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Charles Paperman

Publications and source records attributed to Charles Paperman.

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Algebraic Decomposition Theory for Transformer Length Generalization

Transformer-based language models are known to sometimes generalize to sequences longer than seen during training, but we lack a precise characterization of which tasks admit length generalization. It is not even known which regular languages transformers length-generalize on -- and this is a foundational class of languages. Our contributions are to establish the first complete characterization of which regular languages transformers length-generalize on and provide a decision algorithm running in polynomial time in the size of the language's syntactic monoid. These results rely on an effective characterization of the regular languages in C-RASP, a recently-established formalism that expresses which languages transformers length-generalize on. This characterization is challenging because classical tools like Krohn-Rhodes decomposition theory for finite semigroups are insufficient for C-RASP. Firstly, the basic building blocks of Krohn-Rhodes theory -- flip-flop and simple groups -- are not expressible in C-RASP. Secondly, the basic building block of C-RASP (unbounded counting) is not expressible by the finite semigroups of Krohn-Rhodes theory. Thus, length generalization on regular languages is controlled by an algebraic property that is invisible to classical finite decomposition theory. We generalize classical decomposition theory from finite semigroups to the infinite additive group on the integers, allowing us to characterize C-RASP in terms of iterated wreath products of the integers and derive a provable polynomial-time decision algorithm for regular language membership. Experiments across a broad test suite of regular languages confirm that our theory captures transformers' length-generalization behavior more accurately than existing classifications.

cs.FL

Earliest query answering over streamed trees

Streaming allows executing queries over massive JSON or XML documents whose size makes it infeasible to fully parse them into a tree. Earliest query answering is a radical approach to reducing latency and memory footprint. To minimize latency, a document node must be returned as soon as the node is guaranteed to be an answer regardless of how the document ends. Similarly, to minimize memory footprint, a node must be discarded as soon as it cannot become an answer regardless of how the document ends. For simple queries that select nodes based on the path from the root, the decision for each node can be made on the spot, but practical languages such as XPath or JSONpath support filters, which allow selecting nodes based on information collected from various parts of the document, possibly further down the stream. This makes earliest query answering a challenging task, as candidate nodes must be kept in memory until it becomes clear that they can be safely returned or discarded. We show that this can be done for all unary queries expressible in monadic second order logic (MSO), while ensuring constant update time -- provided that nodes are returned by passing a suitable iterator, rather than one by one.

cs.DS

Out-of-Order Membership in Regular Languages

We introduce the task of out-of-order membership to a formal language L, where the letters of a word w are revealed one by one in an adversarial order. The length |w| is known in advance, but the content of w is streamed as pairs (i, w[i]), received exactly once for each position i, in arbitrary order. We study efficient algorithms for this task when L is regular, seeking tight complexity bounds as a function of |w| for a fixed target language. Most of our results apply to an algebraically defined variant dubbed out-of-order evaluation: this problem is defined for a fixed finite monoid or semigroup S, and our goal is to compute the ordered product of the streamed elements of w. We show that, for any fixed regular language or finite semigroup, both problems can be solved in constant time per streamed symbol and in linear space. However, the precise space complexity strongly depends on the algebraic structure of the target language or evaluation semigroup. Our main contributions are therefore to show (deterministic) space complexity characterizations, which we do for out-of-order evaluation of monoids and semigroups. For monoids, we establish a trichotomy: the space complexity is either {\Theta}(1), {\Theta}(log n), or {\Theta}(n), where n = |w|. More specifically, the problem admits a constant-space solution for commutative monoids, while all non-commutative monoids require {\Omega}(log n) space. We further identify a class of monoids admitting an O(log n)-space algorithm, and show that all remaining monoids require {\Omega}(n) space. For general semigroups, the situation is more intricate. We characterize a class of semigroups admitting constant-space algorithms for out-of-order evaluation, and show that semigroups outside this class require at least {\Omega}(log n) space.

cs.FL

Dynamic Membership for Regular Tree Languages

We study the dynamic membership problem for regular tree languages under relabeling updates: we fix an alphabet $\Sigma$ and a regular tree language $L$ over $\Sigma$ (expressed, e.g., as a tree automaton), we are given a tree $T$ with labels in $\Sigma$, and we must maintain the information of whether the tree $T$ belongs to $L$ while handling relabeling updates that change the labels of individual nodes in $T$. Our first contribution is to show that this problem admits an $O(\log n / \log \log n)$ algorithm for any fixed regular tree language, improving over known $O(\log n)$ algorithms. This generalizes the known $O(\log n / \log \log n)$ upper bound over words, and it matches the lower bound of $\Omega(\log n / \log \log n)$ from dynamic membership to some word languages and from the existential marked ancestor problem. Our second contribution is to introduce a class of regular languages, dubbed almost-commutative tree languages, and show that dynamic membership to such languages under relabeling updates can be decided in constant time per update. Almost-commutative languages generalize both commutative languages and finite languages: they are the analogue for trees of the ZG languages enjoying constant-time dynamic membership over words. Our main technical contribution is to show that this class is conditionally optimal when we assume that the alphabet features a neutral letter, i.e., a letter that has no effect on membership to the language. More precisely, we show that any regular tree language with a neutral letter which is not almost-commutative cannot be maintained in constant time under the assumption that the prefix-U1 problem from (Amarilli, Jachiet, Paperman, ICALP'21) also does not admit a constant-time algorithm.

cs.FL

The Alternation Hierarchy of First-Order Logic on Words is Decidable

We show that for any $i > 0$, it is decidable, given a regular language, whether it is expressible in the $\Sigma_i[<]$ fragment of first-order logic FO[<]. This settles a question open since 1971. Our main technical result relies on the notion of polynomial closure of a class of languages $\mathcal{V}$, that is, finite unions of languages of the form $L_0a_1L_1\cdots a_nL_n$ where each $a_i$ is a letter and each $L_i$ a language of $\mathcal{V}$. We show that if a class $\mathcal{V}$ of regular languages with some closure properties (namely, a positive variety) has a decidable separation problem, then so does its polynomial closure Pol($\mathcal{V}$). The resulting algorithm for Pol($\mathcal{V}$) has time complexity that is exponential in the time complexity for $\mathcal{V}$ and we propose a natural conjecture that would lead to a polynomial time blowup instead. Corollaries include the decidability of half levels of the dot-depth hierarchy and the group-based concatenation hierarchy.

cs.FL

The Regular Languages of First-Order Logic with One Alternation

The regular languages with a neutral letter expressible in first-order logic with one alternation are characterized. Specifically, it is shown that if an arbitrary $\Sigma_2$ formula defines a regular language with a neutral letter, then there is an equivalent $\Sigma_2$ formula that only uses the order predicate. This shows that the so-called Central Conjecture of Straubing holds for $\Sigma_2$ over languages with a neutral letter, the first progress on the Conjecture in more than 20 years. To show the characterization, lower bounds against polynomial-size depth-3 Boolean circuits with constant top fan-in are developed. The heart of the combinatorial argument resides in studying how positions within a language are determined from one another, a technique of independent interest.

cs.LO

Dynamic Membership for Regular Languages

We study the dynamic membership problem for regular languages: fix a language L, read a word w, build in time O(|w|) a data structure indicating if w is in L, and maintain this structure efficiently under letter substitutions on w. We consider this problem on the unit cost RAM model with logarithmic word length, where the problem always has a solution in O(log |w| / log log |w|) per operation. We show that the problem is in O(log log |w|) for languages in an algebraically-defined, decidable class QSG, and that it is in O(1) for another such class QLZG. We show that languages not in QSG admit a reduction from the prefix problem for a cyclic group, so that they require {\Omega}(log |w| / log log |w|) operations in the worst case; and that QSG languages not in QLZG admit a reduction from the prefix problem for the multiplicative monoid U 1 = {0, 1}, which we conjecture cannot be maintained in O(1). This yields a conditional trichotomy. We also investigate intermediate cases between O(1) and O(log log |w|). Our results are shown via the dynamic word problem for monoids and semigroups, for which we also give a classification. We thus solve open problems of the paper of Skovbjerg Frandsen, Miltersen, and Skyum [30] on the dynamic word problem, and additionally cover regular languages.

cs.FL

Locality and Centrality: The Variety ZG

We study the variety ZG of monoids where the elements that belong to a group are central, i.e., commute with all other elements. We show that ZG is local, that is, the semidirect product ZG * D of ZG by definite semigroups is equal to LZG, the variety of semigroups where all local monoids are in ZG. Our main result is thus: ZG * D = LZG. We prove this result using Straubing's delay theorem, by considering paths in the category of idempotents. In the process, we obtain the characterization ZG = MNil \vee Com, and also characterize the ZG languages, i.e., the languages whose syntactic monoid is in ZG: they are precisely the languages that are finite unions of disjoint shuffles of singleton languages and regular commutative languages.

cs.FL

On polynomial recursive sequences

We study the expressive power of polynomial recursive sequences, a nonlinear extension of the well-known class of linear recursive sequences. These sequences arise naturally in the study of nonlinear extensions of weighted automata, where (non)expressiveness results translate to class separations. A typical example of a polynomial recursive sequence is b_n=n!. Our main result is that the sequence u_n=n^n is not polynomial recursive.

cs.FL

Continuity of Functional Transducers: A Profinite Study of Rational Functions

A word-to-word function is continuous for a class of languages~$\mathcal{V}$ if its inverse maps $\mathcal{V}$_languages to~$\mathcal{V}$. This notion provides a basis for an algebraic study of transducers, and was integral to the characterization of the sequential transducers computable in some circuit complexity classes. Here, we report on the decidability of continuity for functional transducers and some standard classes of regular languages. To this end, we develop a robust theory rooted in the standard profinite analysis of regular languages. Since previous algebraic studies of transducers have focused on the sole structure of the underlying input automaton, we also compare the two algebraic approaches. We focus on two questions: When are the automaton structure and the continuity properties related, and when does continuity propagate to superclasses?

cs.FL

Monadic Second-Order Logic with Arbitrary Monadic Predicates

We study Monadic Second-Order Logic (MSO) over finite words, extended with (non-uniform arbitrary) monadic predicates. We show that it defines a class of languages that has algebraic, automata-theoretic and machine-independent characterizations. We consider the regularity question: given a language in this class, when is it regular? To answer this, we show a substitution property and the existence of a syntactical predicate. We give three applications. The first two are to give very simple proofs that the Straubing Conjecture holds for all fragments of MSO with monadic predicates, and that the Crane Beach Conjecture holds for MSO with monadic predicates. The third is to show that it is decidable whether a language defined by an MSO formula with morphic predicates is regular.

cs.LO

Topological Sorting under Regular Constraints

We introduce the constrained topological sorting problem (CTS): given a regular language K and a directed acyclic graph G with labeled vertices, determine if G has a topological sort that forms a word in K. This natural problem applies to several settings, e.g., scheduling with costs or verifying concurrent programs. We consider the problem CTS[K] where the target language K is fixed, and study its complexity depending on K. We show that CTS[K] is tractable when K falls in several language families, e.g., unions of monomials, which can be used for pattern matching. However, we show that CTS[K] is NP-hard for K = (ab)^* and introduce a shuffle reduction technique to show hardness for more languages. We also study the special case of the constrained shuffle problem (CSh), where the input graph is a disjoint union of strings, and show that CSh[K] is additionally tractable when K is a group language or a union of district group monomials. We conjecture that a dichotomy should hold on the complexity of CTS[K] or CSh[K] depending on K, and substantiate this by proving a coarser dichotomy under a different problem phrasing which ensures that tractable languages are closed under common operators.

cs.DS

A Crevice on the Crane Beach: Finite-Degree Predicates

First-order logic (FO) over words is shown to be equiexpressive with FO equipped with a restricted set of numerical predicates, namely the order, a binary predicate MSB$_0$, and the finite-degree predicates: FO[Arb] = FO[<, MSB$_0$, Fin]. The Crane Beach Property (CBP), introduced more than a decade ago, is true of a logic if all the expressible languages admitting a neutral letter are regular. Although it is known that FO[Arb] does not have the CBP, it is shown here that the (strong form of the) CBP holds for both FO[<, Fin] and FO[<, MSB$_0$]. Thus FO[<, Fin] exhibits a form of locality and the CBP, and can still express a wide variety of languages, while being one simple predicate away from the expressive power of FO[Arb]. The counting ability of FO[<, Fin] is studied as an application.

cs.LO

Regular Separability of Parikh Automata

We investigate a subclass of languages recognized by vector addition systems, namely languages of nondeterministic Parikh automata. While the regularity problem (is the language of a given automaton regular?) is undecidable for this model, we show surprising decidability of the regular separability problem: given two Parikh automata, is there a regular language that contains one of them and is disjoint from the other?

cs.FL

Separability of Reachability Sets of Vector Addition Systems

Given two families of sets $\mathcal{F}$ and $\mathcal{G}$, the $\mathcal{F}$ separability problem for $\mathcal{G}$ asks whether for two given sets $U, V \in \mathcal{G}$ there exists a set $S \in \mathcal{F}$, such that $U$ is included in $S$ and $V$ is disjoint with $S$. We consider two families of sets $\mathcal{F}$: modular sets $S \subseteq \mathbb{N}^d$, defined as unions of equivalence classes modulo some natural number $n \in \mathbb{N}$, and unary sets. Our main result is decidability of modular and unary separability for the class $\mathcal{G}$ of reachability sets of Vector Addition Systems, Petri Nets, Vector Addition Systems with States, and for sections thereof.

cs.FL

Finite-Degree Predicates and Two-Variable First-Order Logic

We consider two-variable first-order logic on finite words with a fixed number of quantifier alternations. We show that all languages with a neutral letter definable using the order and finite-degree predicates are also definable with the order predicate only. From this result we derive the separation of the alternation hierarchy of two-variable logic on this signature.

cs.LO

Adding modular predicates to first-order fragments

We investigate the decidability of the definability problem for fragments of first order logic over finite words enriched with modular predicates. Our approach aims toward the most generic statements that we could achieve, which successfully covers the quantifier alternation hierarchy of first order logic and some of its fragments. We obtain that deciding this problem for each level of the alternation hierarchy of both first order logic and its two-variable fragment when equipped with all regular numerical predicates is not harder than deciding it for the corresponding level equipped with only the linear order and the successor. For two-variable fragments we also treat the case of the signature containing only the order and modular predicates.Relying on some recent results, this proves the decidability for each level of the alternation hierarchy of the two-variable first order fragmentwhile in the case of the first order logic the question remains open for levels greater than two.The main ingredients of the proofs are syntactic transformations of first order formulas as well as the algebraic framework of finite categories.

cs.LO