arXiv subjects

Chao-Chin Yang

Publications and source records attributed to Chao-Chin Yang.

At least 19 recordsLinked to original sources

arXiv2026

Volatile depletion in rocky planets as a chemical fingerprint of hybrid accretion

Volatile depletion in rocky planets relative to their host stars is commonplace in both the Solar System and exoplanetary systems, yet the connections between planet formation and composition remain elusive. Here we model devolatilization during pebble accretion in combination with collisional growth from volatile-depleted planetesimals to explore the formation pathways of Earth and Mars. Using Bayesian inference, we find that bulk silicate Earth is best reproduced by ${\gtrsim}$75% contribution from two protoplanets formed via pebble accretion, supplemented by up to $\sim$25% material from planetesimals that are compositionally akin to the asteroid Vesta. Using instead a planetesimal volatile-depletion curve that is not observed among known meteorite parent bodies would allow the planetesimal contribution to reach 40$^{+15}_{-14}$%. In comparison, bulk silicate Mars reflects 27$\pm$5% pebble-accreted material and 73${\pm}$5% Vesta-like planetesimals. We identify volatile depletion as a chemical fingerprint of hybrid accretion, in which both pebble accretion and collisional assembly contribute to terrestrial planet growth. By quantitatively linking formation pathways to volatile budgets, our findings demonstrate how planetary accretion histories can be inferred from elemental signatures, with broad implications for interpreting the chemical diversity of rocky exoplanets.

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arXiv2026

Conditions for planetesimal formation via the streaming instability persist under turbulence driven by magnetorotational instability

Strong dust clumping by streaming instability (SI) is the leading proposed mechanism for forming planetesimals, the building blocks of terrestrial planets and giant-planet cores. The critical dust-to-gas density ratio above which the SI leads to dust concentration strong enough to result in gravitational collapse depends on local dust properties and disk conditions, such as particle Stokes number, pressure gradient, and turbulence. The role of turbulence has recently drawn attention because simulations have shown that even modest levels of istropically forced turbulence can significantly increase the critical dust-to-gas ratio. However, we show that this does not hold for turbulence self-consistently generated by the magnetorotational instability (MRI). We present the first parameter study of the SI in three-dimensional shearing-box simulations including non-ideal magnetohydrodynamics with ambipolar diffusion. Modest turbulence yields a clumping boundary as low as pure hydrodynamical cases, while stronger turbulence does increase the critical dust-to-gas density ratio, though appreciably less than in the models where turbulence is isotropically forced. Particle concentration occurs inside zonal flows, large-scale structures generated by the MRI. Our results suggest that self-consistent, MRI-driven turbulence does not necessarily inhibit planetesimal formation.

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arXiv2026

A Comparative Study of the Streaming Instability: Unstratified Models with Marginally Coupled Grains

The streaming instability is a leading mechanism for concentrating solids and initiating planetesimal formation in protoplanetary disks. Although numerous studies have explored its linear growth, nonlinear evolution, and implications for planet formation, the diversity of numerical methods and dust treatments used across the literature has made it difficult to assess which features of the instability are physically robust and which arise from code-dependent choices. We present the first systematic comparison of seven hydrodynamic codes--spanning finite-volume and finite-difference schemes and modeling dust either as Lagrangian particles or as a pressureless fluid--applied to the unstratified streaming instability with a dimensionless stopping time of unity. All codes reproduce the characteristic sequence of exponential growth, filament formation, and turbulent saturation, demonstrating broad agreement in the qualitative behavior of the instability. Quantitatively, however, the dust model remains the dominant source of variation at moderate resolution: particle-based simulations reach higher peak densities and exhibit broader high-density tails than fluid-based models at $512^2$ resolution, although increasing the number of particles brings their initial maximum density evolution into close agreement with that of dust-fluid models. At $1024^2$, these differences diminish substantially, indicating better agreement of the saturated-state statistics across dust treatments. In terms of computational performance, most particle implementations suffer from imbalanced parallelized loads, while execution on a GPU is at least two to three times more energy efficient and scales better at higher resolutions than on CPUs. Given the intrinsic stochasticity of this nonlinear system, only statistical diagnostics remain meaningful across codes.

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arXiv2026

Evolution of dust in a protoplanetary disc driven by stellar flybys: implications for the streaming instability

Stellar flybys are a common dynamical process in young stellar clusters and can significantly reshape protoplanetary discs. However, their impact on dust dynamics remains poorly understood, particularly in the weakly coupled regime (St$\gg$1). We present three-dimensional hydrodynamical simulations of parabolic stellar flybys-both coplanar and inclined-interacting with a gaseous and dusty protoplanetary disc. Dust species with Stokes numbers ranging from 15 to 100, corresponding to four grain sizes under a uniform initial gas surface density, are included. Perturber masses of 0.1 and 1$\mathrm{M}_{\odot}$ are considered. The induced spiral structures exhibit distinct dynamical behaviours in gas and dust: dust spirals retain a nearly constant pattern speed, while gas spirals gradually decelerate. The pitch angles of both components decrease over time, with dust evolving more rapidly. In the weakly coupled regime, gas and dust spirals are spatially offset, facilitating dust accumulation around both structures. Equal-mass flybys truncate the disc at approximately $\sim$0.55$r_{\mathrm{Hill}}$, producing tightly wound, ring-like spirals that promote dust concentration. By mapping the streaming instability growth rates in the solid abundance-Stokes number space across three evolutionary phases, we find that a low-mass flyby suppresses dust concentration below the critical clumping threshold after periastron and maintains this suppression over time, indicating long-lasting inhibition of dust clumping. An equal-mass flyby raises local solid abundance well above the threshold, suggesting that such encounters may foster conditions favourable for dust clumping. Flyby-induced spirals play a central role in shaping dust evolution, leading to distinct spatial and temporal behaviours in weakly coupled discs.

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arXiv2025

On the Gravitational Collapse of Small Dust Grains in Self-gravitating Disk Structures

Planet formation may begin much earlier than previously expected, when the protoplanetary disk is still massive and gravitationally unstable. It has been proposed that solid grains can concentrate in the spiral arms of self-gravitating disks, leading to the formation of planetary embryos or cores that can greatly accelerate the process of planet formation. We perform hydrodynamic simulations of self-gravitating gas and even smaller dust grains than previously investigated in 3-dimensional shearing box simulations to explore the conditions necessary to form these planetary seeds. Focusing on small grains of dimensionless stopping time $\mathrm{St}=0.01$ and shorter, we find that disk metallicities $Z \gtrsim 0.02$ can overcome the disruptive effects of dust diffusion among these small dust grains. In the outer reaches of a gravitationally unstable disk, these models correspond to grains of approximately 1$\,mm$ and lead to planetary embryos between 0.1 and 1 Earth mass. The formation of these planetary embryos could therefore reduce the time needed for planet assembly, particularly in the outer regions of the disk where coagulation timescales are longer and solid growth is limited.

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arXiv2025

Bridging Unstratified and Stratified Simulations of the Streaming Instability for $τ_s=0.1$ Grains

The streaming instability (SI), driven by aerodynamic coupling between solids and the gas under a global radial pressure gradient, concentrates solids and facilitates planetesimal formation. Unstratified simulations are commonly used to study the SI, based on the assumption that they approximate conditions near the disk midplane. However, it remains unclear how accurately these unstratified simulations capture the midplane dust-gas dynamics in stratified disks. To address this, we examine the saturated state of the SI in stratified simulations and compare dust-gas dynamics to those in unstratified simulations across various radial pressure gradients. To this end, we consider a dimensionless dust stopping time ($τ_s$) of 0.1 and perform 2D axisymmetric, stratified simulations. We find that the formation of dust filaments during dust settling exhibits morphological similarities to those in unstratified simulations. Vertical gravity acts to redistribute momentum vertically in response to momentum flux, resulting in midplane velocities in the center-of-mass frame that are consistent with those from unstratified models at any given pressure gradient. Furthermore, the velocity dispersions and density distributions of the gas and dust near the midplane of our stratified simulations closely match those in unstratified simulations. While further exploration across the parameter space is needed, our results suggest that, for $τ_s=0.1$, unstratified simulations represents well the midplane dust--gas dynamics in stratified disks before any strong clumping occurs. Consequently, our results confirm that in the saturated state, the streaming turbulence in stratified simulations behaves similarly to that in unstratified simulations for the parameter values explored here.

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arXiv2025

On the Mass Budget Problem of Protoplanetary Disks: Streaming Instability and Optically Thick Emission

Statistical studies of protoplanetary disks and exoplanet populations often exhibit a "missing mass" problem, where observed dust masses in (sub-)millimeter surveys are significantly lower than expected when compared to the mass of evolved exoplanetary systems. We investigate how the streaming instability and subsequent planetesimal formation in protoplanetary disks might solve this missing mass problem when (sub-)millimeter observations are interpreted under the assumption of optically thin emission. We conduct hydrodynamical simulations of the streaming instability with self-gravity after which radiative transfer calculations with dust scattering are performed to measure the (sub-)millimeter intensity. The measured intensity is then used to estimate the disk mass under the assumption of optically thin emission and compared to the true mass in the simulation to calculate the observational bias via the mass excess. We find that the emission from overdense filaments that emerge due to the streaming instability are optically thick at (sub-)millimeter wavelengths, leading to mass excess factors of $\sim 2-7$, even when the optically thick fraction is low.

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arXiv2025

Observational Signatures of a Previous Dynamical Instability in Multi-planet M-Dwarf Systems

We identify observational signatures suggesting a history of dynamical instability in 26 out of 34 M-dwarf multi-planet systems containing no large planets. These systems may have primarily formed in a gas-rich environment, potentially hosted more planets and were more compact. We extend previous simulations of the formation of the TRAPPIST-1 system to 100 Myr to test the stability of these systems without gas. We find the absence of a strong mean motion resonance in the innermost planet pair and the absence of three body resonances throughout the system are likely to result in the merging and ejection of planets after the gas disk disperses. The runs that experience such an instability tend to produce final systems with lower multiplicities, period ratios larger than two, increased orbital spacings, higher planetary angular momentum deficits, and slightly smaller mass ratios between adjacent planets. Remarkably, we find these same trends in the observations of M-dwarf multi-planet systems containing no large planets. Our work allows us to identify specific systems that may have experienced an instability and suggests that only ~25% of these systems formed in their current observed state while most systems were likely more compact and multiplicitous earlier in time. Previous research indicates that systems that have experienced a late stage giant impact may host planets potentially more habitable than the systems that did not. With this in mind, we suggest systems around M-dwarfs that contain period ratios larger than two be given priority in the search for habitable worlds.

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arXiv2025

Probing Conditions for Strong Clumping by the Streaming Instability: Small Dust Grains and Low Dust-to-gas Density Ratio

The streaming instability (SI) is a leading mechanism for concentrating solid particles into regions dense enough to form planetesimals. Its efficiency in clumping particles depends primarily on the dimensionless stopping time ($τ_s$, a proxy for particle size) and dust-to-gas surface density ratio ($Z$). Previous simulations identified a critical $Z$ ($Z_{\rm{crit}}$) above which strong clumping occurs, where particle densities exceed the Hill density (thus satisfying a condition for gravitational collapse), over a wide range of $τ_s$. These works found that for $τ_s \leq 0.01$, $Z_{\rm{crit}}$ was above the ISM value $(\sim 0.01)$. In this work, we reexamine the clumping threshold using 2D axisymmetric, stratified simulations at high resolution and with relatively large (compared to many previous simulations) domain sizes. Our main results are as follows: First, when $τ_s = 0.01$, strong clumping occurs even at $Z \lesssim 0.01$, lower than $Z_{\rm{crit}}$ found in all previous studies. Consequently, we revise a previously published fit to the $Z_{\rm{crit}}$ curve to account for this updated $Z_{\rm{crit}}$. Second, higher resolution results in a thicker dust layer, which may result from other instabilities manifesting, such as the vertical shearing streaming instability. Third, despite this thicker layer, higher resolution can lead to strong clumping even with lower midplane dust-to-gas density ratios (which results from the thicker particle layer) so long as $Z \gtrsim Z_{\rm{crit}}$. Our results demonstrate the efficiency of the SI in clumping small particles at $Z \sim 0.01$, which is a significant refinement of the conditions for planetesimal formation by the SI.

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arXiv2024

Particle fragmentation inside planet-induced spiral waves

Growing planets interact with their surrounding protoplanetary disk, generating feedback effects that may promote or suppress nearby planet formation. We study how spiral waves launched by planets affect the motion and collisional evolution of particles in the disk. To this end, we perform local 2D hydrodynamical simulations that include a gap-opening planet and integrate particle trajectories within the gas field. Our results show that particle trajectories bend at the location of the spiral wave, and collisions occurring within the spiral exhibit significantly enhanced collisional velocities compared to elsewhere. To quantify this effect, we ran simulations with varying planetary masses and particle sizes. The resulting collisional velocities within the spiral far exceed the typical fragmentation threshold, even for collisions between particles of relatively similar sizes and for planetary masses below the pebble isolation mass. If collisions within the spiral are frequent, this effect could lead to progressively smaller particle sizes as the radial distance from the planet decreases, impacting processes such as gap filtering, pebble accretion, and planetesimal formation.

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arXiv2024

Rapid protoplanet formation in vortices: three-dimensional local simulations with selfgravity

Disk vortices, seen in numerical simulations of protoplanetary disks and found observationally in ALMA and VLA images of these objects, are promising sites for planet formation given their pebble trapping abilities. Previous works have shown strong concentration of pebbles in vortices, but gravitational collapse has only been shown in low-resolution, two-dimensional, global models. In this letter, we aim to study the pebble concentration and gravitational collapse of pebble clouds in vortices via high-resolution, three-dimensional, local models. We performed simulations of the dynamics of gas and solids in a local shearing box where the gas is subject to convective overstability, generating a persistent giant vortex. We find that the vortex produces objects of Moon and Mars mass, with mass function of power law $d\ln N/d\ln M=-1.6\pm 0.3$. The protoplanets grow rapidly, doubling in mass in about 5 orbits, following pebble accretion rates. The mass range and mass doubling rate are in broad agreement with previous low resolution global models. We conclude that Mars-mass planetary embryos are the natural outcome of planet formation inside the disk vortices seen in millimeter and radio images of protoplanetary disks.

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arXiv2024

Magnetically Driven Turbulence in the Inner Regions of Protoplanetary Disks

Given the important role turbulence plays in the settling and growth of dust grains in protoplanetary disks, it is crucial that we determine whether these disks are turbulent and to what extent. Protoplanetary disks are weakly ionized near the mid-plane, which has led to a paradigm in which largely laminar magnetic field structures prevail deeper in the disk, with angular momentum being transported via magnetically launched winds. Yet, there has been little exploration on the precise behavior of the gas within the bulk of the disk. We carry out 3D, local shearing box simulations that include all three low-ionization effects (Ohmic diffusion, ambipolar diffusion, and the Hall effect) to probe the nature of magnetically driven gas dynamics 1-30 AU from the central star. We find that gas turbulence can persist with a generous yet physically motivated ionization prescription (order unity Elsasser numbers). The gas velocity fluctuations range from 0.03-0.09 of the sound speed $c_s$ at the disk mid-plane to $\sim c_s$ near the disk surface, and are dependent on the initial magnetic field strength. However, the turbulent velocities do not appear to be strongly dependent on the field polarity, and thus appear to be insensitive to the Hall effect. The mid-plane turbulence has the potential to drive dust grains to collision velocities exceeding their fragmentation limit, and likely reduces the efficacy of particle clumping in the mid-plane, though it remains to be seen if this level of turbulence persists in disks with lower ionization levels.

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arXiv2024

Dust-gas dynamics driven by the streaming instability with various pressure gradients

The streaming instability, a promising mechanism to drive planetesimal formation in dusty protoplanetary discs, relies on aerodynamic drag naturally induced by the background radial pressure gradient. This gradient should vary in disks, but its effect on the streaming instability has not been sufficiently explored. For this purpose, we use numerical simulations of an unstratified disc to study the non-linear saturation of the streaming instability with mono-disperse dust particles and survey a wide range of gradients for two distinct combinations of the particle stopping time and the dust-to-gas mass ratio. As the gradient increases, we find most kinematic and morphological properties increase but not always in linear proportion. The density distributions of tightly-coupled particles are insensitive to the gradient whereas marginally-coupled particles tend to concentrate by more than an order of magnitude as the gradient decreases. Moreover, dust-gas vortices for tightly-coupled particles shrink as the gradient decreases, and we note higher resolutions are required to trigger the instability in this case. In addition, we find various properties at saturation that depend on the gradient may be observable and may help reconstruct models of observed discs dominated by streaming turbulence. In general, increased dust diffusion from stronger gradients can lower the concentration of dust filaments and can explain the higher solid abundances needed to trigger strong particle clumping and the reduced planetesimal formation efficiency previously found in vertically-stratified simulations.

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arXiv2024

A solution for the density dichotomy problem of Kuiper Belt objects with multi-species streaming instability and pebble accretion

Kuiper belt objects show an unexpected trend, whereby large bodies have increasingly higher densities, up to five times greater than their smaller counterparts. Current explanations for this trend assume formation at constant composition, with the increasing density resulting from gravitational compaction. However, this scenario poses a timing problem to avoid early melting by decay of $^{26}$Al. We aim to explain the density trend in the context of streaming instability and pebble accretion. Small pebbles experience lofting into the atmosphere of the disk, being exposed to UV and partially losing their ice via desorption. Conversely, larger pebbles are shielded and remain more icy. We use a shearing box model including gas and solids, the latter split into ices and silicate pebbles. Self-gravity is included, allowing dense clumps to collapse into planetesimals. We find that the streaming instability leads to the formation of mostly icy planetesimals, albeit with an unexpected trend that the lighter ones are more silicate-rich than the heavier ones. We feed the resulting planetesimals into a pebble accretion integrator with a continuous size distribution, finding that they undergo drastic changes in composition as they preferentially accrete silicate pebbles. The density and masses of large KBOs are best reproduced if they form between 15 and 22\,AU. Our solution avoids the timing problem because the first planetesimals are primarily icy, and $^{26}$Al is mostly incorporated in the slow phase of silicate pebble accretion. Our results lend further credibility to the streaming instability and pebble accretion as formation and growth mechanisms.

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arXiv2024

Particle clustering in turbulence: Prediction of spatial and statistical properties with deep learning

We investigate the utility of deep learning for modeling the clustering of particles that are aerodynamically coupled to turbulent fluids. Using a Lagrangian particle module within the Athena++ hydrodynamics code, we simulate the dynamics of particles in the Epstein drag regime within a periodic domain of isotropic forced hydrodynamic turbulence. This setup is an idealized model relevant to the collisional growth of micron to mm-sized dust particles in early stage planet formation. The simulation data are used to train a U-Net deep learning model to predict gridded three-dimensional representations of the particle density and velocity fields, given as input the corresponding fluid fields. The trained model qualitatively captures the filamentary structure of clustered particles in a highly non-linear regime. We assess model fidelity by calculating metrics of the density field (the radial distribution function) and of the velocity field (the relative velocity and the relative radial velocity between particles). Although trained only on the spatial fields, the model predicts these statistical quantities with errors that are typically <10%. Our results suggest that, given appropriately expanded training data, deep learning could complement direct numerical simulations in predicting particle clustering within turbulent flows.

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arXiv2023

Streaming Instability and Turbulence: Conditions for Planetesimal Formation

The streaming instability (SI) is a leading candidate for planetesimal formation, which can concentrate solids through two-way aerodynamic interactions with the gas. The resulting concentrations can become sufficiently dense to collapse under particle self-gravity, forming planetesimals. Previous studies have carried out large parameter surveys to establish the critical particle to gas surface density ratio ($Z$), above which SI-induced concentration triggers planetesimal formation. The threshold $Z$ depends on the dimensionless stopping time ($τ_s$, a proxy for dust size). However, these studies neglected both particle self-gravity and external turbulence. Here, we perform 3D stratified shearing box simulations with both particle self-gravity and turbulent forcing, which we characterize via $α_D$ that measures turbulent diffusion. We find that forced turbulence, at amplitudes plausibly present in some protoplanetary disks, can increase the threshold $Z$ by up to an order of magnitude. For example, for $τ_s = 0.01$, planetesimal formation occurs when $Z \gtrsim 0.06$, $\gtrsim 0.1$, and $\gtrsim 0.2$ at $α_D = 10^{-4}$, $10^{-3.5}$, and $10^{-3}$, respectively. We provide a single fit to the critical $Z$ as a function of $α_D$ and $τ_s$ required for the SI to work (though limited to the range $τ_s = 0.01$--0.1). Our simulations also show that planetesimal formation requires a mid-plane particle-to-gas density ratio that exceeds unity, with the critical value being independent of $α_D$. Finally, we provide the estimation of particle scale height that accounts for both particle feedback and external turbulence.

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arXiv2023

Composition constraints of the TRAPPIST-1 planets from their formation

We study the formation of the TRAPPIST-1 (T1) planets starting shortly after Moon-sized bodies form just exterior to the ice line. Our model includes mass growth from pebble accretion and mergers, fragmentation, type-I migration, and eccentricity and inclination dampening from gas drag. We follow the composition evolution of the planets fed by a dust condensation code that tracks how various dust species condense out of the disc as it cools. We use the final planet compositions to calculate the resulting radii of the planets using a new planet interior structure code and explore various interior structure models. Our model reproduces the broader architecture of the T1 system and constrains the initial water mass fraction of the early embryos and the final relative abundances of the major refractory elements. We find that the inner two planets likely experienced giant impacts and fragments from collisions between planetary embryos often seed the small planets that subsequently grow through pebble accretion. Using our composition constraints we find solutions for a two-layer model, a planet comprised of only a core and mantle, that match observed bulk densities for the two inner planets b and c. This, along with the high number of giant impacts the inner planets experienced, is consistent with recent observations that these planets are likely dessicated. However, two-layer models seem unlikely for most of the remaining outer planets which suggests that these planets have a primordial hydrosphere. Our composition constraints also indicate that no planets are consistent with a core-free interior structure.

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arXiv2023

The impact of dust evolution on the dead zone outer edge in magnetized protoplanetary disks

[Abridged] Aims. We provide an important step toward a better understanding of the magnetorotational instability (MRI)-dust coevolution in protoplanetary disks by presenting a proof of concept that dust evolution ultimately plays a crucial role in the MRI activity. Methods. First, we study how a fixed power-law dust size distribution with varying parameters impacts the MRI activity, especially the steady-state MRI-driven accretion, by employing and improving our previous 1+1D MRI-driven turbulence model. Second, we relax the steady-state accretion assumption in this disk accretion model, and partially couple it to a dust evolution model in order to investigate how the evolution of dust (dynamics and grain growth processes combined) and MRI-driven accretion are intertwined on million-year timescales. Results. Dust coagulation and settling lead to a higher gas ionization degree in the protoplanetary disk, resulting in stronger MRI-driven turbulence as well as a more compact dead zone. On the other hand, fragmentation has an opposite effect because it replenishes the disk in small dust particles. Since the dust content of the disk decreases over million years of evolution due to radial drift, the MRI-driven turbulence overall becomes stronger and the dead zone more compact until the disk dust-gas mixture eventually behaves as a grain-free plasma. Furthermore, our results show that dust evolution alone does not lead to a complete reactivation of the dead zone. Conclusions. The MRI activity evolution (hence the temporal evolution of the MRI-induced $α$-parameter) is controlled by dust evolution and occurs on a timescale of local dust growth, as long as there is enough dust particles in the disk to dominate the recombination process for the ionization chemistry. Once it is no longer the case, it is expected to be controlled by gas evolution and occurs on a viscous evolution timescale.

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