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Chen Lin

Publications and source records attributed to Chen Lin.

At least 73 records · Page 4Linked to original sources

Measuring Gender and Racial Biases in Large Language Models

In traditional decision making processes, social biases of human decision makers can lead to unequal economic outcomes for underrepresented social groups, such as women, racial or ethnic minorities. Recently, the increasing popularity of Large language model based artificial intelligence suggests a potential transition from human to AI based decision making. How would this impact the distributional outcomes across social groups? Here we investigate the gender and racial biases of OpenAIs GPT, a widely used LLM, in a high stakes decision making setting, specifically assessing entry level job candidates from diverse social groups. Instructing GPT to score approximately 361000 resumes with randomized social identities, we find that the LLM awards higher assessment scores for female candidates with similar work experience, education, and skills, while lower scores for black male candidates with comparable qualifications. These biases may result in a 1 or 2 percentage point difference in hiring probabilities for otherwise similar candidates at a certain threshold and are consistent across various job positions and subsamples. Meanwhile, we also find stronger pro female and weaker anti black male patterns in democratic states. Our results demonstrate that this LLM based AI system has the potential to mitigate the gender bias, but it may not necessarily cure the racial bias. Further research is needed to comprehend the root causes of these outcomes and develop strategies to minimize the remaining biases in AI systems. As AI based decision making tools are increasingly employed across diverse domains, our findings underscore the necessity of understanding and addressing the potential unequal outcomes to ensure equitable outcomes across social groups.

econ.GN

Enhancing Chain-of-Thoughts Prompting with Iterative Bootstrapping in Large Language Models

Large language models (LLMs) can achieve highly effective performance on various reasoning tasks by incorporating step-by-step chain-of-thought (CoT) prompting as demonstrations. However, the reasoning chains of demonstrations generated by LLMs are prone to errors, which can subsequently lead to incorrect reasoning during inference. Furthermore, inappropriate exemplars (overly simplistic or complex), can affect overall performance among varying levels of difficulty. We introduce Iter-CoT (Iterative bootstrapping in Chain-of-Thoughts Prompting), an iterative bootstrapping approach for selecting exemplars and generating reasoning chains. By utilizing iterative bootstrapping, our approach enables LLMs to autonomously rectify errors, resulting in more precise and comprehensive reasoning chains. Simultaneously, our approach selects challenging yet answerable questions accompanied by reasoning chains as exemplars with a moderate level of difficulty, which enhances the LLMs' generalizability across varying levels of difficulty. Experimental results indicate that Iter-CoT exhibits superiority, achieving competitive performance across three distinct reasoning tasks on ten datasets.

cs.CL

APOLLO: An Optimized Training Approach for Long-form Numerical Reasoning

Long-form numerical reasoning in financial analysis aims to generate a reasoning program to calculate the correct answer for a given question. Previous work followed a retriever-generator framework, where the retriever selects key facts from a long-form document, and the generator generates a reasoning program based on retrieved facts. However, they treated all facts equally without considering the different contributions of facts with and without numbers. Meanwhile, the program consistency were ignored under supervised training, resulting in lower training accuracy and diversity. To solve these problems, we proposed APOLLO to improve the long-form numerical reasoning framework. For the retriever, we adopt a number-aware negative sampling strategy to enable the retriever to be more discriminative on key numerical facts. For the generator, we design consistency-based reinforcement learning and target program augmentation strategy based on the consistency of program execution results. Experimental results on the FinQA and ConvFinQA leaderboard verify the effectiveness of our proposed method, achieving the new state-of-the-art.

cs.CL

LOCR: Location-Guided Transformer for Optical Character Recognition

Academic documents are packed with texts, equations, tables, and figures, requiring comprehensive understanding for accurate Optical Character Recognition (OCR). While end-to-end OCR methods offer improved accuracy over layout-based approaches, they often grapple with significant repetition issues, especially with complex layouts in Out-Of-Domain (OOD) documents.To tackle this issue, we propose LOCR, a model that integrates location guiding into the transformer architecture during autoregression. We train the model on a dataset comprising over 77M text-location pairs from 125K academic document pages, including bounding boxes for words, tables and mathematical symbols. LOCR adeptly handles various formatting elements and generates content in Markdown language. It outperforms all existing methods in our test set constructed from arXiv, as measured by edit distance, BLEU, METEOR and F-measure.LOCR also reduces repetition frequency from 4.4% of pages to 0.5% in the arXiv dataset, from 13.2% to 1.3% in OOD quantum physics documents and from 8.1% to 1.8% in OOD marketing documents. Additionally, LOCR features an interactive OCR mode, facilitating the generation of complex documents through a few location prompts from human.

cs.CV

Ultra-short lifetime isomer studies from photonuclear reactions using laser-driven ultra-intense γ-ray

Isomers, ubiquitous populations of relatively long-lived nuclear excited states, play a crucial role in nuclear physics. However, isomers with half-life times of several seconds or less barely had experimental cross section data due to the lack of a suitable measuring method. We report a method of online γ spectroscopy for ultra-short-lived isomers from photonuclear reactions using laser-driven ultra-intense γ-rays. The fastest time resolution can reach sub-ps level with γ-ray intensities >10^{19}/s ({\geqslant} 8 MeV). The ^{115}In(γ, n)^{114m2}In reaction (T_{1/2} = 43.1 ms) was first measured in the high-energy region which shed light on the nuclear structure studies of In element. Simulations showed it would be an efficient way to study ^{229m}Th (T_{1/2} = 7 μs), which is believed to be the next generation of nuclear clock. This work offered a unique way of gaining insight into ultra-short lifetimes and promised an effective way to fill the gap in relevant experimental data.

nucl-ex

Self-consistent Validation for Machine Learning Electronic Structure

Machine learning has emerged as a significant approach to efficiently tackle electronic structure problems. Despite its potential, there is less guarantee for the model to generalize to unseen data that hinders its application in real-world scenarios. To address this issue, a technique has been proposed to estimate the accuracy of the predictions. This method integrates machine learning with self-consistent field methods to achieve both low validation cost and interpret-ability. This, in turn, enables exploration of the model's ability with active learning and instills confidence in its integration into real-world studies.

cs.LG

Revealing Decurve Flows for Generalized Graph Propagation

This study addresses the limitations of the traditional analysis of message-passing, central to graph learning, by defining {\em \textbf{generalized propagation}} with directed and weighted graphs. The significance manifest in two ways. \textbf{Firstly}, we propose {\em Generalized Propagation Neural Networks} (\textbf{GPNNs}), a framework that unifies most propagation-based graph neural networks. By generating directed-weighted propagation graphs with adjacency function and connectivity function, GPNNs offer enhanced insights into attention mechanisms across various graph models. We delve into the trade-offs within the design space with empirical experiments and emphasize the crucial role of the adjacency function for model expressivity via theoretical analysis. \textbf{Secondly}, we propose the {\em Continuous Unified Ricci Curvature} (\textbf{CURC}), an extension of celebrated {\em Ollivier-Ricci Curvature} for directed and weighted graphs. Theoretically, we demonstrate that CURC possesses continuity, scale invariance, and a lower bound connection with the Dirichlet isoperimetric constant validating bottleneck analysis for GPNNs. We include a preliminary exploration of learned propagation patterns in datasets, a first in the field. We observe an intriguing ``{\em \textbf{decurve flow}}'' - a curvature reduction during training for models with learnable propagation, revealing the evolution of propagation over time and a deeper connection to over-smoothing and bottleneck trade-off.

cs.LG

Low-overhead pieceable fault-tolerant construction of logical controlled-phase circuit for degenerate quantum code

We designed an search algorithm in order to find a non-transversal but fault-tolerant construction of a logical controlled-phase gate for general [[n,1,d]] degenerate quantum code. Then we give an example to illustrate our algorithm for a quantum code called bare [[7, 1, 3]] code. This code is obtained under certain search criteria, and it possesses a simpler flag-assisted fault-tolerant syndrome measurement circuit under a standard depolarizing error model. Since a syndrome extraction circuit requiring fewer ancillary qubit resources would facilitate the realization of large-scale quantum computations, such as concatenated high level elementary logical gate circuits when aim to achieve lower logical error rates, we follow our search scheme and find a 3-pieceable fault-tolerant logical CZ circuit on this code. Numerical simulations are also performed to further analyze the logical error rate of our circuit.

quant-ph

SPHINX: The Joint Mixing of Weights, Tasks, and Visual Embeddings for Multi-modal Large Language Models

We present SPHINX, a versatile multi-modal large language model (MLLM) with a joint mixing of model weights, tuning tasks, and visual embeddings. First, for stronger vision-language alignment, we unfreeze the large language model (LLM) during pre-training, and introduce a weight mix strategy between LLMs trained by real-world and synthetic data. By directly integrating the weights from two domains, the mixed LLM can efficiently incorporate diverse semantics with favorable robustness. Then, to enable multi-purpose capabilities, we mix a variety of tasks for joint visual instruction tuning, and design task-specific instructions to avoid inter-task conflict. In addition to the basic visual question answering, we include more challenging tasks such as region-level understanding, caption grounding, document layout detection, and human pose estimation, contributing to mutual enhancement over different scenarios. Additionally, we propose to extract comprehensive visual embeddings from various network architectures, pre-training paradigms, and information granularity, providing language models with more robust image representations. Based on our proposed joint mixing, SPHINX exhibits superior multi-modal understanding capabilities on a wide range of applications. On top of this, we further propose an efficient strategy aiming to better capture fine-grained appearances of high-resolution images. With a mixing of different scales and high-resolution sub-images, SPHINX attains exceptional visual parsing and reasoning performance on existing evaluation benchmarks. We hope our work may cast a light on the exploration of joint mixing in future MLLM research. Code is released at https://github.com/Alpha-VLLM/LLaMA2-Accessory.

cs.CV

A Deep Reinforcement Learning Approach for Interactive Search with Sentence-level Feedback

Interactive search can provide a better experience by incorporating interaction feedback from the users. This can significantly improve search accuracy as it helps avoid irrelevant information and captures the users' search intents. Existing state-of-the-art (SOTA) systems use reinforcement learning (RL) models to incorporate the interactions but focus on item-level feedback, ignoring the fine-grained information found in sentence-level feedback. Yet such feedback requires extensive RL action space exploration and large amounts of annotated data. This work addresses these challenges by proposing a new deep Q-learning (DQ) approach, DQrank. DQrank adapts BERT-based models, the SOTA in natural language processing, to select crucial sentences based on users' engagement and rank the items to obtain more satisfactory responses. We also propose two mechanisms to better explore optimal actions. DQrank further utilizes the experience replay mechanism in DQ to store the feedback sentences to obtain a better initial ranking performance. We validate the effectiveness of DQrank on three search datasets. The results show that DQRank performs at least 12% better than the previous SOTA RL approaches. We also conduct detailed ablation studies. The ablation results demonstrate that each model component can efficiently extract and accumulate long-term engagement effects from the users' sentence-level feedback. This structure offers new technologies with promised performance to construct a search system with sentence-level interaction.

cs.LG

PROD: Progressive Distillation for Dense Retrieval

Knowledge distillation is an effective way to transfer knowledge from a strong teacher to an efficient student model. Ideally, we expect the better the teacher is, the better the student. However, this expectation does not always come true. It is common that a better teacher model results in a bad student via distillation due to the nonnegligible gap between teacher and student. To bridge the gap, we propose PROD, a PROgressive Distillation method, for dense retrieval. PROD consists of a teacher progressive distillation and a data progressive distillation to gradually improve the student. We conduct extensive experiments on five widely-used benchmarks, MS MARCO Passage, TREC Passage 19, TREC Document 19, MS MARCO Document and Natural Questions, where PROD achieves the state-of-the-art within the distillation methods for dense retrieval. The code and models will be released.

cs.IR

Graph Inductive Biases in Transformers without Message Passing

Transformers for graph data are increasingly widely studied and successful in numerous learning tasks. Graph inductive biases are crucial for Graph Transformers, and previous works incorporate them using message-passing modules and/or positional encodings. However, Graph Transformers that use message-passing inherit known issues of message-passing, and differ significantly from Transformers used in other domains, thus making transfer of research advances more difficult. On the other hand, Graph Transformers without message-passing often perform poorly on smaller datasets, where inductive biases are more crucial. To bridge this gap, we propose the Graph Inductive bias Transformer (GRIT) -- a new Graph Transformer that incorporates graph inductive biases without using message passing. GRIT is based on several architectural changes that are each theoretically and empirically justified, including: learned relative positional encodings initialized with random walk probabilities, a flexible attention mechanism that updates node and node-pair representations, and injection of degree information in each layer. We prove that GRIT is expressive -- it can express shortest path distances and various graph propagation matrices. GRIT achieves state-of-the-art empirical performance across a variety of graph datasets, thus showing the power that Graph Transformers without message-passing can deliver.

cs.LG

Text Generation with Diffusion Language Models: A Pre-training Approach with Continuous Paragraph Denoise

In this paper, we introduce a novel dIffusion language modEl pre-training framework for text generation, which we call GENIE. GENIE is a large-scale pretrained diffusion language model that consists of an encoder and a diffusion-based decoder, which can generate text by gradually transforming a random noise sequence into a coherent text sequence. To pre-train GENIE on a large-scale language corpus, we design a new continuous paragraph denoise objective, which encourages the diffusion-decoder to reconstruct a clean text paragraph from a corrupted version, while preserving the semantic and syntactic coherence. We evaluate GENIE on four downstream text generation benchmarks, namely XSum, CNN/DailyMail, Gigaword, and CommonGen. Our experimental results show that GENIE achieves comparable performance with the state-of-the-art autoregressive models on these benchmarks, and generates more diverse text samples. The code and models of GENIE are available at https://github.com/microsoft/ProphetNet/tree/master/GENIE.

cs.CL

Designing BERT for Convolutional Networks: Sparse and Hierarchical Masked Modeling

We identify and overcome two key obstacles in extending the success of BERT-style pre-training, or the masked image modeling, to convolutional networks (convnets): (i) convolution operation cannot handle irregular, random-masked input images; (ii) the single-scale nature of BERT pre-training is inconsistent with convnet's hierarchical structure. For (i), we treat unmasked pixels as sparse voxels of 3D point clouds and use sparse convolution to encode. This is the first use of sparse convolution for 2D masked modeling. For (ii), we develop a hierarchical decoder to reconstruct images from multi-scale encoded features. Our method called Sparse masKed modeling (SparK) is general: it can be used directly on any convolutional model without backbone modifications. We validate it on both classical (ResNet) and modern (ConvNeXt) models: on three downstream tasks, it surpasses both state-of-the-art contrastive learning and transformer-based masked modeling by similarly large margins (around +1.0%). Improvements on object detection and instance segmentation are more substantial (up to +3.5%), verifying the strong transferability of features learned. We also find its favorable scaling behavior by observing more gains on larger models. All this evidence reveals a promising future of generative pre-training on convnets. Codes and models are released at https://github.com/keyu-tian/SparK.

cs.CV

Unsupervised Extractive Summarization with Heterogeneous Graph Embeddings for Chinese Document

In the scenario of unsupervised extractive summarization, learning high-quality sentence representations is essential to select salient sentences from the input document. Previous studies focus more on employing statistical approaches or pre-trained language models (PLMs) to extract sentence embeddings, while ignoring the rich information inherent in the heterogeneous types of interaction between words and sentences. In this paper, we are the first to propose an unsupervised extractive summarizaiton method with heterogeneous graph embeddings (HGEs) for Chinese document. A heterogeneous text graph is constructed to capture different granularities of interactions by incorporating graph structural information. Moreover, our proposed graph is general and flexible where additional nodes such as keywords can be easily integrated. Experimental results demonstrate that our method consistently outperforms the strong baseline in three summarization datasets.

cs.CL

Detecting Elevated Air Pollution Levels by Monitoring Web Search Queries: Deep Learning-Based Time Series Forecasting

Real-time air pollution monitoring is a valuable tool for public health and environmental surveillance. In recent years, there has been a dramatic increase in air pollution forecasting and monitoring research using artificial neural networks (ANNs). Most of the prior work relied on modeling pollutant concentrations collected from ground-based monitors and meteorological data for long-term forecasting of outdoor ozone, oxides of nitrogen, and PM2.5. Given that traditional, highly sophisticated air quality monitors are expensive and are not universally available, these models cannot adequately serve those not living near pollutant monitoring sites. Furthermore, because prior models were built on physical measurement data collected from sensors, they may not be suitable for predicting public health effects experienced from pollution exposure. This study aims to develop and validate models to nowcast the observed pollution levels using Web search data, which is publicly available in near real-time from major search engines. We developed novel machine learning-based models using both traditional supervised classification methods and state-of-the-art deep learning methods to detect elevated air pollution levels at the US city level, by using generally available meteorological data and aggregate Web-based search volume data derived from Google Trends. We validated the performance of these methods by predicting three critical air pollutants (ozone (O3), nitrogen dioxide (NO2), and fine particulate matter (PM2.5)), across ten major U.S. metropolitan statistical areas (MSAs) in 2017 and 2018.

cs.LG

Sentiment-Aware Word and Sentence Level Pre-training for Sentiment Analysis

Most existing pre-trained language representation models (PLMs) are sub-optimal in sentiment analysis tasks, as they capture the sentiment information from word-level while under-considering sentence-level information. In this paper, we propose SentiWSP, a novel Sentiment-aware pre-trained language model with combined Word-level and Sentence-level Pre-training tasks. The word level pre-training task detects replaced sentiment words, via a generator-discriminator framework, to enhance the PLM's knowledge about sentiment words. The sentence level pre-training task further strengthens the discriminator via a contrastive learning framework, with similar sentences as negative samples, to encode sentiments in a sentence. Extensive experimental results show that SentiWSP achieves new state-of-the-art performance on various sentence-level and aspect-level sentiment classification benchmarks. We have made our code and model publicly available at https://github.com/XMUDM/SentiWSP.

cs.CL

Efficient Joint-Dimensional Search with Solution Space Regularization for Real-Time Semantic Segmentation

Semantic segmentation is a popular research topic in computer vision, and many efforts have been made on it with impressive results. In this paper, we intend to search an optimal network structure that can run in real-time for this problem. Towards this goal, we jointly search the depth, channel, dilation rate and feature spatial resolution, which results in a search space consisting of about 2.78*10^324 possible choices. To handle such a large search space, we leverage differential architecture search methods. However, the architecture parameters searched using existing differential methods need to be discretized, which causes the discretization gap between the architecture parameters found by the differential methods and their discretized version as the final solution for the architecture search. Hence, we relieve the problem of discretization gap from the innovative perspective of solution space regularization. Specifically, a novel Solution Space Regularization (SSR) loss is first proposed to effectively encourage the supernet to converge to its discrete one. Then, a new Hierarchical and Progressive Solution Space Shrinking method is presented to further achieve high efficiency of searching. In addition, we theoretically show that the optimization of SSR loss is equivalent to the L_0-norm regularization, which accounts for the improved search-evaluation gap. Comprehensive experiments show that the proposed search scheme can efficiently find an optimal network structure that yields an extremely fast speed (175 FPS) of segmentation with a small model size (1 M) while maintaining comparable accuracy.

cs.CV