arXiv subjects

Carolin Kreisbeck

Publications and source records attributed to Carolin Kreisbeck.

At least 19 recordsLinked to original sources

arXiv2025

Local boundary conditions in nonlocal hyperelasticity via heterogeneous horizons

In this paper, we consider a class of variational problems with integral functionals involving nonlocal gradients. These models have been recently proposed as refinements of classical hyperelasticity, aiming for an effective framework to capture also discontinuous and singular material effects. Specific to our set-up is a space-dependent interaction range that vanishes at the boundary of the reference domain. This ensures that the nonlocal operator depends only on values within the domain and localizes to the classical gradient at the boundary, which allows for a seamless integration of nonlocal modeling with local boundary values. The main contribution of this work is a comprehensive theory for the newly introduced associated Sobolev spaces, including the rigorous treatment of a trace operator and Poincaré inequalities. A central aspect of our technical approach lies in exploiting connections with pseudo-differential operator theory. As an application, we establish the existence of minimizers for functionals with quasiconvex or polyconvex integrands depending on heterogeneous nonlocal gradients, subject to local Dirichlet, Neumann or mixed-type boundary conditions.

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arXiv2024

$Γ$-convergence involving nonlocal gradients with varying horizon: Recovery of local and fractional models

This work revolves around the rigorous asymptotic analysis of models in nonlocal hyperelasticity. The corresponding variational problems involve integral functionals depending on nonlocal gradients with a finite interaction range $δ$, called the horizon. After an isotropic scaling of the associated kernel functions, we prove convergence results in the two critical limit regimes of vanishing and diverging horizon. While the nonlocal gradients localize to the classical gradient as $δ\to 0$, we recover the Riesz fractional gradient as $δ\to \infty$, irrespective of the nonlocal gradient we started with. Besides rigorous convergence statements for the nonlocal gradients, our analysis in both cases requires compact embeddings uniformly in $δ$ as a crucial ingredient. These tools enable us to derive the $Γ$-convergence of quasiconvex integral functionals with varying horizon to their local and fractional counterparts, respectively.

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arXiv2024

Characterizing BV- and BD-ellipticity for a class of positively 1-homogeneous surface energy densities

Lower semicontinuity of surface energies in integral form is known to be equivalent to BV-ellipticity of the surface density. In this paper, we prove that BV-ellipticity coincides with the simpler notion of biconvexity for a class of densities that depend only on the jump height and jump normal, and are positively 1-homogeneous in the first argument. The second main result is the analogous statement in the setting of bounded deformations, where we show that BD-ellipticity reduces to symmetric biconvexity. Our techniques are primarily inspired by constructions from the analysis of structured deformations and the general theory of free discontinuity problems.

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arXiv2024

Non-constant functions with zero nonlocal gradient and their role in nonlocal Neumann-type problems

This work revolves around properties and applications of functions whose nonlocal gradient, or more precisely, finite-horizon fractional gradient, vanishes. Surprisingly, in contrast to the classical local theory, we show that this class forms an infinite-dimensional vector space. Our main result characterizes the functions with zero nonlocal gradient in terms of two simple features, namely, their values in a layer around the boundary and their average. The proof exploits recent progress in the solution theory of boundary-value problems with pseudo-differential operators. We complement these findings with a discussion of the regularity properties of such functions and give illustrative examples. Regarding applications, we provide several useful technical tools for working with nonlocal Sobolev spaces when the common complementary-value conditions are dropped. Among these, are new nonlocal Poincaré inequalities and compactness statements, which are obtained after factoring out functions with vanishing nonlocal gradient. Following a variational approach, we exploit the previous findings to study a class of nonlocal partial differential equations subject to natural boundary conditions, in particular, nonlocal Neumann-type problems. Our analysis includes a proof of well-posedness and a rigorous link with their classical local counterparts via $Γ$-convergence as the fractional parameter tends to 1.

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arXiv2023

A variational theory for integral functionals involving finite-horizon fractional gradients

The center of interest in this work are variational problems with integral functionals depending on special nonlocal gradients. The latter correspond to truncated versions of the Riesz fractional gradient, as introduced in [Bellido, Cueto & Mora-Corral 2022] along with the underlying function spaces. We contribute several new aspects to both the existence theory of these problems and the study of their asymptotic behavior. Our overall proof strategy builds on finding suitable translation operators that allow to switch between the three types of gradients: classical, fractional, and nonlocal. These provide useful technical tools for transferring results from one setting to the other. Based on this approach, we show that quasiconvexity, which is the natural convexity notion in the classical -- and as shown in [Kreisbeck & Schönberger 2022] also in the fractional -- calculus of variations, gives a necessary and sufficient condition for the weak lower semicontinuity of the nonlocal functionals as well. As a consequence of a general Gamma-convergence statement, we obtain relaxation and homogenization results. The analysis of the limiting behavior for varying fractional parameters yields, in particular, a rigorous localization with a classical local limit model.

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arXiv2023

A variational perspective on auxetic metamaterials of checkerboard-type

The main result of this work is a homogenization theorem via variational convergence for elastic materials with stiff checkerboard-type heterogeneities under the assumptions of physical growth and non-self-interpenetration. While the obtained energy estimates are rather standard, determining the effective deformation behavior, or in other words, characterizing the weak Sobolev limits of deformation maps whose gradients are locally close to rotations on the stiff components, is the challenging part. To this end, we establish an asymptotic rigidity result, showing that, under suitable scaling assumptions, the attainable macroscopic deformations are affine conformal contractions. This identifies the composite as a mechanical metamaterial with a negative Poisson's ratio. Our proof strategy is to tackle first an idealized model with full rigidity on the stiff tiles to acquire insight into the mechanics of the model and then transfer the findings and methodology to the model with diverging elastic constants. The latter requires, in particular, a new quantitative geometric rigidity estimate for non-connected squares touching each other at their vertices and a tailored Poincaré type inequality for checkerboard structures.

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arXiv2022

Structural changes in nonlocal denoising models arising through bi-level parameter learning

We introduce a unified framework based on bi-level optimization schemes to deal with parameter learning in the context of image processing. The goal is to identify the optimal regularizer within a family depending on a parameter in a general topological space. Our focus lies on the situation with non-compact parameter domains, which is, for example, relevant when the commonly used box constraints are disposed of. To overcome this lack of compactness, we propose a natural extension of the upper-level functional to the closure of the parameter domain via Gamma-convergence, which captures possible structural changes in the reconstruction model at the edge of the domain. Under two main assumptions, namely, Mosco-convergence of the regularizers and uniqueness of minimizers of the lower-level problem, we prove that the extension coincides with the relaxation, thus admitting minimizers that relate to the parameter optimization problem of interest. We apply our abstract framework to investigate a quartet of practically relevant models in image denoising, all featuring nonlocality. The associated families of regularizers exhibit qualitatively different parameter dependence, describing a weight factor, an amount of nonlocality, an integrability exponent, and a fractional order, respectively. After the asymptotic analysis that determines the relaxation in each of the four settings, we finally establish theoretical conditions on the data that guarantee structural stability of the models and give examples of when stability is lost.

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arXiv2022

Cartesian convexity as the key notion in the variational existence theory for nonlocal supremal functionals

Motivated by the direct method in the calculus of variations in $L^{\infty}$, our main result identifies the notion of convexity characterizing the weakly$^*$ lower semicontinuity of nonlocal supremal functionals: Cartesian level convexity. This new concept coincides with separate level convexity in the one-dimensional setting and is strictly weaker for higher dimensions. We discuss relaxation in the vectorial case, showing that the relaxed functional will not generally maintain the supremal form. Apart from illustrating this fact with examples of multi-well type, we present precise criteria for structure-preservation. When the structure is preserved, a representation formula is given in terms of the Cartesian level convex envelope of the (diagonalized) original supremand. This work does not only complete the picture of the analysis initiated in [Kreisbeck \& Zappale, Calc.~Var.~PDE, 2020], but also establishes a connection with double integrals. We relate the two classes of functionals via an $L^p$-approximation in the sense of $Γ$-convergence for diverging integrability exponents. The proofs exploit recent results on nonlocal inclusions and their asymptotic behavior, and use tools from Young measure theory and convex analysis.

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arXiv2021

On the interplay of anisotropy and geometry for polycrystals in single-slip crystal plasticity

In this paper, we investigate a variational polycrystalline model in finite crystal plasticity with one active slip system and rigid elasticity. The task is to determine inner and outer bounds on the domain of the constrained macroscopic elastoplastic energy density, or equivalently, the affine boundary values of a related inhomogeneous differential inclusion problem. A geometry-independent Taylor inner bound, which we calculate directly, follows from considering constant-strain solutions to a relaxed problem in combination with well-known relaxation and convex integration results. On the other hand, we deduce outer bounds from a rank-one compatibility condition between the affine boundary data and the microscopic strain at the boundary grains. While there are examples of polycrystals for which the two above-mentioned bounds coincide, we present an explicit construction to prove that the Taylor bound is non-optimal in general.

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arXiv2021

On static and evolutionary homogenization in crystal plasticity for stratified composites

The starting point for this work is a static macroscopic model for a high-contrast layered material in single-slip finite crystal plasticity, identified in [Christowiak & Kreisbeck, Calc. Var. PDE (2017)] as a homogenization limit via Γ-convergence. First, we analyze the minimizers of this limit model, addressing the question of uniqueness and deriving necessary conditions. In particular, it turns out that at least one of the defining quantities of an energetically optimal deformation, namely the rotation and the shear variable, is uniquely determined, and we identify conditions that give rise to a trivial material response in the sense of rigid-body motions. The second part is concerned with extending the static homogenization to an evolutionary Γ- convergence-type result for rate-independent systems in specific scenarios, that is, under certain assumptions on the slip systems and suitable regularizations of the energies, where energetic and dissipative effects decouple in the limit. Interestingly, when the slip direction is aligned with the layered microstructure, the limiting system is purely energetic, which can be interpreted as a loss of dissipation through homogenization.

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arXiv2021

Asymptotic analysis of deformation behavior in high-contrast fiber-reinforced materials: Rigidity and anisotropy

We identify the restricted class of attainable effective deformations in a model of reinforced composites with parallel, long, and fully rigid fibers embedded in an elastic body. In mathematical terms, we characterize the weak limits of sequences of Sobolev maps whose gradients on the fibers lie in the set of rotations. These limits are determined by an anisotropic constraint in the sense that they locally preserve length in the fiber direction. Our proof of the necessity emerges as a natural generalization and modification of the recently established asymptotic rigidity analysis for composites with layered reinforcements. However, the construction of approximating sequences is more delicate here due to the higher flexibility and connectedness of the soft material component. We overcome these technical challenges by a careful approximation of the identity that is constant on the rigid components, combined with a lifting in fiber bundles for Sobolev functions. The results are illustrated with several examples of attainable effective deformations. If an additional second-order regularization is introduced into the material model, only rigid body motions can occur macroscopically.

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arXiv2021

Quasiconvexity in the fractional calculus of variations: Characterization of lower semicontinuity and relaxation

Based on recent developments in the theory of fractional Sobolev spaces, an interesting new class of nonlocal variational problems has emerged in the literature. These problems, which are the focus of this work, involve integral functionals that depend on Riesz fractional gradients instead of ordinary gradients and are considered subject to a complementary-value condition. With the goal of establishing a comprehensive existence theory, we provide a full characterization for the weak lower semicontinuity of these functionals under suitable growth assumptions on the integrands. In doing so, we surprisingly identify quasiconvexity, which is intrinsic to the standard vectorial calculus of variations, as the natural notion also in the fractional setting. In the absence of quasiconvexity, we determine a representation formula for the corresponding relaxed functionals, obtained via partial quasiconvexification outside the region where complementary values are prescribed. Thus, in contrast to classical results, the relaxation process induces a structural change in the functional, turning the integrand from a homogeneous into an inhomogeneous one. Our proofs rely crucially on an inherent relation between classical and fractional gradients, which we extend to Sobolev spaces, enabling us to transition between the two settings.

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arXiv2020

Lower semicontinuity and relaxation of nonlocal $L^\infty$-functionals

We study variational problems involving nonlocal supremal functionals $L^\infty(Ω;\mathbb{R}^m) \ni u\mapsto {\rm ess sup}_{(x,y)\in Ω\times Ω} W(u(x), u(y)),$ where $Ω\subset \mathbb{R}^n$ is a bounded, open set and $W:\mathbb{R}^m\times\mathbb{R}^m\to \mathbb{R}$ is a suitable function. Motivated by existence theory via the direct method, we identify a necessary and sufficient condition for $L^\infty$-weak$^\ast$ lower semicontinuity of these functionals, namely, separate level convexity of a symmetrized and suitably diagonalized version of the supremands. More generally, we show that the supremal structure of the functionals is preserved during the process of relaxation. Whether the same statement holds in the related context of double-integral functionals is currently still open. Our proof relies substantially on the connection between supremal and indicator functionals. This allows us to recast the relaxation problem into characterizing weak$^\ast$ closures of a class of nonlocal inclusions, which is of independent interest. To illustrate the theory, we determine explicit relaxation formulas for examples of functionals with different multi-well supremands.

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arXiv2020

Theories for incompressible rods: a rigorous derivation via $Γ$-convergence

We use variational convergence to derive a hierarchy of one-dimensional rod theories, starting out from three-dimensional models in nonlinear elasticity subject to local volume-preservation. The densities of the resulting $Γ$-limits are determined by minimization problems with a trace constraint that arises from the linearization of the determinant condition of incompressibility. While the proofs of the lower bounds rely on suitable constraint regularization, the upper bounds require a careful, explicit construction of locally volume-preserving recovery sequences. After decoupling the cross-section variables with the help of divergence-free extensions, we apply an inner perturbation argument to enforce the desired non-convex determinant constraint. To illustrate our findings, we discuss the special case of isotropic materials.

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arXiv2020

Loss of double-integral character during relaxation

We provide explicit examples to show that the relaxation of functionals $$ L^p(Ω;\mathbb{R}^m) \ni u\mapsto \int_Ω\int_ΩW(u(x), u(y))\, dx\, dy, $$ where $Ω\subset\mathbb{R}^n$ is an open and bounded set, $1<p<\infty$ and $W:\mathbb{R}^m\times \mathbb{R}^m\to \mathbb{R}$ a suitable integrand, is in general not of double-integral form. This proves an up to now open statement in [Pedregal, Rev. Mat. Complut. 29 (2016)] and [Bellido & Mora-Corral, SIAM J. Math. Anal. 50 (2018)]. The arguments are inspired by recent results regarding the structure of (approximate) nonlocal inclusions, in particular, their invariance under diagonalization of the constraining set. For a complementary viewpoint, we also discuss a class of double-integral functionals for which relaxation is in fact structure preserving and the relaxed integrands arise from separate convexification.

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arXiv2019

Asymptotic variational analysis of incompressible elastic strings

Starting from three-dimensional nonlinear elasticity under the restriction of incompressibility, we derive reduced models to capture the behavior of strings in response to external forces. Our $Γ$-convergence analysis of the constrained energy functionals in the limit of shrinking cross sections gives rise to explicit one-dimensional limit energies. The latter depend on the scaling of the applied forces. The effect of local volume preservation is reflected either in their energy densities through a constrained minimization over the cross-section variables or in the class of admissible deformations. Interestingly, all scaling regimes allow for compression and/or stretching of the string. The main difficulty in the proof of the $Γ$-limit is to establish recovery sequences that accommodate the nonlinear differential constraint imposed by the incompressibility. To this end, we modify classical constructions in the unconstrained case with the help of an inner perturbation argument tailored for $3$d-$1$d dimension reduction problems.

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arXiv2019

Homogenization in $BV$ of a model for layered composites in finite crystal plasticity

In this work, we study the effective behavior of a two-dimensional variational model within finite crystal plasticity for high-contrast bilayered composites. Precisely, we consider materials arranged into periodically alternating thin horizontal strips of an elastically rigid component and a softer one with one active slip system. The energies arising from these modeling assumptions are of integral form, featuring linear growth and non-convex differential constraints. We approach this non-standard homogenization problem via Gamma-convergence. A crucial first step in the asymptotic analysis is the characterization of rigidity properties of limits of admissible deformations in the space $BV$ of functions of bounded variation. In particular, we prove that, under suitable assumptions, the two-dimensional body may split horizontally into finitely many pieces, each of which undergoes shear deformation and global rotation. This allows us to identify a potential candidate for the homogenized limit energy, which we show to be a lower bound on the Gamma-limit. In the framework of non-simple materials, we present a complete Gamma-convergence result, including an explicit homogenization formula, for a regularized model with an anisotropic penalization in the layer direction.

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arXiv2018

Asymptotic rigidity of layered structures and its application in homogenization theory

In the context of elasticity theory, rigidity theorems allow to derive global properties of a deformation from local ones. This paper presents a new asymptotic version of rigidity, applicable to elastic bodies with sufficiently stiff components arranged into fine parallel layers. We show that strict global constraints of anisotropic nature occur in the limit of vanishing layer thickness, and give a characterization of the class of effective deformations. The optimality of the scaling relation between layer thickness and stiffness is confirmed by suitable bending constructions. Beyond its theoretical interest, this result constitutes a key ingredient for the homogenization of variational problems modeling high-contrast bilayered composite materials, where the common assumption of strict inclusion of one phase in the other is clearly not satisfied. We study a model inspired by hyperelasticity via Gamma-convergence, for which we are able to give an explicit representation of the homogenized limit problem. It turns out to be of integral form with its density corresponding to a cell formula.

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