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Chao Yan

Publications and source records attributed to Chao Yan.

At least 91 records · Page 5Linked to original sources
arXiv2021

Realizing One-dimensional Metallic States in Graphene via Periodically Coupled Zeroth Pseudo-Landau Levels

Strain-induced pseudo-magnetic fields can mimic real magnetic fields to generate a zero-magnetic-field analogue of the Landau levels (LLs), i.e., the pseudo-LLs, in graphene. The distinct nature of the pseudo-LLs enables one to realize novel electronic states beyond that can be feasible with real LLs. Here, we report the realization of one-dimensional (1D) metallic states, which can be described well by the Su-Schrieffer-Heeger model, in graphene via periodically coupled zeroth pseudo-LLs. In our experiment, nanoscale strained structures embedded with pseudo-LLs are generated periodically along 1D channel of suspended graphene monolayer. Our experiments demonstrate that the zeroth pseudo-LLs of these strained structures are coupled to form metallic states, exhibiting a serpentine pattern that snakes back and forth along the 1D suspended graphene monolayer. These results are verified theoretically by large-scale tight-binding calculations of the strained samples. Our result provides a new pathway to realize novel quantum states and engineer the electronic properties of graphene by using the localized pseudo-LLs as building blocks.

cond-mat.mes-hall↗
arXiv2021

Two-stage Robust Energy Storage Planning with Probabilistic Guarantees: A Data-driven Approach

This paper addresses a central challenge of jointly considering shorter-term (e.g. hourly) and longer-term (e.g. yearly) uncertainties in power system planning with increasing penetration of renewable and storage resources. In conventional planning decision making, shorter-term (e.g., hourly) variations are not explicitly accounted for. However, given the deepening penetration of variable resources, it is becoming imperative to consider such shorter-term variation in the longer-term planning exercise. By leveraging the abundant amount of operational observation data, we propose a scenario-based robust planning framework that provides rigorous guarantees on the future operation risk of planning decisions considering a broad range of operational conditions, such as renewable generation fluctuations and load variations. By connecting two-stage robust optimization with the scenario approach theory, we show that with a carefully chosen number of scenarios, the operational risk level of the robust solution can be adaptive to the risk preference set by planners. The theoretical guarantees hold true for any distributions, and the proposed approach is scalable towards real-world power grids. Furthermore, the column-and-constraint generation algorithm is used to solve the two-stage robust planning problem and tighten theoretical guarantees. We substantiate this framework through a planning problem of energy storage in a power grid with deep renewable penetration. Case studies are performed on large-scale test systems (modified IEEE 118-bus system) to illustrate the theoretical bounds as well as the scalability of proposed algorithm.

eess.SY↗
arXiv2021

Fast Wireless Sensor Anomaly Detection based on Data Stream in Edge Computing Enabled Smart Greenhouse

Edge computing enabled smart greenhouse is a representative application of Internet of Things technology, which can monitor the environmental information in real time and employ the information to contribute to intelligent decision-making. In the process, anomaly detection for wireless sensor data plays an important role. However, traditional anomaly detection algorithms originally designed for anomaly detection in static data have not properly considered the inherent characteristics of data stream produced by wireless sensor such as infiniteness, correlations and concept drift, which may pose a considerable challenge on anomaly detection based on data stream, and lead to low detection accuracy and efficiency. First, data stream usually generates quickly which means that it is infinite and enormous, so any traditional off-line anomaly detection algorithm that attempts to store the whole dataset or to scan the dataset multiple times for anomaly detection will run out of memory space. Second, there exist correlations among different data streams, which traditional algorithms hardly consider. Third, the underlying data generation process or data distribution may change over time. Thus, traditional anomaly detection algorithms with no model update will lose their effects. Considering these issues, a novel method (called DLSHiForest) on basis of Locality-Sensitive Hashing and time window technique in this paper is proposed to solve these problems while achieving accurate and efficient detection. Comprehensive experiments are executed using real-world agricultural greenhouse dataset to demonstrate the feasibility of our approach. Experimental results show that our proposal is practicable in addressing challenges of traditional anomaly detection while ensuring accuracy and efficiency.

cs.LG↗
arXiv2021

Flocking and Collision Avoidance for a Dynamic Squad of Fixed-Wing UAVs Using Deep Reinforcement Learning

Developing the flocking behavior for a dynamic squad of fixed-wing UAVs is still a challenge due to kinematic complexity and environmental uncertainty. In this paper, we deal with the decentralized flocking and collision avoidance problem through deep reinforcement learning (DRL). Specifically, we formulate a decentralized DRL-based decision making framework from the perspective of every follower, where a collision avoidance mechanism is integrated into the flocking controller. Then, we propose a novel reinforcement learning algorithm PS-CACER for training a shared control policy for all the followers. Besides, we design a plug-n-play embedding module based on convolutional neural networks and the attention mechanism. As a result, the variable-length system state can be encoded into a fixed-length embedding vector, which makes the learned DRL policy independent with the number and the order of followers. Finally, numerical simulation results demonstrate the effectiveness of the proposed method, and the learned policies can be directly transferred to semi-physical simulation without any parameter finetuning.

eess.SY↗
arXiv2021

Blending Knowledge in Deep Recurrent Networks for Adverse Event Prediction at Hospital Discharge

Deep learning architectures have an extremely high-capacity for modeling complex data in a wide variety of domains. However, these architectures have been limited in their ability to support complex prediction problems using insurance claims data, such as readmission at 30 days, mainly due to data sparsity issue. Consequently, classical machine learning methods, especially those that embed domain knowledge in handcrafted features, are often on par with, and sometimes outperform, deep learning approaches. In this paper, we illustrate how the potential of deep learning can be achieved by blending domain knowledge within deep learning architectures to predict adverse events at hospital discharge, including readmissions. More specifically, we introduce a learning architecture that fuses a representation of patient data computed by a self-attention based recurrent neural network, with clinically relevant features. We conduct extensive experiments on a large claims dataset and show that the blended method outperforms the standard machine learning approaches.

cs.LG↗
arXiv2021

Spatial and Magnetic Confinement of Massless Dirac Fermions

The massless Dirac fermions and the ease to introduce spatial and magnetic confinement in graphene provide us unprecedented opportunity to explore confined relativistic matter in this condensed-matter system. Here we report the interplay between the confinement induced by external electric fields and magnetic fields of the massless Dirac fermions in graphene. When the magnetic length lB is larger than the characteristic length of the confined electric potential lV, the spatial confinement dominates and a relatively small critical magnetic field splits the spatial-confinement-induced atomic-like shell states by switching on a pi Berry phase of the quasiparticles. When the lB becomes smaller than the lV, the transition from spatial confinement to magnetic confinement occurs and the atomic-like shell states condense into Landau levels (LLs) of the Fock-Darwin states in graphene. Our experiment demonstrates that the spatial confinement dramatically changes the energy spacing between the LLs and generates large electron-hole asymmetry of the energy spacing between the LLs. These results shed light on puzzling observations in previous experiments, which hitherto remained unaddressed.

cond-mat.mes-hall↗
arXiv2021

The Sample Complexity of Distribution-Free Parity Learning in the Robust Shuffle Model

We provide a lowerbound on the sample complexity of distribution-free parity learning in the realizable case in the shuffle model of differential privacy. Namely, we show that the sample complexity of learning $d$-bit parity functions is $Ω(2^{d/2})$. Our result extends a recent similar lowerbound on the sample complexity of private agnostic learning of parity functions in the shuffle model by Cheu and Ullman. We also sketch a simple shuffle model protocol demonstrating that our results are tight up to $poly(d)$ factors.

cs.LG↗
arXiv2021

Overlapping boundary layers in coastal oceans

Boundary layer turbulence in coastal regions differs from that in deep ocean because of bottom interactions. In this paper, we focus on the merging of surface and bottom boundary layers in a finite-depth coastal ocean by numerically solving the wave-averaged equations using a large eddy simulation method. The ocean fluid is driven by combined effects of wind stress, surface wave, and a steady current in the presence of stable vertical stratification. The resulting flow consists of two overlapping boundary layers, i.e. surface and bottom boundary layers, separated by an interior stratification. The overlapping boundary layers evolve through three phases, i.e. a rapid deepening, an oscillatory equilibrium and a prompt merger, separated by two transitions. Before the merger, internal waves are observed in the stratified layer, and they are excited mainly by Langmuir turbulence in the surface boundary layer. These waves induce a clear modulation on the bottom-generated turbulence, facilitating the interaction between the surface and bottom boundary layers. After the merger, the Langmuir circulations originally confined to the surface layer are found to grow in size and extend down to the sea bottom (even though the surface waves do not feel the bottom), reminiscent of the well-organized Langmuir supercells. These full-depth Langmuir circulations promote the vertical mixing and enhance the bottom shear, leading to a significant enhancement of turbulence levels in the vertical column.

physics.ao-ph↗
arXiv2021

BART based semantic correction for Mandarin automatic speech recognition system

Although automatic speech recognition (ASR) systems achieved significantly improvements in recent years, spoken language recognition error occurs which can be easily spotted by human beings. Various language modeling techniques have been developed on post recognition tasks like semantic correction. In this paper, we propose a Transformer based semantic correction method with pretrained BART initialization, Experiments on 10000 hours Mandarin speech dataset show that character error rate (CER) can be effectively reduced by 21.7% relatively compared to our baseline ASR system. Expert evaluation demonstrates that actual improvement of our model surpasses what CER indicates.

cs.CL↗
arXiv2021

Generation of attached Langmuir circulations by a suspended macroalgal farm

In this study, we focus on Langmuir turbulence in the deep ocean with the presence of a large macroalgal farm using a Large Eddy Simulation method. The wave-current interactions are modelled by solving the wave-averaged equations. The hydrodynamic process over the farm is found to drive a persistent flow pattern similar to Langmuir circulations but is locked in space across the farm. These secondary circulations are generated because the cross-stream shear produced by the rows of canopy elements leads to a steady vertical vorticity field, which is then rotated to the downstream direction under the effect of vortex force. Since the driving mechanism is similar to the CraikLeibovich type 2 instability theory, these secondary circulations are also termed as attached Langmuir circulations. We then apply a triple decomposition on the flow field to unveil the underlying kinematics and energy transfer between the mean flow, the secondary flow resulting from the farm drag, and the transient eddies. Flow visualizations and statistics suggest that the attached Langmuir circulations result from the adjustment of the upper ocean mixed layer to the macroalgal farm, and they will weaken (if not disappear) when the flow reaches an equilibrium state within the farm. The tripledecomposed energy budgets reveal that the energy of the secondary flow is transferred from the mean flow under the action of canopy drag, while the transient eddies feed on wave energy transferred by the Stokes drift and energy conversion from the secondary flow.

physics.flu-dyn↗
arXiv2021

Local Measurements of Shubnikov-de Haas Oscillations in Graphene Systems

Shubnikov-de Haas (SdH) oscillations, the most well-known magneto-oscillations caused by the quantization of electron energy levels in the presence of magnetic fields in two-dimensional (2D) electron systems, can be used to determine Fermi-surface properties and directly measure the Berry phase of the 2D systems. It is usually thought that transport measurements are required to measure the SdH oscillations. Contradicting this belief, we demonstrate that the SdH oscillations can be measured in graphene systems by carrying out scanning tunneling spectroscopy (STS) measurements. The energy-momentum dispersions and Berry phases of monolayer, Bernal-stacked bilayer, and ABC-stacked trilayer graphene are obtained according to the measured SdH oscillations in the STS spectra. It is possible to obtain the SdH oscillations when the size of the 2D systems is larger than the magnetic length and, importantly, no gate electrode is required in the STS measurement, therefore, the reported method in this work is applicable to a wide range of materials.

cond-mat.mes-hall↗
arXiv2020

Time-Efficient Mars Exploration of Simultaneous Coverage and Charging with Multiple Drones

This paper presents a time-efficient scheme for Mars exploration by the cooperation of multiple drones and a rover. To maximize effective coverage of the Mars surface in the long run, a comprehensive framework has been developed with joint consideration for limited energy, sensor model, communication range and safety radius, which we call TIME-SC2 (TIme-efficient Mars Exploration of Simultaneous Coverage and Charging). First, we propose a multi-drone coverage control algorithm by leveraging emerging deep reinforcement learning and design a novel information map to represent dynamic system states. Second, we propose a near-optimal charging scheduling algorithm to navigate each drone to an individual charging slot, and we have proven that there always exists feasible solutions. The attractiveness of this framework not only resides on its ability to maximize exploration efficiency, but also on its high autonomy that has greatly reduced the non-exploring time. Extensive simulations have been conducted to demonstrate the remarkable performance of TIME-SC2 in terms of time-efficiency, adaptivity and flexibility.

cs.RO↗
arXiv2020

A new paradigm of dissipation-controllable, multi-scale resolving schemes for compressible flows

The scale-resolving simulation of high speed compressible flow through direct numerical simulation (DNS) or large eddy simulation (LES) requires shock-capturing schemes to be more accurate for resolving broadband turbulence and robust for capturing strong shock waves. In this work, we develop a new paradigm of dissipation-controllable, shock capturing scheme to resolve multi-scale flow structures in high speed compressible flow. This novel paradigm of shock-capturing scheme is named as PnTm-BVD-CD. The proposed PnTm-BVD-CD scheme has following desirable properties. First, it can capture large-scale discontinuous structures such as strong shock waves without obvious non-physical oscillations while resolving sharp contact, material interface and shear layer. Secondly, the numerical dissipation property of PnTm-BVD-CD can be effectively controlled between n+1 order upwind-biased scheme and non-dissipative n+2 order central scheme through a simple tunable parameter $λ$. Thirdly, with $λ=0.5$ the scheme can recover to n+2 order non-dissipative central interpolation for smooth solution over all wavenumber, which is preferable for solving small-scale structures in DNS as well as resolvable-scale in explicit LES. Finally, the under-resolved small-scale can be solved with dissipation controllable algorithm through so-called implicit LES (ILES) approach.

physics.comp-ph↗
arXiv2020

Tunable lattice reconstruction and bandwidth of flat bands in magic-angle twisted bilayer graphene

The interplay between interlayer van der Waals interaction and intralayer lattice distortion can lead to structural reconstruction in slightly twisted bilayer graphene (TBG) with the twist angle being smaller than a characteristic angle θc. Experimentally, the θc is demonstrated to be very close to the magic angle (θ ~ 1.05°). In this work, we address the transition between reconstructed and unreconstructed structures of the TBG across the magic angle by using scanning tunnelling microscopy (STM). Our experiment demonstrates that both the two structures are stable in the TBG around the magic angle. By applying a STM tip pulse, we show that the two structures can be switched to each other and the bandwidth of the flat bands, which plays a vital role in the emergent strongly correlated states in the magic-angle TBG, can be tuned. The observed tunable lattice reconstruction and bandwidth of the flat bands provide an extra control knob to manipulate the exotic electronic states of the TBG near the magic angle.

cond-mat.mes-hall↗
arXiv2020

Spectroscopic evidence for a spin and valley polarized metallic state in a non-magic-angle twisted bilayer graphene

In the magic-angle twisted bilayer graphene (MA-TBG), strong electron-electron (e-e) correlations caused by the band-flattening lead to many exotic quantum phases such as superconductivity, correlated insulator, ferromagnetism, and quantum anomalous Hall effects, when its low-energy van Hove singularities (VHSs) are partially filled. Here our high-resolution scanning tunneling microscope and spectroscopy measurements demonstrate that the e-e correlation in a non-magic-angle TBG with a twist angle θ = 1.49 still plays an important role in determining its electronic properties. Our most interesting observation on that sample is that when one of its VHS is partially filled, the one associated peak in the spectrum splits into four peaks. Our analysis based on the continuum model suggests that such a one-to-four split of the VHS originates from the formation of an interaction-driven spin-valley-polarized metallic state near the VHS, lifting both the spin and valley degeneracies. Our results for this non-magic-angle TBG reveal a new symmetry-breaking phase, which has not been identified in the MA-TBG or in other systems.

cond-mat.mtrl-sci↗
arXiv2020

Generating Electronic Health Records with Multiple Data Types and Constraints

Sharing electronic health records (EHRs) on a large scale may lead to privacy intrusions. Recent research has shown that risks may be mitigated by simulating EHRs through generative adversarial network (GAN) frameworks. Yet the methods developed to date are limited because they 1) focus on generating data of a single type (e.g., diagnosis codes), neglecting other data types (e.g., demographics, procedures or vital signs) and 2) do not represent constraints between features. In this paper, we introduce a method to simulate EHRs composed of multiple data types by 1) refining the GAN model, 2) accounting for feature constraints, and 3) incorporating key utility measures for such generation tasks. Our analysis with over $770,000$ EHRs from Vanderbilt University Medical Center demonstrates that the new model achieves higher performance in terms of retaining basic statistics, cross-feature correlations, latent structural properties, feature constraints and associated patterns from real data, without sacrificing privacy.

cs.LG↗
arXiv2019

To Warn or Not to Warn: Online Signaling in Audit Games

Routine operational use of sensitive data is often governed by law and regulation. For instance, in the medical domain, there are various statues at the state and federal level that dictate who is permitted to work with patients' records and under what conditions. To screen for potential privacy breaches, logging systems are usually deployed to trigger alerts whenever suspicious access is detected. However, such mechanisms are often inefficient because 1) the vast majority of triggered alerts are false positives, 2) small budgets make it unlikely that a real attack will be detected, and 3) attackers can behave strategically, such that traditional auditing mechanisms cannot easily catch them. To improve efficiency, information systems may invoke signaling, so that whenever a suspicious access request occurs, the system can, in real time, warn the user that the access may be audited. Then, at the close of a finite period, a selected subset of suspicious accesses are audited. This gives rise to an online problem in which one needs to determine 1) whether a warning should be triggered and 2) the likelihood that the data request event will be audited. In this paper, we formalize this auditing problem as a Signaling Audit Game (SAG), in which we model the interactions between an auditor and an attacker in the context of signaling and the usability cost is represented as a factor of the auditor's payoff. We study the properties of its Stackelberg equilibria and develop a scalable approach to compute its solution. We show that a strategic presentation of warnings adds value in that SAGs realize significantly higher utility for the auditor than systems without signaling. We illustrate the value of the proposed auditing model and the consistency of its advantages over existing baseline methods.

cs.CR↗