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Charith Peris

Publications and source records attributed to Charith Peris.

At least 19 recordsLinked to original sources

Belief-Calibrated Optimization: An Explicit World Model for Agentic Optimization

The performance of an LLM agent depends on the scaffold around a frozen model. A common way to improve that scaffold is to use a coding agent as an optimizer: it reads current scores and traces and iteratively edits the source, producing a new candidate each round. Each edit is chosen according to a belief about how the environment will respond: what went wrong, and which change should help. That belief is typically implicit. It lives in the coding agent's reasoning on the current call, or remains latent in its parameters, rather than as something written down. Later calls therefore see scores and traces, but they do not use that belief. We introduce Belief-Calibrated Optimization (BCO), a method that writes that belief down as a persistent in-context document and continually revises that document as new candidates are evaluated. The resulting document is a world model: the current account of how the environment responds to edits. Added to an otherwise standard loop, BCO reaches a higher train passrate than a matched control that lacks only the world model, on five benchmarks spanning memory QA, tool-use QA, code-as-action app agents, and terminal agents. The gap remains on every held-out split, which is not used to select the candidate. After a target-model swap, in which the frozen model is replaced and the scaffold is not, the selected BCO scaffold leads on the tasks we test, except where context-window overruns leave it unfinished. An offline ablation then asks whether that gap comes from what the world model says. A fresh predictor given the accumulated document forecasts how the environment will respond more accurately than predictors given either no document or a same-form copy whose content has been falsified. The comparison indicates that the document carries reusable information in its content, not only in its form.

cs.AI

Hear2Act: Benchmarking When Prosody Should Change What an Assistant Does

Prosodic cues can convey task-relevant information that alters the trajectory and outcome of a task-oriented dialogue, even when the words themselves remain unchanged. Yet existing benchmarks typically evaluate prosodic perception, response appropriateness, and task-oriented dialogue in isolation, making it difficult to test whether prosodic evidence changes downstream decisions. We introduce Hear2Act, a unified evaluation protocol for text and spoken assistants with 480 persona-grounded scenarios, hidden user concerns, and objectively verifiable outcomes. For each scenario, we keep the task and user needs fixed while varying whether the same concern is conveyed explicitly in words or primarily through prosody, and evaluate decisions under transcript, audio, and concern-state access. Using Hear2Act, we evaluate two audio-capable LLMs. Under Prosody-mediated feedback, adding audio to the transcript changes the average optimal-solution rate only from 14.6% to 15.3%. In contrast, when models infer the concern status from audio, represent it in text, and use it for next-action selection, the rate rises to 39.6%, close to 40.7% with the ground-truth state. This contrast, however, largely disappears under Explicit lexical feedback, where the concern is verbally mentioned in the utterance. Together, these results show that prosody matters when lexical evidence is insufficient, and that audio-capable LLMs can recover information from speech but do not reliably carry it into action without an explicit intermediate representation.

cs.CL

Beyond Individual Personas: Aligning Synthetic Dialogue to Population-Level Behavior Distributions

Synthetic dialogue corpora are increasingly used as proxies for target dialogue data, yet persona-grounded generators optimize individual conversations rather than corpus composition, yielding locally plausible dialogues with distorted population-level behavior mixes. We introduce GroupPersona, a framework that aligns synthetic dialogue corpora to the behavior distribution of a reference corpus. GroupPersona turns population statistics into generation controls: it separates each dialogue's core behavioral signature from predictable side effects, and uses the resulting behavioral groups to condition user agents on the interaction patterns that define the reference population. We evaluate GroupPersona on four corpora crossing two dialogue sources, assistant-style and Reddit-derived, with two construction variants: structure-preserving and variation-enhanced. GroupPersona lowers Jensen-Shannon divergence between synthetic and reference distributions over 12 behavior attributes from 0.234 to 0.177 relative to the strongest average baseline, a 24.4% reduction, and is best or tied-best on all four corpora while preserving structural alignment. It also achieves the closest calibration to reference-conversation quality scores, reducing mean absolute deviation from the reference-conversation profile to 0.63 versus 0.91 for the next-best baseline.

cs.CL

PReMISE: Policy Rubrics as Measurement Specifications for LLM Judges

LLM judges are increasingly used to evaluate open-ended responses, but their scores depend strongly on the rubrics that condition them. A vague rubric asking for a response to be ``helpful and factual'' can reward polished answers that invent facts or violate user intent. We treat reusable rubrics as measurement specifications: changing the rubric changes the response quality measurement induced by a fixed judge. We introduce PReMISE, a framework that, given pairwise human-preference data, (i) discovers a policy-level rubric set, and (ii) audits any rubric set under LLM-judge use along four axes: structural adequacy, reliability, preference fit, and adversarial robustness. Across rubric sources no raw source is simultaneously reliable, preference-predictive, and adversarially robust; and high inter-rater agreement does not imply low exploitability. PReMISE is the only rubric source to score non-trivially on applicability, specificity, and effective dimensionality simultaneously. We contribute two audit-targeted repair operations: preference-rank selection raises judge accuracy on paired responses from $65.0\%$ to $68.6\%$, competitive with the strongest rubric-discovery baselines and leading on two of three judges in our cross-judge sweep; reliability-constrained refinement reduces the rate at which exploit responses receive high scores from $46.4\%$ to $36.0\%$ with little change in inter-judge agreement ($\alpha{=}.531\to.519$).

cs.AI

Geometry over Density: Few-Shot Cross-Domain OOD Detection

Out-of-distribution (OOD) detection identifies test samples that fall outside a model's training distribution, a capability critical for safe deployment in high-stakes applications. Standard OOD detectors are trained on a specific in-distribution (ID) dataset and detect deviations from that single domain. In contrast, we study few-shot cross-domain OOD detection: given a \emph{single} pre-trained model, can we perform OOD detection on \emph{arbitrary} new ID-OOD task pairs using only a handful of ID samples at inference time, with no additional training? We propose \textbf{UFCOD}, a unified framework that achieves this goal through information-geometric analysis of diffusion trajectories. Our key insight is that diffusion noise predictions are score functions (gradients of log-density), and we extract two energy features: \emph{Path Energy} (integrated score magnitude) and \emph{Dynamics Energy} (score smoothness), that form a discrete Sobolev norm capturing how samples interact with the learned diffusion process. The central contribution is a \textbf{train-once, deploy-anywhere} paradigm: a diffusion model trained on a single dataset (e.g., CelebA) serves as a universal feature extractor for OOD detection across semantically unrelated domains (e.g., CIFAR-10, SVHN, Textures). At deployment, each new task requires only $\sim$100 unlabeled ID samples for inference: no retraining, no fine-tuning, no task-specific adaptation. Using 100 ID samples per task, UFCOD achieves 93.7\% average AUROC across 12 cross-domain benchmarks, competitive with methods trained on 50k--163k samples, demonstrating $\sim$500$\times$ improvement in sample efficiency. See our code in https://github.com/lili0415/UFCOD.

cs.AI

SWAN: Semantic Watermarking with Abstract Meaning Representation

We introduce SWAN (Semantic Watermarking with Abstract Meaning Representation), a novel framework that embeds watermark signatures into the semantic structure of a sentence using Abstract Meaning Representation (AMR). In contrast to existing watermarking methods, which typically encode signatures by adjusting token selection preferences during text generation, SWAN embeds the signature directly in the sentence's semantic representation. As the signature is encoded at the semantic structure level, any paraphrase that preserves meaning automatically preserves the signature. SWAN is training-free: watermark injection is achieved by prompting an LLM to generate sentences guided by a selected AMR template while maintaining contextual coherence, and detection uses an off-the-shelf AMR parser followed by a simple one-proportion z-test. Empirical evaluation on the RealNews benchmark shows SWAN matches state-of-the-art detection performance on unaltered watermarked text, while significantly improving robustness against paraphrasing, increasing detection AUC by up to 13.9 percentage points compared to prior methods. These results demonstrate that SWAN's approach of anchoring watermarks in AMR semantic structures provides a simple, effective, and prompt-based method for robust text provenance verification under paraphrasing, opening new avenues for semantic-level watermarking research.

cs.CL

Emergent Strategic Reasoning Risks in AI: A Taxonomy-Driven Evaluation Framework

As reasoning capacity and deployment scope grow in tandem, large language models (LLMs) gain the capacity to engage in behaviors that serve their own objectives, a class of risks we term Emergent Strategic Reasoning Risks (ESRRs). These include, but are not limited to, deception (intentionally misleading users or evaluators), evaluation gaming (strategically manipulating performance during safety testing), and reward hacking (exploiting misspecified objectives). Systematically understanding and benchmarking these risks remains an open challenge. To address this gap, we introduce ESRRSim, a taxonomy-driven agentic framework for automated behavioral risk evaluation. We construct an extensible risk taxonomy of 7 categories, which is decomposed into 20 subcategories. ESRRSim generates evaluation scenarios designed to elicit faithful reasoning, paired with dual rubrics assessing both model responses and reasoning traces, in a judge-agnostic and scalable architecture. Evaluation across 11 reasoning LLMs reveals substantial variation in risk profiles (detection rates ranging 14.45%-72.72%), with dramatic generational improvements suggesting models may increasingly recognize and adapt to evaluation contexts.

cs.AI

ARES: Adaptive Red-Teaming and End-to-End Repair of Policy-Reward System

Reinforcement Learning from Human Feedback (RLHF) is central to aligning Large Language Models (LLMs), yet it introduces a critical vulnerability: an imperfect Reward Model (RM) can become a single point of failure when it fails to penalize unsafe behaviors. While existing red-teaming approaches primarily target policy-level weaknesses, they overlook what we term systemic weaknesses cases where both the core LLM and the RM fail in tandem. We present ARES, a framework that systematically discovers and mitigates such dual vulnerabilities. ARES employs a ``Safety Mentor'' that dynamically composes semantically coherent adversarial prompts by combining structured component types (topics, personas, tactics, goals) and generates corresponding malicious and safe responses. This dual-targeting approach exposes weaknesses in both the core LLM and the RM simultaneously. Using the vulnerabilities gained, ARES implements a two-stage repair process: first fine-tuning the RM to better detect harmful content, then leveraging the improved RM to optimize the core model. Experiments across multiple adversarial safety benchmarks demonstrate that ARES substantially enhances safety robustness while preserving model capabilities, establishing a new paradigm for comprehensive RLHF safety alignment.

cs.AI

Defenses Against Prompt Attacks Learn Surface Heuristics

Large language models (LLMs) are increasingly deployed in security-sensitive applications, where they must follow system- or developer-specified instructions that define the intended task behavior, while completing benign user requests. When adversarial instructions appear in user queries or externally retrieved content, models may override intended logic. Recent defenses rely on supervised fine-tuning with benign and malicious labels. Although these methods achieve high attack rejection rates, we find that they rely on narrow correlations in defense data rather than harmful intent, leading to systematic rejection of safe inputs. We analyze three recurring shortcut behaviors induced by defense fine-tuning. \emph{Position bias} arises when benign content placed later in a prompt is rejected at much higher rates; across reasoning benchmarks, suffix-task rejection rises from below \textbf{10\%} to as high as \textbf{90\%}. \emph{Token trigger bias} occurs when strings common in attack data raise rejection probability even in benign contexts; inserting a single trigger token increases false refusals by up to \textbf{50\%}. \emph{Topic generalization bias} reflects poor generalization beyond the defense data distribution, with defended models suffering test-time accuracy drops of up to \textbf{40\%}. These findings suggest that current prompt-injection defenses frequently respond to attack-like surface patterns rather than the underlying intent. We introduce controlled diagnostic datasets and a systematic evaluation across two base models and multiple defense pipelines, highlighting limitations of supervised fine-tuning for reliable LLM security.

cs.CR

Adversarial D\'ej\`a Vu: Jailbreak Dictionary Learning for Stronger Generalization to Unseen Attacks

Large language models remain vulnerable to jailbreak attacks that bypass safety guardrails to elicit harmful outputs. Defending against novel jailbreaks represents a critical challenge in AI safety. Adversarial training -- designed to make models robust against worst-case perturbations -- has been the dominant paradigm for adversarial robustness. However, due to optimization challenges and difficulties in defining realistic threat models, adversarial training methods often fail on newly developed jailbreaks in practice. This paper proposes a new paradigm for improving robustness against unseen jailbreaks, centered on the Adversarial D\'ej\`a Vu hypothesis: novel jailbreaks are not fundamentally new, but largely recombinations of adversarial skills from previous attacks. We study this hypothesis through a large-scale analysis of 32 attack papers published over two years. Using an automated pipeline, we extract and compress adversarial skills into a sparse dictionary of primitives, with LLMs generating human-readable descriptions. Our analysis reveals that unseen attacks can be effectively explained as sparse compositions of earlier skills, with explanatory power increasing monotonically as skill coverage grows. Guided by this insight, we introduce Adversarial Skill Compositional Training (ASCoT), which trains on diverse compositions of skill primitives rather than isolated attack instances. ASCoT substantially improves robustness to unseen attacks, including multi-turn jailbreaks, while maintaining low over-refusal rates. We also demonstrate that expanding adversarial skill coverage, not just data scale, is key to defending against novel attacks. \textcolor{red}{\textbf{Warning: This paper contains content that may be harmful or offensive in nature.

cs.LG

Controlling the Risk of Corrupted Contexts for Language Models via Early-Exiting

Large language models (LLMs) can be influenced by harmful or irrelevant context, which can significantly harm model performance on downstream tasks. This motivates principled designs in which LLM systems include built-in mechanisms to guard against such "garbage in, garbage out" scenarios. We propose a novel approach to limit the degree to which harmful context can degrade model performance. First, we define a baseline "safe" behavior for the model -- the model's performance given no context at all (zero-shot). Next, we apply distribution-free risk control (DFRC) to control the extent to which the user-provided context can decay performance below this safe zero-shot baseline. We achieve this by leveraging dynamic early exit prediction, ignoring later attention heads that attend the most to the unsafe inputs. Finally, we propose modifications to DFRC that allow it to both control risk for harmful inputs \textit{and} leverage performance and efficiency gains on helpful inputs. We present both theoretical and empirical results across 9 tasks spanning in-context learning and open-ended question answering, showing that our approach can effectively control risk for harmful context and simultaneously achieve substantial computational efficiency gains with helpful context.

cs.AI

Towards Safety Reasoning in LLMs: AI-agentic Deliberation for Policy-embedded CoT Data Creation

Safety reasoning is a recent paradigm where LLMs reason over safety policies before generating responses, thereby mitigating limitations in existing safety measures such as over-refusal and jailbreak vulnerabilities. However, implementing this paradigm is challenging due to the resource-intensive process of creating high-quality policy-embedded chain-of-thought (CoT) datasets while ensuring reasoning remains accurate and free from hallucinations or policy conflicts. To tackle this, we propose AIDSAFE: Agentic Iterative Deliberation for Safety Reasoning, a novel data generation recipe that leverages multi-agent deliberation to iteratively expand reasoning on safety policies. A data refiner stage in AIDSAFE ensures high-quality outputs by eliminating repetitive, redundant, and deceptive thoughts. AIDSAFE-generated CoTs provide a strong foundation for supervised fine-tuning (SFT)-based safety training. Additionally, to address the need of preference data in alignment stages, such as DPO training, we introduce a supplemental recipe that uses belief augmentation to create distinct selected and rejected CoT samples. Our evaluations demonstrate that AIDSAFE-generated CoTs achieve superior policy adherence and reasoning quality. Consequently, we show that fine-tuning open-source LLMs on these CoTs can significantly improve safety generalization and jailbreak robustness while maintaining acceptable utility and over-refusal accuracy. AIDSAFE-generated CoT datasets can be found here: https://huggingface.co/datasets/AmazonScience/AIDSAFE

cs.AI

K-Edit: Language Model Editing with Contextual Knowledge Awareness

As the world changes, we need to be able to update our models and correct false information without costly retraining. Knowledge-based model editing enables precise modifications to the weights of large language models in order to modify the information encoded within. Recent approaches have seen success in enabling recall of edited information for thousands of edits at once. However, these approaches fail to produce edits that account for associated contextual information. We present K-Edit, an effective approach to generating contextually consistent knowledge edits. By using knowledge graphs, which maintain contextual consistency when an edge is edited, we are able to generate additional \textit{contextual edits} that ensure consistency of related information in the language model. Our experiments demonstrate significant improvements in multi-hop question answering while maintaining the general effectiveness and scalability of model edits.

cs.LG

Evaluating Differentially Private Synthetic Data Generation in High-Stakes Domains

The difficulty of anonymizing text data hinders the development and deployment of NLP in high-stakes domains that involve private data, such as healthcare and social services. Poorly anonymized sensitive data cannot be easily shared with annotators or external researchers, nor can it be used to train public models. In this work, we explore the feasibility of using synthetic data generated from differentially private language models in place of real data to facilitate the development of NLP in these domains without compromising privacy. In contrast to prior work, we generate synthetic data for real high-stakes domains, and we propose and conduct use-inspired evaluations to assess data quality. Our results show that prior simplistic evaluations have failed to highlight utility, privacy, and fairness issues in the synthetic data. Overall, our work underscores the need for further improvements to synthetic data generation for it to be a viable way to enable privacy-preserving data sharing.

cs.CL

Attribute Controlled Fine-tuning for Large Language Models: A Case Study on Detoxification

We propose a constraint learning schema for fine-tuning Large Language Models (LLMs) with attribute control. Given a training corpus and control criteria formulated as a sequence-level constraint on model outputs, our method fine-tunes the LLM on the training corpus while enhancing constraint satisfaction with minimal impact on its utility and generation quality. Specifically, our approach regularizes the LLM training by penalizing the KL divergence between the desired output distribution, which satisfies the constraints, and the LLM's posterior. This regularization term can be approximated by an auxiliary model trained to decompose the sequence-level constraints into token-level guidance, allowing the term to be measured by a closed-form formulation. To further improve efficiency, we design a parallel scheme for concurrently updating both the LLM and the auxiliary model. We evaluate the empirical performance of our approach by controlling the toxicity when training an LLM. We show that our approach leads to an LLM that produces fewer inappropriate responses while achieving competitive performance on benchmarks and a toxicity detection task.

cs.CL

Tree-of-Traversals: A Zero-Shot Reasoning Algorithm for Augmenting Black-box Language Models with Knowledge Graphs

Knowledge graphs (KGs) complement Large Language Models (LLMs) by providing reliable, structured, domain-specific, and up-to-date external knowledge. However, KGs and LLMs are often developed separately and must be integrated after training. We introduce Tree-of-Traversals, a novel zero-shot reasoning algorithm that enables augmentation of black-box LLMs with one or more KGs. The algorithm equips a LLM with actions for interfacing a KG and enables the LLM to perform tree search over possible thoughts and actions to find high confidence reasoning paths. We evaluate on two popular benchmark datasets. Our results show that Tree-of-Traversals significantly improves performance on question answering and KG question answering tasks. Code is available at \url{https://github.com/amazon-science/tree-of-traversals}

cs.AI

Partial Federated Learning

Federated Learning (FL) is a popular algorithm to train machine learning models on user data constrained to edge devices (for example, mobile phones) due to privacy concerns. Typically, FL is trained with the assumption that no part of the user data can be egressed from the edge. However, in many production settings, specific data-modalities/meta-data are limited to be on device while others are not. For example, in commercial SLU systems, it is typically desired to prevent transmission of biometric signals (such as audio recordings of the input prompt) to the cloud, but egress of locally (i.e. on the edge device) transcribed text to the cloud may be possible. In this work, we propose a new algorithm called Partial Federated Learning (PartialFL), where a machine learning model is trained using data where a subset of data modalities or their intermediate representations can be made available to the server. We further restrict our model training by preventing the egress of data labels to the cloud for better privacy, and instead use a contrastive learning based model objective. We evaluate our approach on two different multi-modal datasets and show promising results with our proposed approach.

cs.LG

On the steerability of large language models toward data-driven personas

Large language models (LLMs) are known to generate biased responses where the opinions of certain groups and populations are underrepresented. Here, we present a novel approach to achieve controllable generation of specific viewpoints using LLMs, that can be leveraged to produce multiple perspectives and to reflect the diverse opinions. Moving beyond the traditional reliance on demographics like age, gender, or party affiliation, we introduce a data-driven notion of persona grounded in collaborative filtering, which is defined as either a single individual or a cohort of individuals manifesting similar views across specific inquiries. As individuals in the same demographic group may have different personas, our data-driven persona definition allows for a more nuanced understanding of different (latent) social groups present in the population. In addition to this, we also explore an efficient method to steer LLMs toward the personas that we define. We show that our data-driven personas significantly enhance model steerability, with improvements of between $57\%-77\%$ over our best performing baselines.

cs.CL