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Chau Yuen

Publications and source records attributed to Chau Yuen.

At least 217 records · Page 12Linked to original sources

Filtering Reconfigurable Intelligent Computational Surface for RF Spectrum Purification

The increasing demand for communication is degrading the electromagnetic (EM) transmission environment due to severe EM interference, significantly reducing the efficiency of the radio frequency (RF) spectrum. Metasurfaces, a promising technology for controlling desired EM waves, have recently received significant attention from both academia and industry. However, the potential impact of out-of-band signals has been largely overlooked, leading to RF spectrum pollution and degradation of wireless transmissions. To address this issue, we propose a novel surface structure called the Filtering Reconfigurable Intelligent Computational Surface (FRICS). We introduce two types of FRICS structures: one that dynamically reflects resonance band signals through a tunable spatial filter while absorbing out-of-band signals using metamaterials and the other one that dynamically amplifies in-band signals using computational metamaterials while reflecting out-of-band signals. To evaluate the performance of FRICS, we implement it in device-to-device (D2D) communication and vehicular-to-everything (V2X) scenarios. The experiments demonstrate the superiority of FRICS in signal-to-interference-noise ratio (SINR) and energy efficiency (EE). Finally, we discuss the critical challenges faced and promising techniques for implementing FRICS in future wireless systems.

cs.IT↗

AI-Empowered Multiple Access for 6G: A Survey of Spectrum Sensing, Protocol Designs, and Optimizations

With the rapidly increasing number of bandwidth-intensive terminals capable of intelligent computing and communication, such as smart devices equipped with shallow neural network models, the complexity of multiple access for these intelligent terminals is increasing due to the dynamic network environment and ubiquitous connectivity in 6G systems. Traditional multiple access (MA) design and optimization methods are gradually losing ground to artificial intelligence (AI) techniques that have proven their superiority in handling complexity. AI-empowered MA and its optimization strategies aimed at achieving high Quality-of-Service (QoS) are attracting more attention, especially in the area of latency-sensitive applications in 6G systems. In this work, we aim to: 1) present the development and comparative evaluation of AI-enabled MA; 2) provide a timely survey focusing on spectrum sensing, protocol design, and optimization for AI-empowered MA; and 3) explore the potential use cases of AI-empowered MA in the typical application scenarios within 6G systems. Specifically, we first present a unified framework of AI-empowered MA for 6G systems by incorporating various promising machine learning techniques in spectrum sensing, resource allocation, MA protocol design, and optimization. We then introduce AI-empowered MA spectrum sensing related to spectrum sharing and spectrum interference management. Next, we discuss the AI-empowered MA protocol designs and implementation methods by reviewing and comparing the state-of-the-art, and we further explore the optimization algorithms related to dynamic resource management, parameter adjustment, and access scheme switching. Finally, we discuss the current challenges, point out open issues, and outline potential future research directions in this field.

cs.NI↗

Reconfigurable Intelligent Surfaces for 6G: Emerging Hardware Architectures, Applications, and Open Challenges

Reconfigurable intelligent surfaces (RISs) are rapidly gaining prominence in the realm of fifth generation (5G)-Advanced, and predominantly, sixth generation (6G) mobile networks, offering a revolutionary approach to optimizing wireless communications. This article delves into the intricate world of the RIS technology, exploring its diverse hardware architectures and the resulting versatile operating modes. These include RISs with signal reception and processing units, sensors, amplification units, transmissive capability, multiple stacked components, and dynamic metasurface antennas. Furthermore, we shed light on emerging RIS applications, such as index and reflection modulation, non-coherent modulation, next generation multiple access, integrated sensing and communications (ISAC), energy harvesting, as well as aerial and vehicular networks. These exciting applications are set to transform the way we will wirelessly connect in the upcoming era of 6G. Finally, we review recent experimental RIS setups and present various open problems of the overviewed RIS hardware architectures and their applications. From enhancing network coverage to enabling new communication paradigms, RIS-empowered connectivity is poised to play a pivotal role in shaping the future of wireless networking. This article unveils the underlying principles and potential impacts of RISs, focusing on cutting-edge developments of this physical-layer smart connectivity technology.

cs.IT↗

Environment-Aware Codebook Design for RIS-Assisted MU-MISO Communications: Implementation and Performance Analysis

Reconfigurable intelligent surface (RIS) provides a new electromagnetic response control solution, which can proactively reshape the characteristics of wireless channel environments. In RIS-assisted communication systems, the acquisition of channel state information (CSI) and the optimization of reflecting coefficients constitute major design challenges. To address these issues, codebook-based solutions have been developed recently, which, however, are mostly environment-agnostic. In this paper, a novel environment-aware codebook protocol is proposed, which can significantly reduce both pilot overhead and computational complexity, while maintaining expected communication performance. Specifically, first of all, a channel training framework is introduced to divide the training phase into several blocks. In each block, we directly estimate the composite end-to-end channel and focus only on the transmit beamforming. Second, we propose an environment-aware codebook generation scheme, which first generates a group of channels based on statistical CSI, and then obtains their corresponding RIS configuration by utilizing the alternating optimization (AO) method offline. In each online training block, the RIS is configured based on the corresponding codeword in the environment-aware codebook, and the optimal codeword resulting in the highest sum rate is adopted for assisting in the downlink data transmission. Third, we analyze the theoretical performance of the environment-aware codebook-based protocol taking into account the channel estimation errors. Finally, numerical simulations are provided to verify our theoretical analysis and the performance of the proposed scheme. In particular, the simulation results demonstrate that our protocol is more competitive than conventional environment-agnostic codebooks.

cs.IT↗

Multi-attribute Auction-based Resource Allocation for Twins Migration in Vehicular Metaverses: A GPT-based DRL Approach

Vehicular Metaverses are developed to enhance the modern automotive industry with an immersive and safe experience among connected vehicles and roadside infrastructures, e.g., RoadSide Units (RSUs). For seamless synchronization with virtual spaces, Vehicle Twins (VTs) are constructed as digital representations of physical entities. However, resource-intensive VTs updating and high mobility of vehicles require intensive computation, communication, and storage resources, especially for their migration among RSUs with limited coverages. To address these issues, we propose an attribute-aware auction-based mechanism to optimize resource allocation during VTs migration by considering both price and non-monetary attributes, e.g., location and reputation. In this mechanism, we propose a two-stage matching for vehicular users and Metaverse service providers in multi-attribute resource markets. First, the resource attributes matching algorithm obtains the resource attributes perfect matching, namely, buyers and sellers can participate in a double Dutch auction (DDA). Then, we train a DDA auctioneer using a generative pre-trained transformer (GPT)-based deep reinforcement learning (DRL) algorithm to adjust the auction clocks efficiently during the auction process. We compare the performance of social welfare and auction information exchange costs with state-of-the-art baselines under different settings. Simulation results show that our proposed GPT-based DRL auction schemes have better performance than others.

cs.AI↗

Near-Field Channel Estimation for Extremely Large-Scale Terahertz Communications

Future Terahertz communications exhibit significant potential in accommodating ultra-high-rate services. Employing extremely large-scale array antennas is a key approach to realize this potential, as they can harness substantial beamforming gains to overcome the severe path loss and leverage the electromagnetic advantages in the near field. This paper proposes novel estimation methods designed to enhance efficiency in Terahertz widely-spaced multi-subarray (WSMS) systems. Initially, we introduce three sparse channel representation methods: polar-domain representation (PD-R), multi-angular-domain representation (MAD-R), and two-dimensional polar-angular-domain representation (2D-PAD-R). Each method is meticulously developed for near-field WSMS channels, capitalizing on their sparsity characteristics. Building on this, we propose four estimation frameworks using the sparse recovery theory: polar-domain estimation (PD-E), multi-angular-domain estimation (MAD-E), two-stage polar-angular-domain estimation (TS-PAD-E), and two-dimensional polar-angular-domain estimation (2D-PAD-E). Particularly, 2D-PAD-E, integrating a 2D dictionary process, and TS-PAD-E, with its sequential approach to angle and distance estimation, stand out as particularly effective for near-field angle-distance estimation, enabling decoupled calculation of these parameters. Overall, these frameworks provide versatile and efficient solutions for WSMS channel estimation, balancing low complexity with high-performance outcomes. Additionally, they represent a fresh perspective on near-field signal processing.

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Dynamic Deep Factor Graph for Multi-Agent Reinforcement Learning

This work introduces a novel value decomposition algorithm, termed \textit{Dynamic Deep Factor Graphs} (DDFG). Unlike traditional coordination graphs, DDFG leverages factor graphs to articulate the decomposition of value functions, offering enhanced flexibility and adaptability to complex value function structures. Central to DDFG is a graph structure generation policy that innovatively generates factor graph structures on-the-fly, effectively addressing the dynamic collaboration requirements among agents. DDFG strikes an optimal balance between the computational overhead associated with aggregating value functions and the performance degradation inherent in their complete decomposition. Through the application of the max-sum algorithm, DDFG efficiently identifies optimal policies. We empirically validate DDFG's efficacy in complex scenarios, including higher-order predator-prey tasks and the StarCraft II Multi-agent Challenge (SMAC), thus underscoring its capability to surmount the limitations faced by existing value decomposition algorithms. DDFG emerges as a robust solution for MARL challenges that demand nuanced understanding and facilitation of dynamic agent collaboration. The implementation of DDFG is made publicly accessible, with the source code available at \url{https://github.com/SICC-Group/DDFG}.

cs.RO↗

Exploring Channel Estimation and Signal Detection for ODDM-based ISAC Systems

Inspired by providing reliable communications for high-mobility scenarios, in this letter, we investigate the channel estimation and signal detection in integrated sensing and communication~(ISAC) systems based on the orthogonal delay-Doppler multiplexing~(ODDM) modulation, which consists of a pulse-train that can achieve the orthogonality with respect to the resolution of the delay-Doppler~(DD) plane. To enhance the communication performance in the ODDM-based ISAC systems, we first propose a low-complexity approximation algorithm for channel estimation, which addresses the challenge of the high complexity from high resolution in the ODDM modulation, and achieves performance close to that of the maximum likelihood estimator scheme. Then, we employ the orthogonal approximate message-passing scheme to detect the symbols in the communication process based on the estimated channel information. Finally, simulation results show that the detection performance of ODDM is better than other multi-carrier modulation schemes. Specifically, the ODDM outperforms the orthogonal time frequency space scheme by 2.3 dB when the bit error ratio is $10^{-6}$.

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Joint MIMO Transceiver and Reflector Design for Reconfigurable Intelligent Surface-Assisted Communication

In this paper, we consider a reconfigurable intelligent surface (RIS)-assisted multiple-input multiple-output communication system with multiple antennas at both the base station (BS) and the user. We plan to maximize the achievable rate through jointly optimizing the transmit precoding matrix, the receive combining matrix, and the RIS reflection matrix under the constraints of the transmit power at the BS and the unit-modulus reflection at the RIS. Regarding the non-trivial problem form, we initially reformulate it into an considerable problem to make it tractable by utilizing the relationship between the achievable rate and the weighted minimum mean squared error. Next, the transmit precoding matrix, the receive combining matrix, and the RIS reflection matrix are alternately optimized. In particular, the optimal transmit precoding matrix and receive combining matrix are obtained in closed forms. Furthermore, a pair of computationally efficient methods are proposed for the RIS reflection matrix, namely the semi-definite relaxation (SDR) method and the successive closed form (SCF) method. We theoretically prove that both methods are ensured to converge, and the SCF-based algorithm is able to converges to a Karush-Kuhn-Tucker point of the problem.

cs.IT↗

RIS-Aided Cell-Free Massive MIMO Systems for 6G: Fundamentals, System Design, and Applications

An introduction of intelligent interconnectivity for people and things has posed higher demands and more challenges for sixth-generation (6G) networks, such as high spectral efficiency and energy efficiency, ultra-low latency, and ultra-high reliability. Cell-free (CF) massive multiple-input multiple-output (mMIMO) and reconfigurable intelligent surface (RIS), also called intelligent reflecting surface (IRS), are two promising technologies for coping with these unprecedented demands. Given their distinct capabilities, integrating the two technologies to further enhance wireless network performances has received great research and development attention. In this paper, we provide a comprehensive survey of research on RIS-aided CF mMIMO wireless communication systems. We first introduce system models focusing on system architecture and application scenarios, channel models, and communication protocols. Subsequently, we summarize the relevant studies on system operation and resource allocation, providing in-depth analyses and discussions. Following this, we present practical challenges faced by RIS-aided CF mMIMO systems, particularly those introduced by RIS, such as hardware impairments and electromagnetic interference. We summarize corresponding analyses and solutions to further facilitate the implementation of RIS-aided CF mMIMO systems. Furthermore, we explore an interplay between RIS-aided CF mMIMO and other emerging 6G technologies, such as next-generation multiple-access (NGMA), simultaneous wireless information and power transfer (SWIPT), and millimeter wave (mmWave). Finally, we outline several research directions for future RIS-aided CF mMIMO systems.

cs.IT↗

Flexible Beamforming for Movable Antenna-Enabled Integrated Sensing and Communication

This paper investigates flexible beamforming design in an integrated sensing and communication (ISAC) network with movable antennas (MAs). A bistatic radar system is integrated into a multi-user multiple-input-single-output (MU-MISO) system, with the base station (BS) equipped with MAs. This enables array response reconfiguration by adjusting the positions of antennas. Thus, a joint beamforming and antenna position optimization problem, namely flexible beamforming, is proposed to maximize communication rate and sensing mutual information (MI). The fractional programming (FP) method is adopted to transform the non-convex objective function, and we alternatively update the beamforming matrix and antenna positions. Karush-Kuhn-Tucker (KKT) conditions are employed to derive the close-form solution of the beamforming matrix, while we propose an efficient search-based projected gradient ascent (SPGA) method to update the antenna positions. Simulation results demonstrate that MAs significantly enhance the ISAC performance when employing our proposed algorithm, achieving a 59.8% performance gain compared to fixed uniform arrays.

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Employing High-Dimensional RIS Information for RIS-aided Localization Systems

Reconfigurable intelligent surface (RIS)-aided localization systems have attracted extensive research attention due to their accuracy enhancement capabilities. However, most studies primarily utilized the base stations (BS) received signal, i.e., BS information, for localization algorithm design, neglecting the potential of RIS received signal, i.e., RIS information. Compared with BS information, RIS information offers higher dimension and richer feature set, thereby significantly improving the ability to extract positions of the mobile users (MUs). Addressing this oversight, this paper explores the algorithm design based on the high-dimensional RIS information. Specifically, we first propose a RIS information reconstruction (RIS-IR) algorithm to reconstruct the high-dimensional RIS information from the low-dimensional BS information. The proposed RIS-IR algorithm comprises a data processing module for preprocessing BS information, a convolution neural network (CNN) module for feature extraction, and an output module for outputting the reconstructed RIS information. Then, we propose a transfer learning based fingerprint (TFBF) algorithm that employs the reconstructed high-dimensional RIS information for MU localization. This involves adapting a pre-trained DenseNet-121 model to map the reconstructed RIS signal to the MU's three-dimensional (3D) position. Empirical results affirm that the localization performance is significantly influenced by the high-dimensional RIS information and maintains robustness against unoptimized phase shifts.

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Stacked Intelligent Metasurfaces for Holographic MIMO Aided Cell-Free Networks

Large-scale multiple-input and multiple-output (MIMO) systems are capable of achieving high date rate. However, given the high hardware cost and excessive power consumption of massive MIMO systems, as a remedy, intelligent metasurfaces have been designed for efficient holographic MIMO (HMIMO) systems. In this paper, we propose a HMIMO architecture based on stacked intelligent metasurfaces (SIM) for the uplink of cell-free systems, where the SIM is employed at the access points (APs) for improving the spectral- and energy-efficiency. Specifically, we conceive distributed beamforming for SIM-assisted cell-free networks, where both the SIM coefficients and the local receiver combiner vectors of each AP are optimized based on the local channel state information (CSI) for the local detection of each user equipment (UE) information. Afterward, the central processing unit (CPU) fuses the local detections gleaned from all APs to detect the aggregate multi-user signal. Specifically, to design the SIM coefficients and the combining vectors of the APs, a low-complexity layer-by-layer iterative optimization algorithm is proposed for maximizing the equivalent gain of the channel spanning from the UEs to the APs. At the CPU, the weight vector used for combining the local detections from all APs is designed based on the minimum mean square error (MMSE) criterion, where the hardware impairments (HWIs) are also taken into consideration based on their statistics. The simulation results show that the SIM-based HMIMO outperforms the conventional single-layer HMIMO in terms of the achievable rate. We demonstrate that both the HWI of the radio frequency (RF) chains at the APs and the UEs limit the achievable rate in the high signal-to-noise-ratio (SNR) region.

cs.IT↗

Beamforming Inferring by Conditional WGAN-GP for Holographic Antenna Arrays

The beamforming technology with large holographic antenna arrays is one of the key enablers for the next generation of wireless systems, which can significantly improve the spectral efficiency. However, the deployment of large antenna arrays implies high algorithm complexity and resource overhead at both receiver and transmitter ends. To address this issue, advanced technologies such as artificial intelligence have been developed to reduce beamforming overhead. Intuitively, if we can implement the near-optimal beamforming only using a tiny subset of the all channel information, the overhead for channel estimation and beamforming would be reduced significantly compared with the traditional beamforming methods that usually need full channel information and the inversion of large dimensional matrix. In light of this idea, we propose a novel scheme that utilizes Wasserstein generative adversarial network with gradient penalty to infer the full beamforming matrices based on very little of channel information. Simulation results confirm that it can accomplish comparable performance with the weighted minimum mean-square error algorithm, while reducing the overhead by over 50%.

cs.IT↗

Design and Analysis of Massive Uncoupled Unsourced Random Access with Bayesian Joint Decoding

In this paper, we investigate unsourced random access for massive machine-type communications (mMTC) in the sixth-generation (6G) wireless networks. Firstly, we establish a high-efficiency uncoupled framework for massive unsourced random access without extra parity check bits. Then, we design a low-complexity Bayesian joint decoding algorithm, including codeword detection and stitching. In particular, we present a Bayesian codeword detection approach by exploiting Bayes-optimal divergence-free orthogonal approximate message passing in the case of unknown priors. The output long-term channel statistic information is well leveraged to stitch codewords for recovering the original message. Thus, the spectral efficiency is improved by avoiding the use of parity bits. Moreover, we analyze the performance of the proposed Bayesian joint decoding-based massive uncoupled unsourced random access scheme in terms of computational complexity and error probability of decoding. Furthermore, by asymptotic analysis, we obtain some useful insights for the design of massive unsourced random access. Finally, extensive simulation results confirm the effectiveness of the proposed scheme in 6G wireless networks.

cs.IT↗

Over-the-Air Modulation for RIS-assisted Symbiotic Radios: Design, Analysis, and Optimization

In reconfigurable intelligent surface (RIS)-assisted symbiotic radio (SR), an RIS is exploited to assist the primary system and to simultaneously operate as a secondary transmitter by modulating its own information over the incident primary signal from the air. Such an operation is called over-the-air modulation. The existing modulation schemes such as on-off keying and binary phase-shift keying suffer from two problems for joint detection of the primary and secondary signals in RIS-assisted SR, i.e., one is the detection ambiguity problem when the direct link is blocked, and the other is the bit error rate (BER) error-floor problem when the direct link is weak. To address the two problems, we propose a novel modulation scheme by dividing the phase-shift matrix into two parts: one is the assistance beamforming matrix for assisting the primary system and the other is the transmission beamforming matrix for delivering the secondary signal. To optimize the assistance and transmission beamforming matrices, we first introduce an assistance factor that describes the performance requirement of the primary system and then formulate a problem to minimize the BER of the secondary system, while guaranteeing the BER requirement of the primary system controlled by the assistance factor. To solve this non-convex problem, we resort to the successive convex approximation technique to obtain a suboptimal solution. Furthermore, to draw more insights, we propose a low-complexity assistance-transmission beamforming structure by borrowing the idea from the classical maximum ratio transmission and zero forcing techniques. Finally, simulation results reveal an interesting tradeoff between the BER performance of the primary and secondary systems by adjusting the assistance factor.

cs.IT↗

Low-Complexity Beam Training for Multi-RIS-Assisted Multi-User Communications

In this paper, we investigate the beam training problem in the multi-user millimeter wave (mmWave) communication system, where multiple reconfigurable intelligent surfaces (RISs) are deployed to improve the coverage and the achievable rate. However, existing beam training techniques in mmWave systems suffer from the high complexity (i.e., exponential order) and low identification accuracy. To address these problems, we propose a novel hashing multi-arm beam (HMB) training scheme that reduces the training complexity to the logarithmic order with the high accuracy. Specifically, we first design a generation mechanism for HMB codebooks. Then, we propose a demultiplexing algorithm based on the soft decision to distinguish signals from different RIS reflective links. Finally, we utilize a multi-round voting mechanism to align the beams. Simulation results show that the proposed HMB training scheme enables simultaneous training for multiple RISs and multiple users, and reduces the beam training overhead to the logarithmic level. Moreover, it also shows that our proposed scheme can significantly improve the identification accuracy by at least 20% compared to existing beam training techniques.

cs.IT↗

Spatially Correlated RIS-Aided Secure Massive MIMO Under CSI and Hardware Imperfections

This paper investigates the integration of a reconfigurable intelligent surface (RIS) into a secure multiuser massive multiple-input multiple-output (MIMO) system in the presence of transceiver hardware impairments (HWI), imperfect channel state information (CSI), and spatially correlated channels. We first introduce a linear minimum-mean-square error estimation algorithm for the aggregate channel by considering the impact of transceiver HWI and RIS phase-shift errors. Then, we derive a lower bound for the achievable ergodic secrecy rate in the presence of a multi-antenna eavesdropper when artificial noise (AN) is employed at the base station (BS). In addition, the obtained expressions of the ergodic secrecy rate are further simplified in some noteworthy special cases to obtain valuable insights. To counteract the effects of HWI, we present a power allocation optimization strategy between the confidential signals and AN, which admits a fixed-point equation solution. Our analysis reveals that a non-zero ergodic secrecy rate is preserved if the total transmit power decreases no faster than $1/N$, where $N$ is the number of RIS elements. Moreover, the ergodic secrecy rate grows logarithmically with the number of BS antennas $M$ and approaches a certain limit in the asymptotic regime $N\rightarrow\infty$. Simulation results are provided to verify the derived analytical results. They reveal the impact of key design parameters on the secrecy rate. It is shown that, with the proposed power allocation strategy, the secrecy rate loss due to HWI can be counteracted by increasing the number of low-cost RIS elements.

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