SearcharxivSearch

arXiv subjects

Charles Moslonka

Publications and source records attributed to Charles Moslonka.

7 recordsLinked to original sources

LEDGER: A Long-Context Benchmark of Corporate Annual Reports for Grounded Financial Retrieval and Extraction

Finance reporting is a natural proving ground for large language models, and the very-long-context capabilities of recent models across all sizes make rigorous evaluation in this domain an increasingly pressing need. Yet most public financial resources reduce the task to plain-text SEC 10-K filings paired with a handful of question-answer items. We release LEDGER (Long-context Evaluation of Documents for Grounded Extraction and Retrieval), a corpus of 4,999 digitized corporate annual reports - full documents with figures, tables, and narrative, not just regulatory filings. Each report is labeled with 31 consolidated financial KPIs to be extracted and linked to the market's reaction at the earnings date. From this data we derive three evaluation benchmarks spanning the difficulty spectrum: a pure page-level KPI retrieval task with TREC-style relevance judgments over 118,048 questions in natural language, a conversational "needle-in-a-haystack" single-value lookup, and a full KPI extraction task, both from long, numerically dense reports. We additionally provide human OCR-quality annotations with inter-annotator agreement and the complete extraction, validation, and scoring toolchain. We further demonstrate the dataset's research utility with a case study linking CEO-letter rhetoric to post-publication market impact.

cs.CL

Learned Hallucination Detection in Black-Box LLMs using Token-level Entropy Production Rate

Hallucinations in Large Language Model (LLM) outputs for Question Answering (QA) tasks can critically undermine their real-world reliability. This paper introduces a methodology for robust, one-shot hallucination detection, specifically designed for scenarios with limited data access, such as interacting with black-box LLM APIs that typically expose only a few top candidate log-probabilities per token. Our approach derives uncertainty indicators directly from these readily available log-probabilities generated during non-greedy decoding. We first derive an Entropy Production Rate (EPR) that offers baseline performance, later augmented with supervised learning. Our learned model leverages the entropic contributions of the accessible top-ranked tokens within a single generated sequence, without multiple re-runs per query. Evaluated across diverse QA datasets and multiple LLMs, this estimator significantly improves token-level hallucination detection over state-of-the-art methods. Crucially, high performance is demonstrated using only the typically small set of available log-probabilities (e.g., top-10 per token), confirming its practical efficiency and suitability for API-constrained deployments. This work provides a lightweight technique to enhance the trustworthiness of LLM responses, at the token level, after a single generation pass, for QA and Retrieval-Augmented Generation (RAG) systems. Our experiments confirmed the performance of our method against existing approaches on public dataset as well as for a financial framework analyzing annual company reports.

cs.CL

A Systematic Analysis of Chunking Strategies for Reliable Question Answering

We study how document chunking choices impact the reliability of Retrieval-Augmented Generation (RAG) systems in industry. While practice often relies on heuristics, our end-to-end evaluation on Natural Questions systematically varies chunking method (token, sentence, semantic, code), chunk size, overlap, and context length. We use a standard industrial setup: SPLADE retrieval and a Mistral-8B generator. We derive actionable lessons for cost-efficient deployment: (i) overlap provides no measurable benefit and increases indexing cost; (ii) sentence chunking is the most cost-effective method, matching semantic chunking up to ~5k tokens; (iii) a "context cliff" reduces quality beyond ~2.5k tokens; and (iv) optimal context depends on the goal (semantic quality peaks at small contexts; exact match at larger ones).

cs.CL

Methods and Conversations in (Post)Modern Thermodynamics

Lecture notes after the doctoral school (Post)Modern Thermodynamics held at the University of Luxembourg, December 2022, 5-7, covering and advancing continuous-time Markov chains, network theory, stochastic thermodynamics, large deviations, deterministic and stochastic chemical reaction networks, metastability, martingales, quantum thermodynamics, and foundational issues.

cond-mat.stat-mech

Interplay between Markovianity and Progressive Quenching

Progressive quenching (PQ) is a process in which we sequentially fix a system's degrees of freedom, which would otherwise evolve according to their stochastic dynamics. Previous studies have discovered what we refer to as the hidden martingale property in PQ. Here, we first attribute this martingale property to the canonicity of the two-layer ensemble comprising quenched and thermal ensembles and demonstrate that the Markovian property, coupled with the detailed balance (DB) of the evolution dynamics, underpins this canonicity. We then expand the PQ to the Markovian dynamics on the transition network where the DB is locally upheld. Additionally, we examine the PQ of the systems that evolve through non-Markovian dynamics between consecutive quenching. When non-Markovian dynamics ensure a trajectory-wise DB, such as in an equilibrium spin system with a hidden part, the PQ can occasionally maintain the canonical structure of the overall statistical ensemble, but not always. Lastly, we analytically and numerically investigate the PQ of a non-Markovian spin system with delayed interaction and illustrate how the reduction of spin correlations due to the delay can be compensated by the PQ.

cond-mat.stat-mech

Martingale-induced local invariance in Progressive Quenching

Progressive quenching (PQ) is a stochastic process during which one fixes, one after another, the degrees of freedom of a globally coupled Ising spin system while letting it thermalize through a heat bath. It has previously been shown that during PQ, the mean equilibrium spin value follows a martingale process and this process can characterize the memory of the system. In the present study, we find that the aforementioned martingale implies a local invariance of the path weight for the total quenched magnetization, the Markovian process whose increment is the spin that is fixed last. Consequently, PQ lets the probability distribution for the total quenched magnetization evolve while keeping the Boltzmann-like factor, or a canonical structure, under constraint, which consists of a path-independent potential and a path-counting entropy. Moreover, when the PQ starts from full equilibrium, the probability distribution at each stage of PQ is found to be the limit distribution of what we call recycled quenching, the process in which a randomly chosen quenched spin is unquenched after a single step of PQ. The local invariance is a consequence of the martingale property, and not an application of known theorems for the martingale process.

cond-mat.stat-mech

Memory Through a Hidden Martingale Process in Progressive Quenching

Progressive quenching (PQ) is the stochastic process in which the system's degrees of freedom are sequentially fixed. While such process does not satisfy the local detailed balance, it has been found that the some physical observable of a complete spin network exhibits the martingale property. We studied system's response to the perturbation given at intermediate stages of the PQ. The response at the final stage reveals the persistent memory, and we show that this persistence is a direct consequence of the martingale process behind. Not only the mean response, the shape of the probability distribution at the stage of perturbation is also memorized. Using the hidden martingale process we can predict the final bimodal distribution from the early-stage unimodal distribution in the regime where the unfrozen spins are paramagnetic. We propose a viewpoint that the martingale property is a stochastic conservation law which is supported behind by some stochastic invariance.

cond-mat.stat-mech