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Charles L. A. Clarke

Publications and source records attributed to Charles L. A. Clarke.

At least 19 recordsLinked to original sources

Seek: Self-Evaluative Exploration for Knowledge Retrieval

LLM-based retrievers and rerankers have advanced passage ranking, yet both paradigms interact with the corpus in a single pass and commit to the resulting candidate set, leaving relevant documents permanently unrecoverable once missed. We introduce Seek, Self-Evaluative Exploration for Knowledge Retrieval, a training-free framework that addresses this limitation through iterative corpus interaction at test time. At each round, an LLM generates pseudo-passages conditioned on accumulated relevance feedback, a retriever surfaces fresh candidates, and a dedicated assessor assigns graded relevance judgments that guide subsequent rounds. On TREC Deep Learning, Seek matches trained rerankers in ranking quality while consistently improving Recall@100 over single-pass BM25. On the reasoning-intensive BRIGHT benchmark, Seek with Qwen2.5-7B achieves an 82% relative gain over BM25, surpassing all trained baselines, and Seek with GPT-4.1 reaches 37.4 average nDCG@10, exceeding the strongest baseline by 37%.

cs.IR↗

Route Me If You Can: A Benchmark for Query Reformulation Selection

LLM-based query reformulation can improve retrieval, but no single reformulation strategy is consistently optimal across queries, domains, retrievers, or model backbones. This creates an inference-time decision problem: ``Given an original query and a pool of candidate reformulations, which one should be issued to the retriever?''. Existing studies are hard to compare because they use different reformulator pools, retrievers, relevance signals, training labels, and evaluation metrics. We introduce QueryRoute, a benchmark that freezes the expensive artifacts needed to study this decision reproducibly: original queries, generated variants, ranked lists under multiple retrievers, retrieval scores, and per-query oracle labels. The benchmark contains 3,757 queries, 11 candidate systems, five reformulator backbones, and three retrievers across TREC DL, BEIR, and BRIGHT, yielding 619,905 retrieval outcomes. We benchmark supervised classification, routing, QPP, and LLM-as-judge selectors. Results show substantial oracle headroom over fixed reformulators, but current selectors recover only part of it; selector rankings change across retrievers, and similar mean effectiveness can hide different query-level behavior. The released artifacts and evaluation harness allow future selectors to be compared without regenerating variants, rerunning retrieval, or rebuilding judge pipelines. Code and data are available at https://github.com/haisonle001/QueryRoute

cs.IR↗

Question's Gambit: The First Move Matters in Agentic Deep Search

Deep research agents answer complex questions through iterative loops of searching, reading, and reasoning. Recent work on reasoning-intensive benchmarks such as BrowseComp-Plus shows that well-configured lexical retrieval can surface high-quality evidence, yet agents may still fail to connect documents carrying evidence to the gold documents. We identify a deep research agent's first retrieval move as an important design decision for this setting. We introduce Question's Gambit, a first-move retrieval module that decomposes the question into a set of clues, reformulates them into complementary searches, consolidates the retrieved results, and reranks the candidate pool before the agent begins its iterative search-and-reasoning process. This produces an opening context designed to support both clue aggregation and final-answer verification. We further evaluate on MultiHop-RAG to test whether these benefits transfer beyond BrowseComp-Plus to a more conventional multi-hop question structure. Experiments on BrowseComp-Plus show that Question's Gambit improves retrieval recall and downstream agent accuracy over strong baselines, improving answer accuracy from 83.1% to 90.5% with gpt-5.5 over Pi-Serini, the strongest reported agentic baseline. Our results confirm that effective agentic deep research depends not only on the tools available inside the loop, but also on the quality of the first move. We published our implementation publicly at https://github.com/radinhamidi/Question-s-Gambit.

cs.AI↗

Beyond Utility: Evaluating LLM as Recommender

With the rapid development of Large Language Models (LLMs), recent studies employed LLMs as recommenders to provide personalized information services for distinct users. Despite efforts to improve the accuracy of LLM-based recommendation models, relatively little attention is paid to beyond-utility dimensions. Moreover, there are unique evaluation aspects of LLM-based recommendation models, which have been largely ignored. To bridge this gap, we explore four new evaluation dimensions and propose a multidimensional evaluation framework. The new evaluation dimensions include: 1) history length sensitivity, 2) candidate position bias, 3) generation-involved performance, and 4) hallucinations. All four dimensions have the potential to impact performance, but are largely unnecessary for consideration in traditional systems. Using this multidimensional evaluation framework, along with traditional aspects, we evaluate the performance of seven LLM-based recommenders, with three prompting strategies, comparing them with six traditional models on both ranking and re-ranking tasks on four datasets. We find that LLMs excel at handling tasks with prior knowledge and shorter input histories in the ranking setting, and perform better in the re-ranking setting, beating traditional models across multiple dimensions. However, LLMs exhibit substantial candidate position bias issues, and some models hallucinate nonexistent items much more often than others. We intend our evaluation framework and observations to benefit future research on the use of LLMs as recommenders. The code and data are available at https://github.com/JiangDeccc/EvaLLMasRecommender.

cs.IR↗

ExecRubrics: Executable Tool-Augmented Rubrics for Verifiable and Efficient Long-Form Evaluation

Rubrics aim to make language-model evaluation transparent by decomposing response quality into interpretable criteria. However, natural-language rubrics are often ambiguous, require LLM judges, and typically assume criteria aggregated through linear weighted sums, limiting their ability to capture dependencies, alternatives, penalties, and override conditions. We propose ExecRubrics, a framework for representing rubrics as compact executable programs. ExecRubrics encodes evaluation logic as verifiable Python scoring functions, giving natural-language rubric intent an operational semantics: a fixed decision procedure that can be inspected, executed, and edited. On three long-form response benchmarks -- HealthBench, HelpSteer, and ArgQuality -- we show that ExecRubrics can recover substantial preference signal without an LLM judge at evaluation time. On ArgQuality and HelpSteer, the strongest executable variants are within 1.1 and 4 percentage points, respectively, of the direct GPT-5.5 agentic baseline. Executable rubrics are also considerably faster, achieving a 192x average speedup. We show that incorporating external logic and resources from text processing libraries such as NLTK and spaCy can further improve preference accuracy. Our results suggest a novel way of approaching automated evaluation, by offering a faster, more explainable, and less ambiguous alternative to black-box rubric evals, particularly in high-stakes domains such as healthcare and banking where precision and auditability are critical.

cs.AI↗

Boolean queries are all you need?

We equipped an LLM-based search agent with access to a Boolean retrieval engine to search the MS MARCO V2.1 deduped segment collection used by the TREC 2024 RAG track. Over a standard track subset of 86 topics, and operating under a budget of 100 model calls/topic, the agent achieved an NDCG@10 of 0.6863, which would place it above many dense, sparse, and learned-sparse first-stage retrievers. Ranking is based solely on the density of corpus substrings matching a query, with no requirement for supervised learning, global statistics, or term weights. Formally, the query language expresses a strict subset of the regular languages, with a document's score based on the number and length of matches it contains. Although the results are more exploratory than definitive, because they are based on a single test collection that was publicly available during model training, they suggest that simple pattern matching may be sufficient for agentic search.

cs.IR↗

ADORE: Iterative Query Expansion with Retrieval-Grounded Relevance Feedback

LLM-based query expansion improves retrieval by enriching the original query with additional context. Yet most methods remain generation-driven, producing plausible pseudo-documents or expansions without checking how the target corpus responds. This can introduce retrieval drift, amplify misleading vocabulary, or miss terms that distinguish relevant from non-relevant documents. We argue that effective expansion requires retrieval-grounded feedback, not just single-pass generation or unverified iteration. We introduce ADORE (ADapt, Observe, Relevance Evaluate), an iterative framework that turns retrieval outcomes into feedback for the next expansion. At each round, an LLM generates pseudo-passages, a retriever exposes the corpus response, and a relevance assessor evaluates retrieved documents against the original query. These judgments identify what to reinforce, what remains undercovered, and what to suppress. Across TREC Deep Learning, BEIR, and BRIGHT, ADORE consistently outperforms strong query expansion baselines with notable improvements across nearly all evaluation settings, improving average nDCG@10 by 24.5% over BM25 and 3.6% over the strongest prior query expansion method on BEIR, and by 122.9% over BM25 and 9.2% over the best query expansion baseline on BRIGHT. Our code and data are publicly available.

cs.IR↗

Led to Mislead: Adversarial Content Injection for Attacks on Neural Ranking Models

Neural Ranking Models (NRMs) are central to modern information retrieval but remain highly vulnerable to adversarial manipulation. Existing attacks often rely on heuristics or surrogate models, limiting effectiveness and transferability. We propose CRAFT, a supervised framework for black-box adversarial rank attacks powered by large language models (LLMs). CRAFT operates in three stages: adversarial dataset generation via retrieval-augmented generation and self-refinement, supervised fine-tuning on curated adversarial examples, and preference-guided optimization to align generations with rank-promotion objectives. Extensive experiments on the MS MARCO passage dataset, TREC Deep Learning 2019, and TREC Deep Learning 2020 benchmarks show that CRAFT significantly outperforms state-of-the-art baselines, achieving higher promotion rates and rank boosts while preserving fluency and semantic fidelity. Moreover, CRAFT transfers effectively across diverse ranking architectures, including cross-encoder, embedding-based, and LLM-based rankers, underscoring vulnerabilities in real-world retrieval systems. This work provides a principled framework for studying adversarial threats in NRMs, underscores the risks of generative AI in rank manipulation, and provides a foundation for developing more robust retrieval systems. To support reproducibility, we publicly release our source code, trained models, and prompt templates.

cs.IR↗

A Reproducibility Study of LLM-Based Query Reformulation

Large Language Models (LLMs) are now widely used for query reformulation and expansion in Information Retrieval, with many studies reporting substantial effectiveness gains. However, these results are typically obtained under heterogeneous experimental conditions, making it difficult to assess which findings are reproducible and which depend on specific implementation choices. In this work, we present a systematic reproducibility and comparative study of ten representative LLM-based query reformulation methods under a unified and strictly controlled experimental framework. We evaluate methods across two architectural LLM families at two parameter scales, three retrieval paradigms (lexical, learned sparse, and dense), and nine benchmark datasets spanning TREC Deep Learning and BEIR. Our results show that reformulation gains are strongly conditioned on the retrieval paradigm, that improvements observed under lexical retrieval do not consistently transfer to neural retrievers, and that larger LLMs do not uniformly yield better downstream performance. These findings clarify the stability and limits of reported gains in prior work. To enable transparent replication and ongoing comparison, we release all prompts, configurations, evaluation scripts, and run files through QueryGym, an open-source reformulation toolkit with a public leaderboard.\footnote{https://leaderboard.querygym.com}

cs.IR↗

ReFormeR: Learning and Applying Explicit Query Reformulation Patterns

We present ReFormeR, a pattern-guided approach for query reformulation. Instead of prompting a language model to generate reformulations of a query directly, ReFormeR first elicits short reformulation patterns from pairs of initial queries and empirically stronger reformulations, consolidates them into a compact library of transferable reformulation patterns, and then selects an appropriate reformulation pattern for a new query given its retrieval context. The selected pattern constrains query reformulation to controlled operations such as sense disambiguation, vocabulary grounding, or discriminative facet addition, to name a few. As such, our proposed approach makes the reformulation policy explicit through these reformulation patterns, guiding the LLM towards targeted and effective query reformulations. Our extensive experiments on TREC DL 2019, DL 2020, and DL Hard show consistent improvements over classical feedback methods and recent LLM-based query reformulation and expansion approaches.

cs.IR↗

Resources for Automated Evaluation of Assistive RAG Systems that Help Readers with News Trustworthiness Assessment

Many readers today struggle to assess the trustworthiness of online news because reliable reporting coexists with misinformation. The TREC 2025 DRAGUN (Detection, Retrieval, and Augmented Generation for Understanding News) Track provided a venue for researchers to develop and evaluate assistive RAG systems that support readers' news trustworthiness assessment by producing reader-oriented, well-attributed reports. As the organizers of the DRAGUN track, we describe the resources that we have newly developed to allow for the reuse of the track's tasks. The track had two tasks: (Task 1) Question Generation, producing 10 ranked investigative questions; and (Task 2, the main task) Report Generation, producing a 250-word report grounded in the MS MARCO V2.1 Segmented Corpus. As part of the track's evaluation, we had TREC assessors create importance-weighted rubrics of questions with expected short answers for 30 different news articles. These rubrics represent the information that assessors believe is important for readers to assess an article's trustworthiness. The assessors then used their rubrics to manually judge the participating teams' submitted runs. To make these tasks and their rubrics reusable, we have created an automated process to judge runs not part of the original assessing. We show that our AutoJudge ranks existing runs well compared to the TREC human-assessed evaluation (Kendall's $τ= 0.678$ for Task 1 and $τ= 0.872$ for Task 2). These resources enable both the evaluation of RAG systems for assistive news trustworthiness assessment and, with the human evaluation as a benchmark, research on improving automated RAG evaluation.

cs.IR↗

PLawBench: A Rubric-Based Benchmark for Evaluating LLMs in Real-World Legal Practice

As large language models (LLMs) are increasingly applied to legal domain-specific tasks, evaluating their ability to perform legal work in real-world settings has become essential. However, existing legal benchmarks rely on simplified and highly standardized tasks, failing to capture the ambiguity, complexity, and reasoning demands of real legal practice. Moreover, prior evaluations often adopt coarse, single-dimensional metrics and do not explicitly assess fine-grained legal reasoning. To address these limitations, we introduce PLawBench, a Practical Law Benchmark designed to evaluate LLMs in realistic legal practice scenarios. Grounded in real-world legal workflows, PLawBench models the core processes of legal practitioners through three task categories: public legal consultation, practical case analysis, and legal document generation. These tasks assess a model's ability to identify legal issues and key facts, perform structured legal reasoning, and generate legally coherent documents. PLawBench comprises 850 questions across 13 practical legal scenarios, with each question accompanied by expert-designed evaluation rubrics, resulting in approximately 12,500 rubric items for fine-grained assessment. Using an LLM-based evaluator aligned with human expert judgments, we evaluate 10 state-of-the-art LLMs. Experimental results show that none achieves strong performance on PLawBench, revealing substantial limitations in the fine-grained legal reasoning capabilities of current LLMs and highlighting important directions for future evaluation and development of legal LLMs. Data is available at: https://github.com/skylenage/PLawbench.

cs.CL↗

Evaluation of Large Language Models in Legal Applications: Challenges, Methods, and Future Directions

Large language models (LLMs) are being increasingly integrated into legal applications, including judicial decision support, legal practice assistance, and public-facing legal services. While LLMs show strong potential in handling legal knowledge and tasks, their deployment in real-world legal settings raises critical concerns beyond surface-level accuracy, involving the soundness of legal reasoning processes and trustworthy issues such as fairness and reliability. Systematic evaluation of LLM performance in legal tasks has therefore become essential for their responsible adoption. This survey identifies key challenges in evaluating LLMs for legal tasks grounded in real-world legal practice. We analyze the major difficulties involved in assessing LLM performance in the legal domain, including outcome correctness, reasoning reliability, and trustworthiness. Building on these challenges, we review and categorize existing evaluation methods and benchmarks according to their task design, datasets, and evaluation metrics. We further discuss the extent to which current approaches address these challenges, highlight their limitations, and outline future research directions toward more realistic, reliable, and legally grounded evaluation frameworks for LLMs in legal domains.

cs.CY↗

LLM-based relevance assessment still can't replace human relevance assessment

The use of large language models (LLMs) for relevance assessment in information retrieval has gained significant attention, with recent studies suggesting that LLM-based judgments provide comparable evaluations to human judgments. Notably, based on TREC 2024 data, Upadhyay et al make a bold claim that LLM-based relevance assessments, such as those generated by the Umbrela system, can fully replace traditional human relevance assessments in TREC-style evaluations. This paper critically examines this claim, highlighting practical and theoretical limitations that undermine the validity of this conclusion. First, we question whether the evidence provided by Upadhyay et al. genuinely supports their claim, particularly when the test collection is intended to serve as a benchmark for future research innovations.Second, we submit a system deliberately crafted to exploit automatic evaluation metrics, demonstrating that it can achieve artificially inflated scores without truly improving retrieval quality. Third, we simulate the consequences of circularity by analyzing Kendall's tau correlations under the hypothetical scenario in which all systems adopt Umbrela as a final-stage re-ranker, illustrating how reliance on LLM-based assessments can distort system rankings. Theoretical challenges - including the inherent narcissism of LLMs, the risk of overfitting to LLM-based metrics, and the potential degradation of future LLM performance - that must be addressed before LLM-based relevance assessments can be considered a viable replacement for human judgments.

cs.IR↗

QueryGym: A Toolkit for Reproducible LLM-Based Query Reformulation

We present QueryGym, a lightweight, extensible Python toolkit that supports large language model (LLM)-based query reformulation. This is an important tool development since recent work on llm-based query reformulation has shown notable increase in retrieval effectiveness. However, while different authors have sporadically shared the implementation of their methods, there is no unified toolkit that provides a consistent implementation of such methods, which hinders fair comparison, rapid experimentation, consistent benchmarking and reliable deployment. QueryGym addresses this gap by providing a unified framework for implementing, executing, and comparing llm-based reformulation methods. The toolkit offers: (1) a Python API for applying diverse LLM-based methods, (2) a retrieval-agnostic interface supporting integration with backends such as Pyserini and PyTerrier, (3) a centralized prompt management system with versioning and metadata tracking, (4) built-in support for benchmarks like BEIR and MS MARCO, and (5) a completely open-source extensible implementation available to all researchers. QueryGym is publicly available at https://github.com/radinhamidi/QueryGym.

cs.IR↗

WildClaims: Information Access Conversations in the Wild(Chat)

The rapid advancement of Large Language Models (LLMs) has transformed conversational systems into practical tools used by millions. However, the nature and necessity of information retrieval in real-world conversations remain largely unexplored, as research has focused predominantly on traditional, explicit information access conversations. The central question is: What do real-world information access conversations look like? To this end, we first conduct an observational study on the WildChat dataset, large-scale user-ChatGPT conversations, finding that users' access to information occurs implicitly as check-worthy factual assertions made by the system, even when the conversation's primary intent is non-informational, such as creative writing. To enable the systematic study of this phenomenon, we release the WildClaims dataset, a novel resource consisting of 121,905 extracted factual claims from 7,587 utterances in 3,000 WildChat conversations, each annotated for check-worthiness. Our preliminary analysis of this resource reveals that conservatively 18% to 51% of conversations contain check-worthy assertions, depending on the methods employed, and less conservatively, as many as 76% may contain such assertions. This high prevalence underscores the importance of moving beyond the traditional understanding of explicit information access, to address the implicit information access that arises in real-world user-system conversations.

cs.IR↗

Evaluating the Robustness of Retrieval-Augmented Generation to Adversarial Evidence in the Health Domain

Retrieval augmented generation (RAG) systems provide a method for factually grounding the responses of a Large Language Model (LLM) by providing retrieved evidence, or context, as support. Guided by this context, RAG systems can reduce hallucinations and expand the ability of LLMs to accurately answer questions outside the scope of their training data. Unfortunately, this design introduces a critical vulnerability: LLMs may absorb and reproduce misinformation present in retrieved evidence. This problem is magnified if retrieved evidence contains adversarial material explicitly intended to promulgate misinformation. This paper presents a systematic evaluation of RAG robustness in the health domain and examines alignment between model outputs and ground-truth answers. We focus on the health domain due to the potential for harm caused by incorrect responses, as well as the availability of evidence-based ground truth for many common health-related questions. We conduct controlled experiments using common health questions, varying both the type and composition of the retrieved documents (helpful, harmful, and adversarial) as well as the framing of the question by the user (consistent, neutral, and inconsistent). Our findings reveal that adversarial documents substantially degrade alignment, but robustness can be preserved when helpful evidence is also present in the retrieval pool. These findings offer actionable insights for designing safer RAG systems in high-stakes domains by highlighting the need for retrieval safeguards. To enable reproducibility and facilitate future research, all experimental results are publicly available in our github repository. https://github.com/shakibaam/RAG_ROBUSTNESS_EVAL

cs.IR↗

Adversarial Attacks against Neural Ranking Models via In-Context Learning

While neural ranking models (NRMs) have shown high effectiveness, they remain susceptible to adversarial manipulation. In this work, we introduce Few-Shot Adversarial Prompting (FSAP), a novel black-box attack framework that leverages the in-context learning capabilities of Large Language Models (LLMs) to generate high-ranking adversarial documents. Unlike previous approaches that rely on token-level perturbations or manual rewriting of existing documents, FSAP formulates adversarial attacks entirely through few-shot prompting, requiring no gradient access or internal model instrumentation. By conditioning the LLM on a small support set of previously observed harmful examples, FSAP synthesizes grammatically fluent and topically coherent documents that subtly embed false or misleading information and rank competitively against authentic content. We instantiate FSAP in two modes: FSAP-IntraQ, which leverages harmful examples from the same query to enhance topic fidelity, and FSAP-InterQ, which enables broader generalization by transferring adversarial patterns across unrelated queries. Our experiments on the TREC 2020 and 2021 Health Misinformation Tracks, using four diverse neural ranking models, reveal that FSAP-generated documents consistently outrank credible, factually accurate documents. Furthermore, our analysis demonstrates that these adversarial outputs exhibit strong stance alignment and low detectability, posing a realistic and scalable threat to neural retrieval systems. FSAP also effectively generalizes across both proprietary and open-source LLMs.

cs.IR↗