arXiv subjects

Carlo Baldassi

Publications and source records attributed to Carlo Baldassi.

At least 19 recordsLinked to original sources

arXiv2025

BEP: A Binary Error Propagation Algorithm for Binary Neural Networks Training

Binary Neural Networks (BNNs), which constrain both weights and activations to binary values, offer substantial reductions in computational complexity, memory footprint, and energy consumption. These advantages make them particularly well suited for deployment on resource-constrained devices. However, training BNNs via gradient-based optimization remains challenging due to the discrete nature of their variables. The dominant approach, quantization-aware training, circumvents this issue by employing surrogate gradients. Yet, this method requires maintaining latent full-precision parameters and performing the backward pass with floating-point arithmetic, thereby forfeiting the efficiency of binary operations during training. While alternative approaches based on local learning rules exist, they are unsuitable for global credit assignment and for back-propagating errors in multi-layer architectures. This paper introduces Binary Error Propagation (BEP), the first learning algorithm to establish a principled, discrete analog of the backpropagation chain rule. This mechanism enables error signals, represented as binary vectors, to be propagated backward through multiple layers of a neural network. BEP operates entirely on binary variables, with all forward and backward computations performed using only bitwise operations. Crucially, this makes BEP the first solution to enable end-to-end binary training for recurrent neural network architectures. We validate the effectiveness of BEP on both multi-layer perceptrons and recurrent neural networks, demonstrating gains of up to +6.89% and +10.57% in test accuracy, respectively. The proposed algorithm is released as an open-source repository.

cs.LG↗

arXiv2025

Dynamical Learning in Deep Asymmetric Recurrent Neural Networks

We investigate recurrent neural networks with asymmetric interactions and demonstrate that the inclusion of self-couplings or sparse excitatory inter-module connections leads to the emergence of a densely connected manifold of dynamically accessible stable configurations. This representation manifold is exponentially large in system size and is reachable through simple local dynamics, despite constituting a subdominant subset of the global configuration space. We further show that learning can be implemented directly on this structure via a fully local, gradient-free mechanism that selectively stabilizes a single task-relevant network configuration. Unlike error-driven or contrastive learning schemes, this approach does not require explicit comparisons between network states obtained with and without output supervision. Instead, transient supervisory signals bias the dynamics toward the representation manifold, after which local plasticity consolidates the attained configuration, effectively shaping the latent representation space. Numerical evaluations on standard image classification benchmarks indicate performance comparable to that of multilayer perceptrons trained using backpropagation. More generally, these results suggest that the dynamical accessibility of fixed points and the stabilization of internal network dynamics constitute viable alternative principles for learning in recurrent systems, with conceptual links to statistical physics and potential implications for biologically motivated and neuromorphic computing architectures.

cond-mat.dis-nn↗

arXiv2025

Generative diffusion for perceptron problems: statistical physics analysis and efficient algorithms

We consider random instances of non-convex perceptron problems in the high-dimensional limit of a large number of examples $M$ and weights $N$, with finite load $\alpha = M/N$. We develop a formalism based on replica theory to predict the fundamental limits of efficiently sampling the solution space using generative diffusion algorithms, conjectured to be saturated when the score function is provided by Approximate Message Passing. For the spherical perceptron with negative margin $\kappa$, we find that the uniform distribution over solutions can be efficiently sampled in most of the Replica Symmetric region of the $\alpha$-$\kappa$ plane. In contrast, for binary weights, sampling from the uniform distribution remains intractable. A theoretical analysis of this obstruction leads us to identify a potential $U(s) = -\log(s)$, under which the corresponding tilted distribution becomes efficiently samplable via diffusion. Moreover, we show numerically that an annealing procedure over the shape of this potential yields a fast and robust Markov Chain Monte Carlo algorithm for sampling the solution space of the binary perceptron.

cond-mat.dis-nn↗

arXiv2024

Impact of dendritic non-linearities on the computational capabilities of neurons

How neurons integrate the myriad synaptic inputs scattered across their dendrites is a fundamental question in neuroscience. Multiple neurophysiological experiments have shown that dendritic non-linearities can have a strong influence on synaptic input integration. These non-linearities have motivated mathematical descriptions of single neuron as a two-layer computational units, which have been shown to increase substantially the computational abilities of neurons, compared to linear dendritic integration. However, current analytical studies are restricted to neurons with unconstrained synaptic weights and unplausible dendritic non-linearities. Here, we introduce a two-layer model with sign-constrained synaptic weights and a biologically plausible form of dendritic non-linearity, and investigate its properties using both statistical physics methods and numerical simulations. We find that the dendritic non-linearity enhances both the number of possible learned input-output associations and the learning velocity. We characterize how capacity and learning speed depend on the implemented non-linearity and the levels of dendritic and somatic inhibition. We calculate analytically the distribution of synaptic weights in networks close to maximal capacity, and find that a large fraction of zero-weight ('silent' or 'potential') synapses naturally emerge in neurons with sign-constrained synapses, as a consequence of non-linear dendritic integration. Non-linearly induced sparsity comes with a second central advantage for neuronal information processing, i.e. input and synaptic noise robustness. We test our model on standard real-world benchmark datasets and observe empirically that the non-linearity provides an enhancement in generalization performance, showing that it enables to capture more complex input/output relations.

q-bio.NC↗

arXiv2023

Algorithmic Decision Processes

We develop a full-fledged analysis of an algorithmic decision process that, in a multialternative choice problem, produces computable choice probabilities and expected decision times.

econ.TH↗

arXiv2023

Typical and atypical solutions in non-convex neural networks with discrete and continuous weights

We study the binary and continuous negative-margin perceptrons as simple non-convex neural network models learning random rules and associations. We analyze the geometry of the landscape of solutions in both models and find important similarities and differences. Both models exhibit subdominant minimizers which are extremely flat and wide. These minimizers coexist with a background of dominant solutions which are composed by an exponential number of algorithmically inaccessible small clusters for the binary case (the frozen 1-RSB phase) or a hierarchical structure of clusters of different sizes for the spherical case (the full RSB phase). In both cases, when a certain threshold in constraint density is crossed, the local entropy of the wide flat minima becomes non-monotonic, indicating a break-up of the space of robust solutions into disconnected components. This has a strong impact on the behavior of algorithms in binary models, which cannot access the remaining isolated clusters. For the spherical case the behaviour is different, since even beyond the disappearance of the wide flat minima the remaining solutions are shown to always be surrounded by a large number of other solutions at any distance, up to capacity. Indeed, we exhibit numerical evidence that algorithms seem to find solutions up to the SAT/UNSAT transition, that we compute here using an 1RSB approximation. For both models, the generalization performance as a learning device is shown to be greatly improved by the existence of wide flat minimizers even when trained in the highly underconstrained regime of very negative margins.

cond-mat.dis-nn↗

arXiv2022

Systematically and efficiently improving $k$-means initialization by pairwise-nearest-neighbor smoothing

We present a meta-method for initializing (seeding) the $k$-means clustering algorithm called PNN-smoothing. It consists in splitting a given dataset into $J$ random subsets, clustering each of them individually, and merging the resulting clusterings with the pairwise-nearest-neighbor (PNN) method. It is a meta-method in the sense that when clustering the individual subsets any seeding algorithm can be used. If the computational complexity of that seeding algorithm is linear in the size of the data $N$ and the number of clusters $k$, PNN-smoothing is also almost linear with an appropriate choice of $J$, and quite competitive in practice. We show empirically, using several existing seeding methods and testing on several synthetic and real datasets, that this procedure results in systematically better costs. In particular, our method of enhancing $k$-means++ seeding proves superior in both effectiveness and speed compared to the popular "greedy" $k$-means++ variant. Our implementation is publicly available at https://github.com/carlobaldassi/KMeansPNNSmoothing.jl.

cs.LG↗

arXiv2022

Deep Networks on Toroids: Removing Symmetries Reveals the Structure of Flat Regions in the Landscape Geometry

We systematize the approach to the investigation of deep neural network landscapes by basing it on the geometry of the space of implemented functions rather than the space of parameters. Grouping classifiers into equivalence classes, we develop a standardized parameterization in which all symmetries are removed, resulting in a toroidal topology. On this space, we explore the error landscape rather than the loss. This lets us derive a meaningful notion of the flatness of minimizers and of the geodesic paths connecting them. Using different optimization algorithms that sample minimizers with different flatness we study the mode connectivity and relative distances. Testing a variety of state-of-the-art architectures and benchmark datasets, we confirm the correlation between flatness and generalization performance; we further show that in function space flatter minima are closer to each other and that the barriers along the geodesics connecting them are small. We also find that minimizers found by variants of gradient descent can be connected by zero-error paths composed of two straight lines in parameter space, i.e. polygonal chains with a single bend. We observe similar qualitative results in neural networks with binary weights and activations, providing one of the first results concerning the connectivity in this setting. Our results hinge on symmetry removal, and are in remarkable agreement with the rich phenomenology described by some recent analytical studies performed on simple shallow models.

cs.LG↗

arXiv2021

Quantum Approximate Optimization Algorithm applied to the binary perceptron

We apply digitized Quantum Annealing (QA) and Quantum Approximate Optimization Algorithm (QAOA) to a paradigmatic task of supervised learning in artificial neural networks: the optimization of synaptic weights for the binary perceptron. At variance with the usual QAOA applications to MaxCut, or to quantum spin-chains ground state preparation, the classical Hamiltonian is characterized by highly non-local multi-spin interactions. Yet, we provide evidence for the existence of optimal smooth solutions for the QAOA parameters, which are transferable among typical instances of the same problem, and we prove numerically an enhanced performance of QAOA over traditional QA. We also investigate on the role of the QAOA optimization landscape geometry in this problem, showing that the detrimental effect of a gap-closing transition encountered in QA is also negatively affecting the performance of our implementation of QAOA.

quant-ph↗

arXiv2021

Learning through atypical "phase transitions" in overparameterized neural networks

Current deep neural networks are highly overparameterized (up to billions of connection weights) and nonlinear. Yet they can fit data almost perfectly through variants of gradient descent algorithms and achieve unexpected levels of prediction accuracy without overfitting. These are formidable results that defy predictions of statistical learning and pose conceptual challenges for non-convex optimization. In this paper, we use methods from statistical physics of disordered systems to analytically study the computational fallout of overparameterization in non-convex binary neural network models, trained on data generated from a structurally simpler but "hidden" network. As the number of connection weights increases, we follow the changes of the geometrical structure of different minima of the error loss function and relate them to learning and generalization performance. A first transition happens at the so-called interpolation point, when solutions begin to exist (perfect fitting becomes possible). This transition reflects the properties of typical solutions, which however are in sharp minima and hard to sample. After a gap, a second transition occurs, with the discontinuous appearance of a different kind of "atypical" structures: wide regions of the weight space that are particularly solution-dense and have good generalization properties. The two kinds of solutions coexist, with the typical ones being exponentially more numerous, but empirically we find that efficient algorithms sample the atypical, rare ones. This suggests that the atypical phase transition is the relevant one for learning. The results of numerical tests with realistic networks on observables suggested by the theory are consistent with this scenario.

cs.LG↗

arXiv2021

Unveiling the structure of wide flat minima in neural networks

The success of deep learning has revealed the application potential of neural networks across the sciences and opened up fundamental theoretical problems. In particular, the fact that learning algorithms based on simple variants of gradient methods are able to find near-optimal minima of highly nonconvex loss functions is an unexpected feature of neural networks. Moreover, such algorithms are able to fit the data even in the presence of noise, and yet they have excellent predictive capabilities. Several empirical results have shown a reproducible correlation between the so-called flatness of the minima achieved by the algorithms and the generalization performance. At the same time, statistical physics results have shown that in nonconvex networks a multitude of narrow minima may coexist with a much smaller number of wide flat minima, which generalize well. Here we show that wide flat minima arise as complex extensive structures, from the coalescence of minima around "high-margin" (i.e., locally robust) configurations. Despite being exponentially rare compared to zero-margin ones, high-margin minima tend to concentrate in particular regions. These minima are in turn surrounded by other solutions of smaller and smaller margin, leading to dense regions of solutions over long distances. Our analysis also provides an alternative analytical method for estimating when flat minima appear and when algorithms begin to find solutions, as the number of model parameters varies.

cond-mat.dis-nn↗

arXiv2021

Multialternative Neural Decision Processes

We introduce an algorithmic decision process for multialternative choice that combines binary comparisons and Markovian exploration. We show that a preferential property, transitivity, makes it testable.

cs.AI↗

arXiv2020

Wide flat minima and optimal generalization in classifying high-dimensional Gaussian mixtures

We analyze the connection between minimizers with good generalizing properties and high local entropy regions of a threshold-linear classifier in Gaussian mixtures with the mean squared error loss function. We show that there exist configurations that achieve the Bayes-optimal generalization error, even in the case of unbalanced clusters. We explore analytically the error-counting loss landscape in the vicinity of a Bayes-optimal solution, and show that the closer we get to such configurations, the higher the local entropy, implying that the Bayes-optimal solution lays inside a wide flat region. We also consider the algorithmically relevant case of targeting wide flat minima of the (differentiable) mean squared error loss. Our analytical and numerical results show not only that in the balanced case the dependence on the norm of the weights is mild, but also, in the unbalanced case, that the performances can be improved.

cs.LG↗

arXiv2020

Ergodic Annealing

Simulated Annealing is the crowning glory of Markov Chain Monte Carlo Methods for the solution of NP-hard optimization problems in which the cost function is known. Here, by replacing the Metropolis engine of Simulated Annealing with a reinforcement learning variation -- that we call Macau Algorithm -- we show that the Simulated Annealing heuristic can be very effective also when the cost function is unknown and has to be learned by an artificial agent.

cs.AI↗

arXiv2020

Entropic gradient descent algorithms and wide flat minima

The properties of flat minima in the empirical risk landscape of neural networks have been debated for some time. Increasing evidence suggests they possess better generalization capabilities with respect to sharp ones. First, we discuss Gaussian mixture classification models and show analytically that there exist Bayes optimal pointwise estimators which correspond to minimizers belonging to wide flat regions. These estimators can be found by applying maximum flatness algorithms either directly on the classifier (which is norm independent) or on the differentiable loss function used in learning. Next, we extend the analysis to the deep learning scenario by extensive numerical validations. Using two algorithms, Entropy-SGD and Replicated-SGD, that explicitly include in the optimization objective a non-local flatness measure known as local entropy, we consistently improve the generalization error for common architectures (e.g. ResNet, EfficientNet). An easy to compute flatness measure shows a clear correlation with test accuracy.

cs.LG↗

arXiv2020

Clustering of solutions in the symmetric binary perceptron

The geometrical features of the (non-convex) loss landscape of neural network models are crucial in ensuring successful optimization and, most importantly, the capability to generalize well. While minimizers' flatness consistently correlates with good generalization, there has been little rigorous work in exploring the condition of existence of such minimizers, even in toy models. Here we consider a simple neural network model, the symmetric perceptron, with binary weights. Phrasing the learning problem as a constraint satisfaction problem, the analogous of a flat minimizer becomes a large and dense cluster of solutions, while the narrowest minimizers are isolated solutions. We perform the first steps toward the rigorous proof of the existence of a dense cluster in certain regimes of the parameters, by computing the first and second moment upper bounds for the existence of pairs of arbitrarily close solutions. Moreover, we present a non rigorous derivation of the same bounds for sets of $y$ solutions at fixed pairwise distances.

cond-mat.dis-nn↗

arXiv2020

Shaping the learning landscape in neural networks around wide flat minima

Learning in Deep Neural Networks (DNN) takes place by minimizing a non-convex high-dimensional loss function, typically by a stochastic gradient descent (SGD) strategy. The learning process is observed to be able to find good minimizers without getting stuck in local critical points, and that such minimizers are often satisfactory at avoiding overfitting. How these two features can be kept under control in nonlinear devices composed of millions of tunable connections is a profound and far reaching open question. In this paper we study basic non-convex one- and two-layer neural network models which learn random patterns, and derive a number of basic geometrical and algorithmic features which suggest some answers. We first show that the error loss function presents few extremely wide flat minima (WFM) which coexist with narrower minima and critical points. We then show that the minimizers of the cross-entropy loss function overlap with the WFM of the error loss. We also show examples of learning devices for which WFM do not exist. From the algorithmic perspective we derive entropy driven greedy and message passing algorithms which focus their search on wide flat regions of minimizers. In the case of SGD and cross-entropy loss, we show that a slow reduction of the norm of the weights along the learning process also leads to WFM. We corroborate the results by a numerical study of the correlations between the volumes of the minimizers, their Hessian and their generalization performance on real data.

cs.LG↗

arXiv2019

Natural representation of composite data with replicated autoencoders

Generative processes in biology and other fields often produce data that can be regarded as resulting from a composition of basic features. Here we present an unsupervised method based on autoencoders for inferring these basic features of data. The main novelty in our approach is that the training is based on the optimization of the `local entropy' rather than the standard loss, resulting in a more robust inference, and enhancing the performance on this type of data considerably. Algorithmically, this is realized by training an interacting system of replicated autoencoders. We apply this method to synthetic and protein sequence data, and show that it is able to infer a hidden representation that correlates well with the underlying generative process, without requiring any prior knowledge.

q-bio.QM↗