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Chao-Han Huck Yang

Publications and source records attributed to Chao-Han Huck Yang.

At least 55 records · Page 3Linked to original sources

Test-Time Scaling Strategies for Generative Retrieval in Multimodal Conversational Recommendations

The rapid evolution of e-commerce has exposed the limitations of traditional product retrieval systems in managing complex, multi-turn user interactions. Recent advances in multimodal generative retrieval -- particularly those leveraging multimodal large language models (MLLMs) as retrievers -- have shown promise. However, most existing methods are tailored to single-turn scenarios and struggle to model the evolving intent and iterative nature of multi-turn dialogues when applied naively. Concurrently, test-time scaling has emerged as a powerful paradigm for improving large language model (LLM) performance through iterative inference-time refinement. Yet, its effectiveness typically relies on two conditions: (1) a well-defined problem space (e.g., mathematical reasoning), and (2) the model's ability to self-correct -- conditions that are rarely met in conversational product search. In this setting, user queries are often ambiguous and evolving, and MLLMs alone have difficulty grounding responses in a fixed product corpus. Motivated by these challenges, we propose a novel framework that introduces test-time scaling into conversational multimodal product retrieval. Our approach builds on a generative retriever, further augmented with a test-time reranking (TTR) mechanism that improves retrieval accuracy and better aligns results with evolving user intent throughout the dialogue. Experiments across multiple benchmarks show consistent improvements, with average gains of 14.5 points in MRR and 10.6 points in nDCG@1.

cs.IR↗

Audio Flamingo 3: Advancing Audio Intelligence with Fully Open Large Audio Language Models

We present Audio Flamingo 3 (AF3), a fully open state-of-the-art (SOTA) large audio-language model that advances reasoning and understanding across speech, sound, and music. AF3 introduces: (i) AF-Whisper, a unified audio encoder trained using a novel strategy for joint representation learning across all 3 modalities of speech, sound, and music; (ii) flexible, on-demand thinking, allowing the model to do chain-of-thought-type reasoning before answering; (iii) multi-turn, multi-audio chat; (iv) long audio understanding and reasoning (including speech) up to 10 minutes; and (v) voice-to-voice interaction. To enable these capabilities, we propose several large-scale training datasets curated using novel strategies, including AudioSkills-XL, LongAudio-XL, AF-Think, and AF-Chat, and train AF3 with a novel five-stage curriculum-based training strategy. Trained on only open-source audio data, AF3 achieves new SOTA results on over 20+ (long) audio understanding and reasoning benchmarks, surpassing both open-weight and closed-source models trained on much larger datasets.

cs.SD↗

LOTUS: A Leaderboard for Detailed Image Captioning from Quality to Societal Bias and User Preferences

Large Vision-Language Models (LVLMs) have transformed image captioning, shifting from concise captions to detailed descriptions. We introduce LOTUS, a leaderboard for evaluating detailed captions, addressing three main gaps in existing evaluations: lack of standardized criteria, bias-aware assessments, and user preference considerations. LOTUS comprehensively evaluates various aspects, including caption quality (e.g., alignment, descriptiveness), risks (\eg, hallucination), and societal biases (e.g., gender bias) while enabling preference-oriented evaluations by tailoring criteria to diverse user preferences. Our analysis of recent LVLMs reveals no single model excels across all criteria, while correlations emerge between caption detail and bias risks. Preference-oriented evaluations demonstrate that optimal model selection depends on user priorities.

cs.CV↗

Joint Tensor-Train Parameterization for Efficient and Expressive Low-Rank Adaptation

Low-Rank Adaptation (LoRA) is widely recognized for its parameter-efficient fine-tuning of large-scale neural models. However, standard LoRA independently optimizes low-rank matrices, which inherently limits its expressivity and generalization capabilities. While classical tensor-train (TT) decomposition can be separately employed on individual LoRA matrices, this work demonstrates that the classical TT-based approach neither significantly improves parameter efficiency nor achieves substantial performance gains. This paper proposes TensorGuide, a novel tensor-train-guided adaptation framework to overcome these limitations. TensorGuide generates two correlated low-rank LoRA matrices through a unified TT structure driven by controlled Gaussian noise. The resulting joint TT representation inherently provides structured, low-rank adaptations, significantly enhancing expressivity, generalization, and parameter efficiency without increasing the number of trainable parameters. Theoretically, we justify these improvements through neural tangent kernel analyses, demonstrating superior optimization dynamics and enhanced generalization. Extensive experiments on quantum dot classification and GPT-2 fine-tuning benchmarks demonstrate that TensorGuide-based LoRA consistently outperforms standard LoRA and TT-LoRA, achieving improved accuracy and scalability with fewer parameters.

cs.LG↗

Dynamic-SUPERB Phase-2: A Collaboratively Expanding Benchmark for Measuring the Capabilities of Spoken Language Models with 180 Tasks

Multimodal foundation models, such as Gemini and ChatGPT, have revolutionized human-machine interactions by seamlessly integrating various forms of data. Developing a universal spoken language model that comprehends a wide range of natural language instructions is critical for bridging communication gaps and facilitating more intuitive interactions. However, the absence of a comprehensive evaluation benchmark poses a significant challenge. We present Dynamic-SUPERB Phase-2, an open and evolving benchmark for the comprehensive evaluation of instruction-based universal speech models. Building upon the first generation, this second version incorporates 125 new tasks contributed collaboratively by the global research community, expanding the benchmark to a total of 180 tasks, making it the largest benchmark for speech and audio evaluation. While the first generation of Dynamic-SUPERB was limited to classification tasks, Dynamic-SUPERB Phase-2 broadens its evaluation capabilities by introducing a wide array of novel and diverse tasks, including regression and sequence generation, across speech, music, and environmental audio. Evaluation results show that no model performed well universally. SALMONN-13B excelled in English ASR and Qwen2-Audio-7B-Instruct showed high accuracy in emotion recognition, but current models still require further innovations to handle a broader range of tasks. We open-source all task data and the evaluation pipeline at https://github.com/dynamic-superb/dynamic-superb.

cs.CL↗

Revise, Reason, and Recognize: LLM-Based Emotion Recognition via Emotion-Specific Prompts and ASR Error Correction

Annotating and recognizing speech emotion using prompt engineering has recently emerged with the advancement of Large Language Models (LLMs), yet its efficacy and reliability remain questionable. In this paper, we conduct a systematic study on this topic, beginning with the proposal of novel prompts that incorporate emotion-specific knowledge from acoustics, linguistics, and psychology. Subsequently, we examine the effectiveness of LLM-based prompting on Automatic Speech Recognition (ASR) transcription, contrasting it with ground-truth transcription. Furthermore, we propose a Revise-Reason-Recognize prompting pipeline for robust LLM-based emotion recognition from spoken language with ASR errors. Additionally, experiments on context-aware learning, in-context learning, and instruction tuning are performed to examine the usefulness of LLM training schemes in this direction. Finally, we investigate the sensitivity of LLMs to minor prompt variations. Experimental results demonstrate the efficacy of the emotion-specific prompts, ASR error correction, and LLM training schemes for LLM-based emotion recognition. Our study aims to refine the use of LLMs in emotion recognition and related domains.

eess.AS↗

Chain-of-Thought Prompting for Speech Translation

Large language models (LLMs) have demonstrated remarkable advancements in language understanding and generation. Building on the success of text-based LLMs, recent research has adapted these models to use speech embeddings for prompting, resulting in Speech-LLM models that exhibit strong performance in automatic speech recognition (ASR) and automatic speech translation (AST). In this work, we propose a novel approach to leverage ASR transcripts as prompts for AST in a Speech-LLM built on an encoder-decoder text LLM. The Speech-LLM model consists of a speech encoder and an encoder-decoder structure Megatron-T5. By first decoding speech to generate ASR transcripts and subsequently using these transcripts along with encoded speech for prompting, we guide the speech translation in a two-step process like chain-of-thought (CoT) prompting. Low-rank adaptation (LoRA) is used for the T5 LLM for model adaptation and shows superior performance to full model fine-tuning. Experimental results show that the proposed CoT prompting significantly improves AST performance, achieving an average increase of 2.4 BLEU points across 6 En->X or X->En AST tasks compared to speech prompting alone. Additionally, compared to a related CoT prediction method that predicts a concatenated sequence of ASR and AST transcripts, our method performs better by an average of 2 BLEU points.

cs.CL↗

Towards Neural Scaling Laws for Time Series Foundation Models

Scaling laws offer valuable insights into the design of time series foundation models (TSFMs). However, previous research has largely focused on the scaling laws of TSFMs for in-distribution (ID) data, leaving their out-of-distribution (OOD) scaling behavior and the influence of model architectures less explored. In this work, we examine two common TSFM architectures, encoder-only and decoder-only Transformers, and investigate their scaling behavior on both ID and OOD data. These models are trained and evaluated across varying parameter counts, compute budgets, and dataset sizes. Our experiments reveal that the log-likelihood loss of TSFMs exhibits similar scaling behavior in both OOD and ID settings. We further compare the scaling properties across different architectures, incorporating two state-of-the-art TSFMs as case studies, showing that model architecture plays a significant role in scaling. The encoder-only Transformers demonstrate better scalability than the decoder-only Transformers, while the architectural enhancements in the two advanced TSFMs primarily improve ID performance but reduce OOD scalability. While scaling up TSFMs is expected to drive performance breakthroughs, the lack of a comprehensive understanding of TSFM scaling laws has hindered the development of a robust framework to guide model scaling. We fill this gap in this work by synthesizing our findings and providing practical guidelines for designing and scaling larger TSFMs with enhanced model capabilities.

cs.LG↗

Audio Large Language Models Can Be Descriptive Speech Quality Evaluators

An ideal multimodal agent should be aware of the quality of its input modalities. Recent advances have enabled large language models (LLMs) to incorporate auditory systems for handling various speech-related tasks. However, most audio LLMs remain unaware of the quality of the speech they process. This limitation arises because speech quality evaluation is typically excluded from multi-task training due to the lack of suitable datasets. To address this, we introduce the first natural language-based speech evaluation corpus, generated from authentic human ratings. In addition to the overall Mean Opinion Score (MOS), this corpus offers detailed analysis across multiple dimensions and identifies causes of quality degradation. It also enables descriptive comparisons between two speech samples (A/B tests) with human-like judgment. Leveraging this corpus, we propose an alignment approach with LLM distillation (ALLD) to guide the audio LLM in extracting relevant information from raw speech and generating meaningful responses. Experimental results demonstrate that ALLD outperforms the previous state-of-the-art regression model in MOS prediction, with a mean square error of 0.17 and an A/B test accuracy of 98.6%. Additionally, the generated responses achieve BLEU scores of 25.8 and 30.2 on two tasks, surpassing the capabilities of task-specific models. This work advances the comprehensive perception of speech signals by audio LLMs, contributing to the development of real-world auditory and sensory intelligent agents.

cs.SD↗

UniWav: Towards Unified Pre-training for Speech Representation Learning and Generation

Pre-training and representation learning have been playing an increasingly important role in modern speech processing. Nevertheless, different applications have been relying on different foundation models, since predominant pre-training techniques are either designed for discriminative tasks or generative tasks. In this work, we make the first attempt at building a unified pre-training framework for both types of tasks in speech. We show that with the appropriate design choices for pre-training, one can jointly learn a representation encoder and generative audio decoder that can be applied to both types of tasks. We propose UniWav, an encoder-decoder framework designed to unify pre-training representation learning and generative tasks. On speech recognition, text-to-speech, and speech tokenization, UniWav achieves comparable performance to different existing foundation models, each trained on a specific task. Our findings suggest that a single general-purpose foundation model for speech can be built to replace different foundation models, reducing the overhead and cost of pre-training.

eess.AS↗

ESPnet-SpeechLM: An Open Speech Language Model Toolkit

We present ESPnet-SpeechLM, an open toolkit designed to democratize the development of speech language models (SpeechLMs) and voice-driven agentic applications. The toolkit standardizes speech processing tasks by framing them as universal sequential modeling problems, encompassing a cohesive workflow of data preprocessing, pre-training, inference, and task evaluation. With ESPnet-SpeechLM, users can easily define task templates and configure key settings, enabling seamless and streamlined SpeechLM development. The toolkit ensures flexibility, efficiency, and scalability by offering highly configurable modules for every stage of the workflow. To illustrate its capabilities, we provide multiple use cases demonstrating how competitive SpeechLMs can be constructed with ESPnet-SpeechLM, including a 1.7B-parameter model pre-trained on both text and speech tasks, across diverse benchmarks. The toolkit and its recipes are fully transparent and reproducible at: https://github.com/espnet/espnet/tree/speechlm.

cs.CL↗

A Quantum Circuit-Based Compression Perspective for Parameter-Efficient Learning

Quantum-centric supercomputing presents a compelling framework for large-scale hybrid quantum-classical tasks. Although quantum machine learning (QML) offers theoretical benefits in various applications, challenges such as large-size data encoding in the input stage and the reliance on quantum resources in the inference stage limit its practicality for tasks like fine-tuning large language models (LLMs). Quantum parameter generation, a novel approach of QML, addresses these limitations by using quantum neural networks (QNNs) to generate classical model weights (parameters) exclusively during training, thereby decoupling inference from quantum hardware. In this work, we introduce Quantum Parameter Adaptation (QPA) in the framework of quantum parameter generation, which integrates QNNs with a classical multi-layer perceptron mapping model to generate parameters for fine-tuning methods. Using Gemma-2 and GPT-2 as case studies, QPA demonstrates significant parameter reduction for parameter-efficient fine-tuning methods, such as Low-Rank Adaptation (LoRA), while maintaining comparable or improved performance in text generation tasks. Specifically, QPA reduces the number of parameters to $52.06\%$ of the original LoRA for GPT-2 with a slight performance gain of $0.75\%$, and to $16.84\%$ for Gemma-2, with a marginal performance improvement of $0.07\%$. These results highlight QPA's ability to achieve efficient parameter reduction without sacrificing performance in the quantum parameter generation framework. This work showcases the potential of quantum-enhanced parameter reduction, offering a scalable quantum-classical solution for fine-tuning LLMs while preserving the feasibility of inference on classical hardware.

quant-ph↗

OWLS: Scaling Laws for Multilingual Speech Recognition and Translation Models

Neural scaling laws offer valuable insights for designing robust sequence processing architectures. While these laws have been extensively characterized in other modalities, their behavior in speech remains comparatively underexplored. In this work, we introduce OWLS, an open-access, reproducible suite of multilingual speech recognition and translation models spanning 0.25B to 18B parameters, with the 18B version being the largest speech model, to the best of our knowledge. OWLS leverages up to 360K hours of public speech data across 150 languages, enabling a systematic investigation into how data, model, and compute scaling each influence performance in multilingual speech tasks. We use OWLS to derive neural scaling laws, showing how final performance can be reliably predicted when scaling. One of our key findings is that scaling enhances performance on low-resource languages/dialects, helping to mitigate bias and improve the accessibility of speech technologies. Finally, we show how OWLS can be used to power new research directions by discovering emergent abilities in large-scale speech models. Model checkpoints will be released on https://huggingface.co/collections/espnet/owls-scaling-laws-for-speech-recognition-and-translation-67ab7f991c194065f057ce8d for future studies.

cs.CL↗

DeSTA2: Developing Instruction-Following Speech Language Model Without Speech Instruction-Tuning Data

Recent end-to-end speech language models (SLMs) have expanded upon the capabilities of large language models (LLMs) by incorporating pre-trained speech models. However, these SLMs often undergo extensive speech instruction-tuning to bridge the gap between speech and text modalities. This requires significant annotation efforts and risks catastrophic forgetting of the original language capabilities. In this work, we present a simple yet effective automatic process for creating speech-text pair data that carefully injects speech paralinguistic understanding abilities into SLMs while preserving the inherent language capabilities of the text-based LLM. Our model demonstrates general capabilities for speech-related tasks without the need for speech instruction-tuning data, achieving impressive performance on Dynamic-SUPERB and AIR-Bench-Chat benchmarks. Furthermore, our model exhibits the ability to follow complex instructions derived from LLMs, such as specific output formatting and chain-of-thought reasoning. Our approach not only enhances the versatility and effectiveness of SLMs but also reduces reliance on extensive annotated datasets, paving the way for more efficient and capable speech understanding systems.

eess.AS↗

Variational Bayesian Adaptive Learning of Deep Latent Variables for Acoustic Knowledge Transfer

In this work, we propose a novel variational Bayesian adaptive learning approach for cross-domain knowledge transfer to address acoustic mismatches between training and testing conditions, such as recording devices and environmental noise. Different from the traditional Bayesian approaches that impose uncertainties on model parameters risking the curse of dimensionality due to the huge number of parameters, we focus on estimating a manageable number of latent variables in deep neural models. Knowledge learned from a source domain is thus encoded in prior distributions of deep latent variables and optimally combined, in a Bayesian sense, with a small set of adaptation data from a target domain to approximate the corresponding posterior distributions. Two different strategies are proposed and investigated to estimate the posterior distributions: Gaussian mean-field variational inference, and empirical Bayes. These strategies address the presence or absence of parallel data in the source and target domains. Furthermore, structural relationship modeling is investigated to enhance the approximation. We evaluated our proposed approaches on two acoustic adaptation tasks: 1) device adaptation for acoustic scene classification, and 2) noise adaptation for spoken command recognition. Experimental results show that the proposed variational Bayesian adaptive learning approach can obtain good improvements on target domain data, and consistently outperforms state-of-the-art knowledge transfer methods.

eess.AS↗

Detecting the Undetectable: Assessing the Efficacy of Current Spoof Detection Methods Against Seamless Speech Edits

Neural speech editing advancements have raised concerns about their misuse in spoofing attacks. Traditional partially edited speech corpora primarily focus on cut-and-paste edits, which, while maintaining speaker consistency, often introduce detectable discontinuities. Recent methods, like A\textsuperscript{3}T and Voicebox, improve transitions by leveraging contextual information. To foster spoofing detection research, we introduce the Speech INfilling Edit (SINE) dataset, created with Voicebox. We detailed the process of re-implementing Voicebox training and dataset creation. Subjective evaluations confirm that speech edited using this novel technique is more challenging to detect than conventional cut-and-paste methods. Despite human difficulty, experimental results demonstrate that self-supervised-based detectors can achieve remarkable performance in detection, localization, and generalization across different edit methods. The dataset and related models will be made publicly available.

cs.SD↗

Large Language Model Based Generative Error Correction: A Challenge and Baselines for Speech Recognition, Speaker Tagging, and Emotion Recognition

Given recent advances in generative AI technology, a key question is how large language models (LLMs) can enhance acoustic modeling tasks using text decoding results from a frozen, pretrained automatic speech recognition (ASR) model. To explore new capabilities in language modeling for speech processing, we introduce the generative speech transcription error correction (GenSEC) challenge. This challenge comprises three post-ASR language modeling tasks: (i) post-ASR transcription correction, (ii) speaker tagging, and (iii) emotion recognition. These tasks aim to emulate future LLM-based agents handling voice-based interfaces while remaining accessible to a broad audience by utilizing open pretrained language models or agent-based APIs. We also discuss insights from baseline evaluations, as well as lessons learned for designing future evaluations.

cs.CL↗

Benchmarking Japanese Speech Recognition on ASR-LLM Setups with Multi-Pass Augmented Generative Error Correction

With the strong representational power of large language models (LLMs), generative error correction (GER) for automatic speech recognition (ASR) aims to provide semantic and phonetic refinements to address ASR errors. This work explores how LLM-based GER can enhance and expand the capabilities of Japanese language processing, presenting the first GER benchmark for Japanese ASR with 0.9-2.6k text utterances. We also introduce a new multi-pass augmented generative error correction (MPA GER) by integrating multiple system hypotheses on the input side with corrections from multiple LLMs on the output side and then merging them. To the best of our knowledge, this is the first investigation of the use of LLMs for Japanese GER, which involves second-pass language modeling on the output transcriptions generated by the ASR system (e.g., N-best hypotheses). Our experiments demonstrated performance improvement in the proposed methods of ASR quality and generalization both in SPREDS-U1-ja and CSJ data.

eess.AS↗