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Carlos Gershenson

Publications and source records attributed to Carlos Gershenson.

At least 19 recordsLinked to original sources

A Matter of Time: Towards a General Theory of Agency

Agency is widely invoked in biology, cognitive science, artificial intelligence, and philosophy, yet its organizational basis, its empirical thresholds, and the operational criteria that distinguish it from other teleonomic terminology remain unsettled. Building on temporally parametrized (F, A)-systems, we propose a multidimensional theory of biological agency grounded in relational biology, physical biosemiotics, and process ontology. Our central claim is that the precarious physical realization of self-reference is necessarily diachronic; constitutive constraints act, decay, and are regenerated over distinct characteristic timescales. By temporalizing organizational diagrams ordered by specified relation deletion, we obtain a structural partial order, rather than an evolutionary ladder, that distinguishes four defeasible conditions: autonomy as internal regeneration of constitutive constraints under material openness; goal-directedness as viability-biased maintenance; agency as endogenous anticipatory modulation of organism--environment coupling; and open-endedness as reconstruction of the variables, measurement relations, effectors, and norms through which future viability is defined. We translate these distinctions into a closure-sensitive mechanistic workflow and a provisional profile of operational signatures for semantic closure, measurement--control complementarity, anticipatory modulation, affordance reconstruction, syntactic open-endedness, and viability-corrected skill acquisition. Markov blankets and active inference are treated as derived modeling tools, while Bickhard's interactivism clarifies anticipatory error and normativity. Across chemical, cellular, multicellular, and artificial systems, our framework turns agency from an all-or-none attribution into a falsifiable, scale-explicit research program.

cs.AI↗

Linking the "inner" and "outer" self to mental health and brain networks

How are psychosocial profiles, mental health, and brain functional connectivity related? Studies have been dedicated to unraveling the associations of social support perception and neural functional connectivity. Additionally, personality traits have been explored by examining brain networks. Research on mental health has been developed using a broad range of methods and different approaches. However, little attention has been devoted to understanding how personality traits and social variables are related, and to what extent these components are reflected in brain functional connectivity and mental health outcomes. In this work, we aim to address these complex relations by using data from the Human Connectome Project, both from surveys and resting-state fMRI. The survey data includes personality traits measures and self-reported social support-related variables, which we will refer to as inner- and outer-self, respectively. It also includes data on mental health outcomes. Using z-score standardized measures, we analyze correlation matrices to evaluate the association between the inner- and outer-self domains. Our results show that the social indicators are more evidently grouped by impact on social experience than by the duality of inner-outer selves. Using a $k$-means clustering algorithm, we separate individuals into two groups according to social profiles. When confronting these results with the mental health outcomes, we show that the more socially desirable cluster exhibited a higher score on positive aspects such as life satisfaction and purpose in life. In the functional brain connectivity, we observe that the cluster with a more socially beneficial profile exhibits lower interconnectivity, especially in the default mode network. The pipeline we present uses a combined analysis of both fMRI and psychosocial variables, which could open the path for more extensive analysis.

physics.soc-ph↗

Characterizing Open-Ended Evolution Through Undecidability Mechanisms in Random Boolean Networks

Discrete dynamical models underpin systems biology, but we still lack substrate-agnostic diagnostics for identifying finite-horizon dynamical signatures that may be relevant to open-ended evolution (OEE), such as the recurrent production of novel phenotypic states rather than rapid settling or unstructured noise. We introduce a simple, model-independent metric, Ω, that summarizes the residence-time-weighted contribution of attractor cycle lengths across the sequence of recurrent episodes realized within a finite observation window. Ω is zero for single-attractor dynamics and also vanishes for pure novelty without recurrence, while increasing when trajectories repeatedly enter multiple persistent cyclic phenotypes. Using Random Boolean Networks (RBNs) as a controlled testbed, we compare classical Boolean dynamics with biologically motivated non-classical mechanisms (probabilistic context switching, annealed rule mutation, paraconsistent logic, modal necessary/possible gating, and quantum-inspired superposition/paired-state coupling) under homogeneous and heterogeneous updating schemes. Our results support the view that undecidability-adjacent, state-dependent mechanisms -- implemented as probabilistic context switching, modal necessity/possibility gating, paraconsistent logic, or quantum-inspired correlated branching -- are enabling conditions for sustained novelty. At the end of our manuscript we outline a practical extension of Ω to continuous/hybrid state spaces, positioning Ω as a portable proxy for OEE in biological modeling and a guide for engineering evolvable synthetic circuits.

q-bio.PE↗

Spark: Modular Spiking Neural Networks

Nowadays, neural networks act as a synonym for artificial intelligence. Present neural network models, although remarkably powerful, are inefficient both in terms of data and energy. Several alternative forms of neural networks have been proposed to address some of these problems. Specifically, spiking neural networks are suitable for efficient hardware implementations. However, effective learning algorithms for spiking networks remain elusive, although it is suspected that effective plasticity mechanisms could alleviate the problem of data efficiency. Here, we present a new framework for spiking neural networks - Spark - built upon the idea of modular design, from simple components to entire models. The aim of this framework is to provide an efficient and streamlined pipeline for spiking neural networks. We showcase this framework by solving the sparse-reward cartpole problem with simple plasticity mechanisms. We hope that a framework compatible with traditional ML pipelines may accelerate research in the area, specifically for continuous and unbatched learning, akin to the one animals exhibit.

cs.NE↗

Life Finds A Way: Emergence of Cooperative Structures in Adaptive Threshold Networks

There has been a long debate on how new levels of organization have evolved. It might seem unlikely, as cooperation must prevail over competition. One well-studied example is the emergence of autocatalytic sets, which seem to be a prerequisite for the evolution of life. Using a simple model, we investigate how varying bias toward cooperation versus antagonism shapes network dynamics, revealing that higher-order organization emerges even amid pervasive antagonistic interactions. In general, we observe that a quantitative increase in the number of elements in a system leads to a qualitative transition. We present a random threshold-directed network model that integrates node-specific traits with dynamic edge formation and node removal, simulating arbitrary levels of cooperation and competition. In our framework, intrinsic node values determine directed links through various threshold rules. Our model generates a multi-digraph with signed edges (reflecting support/antagonism, labeled ``help''/``harm''), which ultimately yields two parallel yet interdependent threshold graphs. Incorporating temporal growth and node turnover in our approach allows exploration of the evolution, adaptation, and potential collapse of communities and reveals regime changes in both connectivity and resilience. Our findings extend classical random threshold and Erdős-Rényi models, offering new insights into adaptive systems in biological and economic contexts, with emphasis on the application to Collective Affordance Sets. This framework should also be useful for making predictions that will be tested by ongoing experiments of microbial communities in soil.

q-bio.PE↗

Abundance and Economic diversity as a descriptor of cities' economic complexity

Intricate interactions among firms, institutions, and spatial structures shape urban economic systems. In this study, we propose a framework based on three structural dimensions -- abundance, diversity, and longevity (ADL) of economic units -- as proxies of urban economic complexity and resilience. Using a decade of georeferenced firm-level data from Mexico City, we analyze the relationships among ADL variables using regression, spatial correlation, and time-series clustering. Our results reveal nonlinear dynamics across urban space, with powerlaw behavior in central zones and logarithmic saturation in peripheral areas, suggesting differentiated growth regimes. Notably, firm longevity modulates the relationship between abundance and diversity, particularly in periurban transition zones. These spatial patterns point to an emerging polycentric restructuring within a traditionally monocentric metropolis. By integrating economic complexity theory with spatial analysis, our approach provides a scalable method to assess the adaptive capacity of urban economies. This has implications for understanding informality, designing inclusive urban policies, and navigating structural transitions in rapidly urbanizing regions.

physics.soc-ph↗

Closing the Loop: How Semantic Closure Enables Open-Ended Evolution?

This manuscript explores the evolutionary emergence of semantic closure -- the self-referential mechanism through which symbols actively construct and interpret their own functional contexts -- by integrating concepts from relational biology, physical biosemiotics, and ecological psychology into a unified computational enactivist framework. By extending Hofmeyr's (Fabrication, Assembly)-systems -- a continuation of Rosen's (Metabolism, Repair)-systems -- with a temporal parametrization, we develop a model capable of capturing critical properties of life, including autopoiesis, anticipation, and adaptation. Our stepwise model traces the evolution of semantic closure from simple reaction networks that recognize regular languages to self-constructing chemical systems with anticipatory capabilities, identifying self-reference as necessary for robust self-replication and open-ended evolution. Such a computational enactivist perspective underscores the essential necessity of implementing syntax-pragmatic transformations into realizations of life, providing a cohesive theoretical basis for a recently proposed trialectic between autopoiesis, anticipation, and adaptation to solve the problem of relevance realization. Thus, our work opens avenues for new models of computation that can better capture the dynamics of life, naturalize agency and cognition, and provide fundamental principles underlying biological information processing.

physics.bio-ph↗

Sustainable Visions: Unsupervised Machine Learning Insights on Global Development Goals

The 2030 Agenda for Sustainable Development of the United Nations outlines 17 goals for countries of the world to address global challenges in their development. However, the progress of countries towards these goal has been slower than expected and, consequently, there is a need to investigate the reasons behind this fact. In this study, we have used a novel data-driven methodology to analyze time-series data for over 20 years (2000-2022) from 107 countries using unsupervised machine learning (ML) techniques. Our analysis reveals strong positive and negative correlations between certain SDGs (Sustainable Development Goals). Our findings show that progress toward the SDGs is heavily influenced by geographical, cultural and socioeconomic factors, with no country on track to achieve all the goals by 2030. This highlights the need for a region-specific, systemic approach to sustainable development that acknowledges the complex interdependencies between the goals and the variable capacities of countries to reach them. For this our machine learning based approach provides a robust framework for developing efficient and data-informed strategies to promote cooperative and targeted initiatives for sustainable progress.

cs.LG↗

The Art of Misclassification: Too Many Classes, Not Enough Points

Classification is a ubiquitous and fundamental problem in artificial intelligence and machine learning, with extensive efforts dedicated to developing more powerful classifiers and larger datasets. However, the classification task is ultimately constrained by the intrinsic properties of datasets, independently of computational power or model complexity. In this work, we introduce a formal entropy-based measure of classificability, which quantifies the inherent difficulty of a classification problem by assessing the uncertainty in class assignments given feature representations. This measure captures the degree of class overlap and aligns with human intuition, serving as an upper bound on classification performance for classification problems. Our results establish a theoretical limit beyond which no classifier can improve the classification accuracy, regardless of the architecture or amount of data, in a given problem. Our approach provides a principled framework for understanding when classification is inherently fallible and fundamentally ambiguous.

cs.LG↗

Statistical Analysis of the Impact of Quaternion Components in Convolutional Neural Networks

In recent years, several models using Quaternion-Valued Convolutional Neural Networks (QCNNs) for different problems have been proposed. Although the definition of the quaternion convolution layer is the same, there are different adaptations of other atomic components to the quaternion domain, e.g., pooling layers, activation functions, fully connected layers, etc. However, the effect of selecting a specific type of these components and the way in which their interactions affect the performance of the model still unclear. Understanding the impact of these choices on model performance is vital for effectively utilizing QCNNs. This paper presents a statistical analysis carried out on experimental data to compare the performance of existing components for the image classification problem. In addition, we introduce a novel Fully Quaternion ReLU activation function, which exploits the unique properties of quaternion algebra to improve model performance.

cs.LG↗

Quaternion Convolutional Neural Networks: Current Advances and Future Directions

Since their first applications, Convolutional Neural Networks (CNNs) have solved problems that have advanced the state-of-the-art in several domains. CNNs represent information using real numbers. Despite encouraging results, theoretical analysis shows that representations such as hyper-complex numbers can achieve richer representational capacities than real numbers, and that Hamilton products can capture intrinsic interchannel relationships. Moreover, in the last few years, experimental research has shown that Quaternion-Valued CNNs (QCNNs) can achieve similar performance with fewer parameters than their real-valued counterparts. This paper condenses research in the development of QCNNs from its very beginnings. We propose a conceptual organization of current trends and analyze the main building blocks used in the design of QCNN models. Based on this conceptual organization, we propose future directions of research.

cs.AI↗

Statistical analysis of word flow among five Indo-European languages

A recent increase in data availability has allowed the possibility to perform different statistical linguistic studies. Here we use the Google Books Ngram dataset to analyze word flow among English, French, German, Italian, and Spanish. We study what we define as ``migrant words'', a type of loanwords that do not change their spelling. We quantify migrant words from one language to another for different decades, and notice that most migrant words can be aggregated in semantic fields and associated to historic events. We also study the statistical properties of accumulated migrant words and their rank dynamics. We propose a measure of use of migrant words that could be used as a proxy of cultural influence. Our methodology is not exempt of caveats, but our results are encouraging to promote further studies in this direction.

cs.CL↗

Emergence in artificial life

Even when concepts similar to emergence have been used since antiquity, we lack an agreed definition. However, emergence has been identified as one of the main features of complex systems. Most would agree on the statement ``life is complex''. Thus, understanding emergence and complexity should benefit the study of living systems. It can be said that life emerges from the interactions of complex molecules. But how useful is this to understand living systems? Artificial life (ALife) has been developed in recent decades to study life using a synthetic approach: build it to understand it. ALife systems are not so complex, be them soft (simulations), hard (robots), or wet (protocells). Then, we can aim at first understanding emergence in ALife, for then using this knowledge in biology. I argue that to understand emergence and life, it becomes useful to use information as a framework. In a general sense, I define emergence as information that is not present at one scale but is present at another scale. This perspective avoids problems of studying emergence from a materialist framework, and can be also useful in the study of self-organization and complexity.

physics.gen-ph↗

Temporal, structural, and functional heterogeneities extend criticality and antifragility in random Boolean networks

Most models of complex systems have been homogeneous, i.e., all elements have the same properties (spatial, temporal, structural, functional). However, most natural systems are heterogeneous: few elements are more relevant, larger, stronger, or faster than others. In homogeneous systems, criticality -- a balance between change and stability, order and chaos -- is usually found for a very narrow region in the parameter space, close to a phase transition. Using random Boolean networks -- a general model of discrete dynamical systems -- we show that heterogeneity -- in time, structure, and function -- can broaden additively the parameter region where criticality is found. Moreover, parameter regions where antifragility is found are also increased with heterogeneity. However, maximum antifragility is found for particular parameters in homogeneous networks. Our work suggests that the "optimal" balance between homogeneity and heterogeneity is non-trivial, context-dependent, and in some cases, dynamic.

nlin.AO↗

Stocks and Cryptocurrencies: Anti-fragile or Robust?

In contrast with robust systems that resist noise or fragile systems that break with noise, antifragility is defined as a property of complex systems that benefit from noise or disorder. Here we define and test a simple measure of antifragility for complex dynamical systems. In this work we use our antifragility measure to analyze real data from return prices in the stock and cryptocurrency markets. Our definition of antifragility is the product of the return price and a perturbation. We explore different types of perturbations that typically arise from within the system. Our results suggest that for both the stock market and the cryptocurrency market, the tendency among the 'top performers' is to be robust rather than antifragile. It would be important to explore other possible definitions of antifragility to understand its role in financial markets and in complex dynamical systems in general.

q-fin.ST↗

Language statistics at different spatial, temporal, and grammatical scales

Statistical linguistics has advanced considerably in recent decades as data has become available. This has allowed researchers to study how statistical properties of languages change over time. In this work, we use data from Twitter to explore English and Spanish considering the rank diversity at different scales: temporal (from 3 to 96 hour intervals), spatial (from 3km to 3000+km radii), and grammatical (from monograms to pentagrams). We find that all three scales are relevant. However, the greatest changes come from variations in the grammatical scale. At the lowest grammatical scale (monograms), the rank diversity curves are most similar, independently on the values of other scales, languages, and countries. As the grammatical scale grows, the rank diversity curves vary more depending on the temporal and spatial scales, as well as on the language and country. We also study the statistics of Twitter-specific tokens: emojis, hashtags, and user mentions. These particular type of tokens show a sigmoid kind of behaviour as a rank diversity function. Our results are helpful to quantify aspects of language statistics that seem universal and what may lead to variations.

cs.CL↗

Heterogeneity extends criticality

Criticality has been proposed as a mechanism for the emergence of complexity, life, and computation, as it exhibits a balance between robustness and adaptability. In classic models of complex systems where structure and dynamics are considered homogeneous, criticality is restricted to phase transitions, leading either to robust (ordered) or adaptive (chaotic) phases in most of the parameter space. Many real-world complex systems, however, are not homogeneous. Some elements change in time faster than others, with slower elements (usually the most relevant) providing robustness, and faster ones being adaptive. Structural patterns of connectivity are also typically heterogeneous, characterized by few elements with many interactions and most elements with only a few. Here we take a few traditionally homogeneous dynamical models and explore their heterogeneous versions, finding evidence that heterogeneity extends criticality. Thus, parameter fine-tuning is not necessary to reach a phase transition and obtain the benefits of (homogeneous) criticality. Simply adding heterogeneity can extend criticality, making the search/evolution of complex systems faster and more reliable. Our results add theoretical support for the ubiquitous presence of heterogeneity in physical, social, and technological systems, as natural selection can exploit heterogeneity to evolve complexity "for free". In artificial systems and biological design, heterogeneity may also be used to extend the parameter range that allows for criticality.

cond-mat.stat-mech↗

Dynamics of ranking

Virtually anything can be and is ranked; people, institutions, countries, words, genes. Rankings reduce complex systems to ordered lists, reflecting the ability of their elements to perform relevant functions, and are being used from socioeconomic policy to knowledge extraction. A century of research has found regularities when temporal rank data is aggregated. Far less is known, however, about how rankings change in time. Here we explore the dynamics of 30 rankings in natural, social, economic, and infrastructural systems, comprising millions of elements and timescales from minutes to centuries. We find that the flux of new elements determines the stability of a ranking: for high flux only the top of the list is stable, otherwise top and bottom are equally stable. We show that two basic mechanisms - displacement and replacement of elements - capture empirical ranking dynamics. The model uncovers two regimes of behavior; fast and large rank changes, or slow diffusion. Our results indicate that the balance between robustness and adaptability in ranked systems might be governed by simple random processes irrespective of system details.

physics.soc-ph↗