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Chengqi Zhang

Publications and source records attributed to Chengqi Zhang.

At least 37 records · Page 2Linked to original sources

Estimating Time Series Foundation Model Transferability via In-Context Learning

Time series foundation models (TSFMs) offer strong zero-shot forecasting via large-scale pre-training, yet fine-tuning remains critical for boosting performance in domains with limited public data. With the growing number of TSFMs, efficiently identifying the best model for downstream fine-tuning becomes increasingly challenging. In this work, we introduce TimeTic, a transferability estimation framework that recasts model selection as an in-context-learning problem: given observations on known (source) datasets, it predicts how a TSFM will perform after fine-tuning on a downstream (target) dataset. TimeTic flexibly organizes the observed model-data relationships as contextual information, allowing it to adapt seamlessly to various test-time scenarios. Leveraging the natural tabular structure formed by dataset meta-features, model characteristics, and fine-tuned performance, we employ tabular foundation models to serve as in-context learners. We further introduce a novel model characterization based on entropy evolution across model layers, capturing embedding-space distinctions and enabling TimeTic to generalize across arbitrary model sets. We establish a comprehensive benchmark for transferability estimation including 10 datasets, 10 foundation models, and 3 forecasting tasks. On this benchmark, TimeTic's estimation demonstrates strong alignment with actual fine-tuned performance for previously unseen datasets, achieving a mean rank correlation of approximately 0.6 and a 30% improvement compared to using zero-shot performance as the transferability score.

cs.LG↗

On-Device Recommender Systems: A Comprehensive Survey

Recommender systems have been widely deployed in various real-world applications to help users identify content of interest from massive amounts of information. Traditional recommender systems work by collecting user-item interaction data in a cloud-based data center and training a centralized model to perform the recommendation service. However, such cloud-based recommender systems (CloudRSs) inevitably suffer from excessive resource consumption, response latency, as well as privacy and security risks concerning both data and models. Recently, driven by the advances in storage, communication, and computation capabilities of edge devices, there has been a shift of focus from CloudRSs to on-device recommender systems (DeviceRSs), which leverage the capabilities of edge devices to minimize centralized data storage requirements, reduce the response latency caused by communication overheads, and enhance user privacy and security by localizing data processing and model training. Despite the rapid rise of DeviceRSs, there is a clear absence of timely literature reviews that systematically introduce, categorize and contrast these methods. To bridge this gap, we aim to provide a comprehensive survey of DeviceRSs, covering three main aspects: (1) the deployment and inference of DeviceRSs (2) the training and update of DeviceRSs (3) the security and privacy of DeviceRSs. Furthermore, we provide a fine-grained and systematic taxonomy of the methods involved in each aspect, followed by a discussion regarding challenges and future research directions. This is the first comprehensive survey on DeviceRSs that covers a spectrum of tasks to fit various needs. We believe this survey will help readers effectively grasp the current research status in this field, equip them with relevant technical foundations, and stimulate new research ideas for developing DeviceRSs.

cs.IR↗

Robust Dynamic Material Handling via Adaptive Constrained Evolutionary Reinforcement Learning

Dynamic material handling (DMH) involves the assignment of dynamically arriving material transporting tasks to suitable vehicles in real time for minimising makespan and tardiness. In real-world scenarios, historical task records are usually available, which enables the training of a decision policy on multiple instances consisting of historical records. Recently, reinforcement learning has been applied to solve DMH. Due to the occurrence of dynamic events such as new tasks, adaptability is highly required. Solving DMH is challenging since constraints including task delay should be satisfied. A feedback is received only when all tasks are served, which leads to sparse reward. Besides, making the best use of limited computational resources and historical records for training a robust policy is crucial. The time allocated to different problem instances would highly impact the learning process. To tackle those challenges, this paper proposes a novel adaptive constrained evolutionary reinforcement learning (ACERL) approach, which maintains a population of actors for diverse exploration. ACERL accesses each actor for tackling sparse rewards and constraint violation to restrict the behaviour of the policy. Moreover, ACERL adaptively selects the most beneficial training instances for improving the policy. Extensive experiments on eight training and eight unseen test instances demonstrate the outstanding performance of ACERL compared with several state-of-the-art algorithms. Policies trained by ACERL can schedule the vehicles while fully satisfying the constraints. Additional experiments on 40 unseen noised instances show the robust performance of ACERL. Cross-validation further presents the overall effectiveness of ACREL. Besides, a rigorous ablation study highlights the coordination and benefits of each ingredient of ACERL.

cs.NE↗

Exploring Criteria of Loss Reweighting to Enhance LLM Unlearning

Loss reweighting has shown significant benefits for machine unlearning with large language models (LLMs). However, their exact functionalities are left unclear and the optimal strategy remains an open question, thus impeding the understanding and improvement of existing methodologies. In this paper, we identify two distinct goals of loss reweighting, namely, Saturation and Importance -- the former indicates that those insufficiently optimized data should be emphasized, while the latter stresses some critical data that are most influential for loss minimization. To study their usefulness, we design specific reweighting strategies for each goal and evaluate their respective effects on unlearning. We conduct extensive empirical analyses on well-established benchmarks, and summarize some important observations as follows: (i) Saturation enhances efficacy more than importance-based reweighting, and their combination can yield additional improvements. (ii) Saturation typically allocates lower weights to data with lower likelihoods, whereas importance-based reweighting does the opposite. (iii) The efficacy of unlearning is also largely influenced by the smoothness and granularity of the weight distributions. Based on these findings, we propose SatImp, a simple reweighting method that combines the advantages of both saturation and importance. Empirical results on extensive datasets validate the efficacy of our method, potentially bridging existing research gaps and indicating directions for future research. Our code is available at https://github.com/tmlr-group/SatImp.

cs.LG↗

Federated Low-Rank Adaptation for Foundation Models: A Survey

Effectively leveraging private datasets remains a significant challenge in developing foundation models. Federated Learning (FL) has recently emerged as a collaborative framework that enables multiple users to fine-tune these models while mitigating data privacy risks. Meanwhile, Low-Rank Adaptation (LoRA) offers a resource-efficient alternative for fine-tuning foundation models by dramatically reducing the number of trainable parameters. This survey examines how LoRA has been integrated into federated fine-tuning for foundation models, an area we term FedLoRA, by focusing on three key challenges: distributed learning, heterogeneity, and efficiency. We further categorize existing work based on the specific methods used to address each challenge. Finally, we discuss open research questions and highlight promising directions for future investigation, outlining the next steps for advancing FedLoRA.

cs.LG↗

WALL-E 2.0: World Alignment by NeuroSymbolic Learning improves World Model-based LLM Agents

Can we build accurate world models out of large language models (LLMs)? How can world models benefit LLM agents? The gap between the prior knowledge of LLMs and the specified environment's dynamics usually bottlenecks LLMs' performance as world models. To bridge the gap, we propose a training-free "world alignment" that learns an environment's symbolic knowledge complementary to LLMs. The symbolic knowledge covers action rules, knowledge graphs, and scene graphs, which are extracted by LLMs from exploration trajectories and encoded into executable codes to regulate LLM agents' policies. We further propose an RL-free, model-based agent "WALL-E 2.0" through the model-predictive control (MPC) framework. Unlike classical MPC requiring costly optimization on the fly, we adopt an LLM agent as an efficient look-ahead optimizer of future steps' actions by interacting with the neurosymbolic world model. While the LLM agent's strong heuristics make it an efficient planner in MPC, the quality of its planned actions is also secured by the accurate predictions of the aligned world model. They together considerably improve learning efficiency in a new environment. On open-world challenges in Mars (Minecraft like) and ALFWorld (embodied indoor environments), WALL-E 2.0 significantly outperforms existing methods, e.g., surpassing baselines in Mars by 16.1%-51.6% of success rate and by at least 61.7% in score. In ALFWorld, it achieves a new record 98% success rate after only 4 iterations.

cs.AI↗

Navigating the Future of Federated Recommendation Systems with Foundation Models

Federated Recommendation Systems (FRSs) offer a privacy-preserving alternative to traditional centralized approaches by decentralizing data storage. However, they face persistent challenges such as data sparsity and heterogeneity, largely due to isolated client environments. Recent advances in Foundation Models (FMs), particularly large language models like ChatGPT, present an opportunity to surmount these issues through powerful, cross-task knowledge transfer. In this position paper, we systematically examine the convergence of FRSs and FMs, illustrating how FM-enhanced frameworks can substantially improve client-side personalization, communication efficiency, and server-side aggregation. We also delve into pivotal challenges introduced by this integration, including privacy-security trade-offs, non-IID data, and resource constraints in federated setups, and propose prospective research directions in areas such as multimodal recommendation, real-time FM adaptation, and explainable federated reasoning. By unifying FRSs with FMs, our position paper provides a forward-looking roadmap for advancing privacy-preserving, high-performance recommendation systems that fully leverage large-scale pre-trained knowledge to enhance local performance.

cs.IR↗

Biologically Plausible Brain Graph Transformer

State-of-the-art brain graph analysis methods fail to fully encode the small-world architecture of brain graphs (accompanied by the presence of hubs and functional modules), and therefore lack biological plausibility to some extent. This limitation hinders their ability to accurately represent the brain's structural and functional properties, thereby restricting the effectiveness of machine learning models in tasks such as brain disorder detection. In this work, we propose a novel Biologically Plausible Brain Graph Transformer (BioBGT) that encodes the small-world architecture inherent in brain graphs. Specifically, we present a network entanglement-based node importance encoding technique that captures the structural importance of nodes in global information propagation during brain graph communication, highlighting the biological properties of the brain structure. Furthermore, we introduce a functional module-aware self-attention to preserve the functional segregation and integration characteristics of brain graphs in the learned representations. Experimental results on three benchmark datasets demonstrate that BioBGT outperforms state-of-the-art models, enhancing biologically plausible brain graph representations for various brain graph analytical tasks

cs.LG↗

ARC: A Generalist Graph Anomaly Detector with In-Context Learning

Graph anomaly detection (GAD), which aims to identify abnormal nodes that differ from the majority within a graph, has garnered significant attention. However, current GAD methods necessitate training specific to each dataset, resulting in high training costs, substantial data requirements, and limited generalizability when being applied to new datasets and domains. To address these limitations, this paper proposes ARC, a generalist GAD approach that enables a ``one-for-all'' GAD model to detect anomalies across various graph datasets on-the-fly. Equipped with in-context learning, ARC can directly extract dataset-specific patterns from the target dataset using few-shot normal samples at the inference stage, without the need for retraining or fine-tuning on the target dataset. ARC comprises three components that are well-crafted for capturing universal graph anomaly patterns: 1) smoothness-based feature Alignment module that unifies the features of different datasets into a common and anomaly-sensitive space; 2) ego-neighbor Residual graph encoder that learns abnormality-related node embeddings; and 3) cross-attentive in-Context anomaly scoring module that predicts node abnormality by leveraging few-shot normal samples. Extensive experiments on multiple benchmark datasets from various domains demonstrate the superior anomaly detection performance, efficiency, and generalizability of ARC.

cs.LG↗

Federated Foundation Models on Heterogeneous Time Series

Training a general-purpose time series foundation models with robust generalization capabilities across diverse applications from scratch is still an open challenge. Efforts are primarily focused on fusing cross-domain time series datasets to extract shared subsequences as tokens for training models on Transformer architecture. However, due to significant statistical heterogeneity across domains, this cross-domain fusing approach doesn't work effectively as the same as fusing texts and images. To tackle this challenge, this paper proposes a novel federated learning approach to address the heterogeneity in time series foundation models training, namely FFTS. Specifically, each data-holding organization is treated as an independent client in a collaborative learning framework with federated settings, and then many client-specific local models will be trained to preserve the unique characteristics per dataset. Moreover, a new regularization mechanism will be applied to both client-side and server-side, thus to align the shared knowledge across heterogeneous datasets from different domains. Extensive experiments on benchmark datasets demonstrate the effectiveness of the proposed federated learning approach. The newly learned time series foundation models achieve superior generalization capabilities on cross-domain time series analysis tasks, including forecasting, imputation, and anomaly detection.

cs.LG↗

Personalized Federated Collaborative Filtering: A Variational AutoEncoder Approach

Federated Collaborative Filtering (FedCF) is an emerging field focused on developing a new recommendation framework with preserving privacy in a federated setting. Existing FedCF methods typically combine distributed Collaborative Filtering (CF) algorithms with privacy-preserving mechanisms, and then preserve personalized information into a user embedding vector. However, the user embedding is usually insufficient to preserve the rich information of the fine-grained personalization across heterogeneous clients. This paper proposes a novel personalized FedCF method by preserving users' personalized information into a latent variable and a neural model simultaneously. Specifically, we decompose the modeling of user knowledge into two encoders, each designed to capture shared knowledge and personalized knowledge separately. A personalized gating network is then applied to balance personalization and generalization between the global and local encoders. Moreover, to effectively train the proposed framework, we model the CF problem as a specialized Variational AutoEncoder (VAE) task by integrating user interaction vector reconstruction with missing value prediction. The decoder is trained to reconstruct the implicit feedback from items the user has interacted with, while also predicting items the user might be interested in but has not yet interacted with. Experimental results on benchmark datasets demonstrate that the proposed method outperforms other baseline methods, showcasing superior performance. Our code is available at https://github.com/mtics/FedDAE.

cs.IR↗

Mind the Gap Between Prototypes and Images in Cross-domain Finetuning

In cross-domain few-shot classification (CFC), recent works mainly focus on adapting a simple transformation head on top of a frozen pre-trained backbone with few labeled data to project embeddings into a task-specific metric space where classification can be performed by measuring similarities between image instance and prototype representations. Technically, an assumption implicitly adopted in such a framework is that the prototype and image instance embeddings share the same representation transformation. However, in this paper, we find that there naturally exists a gap, which resembles the modality gap, between the prototype and image instance embeddings extracted from the frozen pre-trained backbone, and simply applying the same transformation during the adaptation phase constrains exploring the optimal representations and shrinks the gap between prototype and image representations. To solve this problem, we propose a simple yet effective method, contrastive prototype-image adaptation (CoPA), to adapt different transformations respectively for prototypes and images similarly to CLIP by treating prototypes as text prompts. Extensive experiments on Meta-Dataset demonstrate that CoPA achieves the state-of-the-art performance more efficiently. Meanwhile, further analyses also indicate that CoPA can learn better representation clusters, enlarge the gap, and achieve minimal validation loss at the enlarged gap.

cs.CV↗

WALL-E: World Alignment by Rule Learning Improves World Model-based LLM Agents

Can large language models (LLMs) directly serve as powerful world models for model-based agents? While the gaps between the prior knowledge of LLMs and the specified environment's dynamics do exist, our study reveals that the gaps can be bridged by aligning an LLM with its deployed environment and such "world alignment" can be efficiently achieved by rule learning on LLMs. Given the rich prior knowledge of LLMs, only a few additional rules suffice to align LLM predictions with the specified environment dynamics. To this end, we propose a neurosymbolic approach to learn these rules gradient-free through LLMs, by inducing, updating, and pruning rules based on comparisons of agent-explored trajectories and world model predictions. The resulting world model is composed of the LLM and the learned rules. Our embodied LLM agent "WALL-E" is built upon model-predictive control (MPC). By optimizing look-ahead actions based on the precise world model, MPC significantly improves exploration and learning efficiency. Compared to existing LLM agents, WALL-E's reasoning only requires a few principal rules rather than verbose buffered trajectories being included in the LLM input. On open-world challenges in Minecraft and ALFWorld, WALL-E achieves higher success rates than existing methods, with lower costs on replanning time and the number of tokens used for reasoning. In Minecraft, WALL-E exceeds baselines by 15-30% in success rate while costing 8-20 fewer replanning rounds and only 60-80% of tokens. In ALFWorld, its success rate surges to a new record high of 95% only after 6 iterations.

cs.AI↗

Towards Next-Generation LLM-based Recommender Systems: A Survey and Beyond

Large language models (LLMs) have not only revolutionized the field of natural language processing (NLP) but also have the potential to bring a paradigm shift in many other fields due to their remarkable abilities of language understanding, as well as impressive generalization capabilities and reasoning skills. As a result, recent studies have actively attempted to harness the power of LLMs to improve recommender systems, and it is imperative to thoroughly review the recent advances and challenges of LLM-based recommender systems. Unlike existing work, this survey does not merely analyze the classifications of LLM-based recommendation systems according to the technical framework of LLMs. Instead, it investigates how LLMs can better serve recommendation tasks from the perspective of the recommender system community, thus enhancing the integration of large language models into the research of recommender system and its practical application. In addition, the long-standing gap between academic research and industrial applications related to recommender systems has not been well discussed, especially in the era of large language models. In this review, we introduce a novel taxonomy that originates from the intrinsic essence of recommendation, delving into the application of large language model-based recommendation systems and their industrial implementation. Specifically, we propose a three-tier structure that more accurately reflects the developmental progression of recommendation systems from research to practical implementation, including representing and understanding, scheming and utilizing, and industrial deployment. Furthermore, we discuss critical challenges and opportunities in this emerging field. A more up-to-date version of the papers is maintained at: https://github.com/jindongli-Ai/Next-Generation-LLM-based-Recommender-Systems-Survey.

cs.IR↗

Graph Stochastic Neural Process for Inductive Few-shot Knowledge Graph Completion

Knowledge graphs (KGs) store enormous facts as relationships between entities. Due to the long-tailed distribution of relations and the incompleteness of KGs, there is growing interest in few-shot knowledge graph completion (FKGC). Existing FKGC methods often assume the existence of all entities in KGs, which may not be practical since new relations and entities can emerge over time. Therefore, we focus on a more challenging task called inductive few-shot knowledge graph completion (I-FKGC), where both relations and entities during the test phase are unknown before. Inspired by the idea of inductive reasoning, we cast I-FKGC as an inductive reasoning problem. Specifically, we propose a novel Graph Stochastic Neural Process approach (GS-NP), which consists of two major modules. In the first module, to obtain a generalized hypothesis (e.g., shared subgraph), we present a neural process-based hypothesis extractor that models the joint distribution of hypothesis, from which we can sample a hypothesis for predictions. In the second module, based on the hypothesis, we propose a graph stochastic attention-based predictor to test if the triple in the query set aligns with the extracted hypothesis. Meanwhile, the predictor can generate an explanatory subgraph identified by the hypothesis. Finally, the training of these two modules is seamlessly combined into a unified objective function, of which the effectiveness is verified by theoretical analyses as well as empirical studies. Extensive experiments on three public datasets demonstrate that our method outperforms existing methods and derives new state-of-the-art performance.

cs.IR↗

Personalized Adapter for Large Meteorology Model on Devices: Towards Weather Foundation Models

This paper demonstrates that pre-trained language models (PLMs) are strong foundation models for on-device meteorological variables modeling. We present LM-Weather, a generic approach to taming PLMs, that have learned massive sequential knowledge from the universe of natural language databases, to acquire an immediate capability to obtain highly customized models for heterogeneous meteorological data on devices while keeping high efficiency. Concretely, we introduce a lightweight personalized adapter into PLMs and endows it with weather pattern awareness. During communication between clients and the server, low-rank-based transmission is performed to effectively fuse the global knowledge among devices while maintaining high communication efficiency and ensuring privacy. Experiments on real-wold dataset show that LM-Weather outperforms the state-of-the-art results by a large margin across various tasks (e.g., forecasting and imputation at different scales). We provide extensive and in-depth analyses experiments, which verify that LM-Weather can (1) indeed leverage sequential knowledge from natural language to accurately handle meteorological sequence, (2) allows each devices obtain highly customized models under significant heterogeneity, and (3) generalize under data-limited and out-of-distribution (OOD) scenarios.

physics.ao-ph↗

What Hides behind Unfairness? Exploring Dynamics Fairness in Reinforcement Learning

In sequential decision-making problems involving sensitive attributes like race and gender, reinforcement learning (RL) agents must carefully consider long-term fairness while maximizing returns. Recent works have proposed many different types of fairness notions, but how unfairness arises in RL problems remains unclear. In this paper, we address this gap in the literature by investigating the sources of inequality through a causal lens. We first analyse the causal relationships governing the data generation process and decompose the effect of sensitive attributes on long-term well-being into distinct components. We then introduce a novel notion called dynamics fairness, which explicitly captures the inequality stemming from environmental dynamics, distinguishing it from those induced by decision-making or inherited from the past. This notion requires evaluating the expected changes in the next state and the reward induced by changing the value of the sensitive attribute while holding everything else constant. To quantitatively evaluate this counterfactual concept, we derive identification formulas that allow us to obtain reliable estimations from data. Extensive experiments demonstrate the effectiveness of the proposed techniques in explaining, detecting, and reducing inequality in reinforcement learning. We publicly release code at https://github.com/familyld/InsightFair.

cs.LG↗

Algorithmic Fairness: A Tolerance Perspective

Recent advancements in machine learning and deep learning have brought algorithmic fairness into sharp focus, illuminating concerns over discriminatory decision making that negatively impacts certain individuals or groups. These concerns have manifested in legal, ethical, and societal challenges, including the erosion of trust in intelligent systems. In response, this survey delves into the existing literature on algorithmic fairness, specifically highlighting its multifaceted social consequences. We introduce a novel taxonomy based on 'tolerance', a term we define as the degree to which variations in fairness outcomes are acceptable, providing a structured approach to understanding the subtleties of fairness within algorithmic decisions. Our systematic review covers diverse industries, revealing critical insights into the balance between algorithmic decision making and social equity. By synthesizing these insights, we outline a series of emerging challenges and propose strategic directions for future research and policy making, with the goal of advancing the field towards more equitable algorithmic systems.

cs.CY↗