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Changyuan Yu

Publications and source records attributed to Changyuan Yu.

31 records · Page 2Linked to original sources

Pilot-Based Key Distribution and Encryption for Secure Coherent Passive Optical Networks

The security issues of passive optical networks (PONs) have always been a concern due to broadcast transmission. Physical-layer security enhancement for the coherent PON should be as significant as improving transmission performance. In this paper, we propose the advanced encryption standard (AES) algorithm and geometric constellation shaping four-level pulse amplitude modulation (GCS-PAM4) pilot-based key distribution for secure coherent PON. The first bit of the GCS-PAM4 pilot is used for the hardware-efficient carrier phase recovery (CPR), while the second bit is utilized for key distribution without occupying the additional overhead. The key bits are encoded by the polar code to ensure error-free distribution. Frequent key updates are permitted for every codeword to improve the security of coherent PON. The experimental results of the 200-Gbps secure coherent PON using digital subcarrier multiplexing with 16-ary quadrature amplitude modulation show that the GCS-PAM4 pilot-based key distribution could be error-free at upstream transmission without occupying the additional overhead and the eavesdropping would be prevented by AES algorithm at downstream transmission. Moreover, there is almost no performance penalty on the CPR using the GCS-PAM4 pilot compared to the binary phase shift keying pilot.

cs.CR↗

Capacity Limitation and Optimization Strategy for Flexible Point-to-Multi-Point Optical Networks

Point-to-multi-point (PtMP) optical networks become the main solutions for network-edge applications such as passive optical networks and radio access networks. Entropy-loading digital subcarrier multiplexing (DSCM) is the core technology to achieve low latency and approach high capacity for flexible PtMP optical networks. However, the high peak-to-average power ratio of the entropy-loading DSCM signal limits the power budget and restricts the capacity, which can be reduced effectively by clipping operation. In this paper, we derive the theoretical capacity limitation of the flexible PtMP optical networks based on the entropy-loading DSCM signal. Meanwhile, an optimal clipping ratio for the clipping operation is acquired to approach the highest capacity limitation. Based on an accurate clipping-noise model under the optimal clipping ratio, we establish a three-dimensional look-up table for bit-error ratio, spectral efficiency, and link loss. Based on the three-dimensional look-up table, an optimization strategy is proposed to acquire optimal spectral efficiencies for achieving a higher capacity of the flexible PtMP optical networks.

cs.IT↗

Non-Integer-Oversampling Digital Signal Processing for Coherent Passive Optical Networks

Beyond 100G passive optical networks (PONs) will be required to meet the ever-increasing traffic demand in the future. Coherent optical technologies are the competitive solutions for the future beyond 100G PON but also face challenges such as the high computational complexity of digital signal processing (DSP). A high oversampling rate in coherent optical technologies results in the high computational complexity of DSP. Therefore, DSP running in a non-integer-oversampling below 2 samples-per-symbol (sps) is preferred, which can not only reduce computational complexity but also obviously lower the requirement for the analog-to-digital converter. In this paper, we propose a non-integer-oversampling DSP for meeting the requirements of coherent PON. The proposed DSP working at 9/8-sps and 5/4-sps oversampling rates can be reduced by 44.04% and 40.78% computational complexity compared to that working at the 2-sps oversampling rate, respectively. Moreover, a 400-Gb/s-net-rate coherent PON based on digital subcarrier multiplexing was demonstrated to verify the feasibility of the non-integer-oversampling DSP. There is almost no penalty on the receiver sensitivity when the non-integer-oversampling DSP is adopted. In conclusion, the non-integer-oversampling DSP shows great potential in the future coherent PON.

cs.IT↗

Optimally Integrating Ad Auction into E-Commerce Platforms

Advertising becomes one of the most popular ways of monetizing an online transaction platform. Usually, sponsored advertisements are posted on the most attractive positions to enhance the number of clicks. However, multiple e-commerce platforms are aware that this action may hurt the search experience of users, even though it can bring more incomes. To balance the advertising revenue and the user experience loss caused by advertisements, most e-commerce platforms choose fixing some areas for advertisements and adopting some simple restrictions on the number of ads, such as a fixed number K of ads on the top positions or one advertisement for every N organic searched results. Different from these common rules of treating the allocation of ads separately (from the arrangements of the organic searched items), in this work we build up an integrated system with mixed arrangements of advertisements and organic items. We focus on the design of truthful mechanisms to properly list the advertisements and organic items and optimally trade off the instant revenue and the user experience. Furthermore, for different settings and practical requirements, we extend our optimal truthful allocation mechanisms to cater for these realistic conditions. Finally, we exert several experiments to verify the improvement of our mechanism compared to the common-used advertising mechanism.

cs.GT↗

Multi-Rate Nyquist-SCM for C-Band 100Gbit/s Signal over 50km Dispersion-Uncompensated Link

In this paper, to the best of our knowledge, we propose the first multi-rate Nyquist-subcarriers modulation (SCM) for C-band 100Gbit/s signal transmission over 50km dispersion-uncompensated link. Chromatic dispersion (CD) introduces severe spectral nulls on optical double-sideband signal, which greatly degrades the performance of intensity-modulation and direct-detection systems. Based on the prior knowledge of the dispersive channel, Nyquist-SCM with multi-rate subcarriers is proposed to keep away from the CD-caused spectral nulls flexibly. Signal on each subcarrier can be individually recovered by a digital signal processing, including the feed-forward equalizer with no more than 31 taps, a two-tap post filter, and maximum likelihood sequence estimation with one memory length. Combining with entropy loading based on probabilistic constellation shaping to maximize the capacity-reach, the C-band 100Gbit/s multi-rate Nyquist-SCM signal over 50km dispersion-uncompensated link can achieve 7% hard-decision forward error correction limit and average normalized generalized mutual information of 0.967 at received optical power of -4dBm and optical signal-to-noise ratio of 47.67dB. In conclusion, the multi-rate Nyquist-SCM shows great potentials in solving the CD-caused spectral distortions.

cs.IT↗

Phyllotaxis-inspired Nanosieves with Multiplexed Orbital Angular Momentum

Nanophotonic platforms such as metasurfaces, achieving arbitrary phase profiles within ultrathin thickness, emerge as miniaturized, ultracompact and kaleidoscopic optical vortex generators. However, it is often required to segment or interleave independent subarray metasurfaces to multiplex optical vortices in a single nano device, which in turn affects the compactness and channel capacity of the device. Here, inspired by phyllotaxis patterns in pine cones and sunflowers, we theoretically prove and experimentally report that multiple optical vortices can be produced in a single compact phyllotaxis nanosieve, both in free space and on a chip, where one metaatom may contribute to many vortices simultaneously. The time resolved dynamics of on chip interference wavefronts between multiple plasmonic vortices was revealed by ultrafast time-resolved photoemission electron microscopy. Our nature inspired optical vortex generator would facilitate various vortex related optical applications, including structured wavefront shaping, free space and plasmonic vortices, and high capacity information metaphotonics.

physics.optics↗

A New Channel Estimation Strategy in Intelligent Reflecting Surface Assisted Networks

Channel estimation is the main hurdle to reaping the benefits promised by the intelligent reflecting surface (IRS), due to its absence of ability to transmit/receive pilot signals as well as the huge number of channel coefficients associated with its reflecting elements. Recently, a breakthrough was made in reducing the channel estimation overhead by revealing that the IRS-BS (base station) channels are common in the cascaded user-IRS-BS channels of all the users, and if the cascaded channel of one typical user is estimated, the other users' cascaded channels can be estimated very quickly based on their correlation with the typical user's channel \cite{b5}. One limitation of this strategy, however, is the waste of user energy, because many users need to keep silent when the typical user's channel is estimated. In this paper, we reveal another correlation hidden in the cascaded user-IRS-BS channels by observing that the user-IRS channel is common in all the cascaded channels from users to each BS antenna as well. Building upon this finding, we propose a novel two-phase channel estimation protocol in the uplink communication. Specifically, in Phase I, the correlation coefficients between the channels of a typical BS antenna and those of the other antennas are estimated; while in Phase II, the cascaded channel of the typical antenna is estimated. In particular, all the users can transmit throughput Phase I and Phase II. Under this strategy, it is theoretically shown that the minimum number of time instants required for perfect channel estimation is the same as that of the aforementioned strategy in the ideal case without BS noise. Then, in the case with BS noise, we show by simulation that the channel estimation error of our proposed scheme is significantly reduced thanks to the full exploitation of the user energy.

eess.SP↗

Burst-Error Propagation Suppression for Decision-Feedback Equalizer in Field-Trial Submarine Fiber-Optic Communications

In this paper, we present a field-trial C-band 72Gbit/s optical on-off keying (OOK) system over 18.8km dispersion-uncompensated submarine optical cable in the South China Sea. Chromatic dispersion (CD) of 18.8km submarine optical cable causes four spectral nulls on the 36GHz bandwidth of 72Gbit/s OOK signal, which is the main obstacle for achieving an acceptable bit-error-rate (BER) performance. Decision feedback equalizer (DFE) is effective to compensate for the spectral nulls. However, DFE has a serious defect of burst-error propagation when the burst errors emerge due to the unstable submarine environment. Weighted DFE (WDFE) can be used to mitigate the burst-error propagation, but it cannot fully compensate for the spectral nulls because only a part of feedback symbols is directly decided. Fortunately, maximum likelihood sequence estimation (MLSE) can be added after the WDFE to simultaneously eliminate the resisting spectral distortions and implement optimal detection. Compared to the joint DFE and MLSE algorithm, the joint WDFE and MLSE algorithm can effectively suppress the burst-error propagation to obtain a maximum 2.9dB improvement of $\boldsymbol{Q}$ factor and eliminate the phenomenon of BER floor. In conclusion, the joint WDFE and MLSE algorithm can solve the burst-error propagation for the field-trial fiber-optic communications.

cs.IT↗

Adaptive Channel-Matched Detection for C-Band 64-Gbit/s Optical OOK System over 100-km Dispersion-Uncompensated Link

In this paper, we propose adaptive channel-matched detection (ACMD) for C-band 64-Gbit/s intensity-modulation and direct-detection (IM/DD) optical on-off keying (OOK) system over a 100-km dispersion-uncompensated link. The proposed ACMD can adaptively compensate most of the link distortions based on channel and noise characteristics, which includes a polynomial nonlinear equalizer (PNLE), a decision feedback equalizer (DFE) and maximum likelihood sequence estimation (MLSE). Based on the channel characteristics, PNLE eliminates the linear and nonlinear distortions, while the followed DFE compensates the spectral nulls caused by chromatic dispersion. Finally, based on the noise characteristics, a post filter can whiten the noise for implementing optimal signal detection using MLSE. To the best of our knowledge, we present a record C-band 64-Gbit/s IM/DD optical OOK system over a 100 km dispersion-uncompensated link achieving 7\% hard-decision forward error correction limit using only the proposed ACMD at the receiver side. In conclusion, ACMD-based C-band 64-Gbit/s optical OOK system shows great potential for future optical interconnects.

eess.SP↗

BGD-based Adam algorithm for time-domain equalizer in PAM-based optical interconnects

To the best of our knowledge, for the first time, we propose adaptive moment estimation (Adam) algorithm based on batch gradient descent (BGD) to design a time-domain equalizer (TDE) for PAM-based optical interconnects. Adam algorithm has been widely applied in the fields of artificial intelligence. For TDE, BGD-based Adam algorithm can obtain globally optimal tap coefficients without being trapped in locally optimal tap coefficients. Therefore, fast and stable convergence can be achieved by BGD-based Adam algorithm with low mean square error. Meanwhile, BGD-based Adam algorithm is implemented by parallel processing, which is more efficient than conventional serial algorithms, such as least mean square and recursive least square algorithms. The experimental results demonstrate that BGD-based Adam feed-forward equalizer works well in 120-Gbit/s PAM8 optical interconnects. In conclusion, BGD-based Adam algorithm shows great potential for converging the tap coefficients of TDE in future optical interconnects.

cs.IT↗

An Improved Randomized Truthful Mechanism for Scheduling Unrelated Machines

We study the scheduling problem on unrelated machines in the mechanism design setting. This problem was proposed and studied in the seminal paper (Nisan and Ronen 1999), where they gave a 1.75-approximation randomized truthful mechanism for the case of two machines. We improve this result by a 1.6737-approximation randomized truthful mechanism. We also generalize our result to a $0.8368m$-approximation mechanism for task scheduling with $m$ machines, which improve the previous best upper bound of $0.875m(Mu'alem and Schapira 2007).

cs.DS↗