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Chao Li

Publications and source records attributed to Chao Li.

At least 127 records · Page 7Linked to original sources
arXiv2026

Sparsification Under Siege: Dual-Level Defense Against Poisoning in Communication-Efficient Federated Learning

Gradient sparsification, while mitigating communication bottlenecks in Federated Learning (FL), fundamentally alters the geometric landscape of model updates. We reveal that the resultant high-dimensional orthogonality renders traditional Euclidean-based robust aggregation metrics mathematically ambiguous, creating a 'sparsity-robustness trade-off' that adversaries exploit to bypass detection. To resolve this structural dissonance, we propose SafeSparse, a consensus restoration framework that decouples defense into topological and semantic dimensions. Unlike prior arts that treat sparsification and security orthogonally, SafeSparse introduces: (1) a Structure-Aware Calibration mechanism utilizing Jaccard similarity to filter topological outliers induced by index poisoning; and (2) a Directional Semantic Alignment module employing density-based clustering on update signs to neutralize magnitude-invariant attacks. Theoretically, we establish convergence guarantees for SafeSparse. Extensive experiments across multiple datasets and attack scenarios demonstrate that SafeSparse recovers up to 25.7% global accuracy under coordinated poisoning, effectively closing the vulnerability gap in communication-efficient FL.

cs.CR↗
arXiv2026

Disentangled Multi-modal Learning of Histology and Transcriptomics for Cancer Characterization

Histopathology remains the gold standard for cancer diagnosis and prognosis. With the advent of transcriptome profiling, multi-modal learning combining transcriptomics with histology offers more comprehensive information. However, existing multi-modal approaches are challenged by intrinsic multi-modal heterogeneity, insufficient multi-scale integration, and reliance on paired data, restricting clinical applicability. To address these challenges, we propose a disentangled multi-modal framework with four contributions: 1) To mitigate multi-modal heterogeneity, we decompose WSIs and transcriptomes into tumor and microenvironment subspaces using a disentangled multi-modal fusion module, and introduce a confidence-guided gradient coordination strategy to balance subspace optimization. 2) To enhance multi-scale integration, we propose an inter-magnification gene-expression consistency strategy that aligns transcriptomic signals across WSI magnifications. 3) To reduce dependency on paired data, we propose a subspace knowledge distillation strategy enabling transcriptome-agnostic inference through a WSI-only student model. 4) To improve inference efficiency, we propose an informative token aggregation module that suppresses WSI redundancy while preserving subspace semantics. Extensive experiments on cancer diagnosis, prognosis, and survival prediction demonstrate our superiority over state-of-the-art methods across multiple settings. Code is available at https://github.com/helenypzhang/Disentangled-Multimodal-Learning.

eess.IV↗
arXiv2026

FuxiShuffle: An Adaptive and Resilient Shuffle Service for Distributed Data Processing on Alibaba Cloud

Shuffle exchanges intermediate results between upstream and downstream operators in distributed data processing and is usually the bottleneck due to factors such as small random I/Os and network contention. Several systems have been designed to improve shuffle efficiency, but from our experiences of running ultra-large clusters at Alibaba Cloud MaxCompute platform, we observe that they can not adapt to highly dynamic job characteristics and cluster resource conditions, and their fault tolerance mechanisms are passive and inefficient when failures are inevitable. To tackle their limitations, we design and implement FuxiShuffle as a general data shuffle service for the ultra-large production environment of MaxCompute, featuring good adaptability and efficient failure resilience. Specifically, to achieve good adaptability, FuxiShuffle dynamically selects the shuffle mode based on runtime information, conducts progress-aware scheduling for the downstream workers, and automatically determines the most suitable backup strategy for each shuffle data chunk. To make failure resilience efficient, FuxiShuffle actively ensures data availability with multi-replica failover, prevents memory overflow with careful memory management, and employs an incremental recovery mechanism that does not lose computation progress. Our experiments show that, compared to baseline systems, FuxiShuffle significantly reduces not only end-to-end job completion time but also aggregate resource consumption. Micro experiments suggest that our designs are effective in improving adaptability and failure resilience.

cs.DC↗
arXiv2026

How should AI knowledge be governed? Epistemic authority, structural transparency, and the case for open cognitive graphs

Through widespread use in formative assessment and self-directed learning, educational AI systems exercise de facto epistemic authority. Unlike human educators, however, these systems are not embedded in institutional mechanisms of accountability, review, and correction, creating a structural governance challenge that cannot be resolved through application-level regulation or model transparency alone. This paper reconceptualizes educational AI as public educational cognitive infrastructure and argues that its governance must address the epistemic authority such systems exert. We propose the Open Cognitive Graph (OCG) as a technical interface that externalizes pedagogical structure in forms aligned with human educational reasoning. By explicitly representing concepts, prerequisite relations, misconceptions, and scaffolding, OCGs make the cognitive logic governing AI behaviour inspectable and revisable. Building on this foundation, we introduce the trunk-branch governance model, which organizes epistemic authority across layers of consensus and pluralism. A case study of a community-governed educational foundation model demonstrates how distributed expertise can be integrated through institutionalized processes of validation, correction, and propagation. The paper concludes by discussing implications for educational equity, AI policy, and sustainability. By shifting attention from access to governance conditions, the proposed framework offers a structural approach to aligning educational AI with democratic accountability and public responsibility.

cs.CY↗
arXiv2026

Immersions with small normal curvature

We study Gromov's problem concerning minimal normal curvature immersions in the unit ball. In particular, we determine the minimal possible value of the normal curvature of an $S^n\times S^1$. We also prove a differentiable sphere theorem and an existence result for minimizers in this context.

math.DG↗
arXiv2026

CMD-HAR: Cross-Modal Disentanglement for Wearable Human Activity Recognition

Human Activity Recognition (HAR) is a fundamental technology for numerous human - centered intelligent applications. Although deep learning methods have been utilized to accelerate feature extraction, issues such as multimodal data mixing, activity heterogeneity, and complex model deployment remain largely unresolved. The aim of this paper is to address issues such as multimodal data mixing, activity heterogeneity, and complex model deployment in sensor-based human activity recognition. We propose a spatiotemporal attention modal decomposition alignment fusion strategy to tackle the problem of the mixed distribution of sensor data. Key discriminative features of activities are captured through cross-modal spatio-temporal disentangled representation, and gradient modulation is combined to alleviate data heterogeneity. In addition, a wearable deployment simulation system is constructed. We conducted experiments on a large number of public datasets, demonstrating the effectiveness of the model.

cs.CV↗
arXiv2026

SDFP: Speculative Decoding with FIT-Pruned Models for Training-Free and Plug-and-Play LLM Acceleration

Large language models (LLMs) underpin interactive multimedia applications such as captioning, retrieval, recommendation, and creative content generation, yet their autoregressive decoding incurs substantial latency. Speculative decoding reduces latency using a lightweight draft model, but deployment is often limited by the cost and complexity of acquiring, tuning, and maintaining an effective draft model. Recent approaches usually require auxiliary training or specialization, and even training-free methods incur costly search or optimization. We propose SDFP, a fully training-free and plug-and-play framework that builds the draft model via Fisher Information Trace (FIT)-based layer pruning of a given LLM. Using layer sensitivity as a proxy for output perturbation, SDFP removes low-impact layers to obtain a compact draft while preserving compatibility with the original model for standard speculative verification. SDFP needs no additional training, hyperparameter tuning, or separately maintained drafts, enabling rapid, deployment-friendly draft construction. Across benchmarks, SDFP delivers 1.32x-1.5x decoding speedup without altering the target model's output distribution, supporting low-latency multimedia applications.

cs.AI↗
arXiv2026

FutureMind: Equipping Small Language Models with Strategic Thinking-Pattern Priors via Adaptive Knowledge Distillation

Small Language Models (SLMs) are attractive for cost-sensitive and resource-limited settings due to their efficient, low-latency inference. However, they often struggle with complex, knowledge-intensive tasks that require structured reasoning and effective retrieval. To address these limitations, we propose FutureMind, a modular reasoning framework that equips SLMs with strategic thinking-pattern priors via adaptive knowledge distillation from large language models (LLMs). FutureMind introduces a dynamic reasoning pipeline composed of four key modules: Problem Analysis, Logical Reasoning, Strategy Planning, and Retrieval Guidance. This pipeline is augmented by three distinct retrieval paradigms that decompose complex queries into tractable subproblems, ensuring efficient and accurate retrieval execution. Extensive experiments on multi-hop QA benchmarks, including 2WikiMultihopQA, MuSiQue, Bamboogle, and Frames, demonstrate the superiority of FutureMind. It consistently outperforms strong baselines such as Search-o1, achieving state-of-the-art results under free training conditions across diverse SLM architectures and scales. Beyond empirical gains, our analysis reveals that the process of thinking-pattern distillation is restricted by the cognitive bias bottleneck between the teacher (LLMs) and student (SLMs) models. This provides new perspectives on the transferability of reasoning skills, paving the way for the development of SLMs that combine efficiency with genuine cognitive capability.

cs.AI↗
arXiv2026

Physiology as Language: Translating Respiration to Sleep EEG

This paper introduces a novel cross-physiology translation task: synthesizing sleep electroencephalography (EEG) from respiration signals. To address the significant complexity gap between the two modalities, we propose a waveform-conditional generative framework that preserves fine-grained respiratory dynamics while constraining the EEG target space through discrete tokenization. Trained on over 28,000 individuals, our model achieves a 7% Mean Absolute Error in EEG spectrogram reconstruction. Beyond reconstruction, the synthesized EEG supports downstream tasks with performance comparable to ground truth EEG on age estimation (MAE 5.0 vs. 5.1 years), sex detection (AUROC 0.81 vs. 0.82), and sleep staging (Accuracy 0.84 vs. 0.88), significantly outperforming baselines trained directly on breathing. Finally, we demonstrate that the framework generalizes to contactless sensing by synthesizing EEG from wireless radio-frequency reflections, highlighting the feasibility of remote, non-contact neurological assessment during sleep.

cs.LG↗
arXiv2026

OpenGuanDan: A Large-Scale Imperfect Information Game Benchmark

The advancement of data-driven artificial intelligence (AI), particularly machine learning, heavily depends on large-scale benchmarks. Despite remarkable progress across domains ranging from pattern recognition to intelligent decision-making in recent decades, exemplified by breakthroughs in board games, card games, and electronic sports games, there remains a pressing need for more challenging benchmarks to drive further research. To this end, this paper proposes OpenGuanDan, a novel benchmark that enables both efficient simulation of GuanDan (a popular four-player, multi-round Chinese card game) and comprehensive evaluation of both learning-based and rule-based GuanDan AI agents. OpenGuanDan poses a suite of nontrivial challenges, including imperfect information, large-scale information set and action spaces, a mixed learning objective involving cooperation and competition, long-horizon decision-making, variable action spaces, and dynamic team composition. These characteristics make it a demanding testbed for existing intelligent decision-making methods. Moreover, the independent API for each player allows human-AI interactions and supports integration with large language models. Empirically, we conduct two types of evaluations: (1) pairwise competitions among all GuanDan AI agents, and (2) human-AI matchups. Experimental results demonstrate that while current learning-based agents substantially outperform rule-based counterparts, they still fall short of achieving superhuman performance, underscoring the need for continued research in multi-agent intelligent decision-making domain. The project is publicly available at https://github.com/GameAI-NJUPT/OpenGuanDan.

cs.AI↗
arXiv2026

A General Theory of Chiral Splitting of Magnons in Two-Dimensional Magnets

Magnons in antiferromagnets exhibit two chiral modes, providing an intrinsic degree of freedom for magnon-based computing architectures and spintronic devices. Electrical control of chiral splitting is crucial for applications, but remains challenging. Here, we propose the concept of extrinsic chiral splitting, involving alternating and ferrimagnet-like types, which can be induced and controlled by an electric field. A symmetry framework based on 464 collinear spin layer groups is established to classify chiral splitting characteristics and electric field responses in two-dimensional magnets. We further elucidate how the spin layer group determines the type of alternating chiral splitting and the dominant lowest-order magnetic exchange interaction. We demonstrate electric-field control over the magnitude and sign of the chiral splitting, enabling control of the spin Seebeck and Nernst effects related to thermal spin transport. This work provides a general theory for electric field manipulation of magnon chirality, paving the way for low-power magnonic logic devices.

cond-mat.mtrl-sci↗
arXiv2026

ICPO: Intrinsic Confidence-Driven Group Relative Preference Optimization for Efficient Reinforcement Learning

Reinforcement Learning with Verifiable Rewards (RLVR) demonstrates significant potential in enhancing the reasoning capabilities of Large Language Models (LLMs). However, existing RLVR methods are often constrained by issues such as coarse-grained rewards, reward noise, and inefficient exploration, which lead to unstable training and entropy collapse. To address this challenge, we propose the Intrinsic Confidence-Driven Group Relative Preference Optimization method (ICPO). The intuition behind it lies in the fact that the probabilities of an LLM generating different responses can inherently and directly reflect its self-assessment of the reasoning process. Inspired by the idea of preference modeling, ICPO calculates a preference advantage score for each response by comparing the relative generation probabilities of multiple responses under the same input prompt, and integrates this score with verifiable rewards to guide the exploration process. We have discovered that the preference advantage score not only alleviates the issues of coarse-grained rewards and reward noise but also effectively curbs overconfident errors, enhances the relative superiority of undervalued high-quality responses, and prevents the model from overfitting to specific strategies. Comprehensive experiments across four general-domain benchmarks and three mathematical benchmarks demonstrate that ICPO steadily boosts reasoning compared to GRPO.

cs.AI↗
arXiv2026

PADE: A Predictor-Free Sparse Attention Accelerator via Unified Execution and Stage Fusion

Attention-based models have revolutionized AI, but the quadratic cost of self-attention incurs severe computational and memory overhead. Sparse attention methods alleviate this by skipping low-relevance token pairs. However, current approaches lack practicality due to the heavy expense of added sparsity predictor, which severely drops their hardware efficiency. This paper advances the state-of-the-art (SOTA) by proposing a bit-serial enable stage-fusion (BSF) mechanism, which eliminates the need for a separate predictor. However, it faces key challenges: 1) Inaccurate bit-sliced sparsity speculation leads to incorrect pruning; 2) Hardware under-utilization due to fine-grained and imbalanced bit-level workloads. 3) Tiling difficulty caused by the row-wise dependency in sparsity pruning criteria. We propose PADE, a predictor-free algorithm-hardware co-design for dynamic sparse attention acceleration. PADE features three key innovations: 1) Bit-wise uncertainty interval-enabled guard filtering (BUI-GF) strategy to accurately identify trivial tokens during each bit round; 2) Bidirectional sparsity-based out-of-order execution (BS-OOE) to improve hardware utilization; 3) Interleaving-based sparsity-tiled attention (ISTA) to reduce both I/O and computational complexity. These techniques, combined with custom accelerator designs, enable practical sparsity acceleration without relying on an added sparsity predictor. Extensive experiments on 22 benchmarks show that PADE achieves 7.43x speed up and 31.1x higher energy efficiency than Nvidia H100 GPU. Compared to SOTA accelerators, PADE achieves 5.1x, 4.3x and 3.4x energy saving than Sanger, DOTA and SOFA.

cs.AR↗
arXiv2026

Code Evolution for Control: Synthesizing Policies via LLM-Driven Evolutionary Search

Designing effective control policies for autonomous systems remains a fundamental challenge, traditionally addressed through reinforcement learning or manual engineering. While reinforcement learning has achieved remarkable success, it often suffers from high sample complexity, reward shaping difficulties, and produces opaque neural network policies that are hard to interpret or verify. Manual design, on the other hand, requires substantial domain expertise and struggles to scale across diverse tasks. In this work, we demonstrate that LLM-driven evolutionary search can effectively synthesize interpretable control policies in the form of executable code. By treating policy synthesis as a code evolution problem, we harness the LLM's prior knowledge of programming patterns and control heuristics while employing evolutionary search to explore the solution space systematically. We implement our approach using EvoToolkit, a framework that seamlessly integrates LLM-driven evolution with customizable fitness evaluation. Our method iteratively evolves populations of candidate policy programs, evaluating them against task-specific objectives and selecting superior individuals for reproduction. This process yields compact, human-readable control policies that can be directly inspected, modified, and formally verified. This work highlights the potential of combining foundation models with evolutionary computation for synthesizing trustworthy control policies in autonomous systems. Code is available at https://github.com/pgg3/EvoControl.

cs.AI↗
arXiv2026

Neural Operators for Biomedical Spherical Heterogeneity

Spherical deep learning has been widely applied to a broad range of real-world problems. Existing approaches often face challenges in balancing strong spherical geometric inductive biases with the need to model real-world heterogeneity. To solve this while retaining spherical geometry, we first introduce a designable Green's function framework (DGF) to provide new spherical operator solution strategy: Design systematic Green's functions under rotational group. Based on DGF, to model biomedical heterogeneity, we propose Green's-Function Spherical Neural Operator (GSNO) fusing 3 operator solutions: (1) Equivariant Solution derived from Equivariant Green's Function for symmetry-consistent modeling; (2) Invariant Solution derived from Invariant Green's Function to eliminate nuisance heterogeneity, e.g., consistent background field; (3) Anisotropic Solution derived from Anisotropic Green's Function to model anisotropic systems, especially fibers with preferred direction. Therefore, the resulting model, GSNO can adapt to real-world heterogeneous systems with nuisance variability and anisotropy while retaining spectral efficiency. Evaluations on spherical MNIST, Shallow Water Equation, diffusion MRI fiber prediction, cortical parcellation and molecule structure modeling demonstrate the superiority of GSNO.

cs.LG↗
arXiv2026

Modeling Descriptive Norms in Multi-Agent Systems: An Auto-Aggregation PDE Framework with Adaptive Perception Kernels

This paper presents a PDE-based auto-aggregation model for simulating descriptive norm dynamics in autonomous multi-agent systems, capturing convergence and violation through non-local perception kernels and external potential fields. Extending classical transport equations, the framework represents opinion popularity as a continuous distribution, enabling direct interactions without Bayesian guessing of beliefs. Applied to a real-world COVID-19 dataset from a major medical center, the experimental results demonstrate that: when clinical guidelines serve as a top-down constraint mechanism, it effectively generates convergence of novel descriptive norms consistent with the dataset; in the bottom-up experiment, potential field guidance successfully promotes the system's reconstruction of descriptive norms aligned with the dataset through violation-and-recoupling; whereas fully autonomous interaction leads to the emergence of multi-centric normative structures independent of the dataset.

eess.SY↗
arXiv2026

Long-time behavior of the Hermitian-Yang-Mills flow on non-Kähler manifolds

In this paper, we study the long-time behavior of the Hermitian-Yang-Mills flow over compact Hermitian manifolds. We obtain the monotonicity of lower bound and upper bound of the eigenvalues of the mean curvature along the Hermitian-Yang-Mills flow. In the Gauduchon case, we show that the eigenvalues of the mean curvature converge to geometric invariants determined by the Harder-Narasimhan type. Furthermore, we generalize the Atiyah-Bott-Bando-Siu question to the non-Kähler case.

math.DG↗
arXiv2026

Jailbreaking LLMs & VLMs: Mechanisms, Evaluation, and Unified Defense

This paper provides a systematic survey of jailbreak attacks and defenses on Large Language Models (LLMs) and Vision-Language Models (VLMs), emphasizing that jailbreak vulnerabilities stem from structural factors such as incomplete training data, linguistic ambiguity, and generative uncertainty. It further differentiates between hallucinations and jailbreaks in terms of intent and triggering mechanisms. We propose a three-dimensional survey framework: (1) Attack dimension-including template/encoding-based, in-context learning manipulation, reinforcement/adversarial learning, LLM-assisted and fine-tuned attacks, as well as prompt- and image-level perturbations and agent-based transfer in VLMs; (2) Defense dimension-encompassing prompt-level obfuscation, output evaluation, and model-level alignment or fine-tuning; and (3) Evaluation dimension-covering metrics such as Attack Success Rate (ASR), toxicity score, query/time cost, and multimodal Clean Accuracy and Attribute Success Rate. Compared with prior works, this survey spans the full spectrum from text-only to multimodal settings, consolidating shared mechanisms and proposing unified defense principles: variant-consistency and gradient-sensitivity detection at the perception layer, safety-aware decoding and output review at the generation layer, and adversarially augmented preference alignment at the parameter layer. Additionally, we summarize existing multimodal safety benchmarks and discuss future directions, including automated red teaming, cross-modal collaborative defense, and standardized evaluation.

cs.CR↗