Searcharxiv⌕ Search

arXiv subjects

Chao Shen

Publications and source records attributed to Chao Shen.

At least 127 records · Page 7Linked to original sources

Edge-guided inverse design of digital metamaterial-based mode multiplexers for high-capacity multi-dimensional interconnect

The escalating demands of compute-intensive applications urgently necessitate the adoption of optical interconnect technologies to overcome bottlenecks in scaling computing systems. This requires fully exploiting the inherent parallelism of light across scalable dimensions for data loading. Here we experimentally demonstrate a synergy of wavelength- and mode- multiplexing combined with high-order modulation formats to achieve multi-tens-of-terabits-per-second optical interconnects using foundry-compatible silicon photonic circuits. Implementing an edge-guided analog-and-digital optimization method that integrates high efficiency with fabrication robustness, we achieve the inverse design of mode multiplexers based on digital metamaterial waveguides. Furthermore, we employ a packaged five-mode multiplexing chip, achieving a single-wavelength interconnect capacity of 1.62 Tbit s-1 and a record-setting multi-dimensional interconnect capacity of 38.2 Tbit s-1 across 5 modes and 88 wavelength channels, with high-order formats up to 8-ary pulse-amplitude-modulation (PAM). This study highlights the transformative potential of optical interconnect technologies to surmount the constraints of electronic links, thus setting the stage for next-generation datacenter and optical compute interconnects.

physics.optics↗

Holistic Audit Dataset Generation for LLM Unlearning via Knowledge Graph Traversal and Redundancy Removal

In recent years, Large Language Models (LLMs) have faced increasing demands to selectively remove sensitive information, protect privacy, and comply with copyright regulations through unlearning, by Machine Unlearning. While evaluating unlearning effectiveness is crucial, existing benchmarks are limited in scale and comprehensiveness, typically containing only a few hundred test cases. We identify two critical challenges in generating holistic audit datasets: ensuring audit adequacy and handling knowledge redundancy between forget and retain dataset. To address these challenges, we propose HANKER, an automated framework for holistic audit dataset generation leveraging knowledge graphs to achieve fine-grained coverage and eliminate redundant knowledge. Applying HANKER to the popular MUSE benchmark, we successfully generated over 69,000 and 111,000 audit cases for the News and Books datasets respectively, identifying thousands of knowledge memorization instances that the previous benchmark failed to detect. Our empirical analysis uncovers how knowledge redundancy significantly skews unlearning effectiveness metrics, with redundant instances artificially inflating the observed memorization measurements ROUGE from 19.7% to 26.1% and Entailment Scores from 32.4% to 35.2%, highlighting the necessity of systematic deduplication for accurate assessment.

cs.AI↗

JBShield: Defending Large Language Models from Jailbreak Attacks through Activated Concept Analysis and Manipulation

Despite the implementation of safety alignment strategies, large language models (LLMs) remain vulnerable to jailbreak attacks, which undermine these safety guardrails and pose significant security threats. Some defenses have been proposed to detect or mitigate jailbreaks, but they are unable to withstand the test of time due to an insufficient understanding of jailbreak mechanisms. In this work, we investigate the mechanisms behind jailbreaks based on the Linear Representation Hypothesis (LRH), which states that neural networks encode high-level concepts as subspaces in their hidden representations. We define the toxic semantics in harmful and jailbreak prompts as toxic concepts and describe the semantics in jailbreak prompts that manipulate LLMs to comply with unsafe requests as jailbreak concepts. Through concept extraction and analysis, we reveal that LLMs can recognize the toxic concepts in both harmful and jailbreak prompts. However, unlike harmful prompts, jailbreak prompts activate the jailbreak concepts and alter the LLM output from rejection to compliance. Building on our analysis, we propose a comprehensive jailbreak defense framework, JBShield, consisting of two key components: jailbreak detection JBShield-D and mitigation JBShield-M. JBShield-D identifies jailbreak prompts by determining whether the input activates both toxic and jailbreak concepts. When a jailbreak prompt is detected, JBShield-M adjusts the hidden representations of the target LLM by enhancing the toxic concept and weakening the jailbreak concept, ensuring LLMs produce safe content. Extensive experiments demonstrate the superior performance of JBShield, achieving an average detection accuracy of 0.95 and reducing the average attack success rate of various jailbreak attacks to 2% from 61% across distinct LLMs.

cs.CR↗

Deep Learning Library Testing: Definition, Methods and Challenges

In recent years, software systems powered by deep learning (DL) techniques have significantly facilitated people's lives in many aspects. As the backbone of these DL systems, various DL libraries undertake the underlying optimization and computation. However, like traditional software, DL libraries are not immune to bugs, which can pose serious threats to users' personal property and safety. Studying the characteristics of DL libraries, their associated bugs, and the corresponding testing methods is crucial for enhancing the security of DL systems and advancing the widespread application of DL technology. This paper provides an overview of the testing research related to various DL libraries, discusses the strengths and weaknesses of existing methods, and provides guidance and reference for the application of the DL library. This paper first introduces the workflow of DL underlying libraries and the characteristics of three kinds of DL libraries involved, namely DL framework, DL compiler, and DL hardware library. It then provides definitions for DL underlying library bugs and testing. Additionally, this paper summarizes the existing testing methods and tools tailored to these DL libraries separately and analyzes their effectiveness and limitations. It also discusses the existing challenges of DL library testing and outlines potential directions for future research.

cs.SE↗

CALM: Curiosity-Driven Auditing for Large Language Models

Auditing Large Language Models (LLMs) is a crucial and challenging task. In this study, we focus on auditing black-box LLMs without access to their parameters, only to the provided service. We treat this type of auditing as a black-box optimization problem where the goal is to automatically uncover input-output pairs of the target LLMs that exhibit illegal, immoral, or unsafe behaviors. For instance, we may seek a non-toxic input that the target LLM responds to with a toxic output or an input that induces the hallucinative response from the target LLM containing politically sensitive individuals. This black-box optimization is challenging due to the scarcity of feasible points, the discrete nature of the prompt space, and the large search space. To address these challenges, we propose Curiosity-Driven Auditing for Large Language Models (CALM), which uses intrinsically motivated reinforcement learning to finetune an LLM as the auditor agent to uncover potential harmful and biased input-output pairs of the target LLM. CALM successfully identifies derogatory completions involving celebrities and uncovers inputs that elicit specific names under the black-box setting. This work offers a promising direction for auditing black-box LLMs. Our code is available at https://github.com/x-zheng16/CALM.git.

cs.AI↗

Improving Integrated Gradient-based Transferable Adversarial Examples by Refining the Integration Path

Transferable adversarial examples are known to cause threats in practical, black-box attack scenarios. A notable approach to improving transferability is using integrated gradients (IG), originally developed for model interpretability. In this paper, we find that existing IG-based attacks have limited transferability due to their naive adoption of IG in model interpretability. To address this limitation, we focus on the IG integration path and refine it in three aspects: multiplicity, monotonicity, and diversity, supported by theoretical analyses. We propose the Multiple Monotonic Diversified Integrated Gradients (MuMoDIG) attack, which can generate highly transferable adversarial examples on different CNN and ViT models and defenses. Experiments validate that MuMoDIG outperforms the latest IG-based attack by up to 37.3\% and other state-of-the-art attacks by 8.4\%. In general, our study reveals that migrating established techniques to improve transferability may require non-trivial efforts. Code is available at \url{https://github.com/RYC-98/MuMoDIG}.

cs.CR↗

Cavity-enhanced circular dichroism in a van der Waals antiferromagnet

Broken symmetry plays a pivotal role in determining the macroscopic electrical, optical, magnetic, and topological properties of materials. Circular dichroism (CD) has been widely employed to probe broken symmetry in various systems, from small molecules to bulk crystals, but designing CD responses on demand remains a challenge, especially for antiferromagnetic materials. Here, we develop a cavity-enhanced CD technique to sensitively probe the magnetic order and broken symmetry in the van der Waals antiferromagnet FePS3. By introducing interfacial inversion asymmetry in cavity-coupled FePS3 crystals, we demonstrate that the induced CD is strongly coupled with the zig-zag antiferromagnetic order of FePS3 and can be tuned both spectrally and in magnitude by varying the cavity length and FePS3 thickness. Our findings open new avenues for using cavity-modulated CD as a sensitive diagnostic probe to detect weak broken symmetries, particularly at hidden interfaces, and in systems exhibiting hidden spin polarization or strong correlations.

cond-mat.mes-hall↗

A Survey on Adversarial Machine Learning for Code Data: Realistic Threats, Countermeasures, and Interpretations

Code Language Models (CLMs) have achieved tremendous progress in source code understanding and generation, leading to a significant increase in research interests focused on applying CLMs to real-world software engineering tasks in recent years. However, in realistic scenarios, CLMs are exposed to potential malicious adversaries, bringing risks to the confidentiality, integrity, and availability of CLM systems. Despite these risks, a comprehensive analysis of the security vulnerabilities of CLMs in the extremely adversarial environment has been lacking. To close this research gap, we categorize existing attack techniques into three types based on the CIA triad: poisoning attacks (integrity \& availability infringement), evasion attacks (integrity infringement), and privacy attacks (confidentiality infringement). We have collected so far the most comprehensive (79) papers related to adversarial machine learning for CLM from the research fields of artificial intelligence, computer security, and software engineering. Our analysis covers each type of risk, examining threat model categorization, attack techniques, and countermeasures, while also introducing novel perspectives on eXplainable AI (XAI) and exploring the interconnections between different risks. Finally, we identify current challenges and future research opportunities. This study aims to provide a comprehensive roadmap for both researchers and practitioners and pave the way towards more reliable CLMs for practical applications.

cs.CR↗

In-situ Self-optimization of Quantum Dot Emission for Lasers by Machine-Learning Assisted Epitaxy

Traditional methods for optimizing light source emissions rely on a time-consuming trial-and-error approach. While in-situ optimization of light source gain media emission during growth is ideal, it has yet to be realized. In this work, we integrate in-situ reflection high-energy electron diffraction (RHEED) with machine learning (ML) to correlate the surface reconstruction with the photoluminescence (PL) of InAs/GaAs quantum dots (QDs), which serve as the active region of lasers. A lightweight ResNet-GLAM model is employed for the real-time processing of RHEED data as input, enabling effective identification of optical performance. This approach guides the dynamic optimization of growth parameters, allowing real-time feedback control to adjust the QDs emission for lasers. We successfully optimized InAs QDs on GaAs substrates, with a 3.2-fold increase in PL intensity and a reduction in full width at half maximum (FWHM) from 36.69 meV to 28.17 meV under initially suboptimal growth conditions. Our automated, in-situ self-optimized lasers with 5-layer InAs QDs achieved electrically pumped continuous-wave operation at 1240 nm with a low threshold current of 150 A/cm2 at room temperature, an excellent performance comparable to samples grown through traditional manual multi-parameter optimization methods. These results mark a significant step toward intelligent, low-cost, and reproductive light emitters production.

cond-mat.mes-hall↗

Concentrate Attention: Towards Domain-Generalizable Prompt Optimization for Language Models

Recent advances in prompt optimization have notably enhanced the performance of pre-trained language models (PLMs) on downstream tasks. However, the potential of optimized prompts on domain generalization has been under-explored. To explore the nature of prompt generalization on unknown domains, we conduct pilot experiments and find that (i) Prompts gaining more attention weight from PLMs' deep layers are more generalizable and (ii) Prompts with more stable attention distributions in PLMs' deep layers are more generalizable. Thus, we offer a fresh objective towards domain-generalizable prompts optimization named "Concentration", which represents the "lookback" attention from the current decoding token to the prompt tokens, to increase the attention strength on prompts and reduce the fluctuation of attention distribution. We adapt this new objective to popular soft prompt and hard prompt optimization methods, respectively. Extensive experiments demonstrate that our idea improves comparison prompt optimization methods by 1.42% for soft prompt generalization and 2.16% for hard prompt generalization in accuracy on the multi-source domain generalization setting, while maintaining satisfying in-domain performance. The promising results validate the effectiveness of our proposed prompt optimization objective and provide key insights into domain-generalizable prompts.

cs.CL↗

Enhancing Mathematical Reasoning in LLMs by Stepwise Correction

Best-of-N decoding methods instruct large language models (LLMs) to generate multiple solutions, score each using a scoring function, and select the highest scored as the final answer to mathematical reasoning problems. However, this repeated independent process often leads to the same mistakes, making the selected solution still incorrect. We propose a novel prompting method named Stepwise Correction (StepCo) that helps LLMs identify and revise incorrect steps in their generated reasoning paths. It iterates verification and revision phases that employ a process-supervised verifier. The verify-then-revise process not only improves answer correctness but also reduces token consumption with fewer paths needed to generate. With StepCo, a series of LLMs demonstrate exceptional performance. Notably, using GPT-4o as the backend LLM, StepCo achieves an average accuracy of 94.1 across eight datasets, significantly outperforming the state-of-the-art Best-of-N method by +2.4, while reducing token consumption by 77.8%.

cs.CL↗

StablePT: Towards Stable Prompting for Few-shot Learning via Input Separation

Large language models have shown their ability to become effective few-shot learners with prompting, revolutionizing the paradigm of learning with data scarcity. However, this approach largely depends on the quality of prompt initialization, and always exhibits large variability among different runs. Such property makes prompt tuning highly unreliable and vulnerable to poorly constructed prompts, which limits its extension to more real-world applications. To tackle this issue, we propose to treat the hard prompt and soft prompt as separate inputs to mitigate noise brought by the prompt initialization. Furthermore, we optimize soft prompts with contrastive learning for utilizing class-aware information in the training process to maintain model performance. Experimental results demonstrate that \sysname outperforms state-of-the-art methods by 6.97% in accuracy and reduces the standard deviation by 1.92 on average. Furthermore, extensive experiments underscore its robustness and stability across 8 datasets covering various tasks. Codes are available at https://github.com/lccc0528/Stable/tree/main.

cs.CL↗

Large Language Models Can Self-Correct with Key Condition Verification

Intrinsic self-correct was a method that instructed large language models (LLMs) to verify and correct their responses without external feedback. Unfortunately, the study concluded that the LLMs could not self-correct reasoning yet. We find that a simple yet effective verification method can unleash inherent capabilities of the LLMs. That is to mask a key condition in the question, add the current response to construct a verification question, and predict the condition to verify the response. The condition can be an entity in an open-domain question or a numeric value in a math question, which requires minimal effort (via prompting) to identify. We propose an iterative verify-then-correct framework to progressively identify and correct (probably) false responses, named ProCo. We conduct experiments on three reasoning tasks. On average, ProCo, with GPT-3.5-Turbo as the backend LLM, yields $+6.8$ exact match on four open-domain question answering datasets, $+14.1$ accuracy on three arithmetic reasoning datasets, and $+9.6$ accuracy on a commonsense reasoning dataset, compared to Self-Correct. Our implementation is made publicly available at https://wzy6642.github.io/proco.github.io/.

cs.CL↗

Speculative Coreset Selection for Task-Specific Fine-tuning

Task-specific fine-tuning is essential for the deployment of large language models (LLMs), but it requires significant computational resources and time. Existing solutions have proposed coreset selection methods to improve data efficiency and reduce model training overhead, but they still have limitations: 1) Overlooking valuable samples at high pruning rates, which degrades the coreset's performance. 2) Requiring high time overhead during coreset selection to fine-tune and evaluate the target LLM. In this paper, we introduce STAFF, a speculative coreset selection method. STAFF leverages a small model from the same family as the target LLM to efficiently estimate data scores and then verifies the scores on the target LLM to accurately identify and allocate more selection budget to important regions while maintaining coverage of easy regions. We evaluate STAFF on three LLMs and three downstream tasks and show that STAFF improves the performance of SOTA methods by up to 54.3% and reduces selection overhead by up to 70.5% at different pruning rates. Furthermore, we observe that the coreset selected by STAFF at low pruning rates (i.e., 20%) can even obtain better fine-tuning performance than the full dataset.

cs.LG↗

Giant Magneto-Exciton Coupling in 2D van der Waals CrSBr

Controlling magnetic order via external fields or heterostructures enables precise manipulation and tracking of spin and exciton information, facilitating the development of high-performance optical spin valves. However, the weak magneto-optical signals and instability of two dimensional (2D) antiferromagnetic (AFM) materials have hindered comprehensive studies on the complex coupling between magnetic order and excitons in bulk-like systems. Here, we leverage magneto-optical spectroscopy to reveal the impact of magnetic order on exciton-phonon coupling and exciton-magnetic order coupling which remains robust even under non-extreme temperature conditions (80 K) in thick layered CrSBr. A 0.425T in-plane magnetic field is sufficient to induce spin flipping and transition from AFM to ferromagnetic (FM) magnetic order in CrSBr, while magnetic circular dichroism (MCD) spectroscopy under an out-of-plane magnetic field provides direct insight into the complex spin canting behavior in thicker layers. Theoretical calculations reveal that the strong coupling between excitons and magnetic order, especially the 32 meV exciton energy shift during magnetic transitions, stems from the hybridization of Cr and S orbitals and the larger exciton wavefunction radius of higher-energy B excitons. These findings offer new opportunities and a solid foundation for future exploration of 2D AFM materials in magneto-optical sensors and quantum communication using excitons as spin carriers.

cond-mat.mtrl-sci↗

INK: Inheritable Natural Backdoor Attack Against Model Distillation

Deep learning models are vulnerable to backdoor attacks, where attackers inject malicious behavior through data poisoning and later exploit triggers to manipulate deployed models. To improve the stealth and effectiveness of backdoors, prior studies have introduced various imperceptible attack methods targeting both defense mechanisms and manual inspection. However, all poisoning-based attacks still rely on privileged access to the training dataset. Consequently, model distillation using a trusted dataset has emerged as an effective defense against these attacks. To bridge this gap, we introduce INK, an inheritable natural backdoor attack that targets model distillation. The key insight behind INK is the use of naturally occurring statistical features in all datasets, allowing attackers to leverage them as backdoor triggers without direct access to the training data. Specifically, INK employs image variance as a backdoor trigger and enables both clean-image and clean-label attacks by manipulating the labels and image variance in an unauthenticated dataset. Once the backdoor is embedded, it transfers from the teacher model to the student model, even when defenders use a trusted dataset for distillation. Theoretical analysis and experimental results demonstrate the robustness of INK against transformation-based, search-based, and distillation-based defenses. For instance, INK maintains an attack success rate of over 98\% post-distillation, compared to an average success rate of 1.4\% for existing methods.

cs.CR↗

Token-Mol 1.0: Tokenized drug design with large language model

Significant interests have recently risen in leveraging sequence-based large language models (LLMs) for drug design. However, most current applications of LLMs in drug discovery lack the ability to comprehend three-dimensional (3D) structures, thereby limiting their effectiveness in tasks that explicitly involve molecular conformations. In this study, we introduced Token-Mol, a token-only 3D drug design model. This model encodes all molecular information, including 2D and 3D structures, as well as molecular property data, into tokens, which transforms classification and regression tasks in drug discovery into probabilistic prediction problems, thereby enabling learning through a unified paradigm. Token-Mol is built on the transformer decoder architecture and trained using random causal masking techniques. Additionally, we proposed the Gaussian cross-entropy (GCE) loss function to overcome the challenges in regression tasks, significantly enhancing the capacity of LLMs to learn continuous numerical values. Through a combination of fine-tuning and reinforcement learning (RL), Token-Mol achieves performance comparable to or surpassing existing task-specific methods across various downstream tasks, including pocket-based molecular generation, conformation generation, and molecular property prediction. Compared to existing molecular pre-trained models, Token-Mol exhibits superior proficiency in handling a wider range of downstream tasks essential for drug design. Notably, our approach improves regression task accuracy by approximately 30% compared to similar token-only methods. Token-Mol overcomes the precision limitations of token-only models and has the potential to integrate seamlessly with general models such as ChatGPT, paving the way for the development of a universal artificial intelligence drug design model that facilitates rapid and high-quality drug design by experts.

q-bio.BM↗

Optimal Joint Fronthaul Compression and Beamforming Design for Networked ISAC Systems

This study investigates a networked integrated sensing and communication (ISAC) system, where multiple base stations (BSs), connected to a central processor (CP) via capacity-limited fronthaul links, cooperatively serve communication users while simultaneously sensing a target. The primary objective is to minimize the total transmit power while meeting the signal-to-interference-plus-noise ratio (SINR) requirements for communication and sensing under fronthaul capacity constraints, resulting in a joint fronthaul compression and beamforming design (J-FCBD) problem. We demonstrate that the optimal fronthaul compression variables can be determined in closed form alongside the beamformers, a novel finding in this field. Leveraging this insight, we show that the remaining beamforming design problem can be solved globally using the semidefinite relaxation (SDR) technique, albeit with considerable complexity. Furthermore, the tightness of its SDR reveals zero duality gap between the considered problem and its Lagrangian dual. Building on this duality result, we exploit the novel UL-DL duality within the ISAC framework to develop an efficient primal-dual (PD)-based algorithm. The algorithm alternates between solving beamforming with a fixed dual variable via fixed-point iteration and updating dual variable via bisection, ensuring global optimality and achieving high efficiency due to the computationally inexpensive iterations. Numerical results confirm the global optimality, effectiveness, and efficiency of the proposed PD-based algorithm.

eess.SP↗