arXiv subjects

Catherine Rosenberg

Publications and source records attributed to Catherine Rosenberg.

13 recordsLinked to original sources

arXiv2026

Radio Resource Management for the Uplink of Hybrid Beamforming Systems

This paper studies radio resource management (RRM) for the uplink of a multi-channel cellular system with hybrid beamforming based on analog beamforming using predefined codebooks and zero-forcing digital beamforming. We first formulate a per-time slot joint RRM optimization problem, which includes beam selection, user selection, power allocation, modulation and coding scheme selection, and digital beamforming. A per-time slot formulation of the RRM problem is necessary because the power budget of a user equipment (UE) needs to be allocated per time slot to its assigned channels which are not known a priori, and because we consider the case where the number of radio frequency chains is not large enough to select all possible analog beams, thereby requiring per-slot beam selection. This problem can be solved for at most a few UEs because the number of variables grows exponentially with the number of UEs. In order to obtain results with more UEs, we propose an offline heuristic that reduces the runtime to obtain results by two orders of magnitude, while achieving performance close to the joint optimization. This offline heuristic allows us to obtain engineering insights on the impact of different system parameters as well as a target performance that we use to validate the low-complexity online heuristic that we propose.

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arXiv2026

Performance Guarantees of Cellular Networks with Hardcore Regulation and Scheduling

Providing performance guarantees is one of the critical objectives of recent and future communication networks, toward which regulations, i.e., constraints on key system parameters, have played an indispensable role. This is the case for large wireless communication networks, where spatial regulations (e.g., constraints on intercell distance) have recently been shown, through a spatial network calculus, to be essential for establishing provable wireless link-level guarantees. In this work, we focus on performance guarantees for the downlink of cellular networks where we impose a hardcore (spatial) regulation on base station (BS) locations and evaluate how BS scheduling (which controls which BSs can transmit at a given time) impacts performance. Hardcore regulation is the simplest form of spatial regulation that enforces a minimal distance between any pair of transmitters in the network. Within this framework of spatial network calculus, we first provide an upper bound on the power of total interference for a spatially regulated cellular network, and then, identify the regimes where scheduling BSs yields better link-level rate guarantees compared to scenarios where base stations are always active. The hexagonal cellular network is analyzed as a special case. The results offer insights into what spatial regulations are needed, when to choose scheduling, and how to potentially reduce the network power consumption to provide a certain target performance guarantee.

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arXiv2025

Performance Analysis of Zero-Forcing Beamforming Strategies for the Uplink of an MU-MIMO System with Multi-Antenna Users

We conduct a comprehensive evaluation of the performance of the uplink of OFDMA-based MU-MIMO systems with multi-antenna users, for three Zero-Forcing (ZF) Beamforming (BF) strategies: Coordinated-Transmit-Receive-1 (CTR1), where only the strongest data stream is enabled per scheduled user; Block Diagonalization (BD), where all possible streams are enabled per scheduled user; Coordinated-Transmit-Receive-Flexible (CTRF), which allows a flexible stream allocation per user. The Radio Resource Management (RRM) of the uplink of all OFDMA-based systems must be done over an entire Time-Slot (TS) due to power management, making it challenging. To enable this study, we propose an efficient heuristic based on greedy-up searches for stream-sets that provides feasible solutions. It operates over the TS and considers fairness, practical Modulation and Coding Schemes and all RRM processes. The results show that, for Rural Macro scenarios, BD (resp. CTR1) could replace the more complex CTRF if the number of users is small (resp. large), while for Urban Macro scenarios, CTR1 emerges as an alternative to CTRF due to its similar performance. We also show that the system parameters can substantially impact the performance of the ZF strategies and that BD performance is more impaired with a simpler power management scheme than CTR1 and CTRF.

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arXiv2025

Online Resource Management for the Uplink of Wideband Hybrid Beamforming System

This paper studies the radio resource management (RRM) for the uplink (UL) of a cellular system with codebook-based hybrid beamforming. We consider the often neglected but highly practical multi-channel case with fewer radio frequency chains in the base station than user equipment (UEs) in the cell, assuming one RF chain per UE. As for any UL RRM, a per-time slot solution is needed as the allocation of power to subchannels by a UE can only be done once it knows which subchannels it has been allocated. The RRM in this system comprises beam selection, user selection and power allocation, three steps that are intricately coupled and we will show that the order in which they are performed does impact performance and so does the amount of coupling that we take into account. Specifically, we propose 4 online sequential solutions with different orders in which the steps are called and of different complexities, i.e., different levels of coupling between the steps. Our extensive numerical campaign for a mmWave system shows how a well-designed heuristic that takes some level of couplings between the steps can make the performance exceedingly better than a benchmark.

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arXiv2024

Spectrum and RAN Sharing: How to Avoid Cross-Subsidization While Taking Full Advantage of Massive MU-MIMO?

Motivated by the need to use spectrum more efficiently, this paper investigates fine grained spectrum sharing (FGSS) in Multi-User massive MIMO (MU-mMIMO) systems where a neutral host enables users from different operators to share the same resource blocks. To be accepted by operators, FGSS must i) guarantee isolation so that the load of one operator does not impact the performance of another, and ii) avoid cross-subsidization whereby one operator gains more from sharing than another. We first formulate and solve an offline problem to assess the potential performance gains of FGSS with respect to the static spectrum sharing case, where operators have fixed separate sub-bands, and find that the gains can be significant, motivating the development for online solutions for FGSS. Transitioning from an offline to an online study presents unique challenges, including the lack of apriori knowledge regarding the performance of the fixed sharing case that is required to ensure isolation and cross-subsidization avoidance. We overcome these challenges and propose an online algorithm that is fast and significantly outperforms the static case. The main finding is that FGSS for a MU-mMIMO downlink system is doable in a way that is ``safe" to operators and brings large gains in spectrum efficiency (e.g., for 4 operators, a gain above 60\% is seen in many cases).

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arXiv2024

Planning and Operation of Millimeter-wave Downlink Systems with Hybrid Beamforming

This paper investigates downlink radio resource management (RRM) in millimeter-wave systems with codebook-based hybrid beamforming in a single cell. We consider a practical but often overlooked multi-channel scenario where the base station is equipped with fewer radio frequency chains than there are user equipment (UEs) in the cell. In this case, analog beam selection is important because not all beams preferred by UEs can be selected simultaneously, and since the beam selection cannot vary across subchannels in a time slot, this creates a coupling between subchannels within a time slot. None of the solutions proposed in the literature deal with this important constraint. The paper begins with an offline study that analyzes the impact of different RRM procedures and system parameters on performance. An offline joint RRM optimization problem is formulated and solved that includes beam set selection, UE set selection, power distribution, modulation and coding scheme selection, and digital beamforming as a part of hybrid beamforming. The evaluation results of the offline study provide valuable insights that shows the importance of not neglecting the constraint and guide the design of low-complexity and high-performance online downlink RRM schemes in the second part of the paper. The proposed online RRM algorithms perform close to the performance targets obtained from the offline study while offering acceptable runtime.

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arXiv2024

Performance Analysis and Comparison of Full-Fledged 5G Standalone Experimental TDD Testbeds in Single & Multi-UE Scenarios

Open-source software and Commercial Off-The-Shelf hardware are finally paving their way into the 5G world, resulting in a proliferation of experimental 5G testbeds. Surprisingly, very few studies have been published on the comparative analysis of testbeds with different hardware and software elements. In this paper, we first introduce a precise nomenclature to characterize a 5G-standalone single-cell testbed based on its constituent elements and main configuration parameters. We then build 30 distinct such testbeds and systematically analyze their performance with an emphasis on element interoperability (by considering different combinations of hardware and software elements from different sources), the number and type of User Equipment (UE) as well as the Radio Access Network hardware and software elements to address the following questions: 1) How is the performance (in terms of bit rate and latency) impacted by different elements? 2) How does the number of UEs affect these results? 3) What is the impact of the user(s)' location(s) on the performance? 4) What is the impact of the UE type on these results? 5) How far does each testbed provide coverage? 6) And finally, what is the effect of the computing resources available to each open-source software? This study focuses on TDD testbeds.

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arXiv2022

Planning 5G Networks for Rural Fixed Wireless Access

We study the planning of a rural 5G multi-user massive MIMO fixed wireless access system to offer fixed broadband service to homes. Specifically, we aim to determine the user limit, i.e., the maximum number of homes that can simultaneously receive target minimum bit rates (MBRs) on the downlink (DL) and on the uplink (UL) given a set of network resources and a cell radius. To compute that limit, we must understand how resources should be shared between the DL and UL and how user and stream selection, precoding and combining, and power distribution should be performed. We use block diagonalization and propose a static grouping strategy that organizes homes into fixed groups (of possibly different sizes) in the DL and UL; then we develop a simple approach to compute the user limit that we validate numerically. We study the impact of group size and show that smaller groups yield larger user limits in a 3.5 GHz band. We show how the user limit at different cell radii is impacted by the system bandwidth, the number of antennas at the base station and homes, the transmit power, and the DL and UL MBRs. Lastly, we offer insights into how the network could be operated.

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arXiv2021

Multi-User Scheduling in Hybrid Millimeter Wave Massive MIMO Systems

While mmWave bands provide a large bandwidth for mobile broadband services, they suffer from severe path loss and shadowing. Multiple-antenna techniques such as beamforming (BF) can be applied to compensate the signal attenuation. We consider a special case of hybrid BF called per-stream hybrid BF (PSHBF) which is easier to implement than the general hybrid BF because it circumvents the need for joint analog-digital beamformer optimization. Employing BF at the base station enables the transmission of multiple data streams to several users in the same resource block. In this paper, we provide an offline study of proportional fair multi-user scheduling in a mmWave system with PSHBF to understand the impact of various system parameters on the performance. We formulate multi-user scheduling as an optimization problem. To tackle the non-convexity, we provide a feasible solution and show through numerical examples that the performance of the provided solution is very close to an upper-bound. Using this framework, we provide extensive numerical investigations revealing several engineering insights.

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arXiv2020

A General Framework for Airplane Air-to-Ground Communications in mmWave and Microwave Bands

Airplane sensors and on-board equipment collect an increasingly large amount of maintenance data during flights that are used for airplane maintenance. We propose to download part of the data during airplane's descent via a cellular base station (BS) located at the airport. We formulate and solve an offline optimization problem to quantify how much data can be offloaded in a non-dedicated band while ensuring that the interference at the terrestrial BSs in the vicinity of the airport remains below a maximum allowable threshold. Our problem allows for adaptive tuning of transmit power, number of frequency channels to be used, and beamforming according to the position of the plane on the descent path. Our results show that during the last 5 minutes of descent, in the microwave band the plane can offload up to 5 GB of maintenance data in a 20~MHz band, while in the mmWave band the plane can offload up to 24 times more data in a 1~GHz band. Beamforming, power and bandwidth tuning are all crucial in maintaining a good performance in the mmWave band while in the microwave band, dynamic tuning of bandwidth does not improve the performance much.

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arXiv2019

Joint User Association and Resource Allocation in Heterogeneous Cellular Networks: Comparison of Two Modeling Approaches

The performance of different combinations of user association (UA) and resource allocation (RA) in heterogeneous cellular networks has been extensively studied using a classic modeling approach based on system snapshots. There have been also many studies focusing on the dynamics of the system using queueing models. These modeling approaches are rarely compared with each other though they each bring different insights to the design problem. In this paper, we consider a queueing model-based approach to study the interplay of UA and RA, and compare the results to those obtained using snapshot models. Specifically, we formulate three different joint UA and RA optimization problems corresponding to the following three performance metrics: the maximum achievable arrival rate, the average system delay, and the maximum per-user delay. These problems are non-convex integer programs. We have therefore developed numerical techniques to compute either their exact solutions or tight lower bounds. We obtain results for different combinations of RA and UA schemes, and compare the trends with those obtained via the snapshot approach. The trends on RA are very similar, which we take as a cross-validation of the two modeling approaches for this kind of problem. The trends on user association are somewhat different which indicates a lack of robustness of the results and the need for a careful validation of UA models.

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arXiv2018

Using Personal Environmental Comfort Systems to Mitigate the Impact of Occupancy Prediction Errors on HVAC Performance

Heating, Ventilation and Air Conditioning (HVAC) consumes a significant fraction of energy in commercial buildings. Hence, the use of optimization techniques to reduce HVAC energy consumption has been widely studied. Model predictive control (MPC) is one state of the art optimization technique for HVAC control which converts the control problem to a sequence of optimization problems, each over a finite time horizon. In a typical MPC, future system state is estimated from a model using predictions of model inputs, such as building occupancy and outside air temperature. Consequently, as prediction accuracy deteriorates, MPC performance--in terms of occupant comfort and building energy use--degrades. In this work, we use a custom-built building thermal simulator to systematically investigate the impact of occupancy prediction errors on occupant comfort and energy consumption. Our analysis shows that in our test building, as occupancy prediction error increases from 5\% to 20\% the performance of an MPC-based HVAC controller becomes worse than that of even a simple static schedule. However, when combined with a personal environmental control (PEC) system, HVAC controllers are considerably more robust to prediction errors. Thus, we quantify the effectiveness of PECs in mitigating the impact of forecast errors on MPC control for HVAC systems.

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arXiv2017

On the Interaction between Personal Comfort Systems and Centralized HVAC Systems in Office Buildings

Most modern HVAC systems suffer from two intrinsic problems. First, inability to meet diverse comfort requirements of the occupants. Second, heat or cool an entire zone even when the zone is only partially occupied. Both issues can be mitigated by using personal comfort systems (PCS) which bridge the comfort gap between what is provided by a central HVAC system and the personal preferences of the occupants. In recent work, we have proposed and deployed such a system, called SPOT. We address the question, "How should an existing HVAC system modify its operation to benefit the availability of PCS like SPOT?" For example, energy consumption could be reduced during sparse occupancy by choosing appropriate thermal set backs, with the PCS providing the additional offset in thermal comfort required for each occupant. Our control strategy based on Model Predictive Control (MPC), employs a bi-linear thermal model, and has two time-scales to accommodate the physical constraints that limit certain components of the central HVAC system from frequently changing their set points. We compare the energy consumption and comfort offered by our SPOT-aware HVAC system with that of a state-of-the-art MPC-based central HVAC system in multiple settings including different room layouts and partial deployment of PCS. Numerical evaluations show that our system obtains, in average, 45% (15%) savings in energy in summer (winter), compared with the benchmark system for the case of homogeneous comfort requirements. For heterogeneous comfort requirements, we observe 51% (29%) improvement in comfort in summer (winter) in addition to significant savings in energy.

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