transformer modules trained on Ascend Neural Processing Units (NPUs). Although the field of LLM has been witnessing unprecedented advances in pushing the scale and capability of LLM in recent years, training such a large-scale model still involves significant optimization and system challenges. To stabilize the training process, we propose depth-scaled sandwich normalization, which effectively eliminates loss spikes during the training process of deep models. We pre-train our model on 13.2 trillion diverse and high-quality tokens and further enhance its reasoning capabilities during post-training. To perform such large-scale training efficiently, we utilize 8,192 Ascend NPUs with a series of system optimizations. Evaluations on multiple diverse benchmarks indicate that Pangu Ultra significantly advances the state-of-the-art capabilities of dense LLMs such as Llama 405B and Mistral Large 2, and even achieves competitive results with DeepSeek-R1, whose sparse model structure contains much more parameters. Our exploration demonstrates that Ascend NPUs are capable of efficiently and effectively training dense models with more than 100 billion parameters. Our model and system will be available for our commercial customers.

cs.CL↗

TransDiffSBDD: Causality-Aware Multi-Modal Structure-Based Drug Design

Structure-based drug design (SBDD) is a critical task in drug discovery, requiring the generation of molecular information across two distinct modalities: discrete molecular graphs and continuous 3D coordinates. However, existing SBDD methods often overlook two key challenges: (1) the multi-modal nature of this task and (2) the causal relationship between these modalities, limiting their plausibility and performance. To address both challenges, we propose TransDiffSBDD, an integrated framework combining autoregressive transformers and diffusion models for SBDD. Specifically, the autoregressive transformer models discrete molecular information, while the diffusion model samples continuous distributions, effectively resolving the first challenge. To address the second challenge, we design a hybrid-modal sequence for protein-ligand complexes that explicitly respects the causality between modalities. Experiments on the CrossDocked2020 benchmark demonstrate that TransDiffSBDD outperforms existing baselines.

cs.CE↗

Tensor-based homogeneous polynomial dynamical system analysis from data

Numerous complex real-world systems, such as those in biological, ecological, and social networks, exhibit higher-order interactions that are often modeled using polynomial dynamical systems or homogeneous polynomial dynamical systems (HPDSs). However, identifying system parameters and analyzing key system-theoretic properties remain challenging due to their inherent nonlinearity and complexity, particularly for large-scale systems. To address these challenges, we develop an innovative computational framework in this article that leverages advanced tensor decomposition techniques, namely tensor train and hierarchical Tucker decompositions, to facilitate efficient identification and analysis of HPDSs that can be equivalently represented by tensors. Specifically, we introduce memory-efficient system identification techniques for directly estimating system parameters represented through tensor decompositions from time-series data. Additionally, we develop necessary and sufficient conditions for determining controllability and observability using the tensor decomposition-based representations of HPDSs, accompanied by detailed complexity analyses that demonstrate significant reductions in computational demands. The effectiveness and efficiency of our framework are validated through numerical examples.

math.DS↗