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Carl M. Bender

Publications and source records attributed to Carl M. Bender.

At least 37 records · Page 2Linked to original sources

Winding in Non-Hermitian Systems

This paper extends the property of interlacing of the zeros of eigenfunctions in Hermitian systems to the topological property of winding number in non-Hermitian systems. Just as the number of nodes of each eigenfunction in a self-adjoint Sturm-Liouville problem are well-ordered, so too are the winding numbers of each eigenfunction of Hermitian and of unbroken PT-symmetric potentials. Varying a system back and forth past an exceptional point changes the windings of its eigenfunctions in a specific manner. Nonlinear, higher-dimensional, and general non-Hermitian systems also exhibit manifestations of these characteristics.

math-ph↗

Convergent and Divergent Series in Physics

The aim of this review, based on a series of four lectures held at the 22nd "Saalburg" Summer School (2016), is to cover selected topics in the theory of perturbation series and their summation. The first part is devoted to strategies for accelerating the rate of convergence of convergent series, namely Richardson extrapolation, and the Shanks transformations, and also covers a few techniques for accelerating the convergence of Fourier series. The second part focuses on divergent series, and on the tools allowing one to retrieve information from them. These techniques include Euler summation, Borel summation, generic summation, and the method of continued functions, including in particular the Padé theory based on continued fractions. Finally, a brief discussion of Stieltjes series and functions is given in order to study the convergence properties of Padé approximants.

math-ph↗

Light neutrino masses from a non-Hermitian Yukawa theory

Working within the context of PT-symmetric quantum mechanics, we begin by describing a non-Hermitian extension of QED that is both Lorentz invariant and consistent with unitarity. We show that the non-Hermitian Dirac mass matrix of this theory exhibits an exceptional point, corresponding to an effectively massless theory whose conserved current is either right- or left-chiral dominated. With this inspiration, we are able to construct a non-Hermitian model of light Dirac neutrino masses from Hermitian and anti-Hermitian Yukawa couplings that are both of order unity. We finish by highlighting potential phenomenological implications of this model.

hep-th↗

Hamiltonian for the zeros of the Riemann zeta function

A Hamiltonian operator $\hat H$ is constructed with the property that if the eigenfunctions obey a suitable boundary condition, then the associated eigenvalues correspond to the nontrivial zeros of the Riemann zeta function. The classical limit of $\hat H$ is $2xp$, which is consistent with the Berry-Keating conjecture. While $\hat H$ is not Hermitian in the conventional sense, ${\rm i}{\hat H}$ is ${\cal PT}$ symmetric with a broken ${\cal PT}$ symmetry, thus allowing for the possibility that all eigenvalues of $\hat H$ are real. A heuristic analysis is presented for the construction of the metric operator to define an inner-product space, on which the Hamiltonian is Hermitian. If the analysis presented here can be made rigorous to show that ${\hat H}$ is manifestly self-adjoint, then this implies that the Riemann hypothesis holds true.

quant-ph↗

Behavior of eigenvalues in a region of broken-PT symmetry

PT-symmetric quantum mechanics began with a study of the Hamiltonian $H=p^2+x^2(ix)^\varepsilon$. When $\varepsilon\geq0$, the eigenvalues of this non-Hermitian Hamiltonian are discrete, real, and positive. This portion of parameter space is known as the region of unbroken PT symmetry. In the region of broken PT symmetry $\varepsilon<0$ only a finite number of eigenvalues are real and the remaining eigenvalues appear as complex-conjugate pairs. The region of unbroken PT symmetry has been studied but the region of broken PT symmetry has thus far been unexplored. This paper presents a detailed numerical and analytical examination of the behavior of the eigenvalues for $-4<\varepsilon<0$. In particular, it reports the discovery of an infinite-order exceptional point at $\varepsilon=-1$, a transition from a discrete spectrum to a partially continuous spectrum at $\varepsilon=-2$, a transition at the Coulomb value $\varepsilon=-3$, and the behavior of the eigenvalues as $\varepsilon$ approaches the conformal limit $\varepsilon=-4$.

math-ph↗

Analytic structure of eigenvalues of coupled quantum systems

By analytically continuing the coupling constant $g$ of a coupled quantum theory, one can, at least in principle, arrive at a state whose energy is lower than the ground state of the theory. The idea is to begin with the uncoupled $g=0$ theory in its ground state, to analytically continue around an exceptional point (square-root singularity) in the complex-coupling-constant plane, and finally to return to the point $g=0$. In the course of this analytic continuation, the uncoupled theory ends up in an unconventional state whose energy is lower than the original ground state energy. However, it is unclear whether one can use this analytic continuation to extract energy from the conventional vacuum state; this process appears to be exothermic but one must do work to vary the coupling constant $g$.

math-ph↗

Two-dimensional wave propagation without anomalous dispersion

In two space dimensions and one time dimension a wave changes its shape even in the absence of a dispersive medium. However, this anomalous dispersive behavior in empty two-dimensional space does not occur if the wave dynamics is described by a linear homogeneous wave equation in two space dimensions and {\it two} time dimensions. Wave propagation in such a space can be realized in a three-dimensional anisotropic metamaterial in which one of the space dimensions has a negative permittivity and thus serves as an effective second time dimension. These results lead to a fundamental understanding and new approaches to ultrashort pulse shaping in nanostructures and metamaterials.

cond-mat.mes-hall↗

Scattering off PT-symmetric upside-down potentials

The upside-down $-x^4$, $-x^6$, and $-x^8$ potentials with appropriate PT-symmetric boundary conditions have real, positive, and discrete quantum-mechanical spectra. This paper proposes a straightforward macroscopic quantum-mechanical scattering experiment in which one can observe and measure these bound-state energies directly.

quant-ph↗

PT-Symmetric Model of Immune Response

The study of PT-symmetric physical systems began in 1998 as a complex generalization of conventional quantum mechanics, but beginning in 2007 experiments began to be published in which the predicted PT phase transition was clearly observed in classical rather than in quantum-mechanical systems. This paper examines the PT phase transition in mathematical models of antigen-antibody systems. A surprising conclusion that can be drawn from these models is that a possible way to treat a serious disease in which the antigen concentration is growing out of bounds (and the host will die) is to inject a small dose of a second (different) antigen. In this case there are two possible favorable outcomes. In the unbroken-PT-symmetric phase the disease becomes chronic and is no longer lethal while in the appropriate broken-PT-symmetric phase the concentration of lethal antigen goes to zero and the disease is completely cured.

nlin.CD↗

Non-Hermitian extension of gauge theories and implications for neutrino physics

An extension of QED is considered in which the Dirac fermion has both Hermitian and anti-Hermitian mass terms, as well as both vector and axial-vector couplings to the gauge field. Gauge invariance is restored when the Hermitian and anti-Hermitian masses are of equal magnitude, and the theory reduces to that of a single massless Weyl fermion. An analogous non-Hermitian Yukawa theory is considered, and it is shown that this model can explain the smallness of the light-neutrino masses and provide an additional source of leptonic CP violation.

hep-th↗

Solitary waves of a PT-symmetric Nonlinear Dirac equation

In the present work, we consider a prototypical example of a PT-symmetric Dirac model. We discuss the underlying linear limit of the model and identify the threshold of the PT-phase transition in an analytical form. We then focus on the examination of the nonlinear model. We consider the continuation in the PT-symmetric model of the solutions of the corresponding Hamiltonian model and find that the solutions can be continued robustly as stable ones all the way up to the PT-transition threshold. In the latter, they degenerate into linear waves. We also examine the dynamics of the model. Given the stability of the waveforms in the PT-exact phase we consider them as initial conditions for parameters outside of that phase. We find that both oscillatory dynamics and exponential growth may arise, depending on the size of the corresponding "quench". The former can be characterized by an interesting form of bi-frequency solutions that have been predicted on the basis of the SU(1,1) symmetry. Finally, we explore some special, analytically tractable, but not PT-symmetric solutions in the massless limit of the model.

nlin.PS↗

PT-symmetric interpretation of unstable effective potentials

The conventional interpretation of the one-loop effective potentials of the Higgs field in the Standard Model and the gravitino condensate in dynamically broken supergravity is that these theories are unstable at large field values. A PT-symmetric reinterpretation of these models at a quantum-mechanical level eliminates these instabilities and suggests that these instabilities may also be tamed at the quantum-field-theory level.

hep-th↗

Coupled Oscillator Systems Having Partial PT Symmetry

This paper examines chains of $N$ coupled harmonic oscillators. In isolation, the $j$th oscillator ($1\leq j\leq N$) has the natural frequency $ω_j$ and is described by the Hamiltonian $\frac{1}{2}p_j^2+\frac{1}{2}ω_j^2x_j^2$. The oscillators are coupled adjacently with coupling constants that are purely imaginary; the coupling of the $j$th oscillator to the $(j+1)$st oscillator has the bilinear form $iγx_jx_{j+1}$ ($γ$ real). The complex Hamiltonians for these systems exhibit {\it partial} $\mathcal{PT}$ symmetry; that is, they are invariant under $i\to-i$ (time reversal), $x_j\to-x_j$ ($j$ odd), and $x_j\to x_j$ ($j$ even). [They are also invariant under $i\to-i$, $x_j\to x_j$ ($j$ odd), and $x_j\to- x_j$ ($j$ even).] For all $N$ the quantum energy levels of these systems are calculated exactly and it is shown that the ground-state energy is real. When $ω_j=1$ for all $j$, the full spectrum consists of a real energy spectrum embedded in a complex one; the eigenfunctions corresponding to real energy levels exhibit partial $\mathcal{PT}$ symmetry. However, if the $ω_j$ are allowed to vary away from unity, one can induce a phase transition at which {\it all} energies become real. For the special case $N=2$, when the spectrum is real, the associated classical system has localized, almost-periodic orbits in phase space and the classical particle is confined in the complex-coordinate plane. However, when the spectrum of the quantum system is partially real, the corresponding classical system displays only open trajectories for which the classical particle spirals off to infinity. Similar behavior is observed when $N>2$.

quant-ph↗

Foldy-Wouthuysen transformation for non-Hermitian Hamiltonians

Two Non-Hermitian fermion models are proposed and analyzed by using Foldy-Wouthuysen transformations. One model has Lorentz symmetry breaking and the other has a non-Hermitian mass term. It is shown that each model has real energies in a given region of parameter space, where they have a locally conserved current.

hep-th↗

Painleve Transcendents and PT-Symmetric Hamiltonians

Unstable separatrix solutions for the first and second Painlevé transcendents are studied both numerically and analytically. For a fixed initial condition, say $y(0)=0$, there is a discrete set of initial slopes $y'(0)=b_n$ that give rise to separatrix solutions. Similarly, for a fixed initial slope, say $y'(0)= 0$, there is a discrete set of initial values $y(0)=c_n$ that give rise to separatrix solutions. For Painlevé I the large-$n$ asymptotic behavior of $b_n$ is $b_n\sim B_{\rm I}n^{3/5}$ and that of $c_n$ is $c_n\sim C_{\rm I}n^{2/ 5}$, and for Painlevé II the large-$n$ asymptotic behavior of $b_n$ is $b_n \sim B_{\rm II}n^{2/3}$ and that of $c_n$ is $c_n\sim C_{\rm II}n^{1/3}$. The constants $B_{\rm I}$, $C_{\rm I}$, $B_{\rm II}$, and $C_{\rm II}$ are first determined numerically. Then, they are found analytically and in closed form by reducing the nonlinear equations to the linear eigenvalue problems associated with the cubic and quartic PT-symmetric Hamiltonians $H=\frac{1}{2}p^2+2ix^3$ and $H=\frac{1}{2}p^2-\frac{1}{2}x^4$.

math-ph↗

PT-symmetric $φ^4$ theory in d=0 dimensions

A detailed study of a PT-symmetric zero-dimensional quartic theory is presented and a comparison between the properties of this theory and those of a conventional quartic theory is given. It is shown that the PT-symmetric quartic theory evades the consequences of the Mermin-Wagner-Coleman theorem regarding the absence of symmetry breaking in d<2 dimensions. Furthermore, the PT-symmetric theory does not satisfy the usual Bogoliubov limit for the construction of the Green's functions because one obtains different results for the $h\to0^-$ and the $h\to0^+$ limits.

hep-th↗

PT-symmetric interpretation of the electromagnetic self-force

In 1980 Englert examined the classic problem of the electromagnetic self-force on an oscillating charged particle. His approach, which was based on an earlier idea of Bateman, was to introduce a charge-conjugate particle and to show that the two-particle system is Hamiltonian. Unfortunately, Englert's model did not solve the problem of runaway modes, and the corresponding quantum theory had ghost states. It is shown here that Englert's Hamiltonian is PT symmetric, and that the problems with his model arise because the PT symmetry is broken at both the classical and quantum level. However, by allowing the charged particles to interact and by adjusting the coupling parameters to put the model into an unbroken PT-symmetric region, one eliminates the classical runaway modes and obtains a corresponding quantum system that is ghost free.

hep-th↗