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Carl L. Rodriguez

Publications and source records attributed to Carl L. Rodriguez.

At least 73 records · Page 4Linked to original sources

Predicting Stellar-Mass Black Hole Populations in Globular Clusters

Recent discoveries of black hole (BH) candidates in Galactic and extragalactic globular clusters (GCs) have ignited interest in understanding how BHs dynamically evolve in a GC and the number of BHs ($N_{\rm{BH}}$) that may still be retained by today's GCs. Numerical models show that even if stellar-mass BHs are retained in today's GCs, they are typically in configurations that are not directly detectable. We show that a suitably defined measure of mass segregation ($Δ$) between, e.g., giants and low-mass main-sequence stars, can be an effective probe to indirectly estimate $N_{\rm{BH}}$ in a GC aided by calibrations from numerical models. Using numerical models including all relevant physics we first show that $N_{\rm{BH}}$ is strongly anticorrelated with $Δ$ between giant stars and low-mass main-sequence stars. We apply the distributions of $Δ$ vs $N_{\rm{BH}}$ obtained from models to three Milky Way GCs to predict the $N_{\rm{BH}}$ retained by them at present. We calculate $Δ$ using the publicly available ACS survey data for 47 Tuc, M 10, and M 22, all with identified stellar-mass BH candidates. Using these measured $Δ$ and distributions of $Δ$ vs $N_{\rm{BH}}$ from models as calibration we predict distributions for $N_{\rm{BH}}$ expected to be retained in these GCs. For 47 Tuc, M 10, and M 22 our predicted distributions peak at $N_{\rm{BH}}\approx20$, $24$, and $50$, whereas, within the $2σ$ confidence level, $N_{\rm{BH}}$ can be up to $\sim150$, $50$, and $200$, respectively.

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Precessional dynamics of black hole triples: binary mergers with near-zero effective spin

The binary black hole mergers detected by Advanced LIGO/Virgo have shown no evidence of large black hole spins. However, because LIGO/Virgo best measures the effective combination of the two spins along the orbital angular momentum ($χ_{\rm eff}$), it is difficult to distinguish between binaries with slowly-spinning black holes and binaries with spins lying in the orbital plane. Here, we study the spin dynamics for binaries with a distant black hole companion. For spins initially aligned with the orbital angular momentum of the binary, we find that $χ_{\rm eff}$ "freezes" near zero as the orbit decays through the emission of gravitational waves. Through a population study, we show that this process predominantly leads to merging black hole binaries with near-zero $χ_{\rm eff}$. We conclude that if the detected black hole binaries were formed in triples, then this would explain their low $χ_{\rm eff}$ without the need to invoke near-zero spins or initially large spin-orbit angles.

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LISA sources in Milky Way globular clusters

We explore the formation of double-compact-object binaries in Milky Way (MW) globular clusters (GCs) that may be detectable by the Laser Interferometer Space Antenna (LISA). We use a set of 137 fully evolved GC models that, overall, effectively match the properties of the observed GCs in the MW. We estimate that, in total, the MW GCs contain $\sim21$ sources that will be detectable by LISA. These detectable sources contain all combinations of black hole (BH), neutron star, and white dwarf components. We predict $\sim7$ of these sources will be BH-BH binaries. Furthermore, we show that some of these BH-BH binaries can have signal-to-noise ratios large enough to be detectable at the distance of the Andromeda galaxy or even the Virgo cluster.

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Post-Newtonian Dynamics in Dense Star Clusters: Highly-Eccentric, Highly-Spinning, and Repeated Binary Black Hole Mergers

We present models of realistic globular clusters with post-Newtonian dynamics for black holes. By modeling the relativistic accelerations and gravitational-wave emission in isolated binaries and during three- and four-body encounters, we find that nearly half of all binary black hole mergers occur inside the cluster, with about 10% of those mergers entering the LIGO/Virgo band with eccentricities greater than 0.1. In-cluster mergers lead to the birth of a second generation of black holes with larger masses and high spins, which, depending on the black hole natal spins, can sometimes be retained in the cluster and merge again. As a result, globular clusters can produce merging binaries with detectable spins regardless of the birth spins of black holes formed from massive stars. These second-generation black holes would also populate any upper mass gap created by pair-instability supernovae.

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How black holes shape globular clusters: Modeling NGC 3201

Numerical simulations have shown that black holes (BHs) can strongly influence the evolution and present-day observational properties of globular clusters (GCs). Using a Monte Carlo code, we construct GC models that match the Milky Way (MW) cluster NGC 3201, the first cluster in which a stellar-mass BH was identified through radial-velocity measurements. We predict that NGC 3201 contains $\gtrsim 200$ stellar-mass BHs. Furthermore, we explore the dynamical formation of main sequence-BH binaries and demonstrate that systems similar to the observed BH binary in NGC 3201 are produced naturally. Additionally, our models predict the existence of bright blue-straggler-BH binaries unique to core-collapsed clusters, which otherwise retain few BHs.

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Low-mass X-ray binaries ejected from globular clusters

We explore the population of mass-transferring binaries ejected from globular clusters (GCs) with both black hole (BH) and neutron star (NS) accretors. We use a set of 137 fully evolved globular cluster models which span a large range in cluster properties and, overall, match very well the properties of old GCs observed in the Milky Way. We identify all binaries ejected from our set of models that eventually undergo mass-transfer. These binaries are ejected from their host clusters over a wide range of ejection times and include white dwarf, giant, and main sequence donors. We calculate the orbits of these ejected systems in the Galactic potential to determine their present-day positions in the Galaxy and compare to the distribution of observed low-mass X-ray binaries (XRBs) in the Milky Way. We estimate $\sim 300$ mass-transferring NS binaries and $\sim 180$ mass-transferring BH binaries may currently be present in the Milky Way that originated from within GCs. Of these, we estimate, based on mass-transfer rates and duty cycles at the present time, at most a few would be observable as BH--XRBs and NS--XRBs at the present day. Based on our results, XRBs that originated from GCs are unlikely to contribute significantly to the total population of low-mass XRBs in the Galactic field.

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Accreting black hole binaries in globular clusters

We explore the formation of mass-transferring binary systems containing black holes within globular clusters. We show that it is possible to form mass-transferring black hole binaries with main sequence, giant, and white dwarf companions with a variety of orbital parameters in globular clusters spanning a large range in present-day properties. All mass-transferring black hole binaries found in our models at late times are dynamically created. The black holes in these systems experienced a median of $\sim 30$ dynamical encounters within the cluster before and after acquiring the donor. Furthermore, we show that the presence of mass-transferring black hole systems has little correlation with the total number of black holes within the cluster at any time. This is because the net rate of formation of black hole-non-black hole binaries in a cluster is largely independent of the total number of retained black holes. Our results suggest that the detection of a mass-transferring black hole binary in a globular cluster does not necessarily indicate that the host cluster contains a large black hole population.

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Constraining Formation Models of Binary Black Holes with Gravitational-Wave Observations

Gravitational waves (GWs) from binary black hole (BBH) mergers provide a new probe of massive-star evolution and the formation channels of binary compact objects. By coupling the growing sample of BBH systems with population synthesis models, we can begin to constrain the parameters of such models and glean unprecedented knowledge about the inherent physical processes that underpin binary stellar evolution. In this study, we apply a hierarchical Bayesian model to mass measurements from a synthetic GW sample to constrain the physical prescriptions in population models and the relative fraction of systems generated from various channels. We employ population models of two canonical formation scenarios in our analysis --- isolated binary evolution involving a common-envelope phase and dynamical formation within globular clusters --- with model variations for different black hole natal kick prescriptions. We show that solely with chirp mass measurements, it is possible to constrain natal kick prescriptions and the relative fraction of systems originating from each formation channel with $\mathcal{O}(100)$ of confident detections. This framework can be extended to include additional formation scenarios, model parameters, and measured properties of the compact binary.

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Dynamical Formation of Low-Mass Merging Black Hole Binaries like GW151226

Using numerical models for star clusters spanning a wide range in ages and metallicities (Z) we study the masses of binary black holes (BBHs) produced dynamically and merging in the local universe ($z\lesssim0.2$). After taking into account cosmological constraints on star-formation rate and metallicity evolution, which realistically relate merger delay times obtained from models with merger redshifts, we show here for the first time that while old, metal-poor globular clusters can naturally produce merging BBHs with heavier components, as observed in GW150914, lower-mass BBHs like GW151226 are easily formed dynamically in younger, higher-metallicity clusters.More specifically, we show that the mass of GW151226 is well within $1σ$ of the mass distribution obtained from our models for clusters with Z/Zsun$\gtrsim0.5$. Indeed dynamical formation of a system like GW151226 likely requires a cluster that is younger and has a higher metallicity than typical Galactic globular clusters. The LVT151012 system, if real, could have been created in any cluster with Z/Zsun$\lesssim0.25$. On the other hand, GW150914 is more massive (beyond $1σ$) than typical BBHs from even the lowest-metallicity (Z/Zsun=0.005) clusters we consider, but is within $2σ$ of the intrinsic mass distribution from our cluster models with Z/Zsun$\lesssim0.05$; of course detection biases also push the observed distributions towards higher masses.

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Binary Black Holes in Dense Star Clusters: Exploring the Theoretical Uncertainties

Recent N-body simulations predict that large numbers of stellar black holes (BHs) could remain bound to globular clusters (GCs) at present, and merging BH--BH binaries are produced dynamically in significant numbers. We systematically vary "standard" assumptions made by numerical simulations related to, e.g., BH formation, stellar winds, binary properties of high-mass stars, and IMF within existing uncertainties, and study the effects on the evolution of the structural properties of GCs, and the BHs in GCs. We find that variations in initial assumptions can set otherwise identical initial clusters on completely different evolutionary paths, significantly affecting their present observable properties, or even affecting the cluster's very survival to the present. However, these changes usually do not affect the numbers or properties of local BH--BH mergers. The only exception is that variations in the assumed winds and IMF can change the masses and numbers of local BH--BH mergers, respectively. All other variations (e.g., in initial binary properties and binary fraction) leave the masses and numbers of locally merging BH--BH binaries largely unchanged. This is in contrast to binary population synthesis models for the field, where results are very sensitive to many uncertain parameters in the initial binary properties and binary stellar-evolution physics. We find that weak winds are required for producing GW150914-like mergers from GCs at low redshifts. LVT151012 can be produced in GCs modeled both with strong and weak winds. GW151226 is lower-mass than typical mergers from GCs modeled with weak winds, but is similar to mergers from GCs modeled with strong winds.

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Illuminating Black Hole Binary Formation Channels with Spins in Advanced LIGO

The recent detections of the binary black hole mergers GW150914 and GW151226 have inaugurated the field of gravitational-wave astronomy. For the two main formation channels that have been proposed for these sources, isolated binary evolution in galactic fields and dynamical formation in dense star clusters, the predicted masses and merger rates overlap significantly, complicating any astrophysical claims that rely on measured masses alone. Here, we examine the distribution of spin- orbit misalignments expected for binaries from the field and from dense star clusters. Under standard assumptions for black-hole natal kicks, we find that black-hole binaries similar to GW150914 could be formed with significant spin-orbit misalignment only through dynamical processes. In particular, these heavy-black-hole binaries can only form with a significant spin-orbit anti-alignment in the dynamical channel. Our results suggest that future detections of merging black hole binaries with measurable spins will allow us to identify the main formation channel for these systems.

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Distinguishing Between Formation Channels for Binary Black Holes with LISA

The recent detections of GW150914 and GW151226 imply an abundance of stellar-mass binary-black-hole mergers in the local universe. While ground-based gravitational-wave detectors are limited to observing the final moments before a binary merges, space-based detectors, such as the Laser Interferometer Space Antenna (LISA), can observe binaries at lower orbital frequencies where such systems may still encode information about their formation histories. In particular, the orbital eccentricity and mass of binary black holes in the LISA frequency band can be used together to discriminate between binaries formed in isolation in galactic fields and those formed in dense stellar environments such as globular clusters. In this letter, we explore the orbital eccentricity and mass of binary-black-hole populations as they evolve through the LISA frequency band. Overall we find that there are two distinct populations discernible by LISA. We show that up to ~90% of binaries formed either dynamically or in isolation have eccentricities measurable by LISA. Finally, we note how measured eccentricities of low-mass binary black holes evolved in isolation could provide detailed constraints on the physics of black-hole natal kicks and common-envelope evolution.

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Dynamical Formation of the GW150914 Binary Black Hole

We explore the possibility that GW150914, the binary black hole merger recently detected by Advanced LIGO, was formed by gravitational interactions in the core of a dense star cluster. Using models of globular clusters with detailed $N$-body dynamics and stellar evolution, we show that a typical cluster with a mass of $3\times10^5M_{\odot}$ to $6\times10^5M_{\odot}$ is optimal for forming GW150914-like binary black holes that will merge in the local universe. We identify the most likely dynamical processes for forming GW150914 in such a cluster, and we show that the detection of GW150914 is consistent with the masses and merger rates expected for binary black hole mergers from globular clusters. Our results show that dynamical processes provide a significant and well-understood pathway for forming binary black hole mergers in the local universe. Understanding the contribution of dynamics to the binary black hole merger problem is a critical step in unlocking the full potential of gravitational-wave astronomy.

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Binary Black Hole Mergers from Globular Clusters: Masses, Merger Rates, and the Impact of Stellar Evolution

The recent discovery of GW150914, the binary black hole merger detected by Advanced LIGO, has the potential to revolutionize observational astrophysics. But to fully utilize this new window into the universe, we must compare these new observations to detailed models of binary black hole formation throughout cosmic time. Expanding upon our previous work (Rodriguez et al., 2015), we study merging binary black holes formed in globular clusters using our Monte Carlo approach to stellar dynamics. We have created a new set of 52 cluster models with different masses, metallicities, and radii to fully characterize the binary black hole merger rate. These models include all the relevant dynamical processes (such as two-body relaxation, strong encounters, and three-body binary formation) and agree well with detailed direct N-body simulations. In addition, we have enhanced our stellar evolution algorithms with updated metallicity-dependent stellar wind and supernova prescriptions, allowing us to compare our results directly to the most recent population synthesis predictions for merger rates from isolated binary evolution. We explore the relationship between a cluster's global properties and the population of binary black holes that it produces. In particular, we derive a numerically calibrated relationship between the merger times of ejected black hole binaries and a cluster's mass and radius. We explore the masses and mass ratios of these binaries as a function of redshift, and find a merger rate of ~5 Gpc$^{-3}$ yr$^{-1}$ in the local universe, with 80% of sources having total masses from $32M_{\odot}$ to $64M_{\odot}$. Under standard assumptions, approximately 1 out of every 7 binary black hole mergers in the local universe will have originated in a globular cluster, but we also explore the sensitivity of this result to different assumptions for binary stellar evolution. [Abridged]

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Million-Body Star Cluster Simulations: Comparisons between Monte Carlo and Direct $N$-body

We present the first detailed comparison between million-body globular cluster simulations computed with a Hénon-type Monte Carlo code, CMC, and a direct $N$-body code, NBODY6++GPU. Both simulations start from an identical cluster model with $10^6$ particles, and include all of the relevant physics needed to treat the system in a highly realistic way. With the two codes "frozen" (no fine-tuning of any free parameters or internal algorithms of the codes) we find excellent agreement in the overall evolution of the two models. Furthermore, we find that in both models, large numbers of stellar-mass black holes (> 1000) are retained for 12 Gyr. Thus, the very accurate direct $N$-body approach confirms recent predictions that black holes can be retained in present-day, old globular clusters. We find only minor disagreements between the two models and attribute these to the small-$N$ dynamics driving the evolution of the cluster core for which the Monte Carlo assumptions are less ideal. Based on the overwhelming general agreement between the two models computed using these vastly different techniques, we conclude that our Monte Carlo approach, which is more approximate, but dramatically faster compared to the direct $N$-body, is capable of producing a very accurate description of the long-term evolution of massive globular clusters even when the clusters contain large populations of stellar-mass black holes.

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Binary Black Hole Mergers from Globular Clusters: Implications for Advanced LIGO

The predicted rate of binary black hole mergers from galactic fields can vary over several orders of magnitude and is extremely sensitive to the assumptions of stellar evolution. But in dense stellar environments such as globular clusters, binary black holes form by well-understood gravitational interactions. In this letter, we study the formation of black hole binaries in an extensive collection of realistic globular cluster models. By comparing these models to observed Milky Way and extragalactic globular clusters, we find that the mergers of dynamically-formed binaries could be detected at a rate of ~100 per year, potentially dominating the binary black hole merger rate. We also find that a majority of cluster-formed binaries are more massive than their field-formed counterparts, suggesting that Advanced LIGO could identify certain binaries as originating from dense stellar environments.

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Black hole mergers and blue stragglers from hierarchical triples formed in globular clusters

Hierarchical triple-star systems are expected to form frequently via close binary-binary encounters in the dense cores of globular clusters. In a sufficiently inclined triple, gravitational interactions between the inner and outer binary can cause large-amplitude oscillations in the eccentricity of the inner orbit ("Lidov-Kozai cycles"), which can lead to a collision and merger of the two inner components. In this paper we use Monte Carlo models of dense star clusters to identify all triple systems formed dynamically and we compute their evolution using a highly accurate three-body integrator which incorporates relativistic and tidal effects. We find that a large fraction of these triples evolve through a non-secular dynamical phase which can drive the inner binary to higher eccentricities than predicted by the standard secular perturbation theory (even including octupole-order terms). We place constraints on the importance of Lidov-Kozai-induced mergers for producing: (i) gravitational wave sources detectable by Advanced LIGO (aLIGO), for triples with an inner pair of stellar black holes; and (ii) blue straggler stars, for triples with main-sequence-star components. We find a realistic aLIGO detection rate of black hole mergers due to the Lidov-Kozai mechanism of 1yr^-1, with about 20% of these having a finite eccentricity when they first chirp into the aLIGO frequency band. While rare, these events are likely to dominate among eccentric compact object inspirals that are potentially detectable by aLIGO. For blue stragglers, we find that the Lidov-Kozai mechanism can contribute only up to ~10% of their total numbers in globular clusters.

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Inadequacies of the Fisher Information Matrix in gravitational-wave parameter estimation

The Fisher Information Matrix (FIM) has been the standard approximation to the accuracy of parameter estimation on gravitational-wave signals from merging compact binaries due to its ease-of-use and rapid computation time. While the theoretical failings of this method, such as the signal-to-noise ratio (SNR) limit on the validity of the lowest-order expansion and the difficulty of using non-Gaussian priors, are well understood, the practical effectiveness compared to a real parameter estimation technique (e.g. Markov-chain Monte Carlo) remains an open question. We present a direct comparison between the FIM error estimates and the Bayesian probability density functions produced by the parameter estimation code lalinference_mcmc. In addition to the low-SNR issues usually considered, we find that the FIM can greatly overestimate the uncertainty in parameter estimation achievable by the MCMC. This was found to be a systematic effect for systems composed of binary black holes, with the disagreement increasing with total mass. In some cases, the MCMC search returned standard deviations on the marginalized posteriors that were smaller by several orders of magnitude than the FIM estimates. We conclude that the predictions of the FIM do not represent the capabilities of real gravitational-wave parameter estimation.

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