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Chao Yi

Publications and source records attributed to Chao Yi.

At least 19 recordsLinked to original sources

Native Multimodal Representation Learning for Click-Through Rate Prediction in E-Commerce Scenarios

Multimodal representations have been widely adopted in industrial e-commerce recommendation systems. Due to their strong semantic understanding and generalization capabilities, they enhance the performance of traditional sparse ID-based Click-Through Rate (CTR) prediction models. Current multimodal application frameworks in the CTR prediction task typically follow a two-stage paradigm: first, pre-training a multimodal encoder on data from specific recommendation scenarios; second, extracting items' multimodal representations using this pre-trained multimodal encoder and integrating them into the CTR prediction model. However, the training objectives and data distribution of multimodal pre-training tasks often differ from those of the CTR prediction task, which limits the effectiveness of multimodal representation on downstream tasks. In this paper, we focus on how to learn Native Multimodal Representation for the CTR prediction task. One intuitive solution is to jointly train the multimodal encoder and CTR model end-to-end on the CTR task, with the expectation that the encoder can automatically learn downstream-relevant knowledge. However, we find that the end-to-end training does not bring performance improvements to existing multimodal application paradigms. Our analysis reveals that user behaviors in raw CTR data are driven by both multimodal semantics and non-multimodal factors, leading to ambiguous supervision and inconsistent encoder updates. To address this, we propose a Mine-Then-Train method that mines high-quality, multimodally interpretable training samples from CTR data and uses them to fine-tune the multimodal encoder for better alignment with user click preferences. Offline and online experiments demonstrate the effectiveness of our approach.

cs.IR

Can Large Language Models Identify Meaningful Touchpoints in Conversion Attribution?

Touchpoint selection in conversion attribution, namely identifying meaningful touchpoints contributing to conversions, is essential for e-commerce recommendation and online advertising. Current selection methods rely heavily on collaborative-filtering-based heuristics, which fail to align with user-perceived semantic intent. Through human annotation, we reveal a significant semantic gap: many implicitly-related, semantically relevant touchpoints remain undetected by existing rules. Therefore, we systematically evaluate the capability of Large Language Models (LLMs) in identifying these hidden associations. Our evaluation shows that while LLMs effectively uncover a substantial portion of implicitly-related touchpoints, significant room for improvement remains in their selection performance. Furthermore, we analyze the impact of different prompting strategies and foundation model choices on identification performance, providing valuable insights into their reasoning patterns and effectiveness. These insights offer a new roadmap for transitioning conversion attribution from mechanical rule-matching to human-aligned semantic reasoning. Moreover, we leverage the LLM-attributed conversion labels for enhancing industrial CVR model training and achieve significant offline performance gains, showing the potential of LLMs in conversion attribution.

cs.CL

DREAM Technical Report

Industrial recommender systems commonly use cascaded retrieval, ranking, and re-ranking pipelines. Although efficient, these pipelines fragment information and objectives across modules, rely on rigid rules, and have limited awareness of real-time intent, leaving session-level shifts among browsing, comparison, and purchase insufficiently addressed. We present DREAM (Developing Recommender Engine with Agentic Methods), an autonomous optimization control architecture that adds a perception-aware, orchestrable, and auditable policy layer atop existing pipelines without replacing them. DREAM has two core components. First, a three-tier Intent Engine fuses on-device signals into structured L0/L1/L2 intent representations; its edge-cloud trigger chain reduces reporting volume to approximately 8.7%. Second, a Meta Engine uses a MetaModel for layered M1-to-M2-to-M3 reasoning: intent summarization, strategy planning informed by Strategy Memory, and parameter translation. It dispatches the resulting parameters through a unified outlet with safety guardrails. A Reward Dual Loop continuously optimizes both components by combining offline simulation for strategy-space exploration with online feedback for outcome calibration, forming a cycle of generation, execution, evaluation, and experience accumulation. Large-scale A/B tests on Taobao's homepage feed show that re-ranking control alone improves IPV by 2.06%, Core IPV by 2.39%, and GMV by 0.88%. Extending control to fine ranking raises these gains to 2.71%, 3.06%, and 1.31%, respectively, while consistently improving PV by more than 1%. These gains require neither replacement of pipeline models nor compromise of serving stability, supporting agentic meta-control as a viable paradigm for industrial recommendation.

cs.IR

RecGPT-V3 Technical Report

Large language models (LLMs) are transforming recommender systems from matching co-occurrence patterns in historical behavior toward reasoning about the intent that drives it. RecGPT-V1 pioneered this paradigm on Taobao by centering user understanding, and RecGPT-V2 scaled it via coordinated multi-agent reasoning; both are deployed in production with consistent gains in user experience and commercial outcomes. However, operating RecGPT at scale reveals three challenges: (1) stateless behavior modeling, where each request reprocesses full user history, wasting computation and discarding prior analysis; (2) a tag-to-item information bottleneck, where natural-language tags form a lossy channel between user understanding and item grounding; and (3) inefficient explicit reasoning, whose lengthy chain-of-thought incurs untenable latency and compute overhead. We present RecGPT-V3, a stateful, hybrid-modal recommender that reasons over natural language for open-world knowledge and Semantic IDs (SIDs) for concrete item grounding. A Memory Hub maintains structured, continually evolving user memory that distills long-horizon behavior into condensed units, cutting user-modeling computation by 55.8%. A Hybrid-modal Foundation Model allows the LLM jointly reason over text tags and SIDs, opening a high-bandwidth channel into the item space. Latent Intent Reasoning internalizes verbose rationales into compact learnable latent tokens that remain decodable into readable explanations, lowering output token cost by 200x. Deployed in Taobao's "Guess What You Like" feed, RecGPT-V3 achieves consistent gains in large-scale online A/B tests: IPV +1.28%, CTR +1.00%, TC +1.97%, GMV +3.97%, while cutting end-to-end serving resource consumption by 52.4%.

cs.IR

Fine-grained Semantics Integration for Large Language Model-based Recommendation

Recent advances in Large Language Models (LLMs) have driven a shift in recommender systems from the discriminative paradigm to the LLM-based generative paradigm, where the recommender autoregressively generates sequences of semantic identifiers (SIDs) for target items conditioned on historical interaction. While prevalent LLM-based recommenders have demonstrated performance gains by aligning pretrained LLMs between the language space and the SID space, modeling the SID space still faces two fundamental challenges: (i) Semantically Meaningless Initialization: SID tokens are initialized by random sampling without incorporating token-specific semantics, leaving them without explicit semantic correspondence to the pretrained language space; and (ii) Coarse-grained Alignment: existing SFT-based alignment tasks primarily focus on item-level optimization while overlooking the semantics of individual tokens within SID sequences. To address these challenges, we propose TS-Rec, which can integrate Token-level Semantics into LLM-based Recommenders. Specifically, TS-Rec comprises two key components: (1) Semantic-Aware Embedding Initialization (SA-Init), which initializes SID token embeddings by applying mean pooling to the pretrained embeddings of keywords extracted by a teacher model; and (2) Token-level Semantic Alignment (TS-Align), which aligns individual tokens within the SID sequence with the shared semantics of the corresponding item clusters. Extensive experiments on three real-world benchmarks demonstrate that TS-Rec consistently outperforms traditional and generative baselines across all standard metrics. These findings confirm the effectiveness of incorporating fine-grained semantic information into LLM-based generative recommenders. The implementation is available at https://anonymous.4open.science/r/TS-Rec-Review-8F99/.

cs.IR

RecGPT-V2 Technical Report

Large language models (LLMs) have demonstrated remarkable potential in transforming recommender systems from implicit behavioral pattern matching to explicit intent reasoning. While RecGPT-V1 successfully pioneered this paradigm by integrating LLM-based reasoning into user interest mining and item tag prediction, it suffers from four fundamental limitations: (1) computational inefficiency and cognitive redundancy across multiple reasoning routes; (2) insufficient explanation diversity in fixed-template generation; (3) limited generalization under supervised learning paradigms; and (4) simplistic outcome-focused evaluation that fails to match human standards. To address these challenges, we present RecGPT-V2 with four key innovations. First, a Hierarchical Multi-Agent System restructures intent reasoning through coordinated collaboration, eliminating cognitive duplication while enabling diverse intent coverage. Combined with Hybrid Representation Inference that compresses user-behavior contexts, our framework reduces GPU consumption by 60% and improves exclusive recall from 9.39% to 10.99%. Second, a Meta-Prompting framework dynamically generates contextually adaptive prompts, improving explanation diversity by +7.3%. Third, constrained reinforcement learning mitigates multi-reward conflicts, achieving +24.1% improvement in tag prediction and +13.0% in explanation acceptance. Fourth, an Agent-as-a-Judge framework decomposes assessment into multi-step reasoning, improving human preference alignment. Online A/B tests on Taobao demonstrate significant improvements: +2.98% CTR, +3.71% IPV, +2.19% TV, and +11.46% NER. RecGPT-V2 establishes both the technical feasibility and commercial viability of deploying LLM-powered intent reasoning at scale, bridging the gap between cognitive exploration and industrial utility.

cs.IR

MUSE: A Simple Yet Effective Multimodal Search-Based Framework for Lifelong User Interest Modeling

Lifelong user interest modeling is crucial for industrial recommender systems, yet existing approaches rely predominantly on ID-based features, suffering from poor generalization on long-tail items and limited semantic expressiveness. While recent work explores multimodal representations for behavior retrieval in the General Search Unit (GSU), they often neglect multimodal integration in the fine-grained modeling stage -- the Exact Search Unit (ESU). In this work, we present a systematic analysis of how to effectively leverage multimodal signals across both stages of the two-stage lifelong modeling framework. Our key insight is that simplicity suffices in the GSU: lightweight cosine similarity with high-quality multimodal embeddings outperforms complex retrieval mechanisms. In contrast, the ESU demands richer multimodal sequence modeling and effective ID-multimodal fusion to unlock its full potential. Guided by these principles, we propose MUSE, a simple yet effective multimodal search-based framework. MUSE has been deployed in Taobao display advertising system, enabling 100K-length user behavior sequence modeling and delivering significant gains in top-line metrics with negligible online latency overhead. To foster community research, we share industrial deployment practices and open-source the first large-scale dataset featuring ultra-long behavior sequences paired with high-quality multimodal embeddings. Our code and data is available at https://taobao-mm.github.io.

cs.IR

Interactive Recommendation Agent with Active User Commands

Traditional recommender systems rely on passive feedback mechanisms that limit users to simple choices such as like and dislike. However, these coarse-grained signals fail to capture users' nuanced behavior motivations and intentions. In turn, current systems cannot also distinguish which specific item attributes drive user satisfaction or dissatisfaction, resulting in inaccurate preference modeling. These fundamental limitations create a persistent gap between user intentions and system interpretations, ultimately undermining user satisfaction and harming system effectiveness. To address these limitations, we introduce the Interactive Recommendation Feed (IRF), a pioneering paradigm that enables natural language commands within mainstream recommendation feeds. Unlike traditional systems that confine users to passive implicit behavioral influence, IRF empowers active explicit control over recommendation policies through real-time linguistic commands. To support this paradigm, we develop RecBot, a dual-agent architecture where a Parser Agent transforms linguistic expressions into structured preferences and a Planner Agent dynamically orchestrates adaptive tool chains for on-the-fly policy adjustment. To enable practical deployment, we employ simulation-augmented knowledge distillation to achieve efficient performance while maintaining strong reasoning capabilities. Through extensive offline and long-term online experiments, RecBot shows significant improvements in both user satisfaction and business outcomes.

cs.IR

Low-rankness and Smoothness Meet Subspace: A Unified Tensor Regularization for Hyperspectral Image Super-resolution

Hyperspectral image super-resolution (HSI-SR) has emerged as a challenging yet critical problem in remote sensing. Existing approaches primarily focus on regularization techniques that leverage low-rankness and local smoothness priors. Recently, correlated total variation has been introduced for tensor recovery, integrating these priors into a single regularization framework. Direct application to HSI-SR, however, is hindered by the high spectral dimensionality of hyperspectral data. In this paper, we propose a unified tensor regularizer, called JLRST, which jointly encodes low-rankness and local smoothness priors under a subspace framework. Specifically, we compute the gradients of the clustered coefficient tensors along all three tensor modes to fully exploit spectral correlations and nonlocal similarities in HSI. By enforcing priors on subspace coefficients rather than the entire HR-HSI data, the proposed method achieves improved computational efficiency and accuracy. Furthermore, to mitigate the bias introduced by the tensor nuclear norm (TNN), we introduce the mode-3 logarithmic TNN to process gradient tensors. An alternating direction method of multipliers with proven convergence is developed to solve the proposed model. Experimental results demonstrate that our approach significantly outperforms state-of-the-art model-based methods in HSI-SR.

math.NA

RecGPT Technical Report

Recommender systems are among the most impactful applications of artificial intelligence, serving as critical infrastructure connecting users, merchants, and platforms. However, most current industrial systems remain heavily reliant on historical co-occurrence patterns and log-fitting objectives, i.e., optimizing for past user interactions without explicitly modeling user intent. This log-fitting approach often leads to overfitting to narrow historical preferences, failing to capture users' evolving and latent interests. As a result, it reinforces filter bubbles and long-tail phenomena, ultimately harming user experience and threatening the sustainability of the whole recommendation ecosystem. To address these challenges, we rethink the overall design paradigm of recommender systems and propose RecGPT, a next-generation framework that places user intent at the center of the recommendation pipeline. By integrating large language models (LLMs) into key stages of user interest mining, item retrieval, and explanation generation, RecGPT transforms log-fitting recommendation into an intent-centric process. To effectively align general-purpose LLMs to the above domain-specific recommendation tasks at scale, RecGPT incorporates a multi-stage training paradigm, which integrates reasoning-enhanced pre-alignment and self-training evolution, guided by a Human-LLM cooperative judge system. Currently, RecGPT has been fully deployed on the Taobao App. Online experiments demonstrate that RecGPT achieves consistent performance gains across stakeholders: users benefit from increased content diversity and satisfaction, merchants and the platform gain greater exposure and conversions. These comprehensive improvement results across all stakeholders validates that LLM-driven, intent-centric design can foster a more sustainable and mutually beneficial recommendation ecosystem.

cs.IR

Chat2SPaT: A Large Language Model Based Tool for Automating Traffic Signal Control Plan Management

Pre-timed traffic signal control, commonly used for operating signalized intersections and coordinated arterials, requires tedious manual work for signaling plan creating and updating. When the time-of-day or day-of-week plans are utilized, one intersection is often associated with multiple plans, leading to further repetitive manual plan parameter inputting. To enable a user-friendly traffic signal control plan management process, this study proposes Chat2SPaT, a method to convert users' semi-structured and ambiguous descriptions on the signal control plan to exact signal phase and timing (SPaT) results, which could further be transformed into structured stage-based or ring-based plans to interact with intelligent transportation system (ITS) software and traffic signal controllers. With curated prompts, Chat2SPaT first leverages large language models' (LLMs) capability of understanding users' plan descriptions and reformulate the plan as a combination of phase sequence and phase attribute results in the json format. Based on LLM outputs, python scripts are designed to locate phases in a cycle, address nuances of traffic signal control, and finally assemble the complete traffic signal control plan. Within a chat, the pipeline can be utilized iteratively to conduct further plan editing. Experiments show that Chat2SPaT can generate plans with an accuracy of over 94% for both English and Chinese cases, using a test dataset with over 300 plan descriptions. As the first benchmark for evaluating LLMs' capability of understanding traffic signal control plan descriptions, Chat2SPaT provides an easy-to-use plan management pipeline for traffic practitioners and researchers, serving as a potential new building block for a more accurate and versatile application of LLMs in the field of ITS. The source codes, prompts and test dataset are openly accessible at https://github.com/yuewangits/Chat2SPaT.

cs.AI

Proxy-Embedding as an Adversarial Teacher: An Embedding-Guided Bidirectional Attack for Referring Expression Segmentation Models

Referring Expression Segmentation (RES) enables precise object segmentation in images based on natural language descriptions, offering high flexibility and broad applicability in real-world vision tasks. Despite its impressive performance, the robustness of RES models against adversarial examples remains largely unexplored. While prior adversarial attack methods have explored adversarial robustness on conventional segmentation models, they perform poorly when directly applied to RES models, failing to expose vulnerabilities in its multimodal structure. In practical open-world scenarios, users typically issue multiple, diverse referring expressions to interact with the same image, highlighting the need for adversarial examples that generalize across varied textual inputs. Furthermore, from the perspective of privacy protection, ensuring that RES models do not segment sensitive content without explicit authorization is a crucial aspect of enhancing the robustness and security of multimodal vision-language systems. To address these challenges, we present PEAT, an Embedding-Guided Bidirectional Attack for RES models. Extensive experiments across multiple RES architectures and standard benchmarks show that PEAT consistently outperforms competitive baselines.

cs.CV

Efficient Evaluation of Large Language Models via Collaborative Filtering

With the development of Large Language Models (LLMs), numerous benchmarks have been proposed to measure and compare the capabilities of different LLMs. However, evaluating LLMs is costly due to the large number of test instances and their slow inference speed. In this paper, we aim to explore how to efficiently estimate a model's real performance on a given benchmark based on its evaluation results on a small number of instances sampled from the benchmark. Inspired by Collaborative Filtering (CF) in Recommendation Systems (RS), we treat LLMs as users and test instances as items and propose a two-stage method. In the first stage, we treat instance selection as recommending products to users to choose instances that can easily distinguish model performance. In the second stage, we see performance prediction as rating prediction problem in RS to predict the target LLM's behavior on unselected instances. Experiments on multiple LLMs and datasets imply that our method can accurately estimate the target model's performance while largely reducing its inference overhead.

cs.CL

Bursting Filter Bubble: Enhancing Serendipity Recommendations with Aligned Large Language Models

Recommender systems (RSs) often suffer from the feedback loop phenomenon, e.g., RSs are trained on data biased by their recommendations. This leads to the filter bubble effect that reinforces homogeneous content and reduces user satisfaction. To this end, serendipity recommendations, which offer unexpected yet relevant items, are proposed. Recently, large language models (LLMs) have shown potential in serendipity prediction due to their extensive world knowledge and reasoning capabilities. However, they still face challenges in aligning serendipity judgments with human assessments, handling long user behavior sequences, and meeting the latency requirements of industrial RSs. To address these issues, we propose SERAL (Serendipity Recommendations with Aligned Large Language Models), a framework comprising three stages: (1) Cognition Profile Generation to compress user behavior into multi-level profiles; (2) SerenGPT Alignment to align serendipity judgments with human preferences using enriched training data; and (3) Nearline Adaptation to integrate SerenGPT into industrial RSs pipelines efficiently. Online experiments demonstrate that SERAL improves exposure ratio (PVR), clicks, and transactions of serendipitous items by 5.7%, 29.56%, and 27.6%, enhancing user experience without much impact on overall revenue. Now, it has been fully deployed in the "Guess What You Like" of the Taobao App homepage.

cs.IR

Parrot: Multilingual Visual Instruction Tuning

The rapid development of Multimodal Large Language Models (MLLMs), such as GPT-4o, marks a significant step toward artificial general intelligence. Existing methods typically align vision encoders with LLMs via supervised fine-tuning (SFT), but this often deteriorates their ability to handle multiple languages as training progresses. We empirically observe that imbalanced SFT datasets, largely English-centric, degrade performance on non-English languages due to the failure in multilingual token alignment. To address this, we propose PARROT, a novel approach that leverages textual guidance for visual token alignment at the language level. PARROT conditions visual tokens on diverse language inputs and uses Mixture-of-Experts (MoE) to align multilingual tokens. By computing cross-attention between initial visual features and textual embeddings, we select the most relevant experts, converting visual tokens into language-specific representations. Additionally, we introduce the Massive Multilingual Multimodal Benchmark (MMMB), a new benchmark comprising 6 languages, 15 categories, and 12,000 questions, to assess multilingual capabilities. PARROT achieves state-of-the-art performance on both the multilingual benchmarks and a wide range of multimodal tasks. Code and dataset are available at: https://github.com/AIDC-AI/Parrot

cs.CV

Leveraging Cross-Modal Neighbor Representation for Improved CLIP Classification

CLIP showcases exceptional cross-modal matching capabilities due to its training on image-text contrastive learning tasks. However, without specific optimization for unimodal scenarios, its performance in single-modality feature extraction might be suboptimal. Despite this, some studies have directly used CLIP's image encoder for tasks like few-shot classification, introducing a misalignment between its pre-training objectives and feature extraction methods. This inconsistency can diminish the quality of the image's feature representation, adversely affecting CLIP's effectiveness in target tasks. In this paper, we view text features as precise neighbors of image features in CLIP's space and present a novel CrOss-moDal nEighbor Representation(CODER) based on the distance structure between images and their neighbor texts. This feature extraction method aligns better with CLIP's pre-training objectives, thereby fully leveraging CLIP's robust cross-modal capabilities. The key to construct a high-quality CODER lies in how to create a vast amount of high-quality and diverse texts to match with images. We introduce the Auto Text Generator(ATG) to automatically generate the required texts in a data-free and training-free manner. We apply CODER to CLIP's zero-shot and few-shot image classification tasks. Experiment results across various datasets and models confirm CODER's effectiveness. Code is available at:https://github.com/YCaigogogo/CVPR24-CODER.

cs.CV

Bridge the Modality and Capability Gaps in Vision-Language Model Selection

Vision Language Models (VLMs) excel in zero-shot image classification by pairing images with textual category names. The expanding variety of Pre-Trained VLMs enhances the likelihood of identifying a suitable VLM for specific tasks. To better reuse the VLM resource and fully leverage its potential on different zero-shot image classification tasks, a promising strategy is selecting appropriate Pre-Trained VLMs from the VLM Zoo, relying solely on the text data of the target dataset without access to the dataset's images. In this paper, we analyze two inherent challenges in assessing the ability of a VLM in this Language-Only VLM selection: the "Modality Gap" - the disparity in VLM's embeddings across two different modalities, making text a less reliable substitute for images; and the "Capability Gap" - the discrepancy between the VLM's overall ranking and its ranking for target dataset, hindering direct prediction of a model's dataset-specific performance from its general performance. We propose VLM Selection With gAp Bridging (SWAB) to mitigate the negative impact of two gaps. SWAB first adopts optimal transport to capture the relevance between open-source and target datasets with a transportation matrix. It then uses this matrix to transfer useful statistics of VLMs from open-source datasets to the target dataset for bridging two gaps. By bridging two gaps to obtain better substitutes for test images, SWAB can accurately predict the performance ranking of different VLMs on the target task without the need for the dataset's images. Experiments across various VLMs and image classification datasets validate SWAB's effectiveness.

cs.LG

ZhiJian: A Unifying and Rapidly Deployable Toolbox for Pre-trained Model Reuse

The rapid expansion of foundation pre-trained models and their fine-tuned counterparts has significantly contributed to the advancement of machine learning. Leveraging pre-trained models to extract knowledge and expedite learning in real-world tasks, known as "Model Reuse", has become crucial in various applications. Previous research focuses on reusing models within a certain aspect, including reusing model weights, structures, and hypothesis spaces. This paper introduces ZhiJian, a comprehensive and user-friendly toolbox for model reuse, utilizing the PyTorch backend. ZhiJian presents a novel paradigm that unifies diverse perspectives on model reuse, encompassing target architecture construction with PTM, tuning target model with PTM, and PTM-based inference. This empowers deep learning practitioners to explore downstream tasks and identify the complementary advantages among different methods. ZhiJian is readily accessible at https://github.com/zhangyikaii/lamda-zhijian facilitating seamless utilization of pre-trained models and streamlining the model reuse process for researchers and developers.

cs.LG